LE QUANG DlNH. - Dy ban Ch-ung khoan Nha ntroc - S6' Giao djch Ch-ung khoan TP HCM

Transcription

1 CONG TY CO phan DAY cap BI N VI T NAM CQNG HOA xa HOI chij NGIDA VI~T NAM B()c I~p - TV do - Hanh phuc Tp.HCM ngay 28 thdng 07 ndm 2017 eong BO THONG TIN TREN CONG THONG TIN DI~N TU CVA trv BAN CHUNG KHoAN NHA xooc va SGnCK TPHCM (co thi sit dung di cong b6 thong tin d6ng thai din UBCKNN va SGDCK) Kinh giri: - Dy ban Ch-ung khoan Nha ntroc - S6' Giao djch Ch-ung khoan TP HCM Cong ty: C6 phan Day cap dien Viet Narn Ma clnrng khoan: CA V Dia chi ti1)so chinh: Nam Ky Khoi Nghia, Phuong Nguyen Thai Binh, Q.l, TPHCM Di~n thoai: Fax: Ngiroi thuc hien cong b6 thong tin: Le Quang Dinh Dia chi: Nam Ky Khoi Nghia, Phuong Nguyen Thai Binh, Q1, TPHCM Dien thoai (di dong, co quan, nha rieng): Fax: Loai thong tin cong b6 D 24 gio D 72 gio D bit thuong D thea yeu c~u X dinh ky NQi dung thong tin cong b6 (*): _ Cong ty CP Day cap di~n VN cong b6 bao cao quan tri 6 thang d~u nam Thong tin nay dll duoc cong b6 tren trang thong tin dien illcua cong ty van ngay 28/07/2017 tai dirong d~n: cao quan trl Chung toi xin cam ket cac thong tin cong b6 tren day 1adung Sl)' th~t va hoan toan chiu trach nhi~m truac phap 1u~tvS nqi dung cac thong tin dffcong b6. Tai li~u dinh kern: LE QUANG DlNH CADIVI CONG TY co phan DAy cap OUJ;N VI1J:TNAM (CADIVI). Dta chi: Nam K5'KMi NghTa- Qu~n 1 - TP.HCM Di~n thol,li:tel: ; Fax: cadivi@cadivi.vn; Website: w\vw. cadivlvli

2 CONG TY CO phan DAY cap DI~N VI1J:TNAM S6:... 0.L.IBC-HDQT CQNG HOA xa HQI cnu NGHiA VI1J:T NAM Di)c l~p - TlJ do - Hgnh phuc TP.HCM, ngay..).1 thang 07 nam 2017 BAo cao TiNH HiNH QUAN TRI. CONG TV NIEM YET REPORT ON CORPORA TE GOVERNANCE OF LISTING COMPANY (6 thang / 6 months) Kinh 9LPi: UV BAN CHLrNG KHOAN NHA NU'OC So' GIAO DICH CHUNG KHOAN To: - The State Securities Commission - The Slack Exchange - Ten cong ty niem yst/ Name oflisting company: CTY CP DAY cap DI1J:NVI1J:TNAM - Dia chi t11,1 sa chinh 1Address of headoffice: Nam Ky Khoi Nghia - Q.1 - TP.HCM - Dien tho~/tel: (08) ; Fax: (08) ; cadivi@cadivi.vn - V6n di~u 1~1Charter capital: dang - Mil chimg khoan/ Securities code: CA V I. Hoat dqng cua Dai hqi dang c6 dong/activities of the General Meeting of Shareholders Thong tin v~ cac CU9Chop va Nghi quyet/quyet dinh cua Dai h9i d6ng c6 dong (baa g6m ca cac Nghi quyet ctia Dai h9i d6ng c6 dong duoc thong qua diroi hinh thirc l~y y ki~n bang van ban)/ Information on meetings and resolutions / decisions of the General Meeting of Shareholders (including the resolutions of the General Meeting of Shareholders adopted in the form of written comments): sa Nghi quy~tl Stt Quy~t Ngay NQi dung No. dinhresolution/ Date Content Decision No. - Thong qua cac bao cao l. Baa cao k~t qua SXKD nam Baa cao heat dong cua H9i d6ng quan tri 3. Bao cao cua Ban kiem scat 4. Bao cao tai chinh nam 2016 da duoc kiem toan - Thong qua k~ hoach SXKD nam Thong qua phuong an phan phoi 19'i nhu~ 1 11/41 nalti Sua d6i f)i~u l~ Cong ty c6 phfui Day cap di~n Vi~t N am - Bftu Thanh vien HDQT, BKS NK Thong qua vi~c uy quy6n cho H9i d6ng quan trt chon Cong ty ki~m tom BCTC nam Thong qua cac giao dich thu9c thfun quy~n cua f)~i h9i d6ng c6 dong - Thong qua thli lao cua H9i d6ng quan tri va Ban ki~m soat nam 2017

3 II. HQi dang quan tr] (Bao cao 6 thang/nam),' Board of Management (Semiannual/annual reports): 1. Thong tin v~ thanh vien HQi dang quan tr] (HDQT)/ Information about the members of the Board of Management: S Thanh vien Clnrc Ngay bilt S8 bubi Ty I~ Ly do khong tham tt IIDQTIBOM's v! Position d~u!khong con la hqp tham dv hqp/reasonsfor member thanh vien IIDQT dl,l' absence HDQTIDay tham hqplper becoming/no longer dvinu centage member of the mber of Board of attenda Management nee Giai doan tir /4/ Ong NguySn Hoa CM tich 18/ % CUOTlg HDQT 10/4/ Ong Hoang Ph6 chu tich 18/4/2012-5/5 100% Nghia Dan lidqt 10/4/ Ong Nguyen L9C Thanh vien 18/4/ % HDQT 10/4/ Ong Doal1 Hoaj Thanh vien 18/4/2012-5/5 100% Thanh HDQT 10/4/ Ong Nguyen Thanh vien 2117/ % Jinh HUng HDQT 10/4/2017 Giai doan 1 Ong Nguyen Van Tu n Thanh vien HDQT, TTHDQT Tir / / % Chii tich HDQT 23/5/ Ong Nguyen Boa Cirong Chii tich HDQT 3 Ong Le Quang TV HDQT, DiM TTIIDQT 11/4/ % 23/5/2017 Trang 16 phien hop cua Hf)QT co 11 23/5/2017 phien hop uy quyen cho TT.Hf)QT ky cac Thanh vien HDQT Nqh] quyet cua Hf)QT can CLr thea Of) so 10/2017- Hf)OT Vv Ban hanh cooche hop va/l~y y kie!n va ra nghi quyet cua TT.Hf)QT 1114/ %

4 S Thimh vien Chllc Ngay b~t s6 bu6i Tyl~ Ly do khong tham tt HDQTIBOM's v1jlposition diulkhong con la hqp tham d" bqp/reasonsfor member thanh vien HDQT d" absence HDQTlDay tham bqplper 4 OngNguy~n TVHDQT becoming/no longer d"inu centage member of the mberof Board of attenda Management nee 1114/ % Trang 16 phien hop Dinh HUng cua HDQT c6 11 phien hop uy quyen cho TT.Hf)QT ky cac Nghi quyet cua Hf)QT can cu thea oo so 10/2017- Hf)QT Vv Ban hanh co che hop vallay y kien va ra nghi quyet cua TT.Hf)QT 5 Ong Hoang Anh TVHDQT 1114/ % Trang 16 phien hop DUng cua Hf)QT c6 11 phien hop uy quysn cho TT.Hf)QT ky cac Nghj quyet cua Hf)QT can C(J' thea QD so 10/2017- HDQT Vv Ban hanh co che hop vallay y kien va ra nghj quyet cua TT.HDQT 6 TV HDQT 1114/ % Trang 16 phien hop OngLeBa Th9 cua HDQT c6 11 phien hop uy quyen cho TT.HDQT ky cac Nghj quyet cua HDQT can C(J' thea oe so 10/2017- HDQT Vv Ban hanh co che hop vallay y kien va ra nqh] quyst cua TT.HDQT 7 TV HDQT 1114/ % Trang 16 phien hop Ong Phan cua HDQT c6 11 Ng9cHi~u phien hop uy quyen cho TT. H:8QT ky cac Nghi quyet clia HDQT can c(j' thea Qf) so 10/2017- HDQT Vv Ban hanh co'che hopva/lay y kien va ra nghi quyet cua TT.HDQT _, I \.'1 ~ 2. Ho~t dqng giam sat eua HBQT d8i v6'i Ban Giam d8el Supervision by the BOD over the Director (General Director): Trong 6 thang d~u nam 2017, c6 thay d6i vi tri nhful Sl,I d.p cao cling nhu c6 nhan Sl,I mai trong thanh vien HBQT nhung vai Sl,I chi d~6 nh~y ben, linh ho~t, sau sic va Sl,I giam sat thucmg xuyen, lien tve eua H<)id6ng quan tri da giup cho T6ng giam d6c va cac can b{> qmlll 1)' khac disu hanh m9i ho~t d9ng san xu~t kinh doanh eua

5 cong ty theo hu6ng 6n dinh v~ phat trien, dung dinh huong 'Chien hroc phat trien cong ty giai doan , tam nhin den ~am 2020'. 3. Hoat dqng cua cac ti~u ban thuqc HQi dong quan trill Activities of the Board of Directors' committees: khong c6 4. Cac Nghi quy~t/quy~t dinh cua HQidang quan tr] (Bao cao 6 thang/nam)iresolutions/decisions of the Board of Directors (Semiannual/annual reports): 2 46/20 17INQ-HBQT 22/2/2017 Phien h9p ngay 22/02/ /20 17INQ-H8QT 213/2017 Dieu chinh thai gian su dung v6n thu diroc cua dot phat hanh c6 phieu ra cong chung v6n dieu l~ ill 288 ty d6ng len 576 ty dong 4 48/20171NQ-HBQT 913/2017 Dang ky giao dich b6 sung clnrng khoan 5 49/20 17INQ-HBQT 21/3/2017 Phi en h9p s6 23/ /20171NQ-HBQT 714/2017 Phien h9p s6 24/ /2017/QD-HDQT 22/2/ /2017/QD- HBQT 2113/ /2017/QD-HBQT 2113/ IQD- HBQT Thong qua k~t qua chao ban c6 phieu cho c6 dong hien htru va xu 1y c6 phan chua phan ph6i h~t cua dot tang v6n di~u l~ tu 288 ty d6ng len 576 ty d6ng K8 hoach t6 clnrc DHBCD thirong nien 2017 PM duyet quy ti n luang nam 2016 Cho phep thanh ly Hgp d6ng " H~ th6ng ph~ quan tri doanh nghi~p" m~m PM duy~t d~u tu xay d\iilg h<;lllgml,lc c6ng trinh Nha kho rna r9ng, mill che san phfu.n cap va Nha co di~n t<;linha may CADIVI misn Trung

6 28 160IQD-IIDQT 2113/2017 PhS duyet plnrong an sip xsp lai bo may t6 chirc cua Co quan Cong ty CP Day cap di~n Viet Nam QD-IIDQT 2113/2017 PM duyet thay d6i nganh, nghe kinh doanh cua Cong ty TNHH MTV CADIVI mien Bic /QD-IIDQT 2113/2017 PM duyet d~u ill 01 day chuyen n~u due can nhom lien tuc /QD-IIDQT 2113/2017 PM duyet d~u tu 01 may keo 8 duong: 04 may xoan cao t6c 3.000v/p 01 day chuyen boc 75:04 may thu cuon bao g6i 2 trong /QD- IIDQT 2113/2017 PM duyet thoai v6n d~u tu tai Cong ty CP xu~t nhap khau dich vu va d~u illviet Nam /QD-IIDQT 2113/2017 Tam phan ph6i thu lao HOi d6ng quan tri va Ban ki6m scat nam /QD- IIDQT 2113/2017 K hoach t6 chirc DIIDCD thuong nien A120 17IQD- HDQT 21/3/2017 PM duyet tang v6n di~u l~ len 576 ty d6ng 36 01/20 17/QD-HDQT 25/4/2017 Bo nhiem Thu Icy cong ty NK /20 17/QD-HDQT 25/4/2017 B6 nhiem Thuong true HDQT /20 17/QD-HDQT 25/4/2017 Ban hanh He thong phan cap tham quyen phan quyet trong ho~t dong quan tri di~u hanh cua Cong ty CP day cap dien VN 39 04/2017/QD-HDQT 10/5/2017 Thuc hien chuang trinh Marketing tai Mien Bac 40 05/2017/QD-HDQT 10/5/2'017 PhS duyet chu tnrong xay dl,ltigva giao quyen sir d~g d~t t~ co sa 2( s~ Phu)- Nh~ may CADIVI Mien Dong (thuoc quyen sir dw1gdat cua Cong ty CP Day cap di~n VN cho Cong ty TNHH MTV CADrvr D6ng Nai /QD-HDQT 22/5/2017 Chap thu?n Dan xin ill nhi~m chuc danh Chu tich HDQT Cong ty CP Day cap di~n VN NK /2017 IQD- HDQT 22/5/2017 B6 nhi~m Chu tich HDQT Cong ty CP Day cap di~n VN NK /20 17/QD-IIDQT 22/5/2017 Ch~p thu~ Dan xin til nhi~m th~ vie~ IIDTV Cong ty TNHH MTV CADIVI Mien Bac 44 09/20 17/QD-HDQT 22/5/2017 B6 nhiem Chu tich HDTV NK cong ty TNHH MTV CADIVI Mi~n Bic 45 10/2017/QD-IIDQT 22/5/2017 Ban hanh co chs hop/l~y y ki n va ra nghi quy~t cua TT.IIDQT Cong ty CP Day cap di~n Vi~t Nam 46 11/20 17/QD-IIDQT 22/5/2017 Chon cong ty ki~m toan bao cao tai chinh nfun 2017

7 47 12/20 17/QD-HDQT 22/5/2017 Xay dung chien luoc phat trien 5!lam,cua Ceng ty CADIVI va Cong ty CADIVI Mien Bac 48 13/2017!QD-HDQT 30/5/2017 B6 nhiem thu ky cong ty NK /20 17/QD-HDQT 30/5/2017 Mua sfun v~t illb6 sung phuc vu KHSX-KD nam /2017/QD-HDQT 116/2017 B6 nhiem Thanh vien HDTV kiem T6ng giam a6c cong ty TNHH MTV CADIVI Mi~n Bac 51 16/2017/QD-HDQT 116/2017 Thoi gift chirc vu Thanh vien HDTV kiem T&ng Giam a6c cong ty 1NHH MTV CADIVI Mi~n B~c 52 17/2017/QD-HDQT 116/2017 Cir dai dien quan 1y von tai Cong ty 1NHH MTV CADIVI Mi~n B~c 53 18/2017/QD-HDQT 116/2017 Sua abi H~ thong phan d.p thfun quyen trong heat dong quan tri ai~u hanh cua Cong ty CP Day cap dien VN III. Ban ki~m soat (Bao cao 6 thang/nam)1 Supervisory Board (Semi-annual/annual reports): 1. Thong tin v~thanh vien Ban Ki~m soat (BKS)/ Information about members of Supervisory Board: Stt Thanh vien Chtrc Ngay b~t s6 bu&i Ty l~ tham di! Ly do No. BKSMembers vl}.position diulkhong hqpbks hqppercentage khong of Supervisory con la thanh tham dl! tham dl! Board vienbks Number of hqpreasons Day attendance for absence becoming/no longer member of the Supervisory Board 1 Ba vu Thanh Truong 1114/2017 Huang ban 2 OngDuVinh Thanh 11/4/2017 H6ng Quan vien 2/2 100% % 3 Ong Ngo Quang Thanh 18/4/ % HStnhi~m HUng vien 10/ ky 3 OngPh<;UIl Thanh /2 50% B6 nhi~m ill TuemgMinh vien 11/4/2017

8 2. Hoat dqug ghim sat ciia BKS d&i vei HDQT, Ban Giam d&c di~u hanh va c6 dongsurveillance activities of the Supervisory Boardtoward the Board of Management, Board of Directors and shareholder: Ban kiem soat theo doi sat cac hoat d9ng cua H9i d6ng quan tri thong qua cac bien ban hqp,nghi quyet cua H9i d6ng quan tri cung c~p cho Ban kiem soat. Ban kiem soat thtrc hien chirc nang kiem soat hoat d9ng cua Ban di~u hanh thong qua viec xoat xet thuc hien cac nghi quyet cua Dai h9i d6ng c5 dong va H9i d6ng quan trio 3. Sl}' phai hop hoat dqug gifra BKS dai v6'i hoat dqng cua HDQT, Ban Clam dac di~u hanh va cac can bq quan Iy khac/ The coordination among the Supervisory Boardwith the Board of Management, Board of Directors and different managers: Ban kiem soat da: phoi hop chat che voi HDQT, Ban T5ng Giam d5c trong heat dong kiem tra, giam sat nhimg v~n duy tri Sl,Id9C l~p cua minh trong vi~c thl,ichi~n chuc nang, nhi~rn V1,l duq'cquy dinh tc;tilu~t doanh nghi~p va Di~u 1~cong ty. 4. Ho~t dqng khac cna BKS (n~u co)/ Other activities of the Supervisory Board (if any): khong co. IV. Dao t~o v~ quan trj cong ty/ Training on corporate governance: Cae khoa dao tc;tov~ quid tri cong ty rna cac thanh vien HDQT, thanh vien BKS, Giarn d5c (T5ng Giam d5c) di~u hanh, cac can b9 quid1ykhac va Thu ky cong ty da:tharn gia thea quy dinh v~ quid tri cong ty/ Training courses on corporate governance which members of Board of Management, members of the Supervisory Board, Director (CEO), other managers and company secretary was involved in accordance with regulations on corporate governance: Cac thanh vien HDQT, Ban ki~rn soat, T6ng giam d5c va Thu ky cong ty d~u da:tham gia cac khoa dao tc;toquan tri cong ty thea quy dinh. V. Danh sach v~ ngu'olco lien quan cna cong ty niem y~t theo quy dinh t~i khoan 34 Di~u 6 Lu~t Chnn.g khoan (Bao cao 6 thang/nlim) va giao dich cna ngu'ol co lien quan cna tong ty v6'i chinh Cong ty I List of affiliated persons of the public company as specified in clause 34, Article 6 of the Securities Law (Semi-annual/annual reports) and transactions o/affiliated persons of the Company with the Company) 1.Danh sach v~ ngu'ol co lien quan ciia cong ty/ List of a/filiatedpersons of the Company: Xem ph7;ll7;lcdinh kem 2. Giao djch gifra cong ty v6'i ngu'ol co lien quan cna cong ty; ho~c gifra cong ty v6'i c6 dong lo-n, ngu'oln.qibq, ngu'oleo lien quan ciia ngu'iri nqi bqi Transactions between the company and the affiliated persons or between the company and major shareholders, internalpersons and related person of internalperson: xem ph7;llyc dinh kem 3. Giao djch gifra ngu'olnqi bq cong ty niem y~t, ngu'oico lien quan cna nguol nqi bq v6'i cong ty con, cong ty do cong ty niem y~t n~m quy~n ki~m soat/ Transaction between internal person of listed company and company's subsidiaries, or the company in which listed company takes controllingpower: kh6ng co 4. Giao dich gifra cong ty voi cac d&i tu'q'dgkhacl Transactions between the company and other objects 4.1. Giao dich giua cong ty vai cong ty rna thanh vien HDQT, thanh vien Ban Ki~rn soat, Giam a5c (T5ng Giam d5c) di~u hanh da:va dang 1athanh vien sang l~p ho~c thanh vien ;( l'... 7

9 , "..:!r$'~~~:;;~g~i, l.1:gs, iq'e(/lll"at~l#il1lt J:fZ,f!J1!1JlJf<'t'or ti!l~:eps. D~11'I~i~tQ.r (eej!}) 19;1. rhr4e:'(()~p:j~~p;i~~~~~r!'~fi,~e'#~~;~~#~el>rfm~~!g~qn;g;~p,,'..~~.~~~~~,c~.t;~;~;;t;=,a~am:~.,(lfw',~~)j~e~~,."~ '; 3')it >.y$, J/~~~n.' ''17!t,c ' _Q,'f1112i /JY-' tjnt:i t;/1e" eom~y lnat 1~1lf1tel1:.:p:ef'!};(Jjn 61[,membe.1$ o!sijciri':ifff Miti:z~ge11l~r.tt; :rnim~ers' w! the' S!r!p-e.rv:ilS/Jrjt Baarct Dw:e4tor fc/li('jr;q's',;amelfl/htjr oj BV;(1;riilq!Manag.em'fJ'fJ1.i (CFlJl:' k1t6:ng CQ. 4.~.C~~:,:~~~0,di~h'~C'~ll:~~~!~ :~~a~;~o~/t)a,chat,dql:v~~:,tb~,"vlel\\fid,ql'.; th~ g~~ '(tjj~u ;~ fj:tfjret,(r;pfwaf1(!aiz$ :Qf,tlr4. ~'P4.:7!j; (ij!j/r.l'! l.~.t llcp,be/(f:~.i1jtfma:terifr;tt,or if/:ljjijj1:t.e.r.m..1,for trzefljp,?;r,$ of BClcrr'fi, e!.mtji')agf/men~~~tfiffmb13'f)8of ike,8.;upg.rv.i'$.ory Board). Di,refJfq.r.feBf)J~ 1(h6ngco'~ ~~ra~~~i~i~l'~!':~~,~~l.e t:~~~:j'.,:c;.u~'ill.'g,lf<u:. '~~~l1i9,va)ng""oll'iu.en qunn:~u:.a:lj.g:{!!ul,;j1i91..,~~o: '6 fliin:gtilu'ib)rrr-p}t.$actlb.im" ;(!fint~ttidl,p~r-slm$aljd'rfft(!;te4;pg tsofl of'l'nten1,al, '~ej'sijn~i8imiam.11!il~{anftutili!erilt..j1'1'. p. " 1:1. '.rlilel,.... " ""0,0... f:"r,i~/ ~,;:y A." R ;""'}i" t..,l./t.u'," ",~,,nti",'k'"...i " ''''il'ii',;:''''' "... ',~, '<"""J.:" y;>...~~l.a"';~!:11~. m' c,cp;"pllle uq,,:':'«0. L D~ S~b ngg:~, tlqi ~~' viv ;~M: ;,~ ij~.:qrtan CU~ ngtxm ri~i b~ql1i;i:n fj/.t'nt~rtujtp~r.$bl)s'«ntl/fnrt.'it a/!lli(jte;4~fjimq!f1$:-"'x~np.~ 'l\fo:: dinhkerth. $ritiilt,({it: - }ifuritj;en,;; ". fu~ VP.;~fQ1 "

10 PHULUC.. v. Danh sach v~ nglj'oi co lien quan cua eong ty niern yilt theo quy djnh tal khoan 34 )i~u 6 Lu~t ChLPng khoan (Bao cao 6 thang/nam) va giao djch cua ngll'oi co lien quan ella eong ty v&i chinh Cong ty I List of affiliated persons of the public company as specified in clause 34, Article 6 of the Securities Law (Semi-annual/annualreports) and transactions of affiliated persons of the Company with the Company) 1. Oanh sach v~ List of affiliated of the 1 Nguy~n Van Tu~n -Thanh vil~n HOOT 11/04/2017 Chu tich, -ThlJ'cYng ThlJ'cYng tr...c HOOT trl,j'choot 25/04/2017 -cno tjch HOOT 23/05/2017 nhiern Chu tjch 2 Nguy~n Hoa Thanh vieln HOOT ClJ'O'ng HOOT 23/05/2017 -Thanh vien HOQT 23/05/ La Ouang Ojnh 021C Thanh Thanh vien vien, HDOT ThlJ'cYng 11/04/2017 trl,j'choot -ThlJ'cYng T?ng giam tr,!c HOOT doc 25/04/ Nguy~n Dinh Hung Thanh vien HOOT II. I =--",.._ t.h...r \ """'"_" 9

11 5 Le Ba ThQ Thanh vien HDQr 11/04/2017 I 6 Hoang Anh Dung 7 Phan NgQc Hiilu Thanh vi m nhlern TV HDQT 11/04/2017 HDQTtl) 11/04/2017 Thanh vil~n B6 nhiern TV HDQT 11/04/2017 HDQTtll' 11/04/ Hoang Nghia Dan 003C /04/2017 Kilt thuc Ph6 Chu tlch HDQTtll' 11/04/ Nguy~n LQc 003C Doan Hoal Thanh 11 VU Thanh Hwang 12 OwVinh H6ng Quan 13 Ng6 Quang Hung 003C Kilt thuc TV 11/04/2017 HDQTtl) 11/04/2017 Giarn d6c K~t thuc TV Nhan sl,l' 1'1/04/2017 HDQTtu- 11/ Tmang BKS TV Ban Ki!msoat m d6c Nha K~t thuc TV May Cadivi 11/04/2017 BKStu- Sai Gon 11104/

12 14 Pham TlJ'cYngMinh TV Ban Ki~m scat nhi~m TV Ban Kiem Soat tlp Trinh Qu6c Toan Ph6Tlmg Giam d6c 16 DlJ'O'ngLi. u Mai Khanh 005C Ghi crus/note:s6 GiAyNSH*: S6 CMNO/HOchi{Ju(d6i voi ca nnen) ho~c S6 GCN oang kydoanh nghi{}p, Giay phep hoet oong ho~c giay to phtjpiy tiront; ou'ang (06i vai t6 ch(fc)/nsh: In case of individual: 10 card/passport No.; In case of organization: License of establishment and operation/certificate of business. registration/equivalent legal documents. 2. Giao dich gitia eong ty voi ngu'6'i e6 lien quan ella conq ty; hoac gicpaeong ty voi e6 dong ton, ngu'6'i noi bo, ngu'6'i e6 lien quan ella ngu'6'i noi boi Transactions between the company and the affiliated persons or between the company and major shareholders, internal persons and related person of internal person. CADIVI CADIVI GHI CHU TEN KHAcH HANG ban himg thu ti~n CONG TY TNHH MTV CADIVI Ban day cap di~n MIENBAC Ban hat nhua, dong, day thep CONG TY TNHH MTV CADIVI rna kern, MMTB thanh ly. dich BONGNAI V\1 cho thue :MMTB 11

13 CADIVI CADIVI GHICHU TEN NHA CUNG cap tra ti~n mua bim_gboa, dich vu Mua va thue gia cong san pham CONG TY DAy DONG VN -CFT d6ng CONG TY TNHH MTV CADIVI Mua day cap dien, dong va BONGNAI thue gia cong san pharn d6ng TONG CTY CP THIET BI Bl N MuaNVL dong VN DVT VNf) Ghi chu/noie: se Giliy NSH*: s6 CMNO/H{) chi{ju (a6ivai ca nhan) hot;ic se GCN aang ky doanh nghi~p, Giliy phep host a{)ng noec giliy to phap ty tuo'ng auo'ng (a6i voi t6 ch(fc)/ NSH*: In case of individual: 10 card/passport No.; In case of organization: License of establishment and operation/certificate of business registration/equivalent legal documents. VI. Giao djch.ell phieu cua nglj'ooi nqi bq va nglj'ooi lien quan of internal person (Semi-annual/annualreports) cua nglj'ooi nqi bq (Bao cao 6 thang/nam)1 Transactions of internal persons and related person 1. Danh sach Tong cong ty co phanthi~tb] di~nvi~t Nam % 12

14 1.1.2 Cong Ty CP Kho Vc;tn MiemNam Chu tich H )QT Chu tich H )QT )aothi La M~ DU'angThi Hong Hanh Vq Nguyen Linh Nga Con Nguyen Minh Anh COh Nguyen Hai Minh Anh trai Nguyen Thi Tam Chi gai Nguyen Th] Tuyet Chi gai 13

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23 8.2.1 VCiXuan Ky Cha rwqt Nguyen Th] Kim Chi Truonq NgQc Ha Truonq Nqoc Minh M~ ruqt, Con ru.ot Con ruot VCiT5 Nga Chi ruot >0 Quac Bao Anh re VCiThanh Tung Anh ruot 22

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25 9.2.6 Con ruot 10 Pham TU'cmg Minh TV Ban Ki~m soat Gong ty CP Kho Van Milln Nam Sotrans Gong ty GP )U'6'ngSong Milln Nam Sowatco Cong ty GP Van Hi )a Phtronq ThlYC Vietranstimex Kil Toan TrlYcYng TrU'cYngBKS TrU'cmgBKS Pharn Tien Khu B vo Thj Hong Me Ma TuyM Phi VCl Pharn Thanh Vinh Con 24

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31 Doan Thi Van H6ng Em ruot Doan Long Van Em ruqt Tran Thi Sich Thuy Dean Thanh Nam Doan Thanh Tung VQ' Con ruot ,007% Con ruot PM Giarn d6c Ng6 Quang C Nhil May Cadivi 8 0,00% Hung Sili Gon Phan Thi l.oc Me ruot Ng6 Th] Sang Chi ruot Ng6 Thi Anh Chi ruqt 30

32 Ngo Quang DOng Em ruot Le Th] Cam Van Ngo Thi My Dung Ngo Quang Bang Khoa Vq Con ruot Con ruot 2. Giao dich cua nquoi noi bo va ngu'<yico lien quan doi v&i e6 phieu cua conq ty niem y ltltransactionsof internal persons and affiliated persons on shares of the listed company 1 Tong cong ty co phan Thillt b] di~n Vi~t Nam Mua CP do dot tang von tlr CP len CP 2 Le Quang Dinh o Mua CP c6 bao cao 3 Hoang NghTaBan Hoang Th] Hong Ca nhan eo lien quan d ln ngu'<yinoi bo Ong Hoang Nghia Dan-Pho Chu 5 Mua CP do dot tang von tlr CP len CP 10 Mua 5CP do dot tang von tlr CP len 31

33 Tich HDQT (Onq Hoang Nghia Dan 113ngU'oi co lien quan d~n h~t 11/04/2017) CP Mua CP do dot tang 5 NguyEinLoc von tir CP len CP 6 vs Thi Tuyet HU'CYng Ca nhan co lien quan dem ngu'oi noi Mua CP do dot tang bo Ong Nguyen t.oc-thanh Vien HDQT (Ong Nguyen t.oc 113ngU'oi co von tir CP len lien quan de nhet 11/04/2017) CP 7 NguyEinPM Ca nhan co lien quan den ngu'oi noi Mua 2.187CP do dot tang bo Ong Nguyen l.oc-thanh Vien HDQT (Ong Nguyen l.oc 113ngU'oi co von tlr CP len lien quan den het 11/04/2017) CP Mua 1.270CP do dot tang 8 Doan Hoai Thanh von tlr CP len CP Ca nhan co lien quan den ngu'cl'inoi bo Ong Doan Hoai Thanh- Thanh Mua 2.295CP do dot tang 9 Doan Thanh Nam Vien HDQT, Giarn Doc Nhan St,I' von nr CP len (Ong Doan Hoai Thanh 113ngU'Cl'ico lien quan den het 11/04/2017) CP Mua 162CP do dot tang von 10 DlJ'Vinh Hong Ouan tir CP len CP Ca nhan co lien quan den ngu'cl'inoi Mua 1.600CP do dot tang 11 Va H6ng Anh bo Ba DU'O'ng lieu Mai Khanh-Giarn von tlr CP len Doc Tal chlnh, Ke Toan TrU'cYng 57.60n.000cp 12 Ngo Quang Hung Ong Ngo Quang Hung 113ngU'Cl'ico lien quan den het 11/04/2017 I Mua 314CP do dot tang von tlr CP len CP -Ban 620CP sau ngay 11/04/2017, khong con la ngu'ai co lien quan Mua 30CP do dqt tang von 13 Trinh Quac Toan tlr CP len CP 32