HCCA. Healthcare Compliance Professionals THE ASSOCIATION FOR

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1 HCCA THE ASSOCIATION FOR Healthcare Compliance Professionals HCCA exists to champion ethical practice and compliance standards in the healthcare community and to provide the necessary resources for compliance professionals and others who share these principles.

2 HCCA Member Benefits About HCCA The Health Care Compliance Association (HCCA) is the only national, non-profit organization solely dedicated to improving the quality of healthcare compliance. We serve our members by: Facilitating the development and maintenance of healthcare compliance programs Providing a forum for understanding the complex healthcare compliance environment Offering tools, resources, and educational opportunities for those concerned with compliance in the healthcare industry Never face a compliance or ethics challenge alone Meet and collaborate with healthcare compliance and ethics professionals on HCCAnet, the official social network of HCCA. HCCAnet puts you directly in touch with your peers. Get you questions answered. Learn from what others are doing. Share your experience, policies, and other documents. Visit /hccanet to join for free. Become a member of HCCA and enjoy the benefits. For just $295/year you ll get: Member discounts on all HCCA products, programs, and services A free subscription to HCCA s monthly print and digital magazine, Compliance Today, which provides articles on a variety of issues compliance officers grapple with each day A subscription to HCCA s weekly e-newsmagazine, This Week in Corporate Compliance, available via or online Discounts to HCCA s national, local, and Web compliance conferences, offering a variety of education and networking opportunities Access to HCCA s members-only section of our website, which offers networking opportunities and other resources. The web site is updated daily with the latest news, conference information, compliance resources and products, activities, compliance program policies and procedures, HIPAA privacy planning documents, and much more Like us. How Will Membership in HCCA Benefit You? Follow us. Network with us. /linkedin 2 Join our circle. /google Subscribe. I am impressed with HCCA as an organization and the dedication it provides to the membership. The resources available to members are amazing! Whether I am looking for educational material, networking abilities, or current regulatory information I find it easily available, and quality in nature. I consider the organiztion the primary resource I have utilized as our Compliance Program has developed. Brenda Tunstill, CHC, CCEP Corporate Compliance Officer, St John s Regional Health System

3 CCB Compliance Certifications Certified in Healthcare Compliance Be recognized for your knowledge and experience in healthcare compliance Certified in Healthcare Research Compliance Be recognized for your knowledge and experience in healthcare research compliance Certified in Healthcare Privacy Compliance Be recognized for your knowledge and experience in healthcare privacy compliance Certification Promotes Health Care Compliance by: 1 Formally 2 Encouraging 3 Providing recognizing individuals who meet the eligibility requirements of the CCB and pass the certification examinations. continued personal and professional growth in the practice of healthcare and healthcare research compliance. a national standard of requisite knowledge required for certification; thereby assisting employers, the public, and members of the healthcare professions in the assessment of a healthcare compliance professional. My supervisor told me that when I was hired he had no idea how valuable my CHC would be. He said because of my background and this certification that I have made compliance a high priority in an organization that had little knowledge of how the field has changed in recent years. I value my CHC certification and get so much information from the Compliance Today articles, the webinars, and the national convention. Cathy Garrey, Compliance & Quality Assurance Manager, McHenry County Mental Health Board Certified in Healthcare Compliance Fellow Be recognized for your advanced knowledge and expertise in healthcare compliance LEARN MORE ABOUT CERTIFICATION AT

4 How Will Membership in HCCA Benefit You? HCCA Board of Directors EXECUTIVE COMMITTEE John Falcetano, CHC-F, CCEP-F, CCEP-I, CHRC, CHPC, CIA, CICA SCCE/HCCA President Chief Audit/Compliance Officer, Vidant Health, Greenville, NC Gabriel L. Imperato, JD, CHC SCCE/HCCA Vice President Managing Partner, Broad and Cassel, Fort Lauderdale, FL Sara Kay Wheeler, JD, CHC SCCE/HCCA Second Vice President Partner, Attorney at Law, King & Spalding, Atlanta, GA Urton Anderson, PhD, CCEP SCCE/HCCA Treasurer Director, Von Allmen School of Accountancy, Gatton College of Business and Economics, University of Kentucky Robert H. Ossoff, DMD, MD, CHC SCCE/HCCA Secretary Special Assistant to the Vice-Chancellor for Health Affairs, Vanderbilt University Medical Center, Nashville, TN BOARD MEMBERS Deann M. Baker, CHC, CCEP, CHRC Sutter Care at Home Compliance Officer, Sutter Health, Fairfield, CA Margaret Hambleton, MBA, CPHRM, CHC, CHPC Vice President, Chief Compliance Officer, Dignity Health, Pasadena, CA Debra Hinson, MBA, RRT, CHC, CCEP, CHRC President & CEO, Compliance Consultants, Inc., Mineral Bluff, GA Robert A. Hussar, JD, CHC Counsel, Manatt, Phelps and Phillips, Albany, NY Jenny O Brien, JD, CHC, CHPC Chief Medicare Compliance Officer, UnitedHealthcare Medicare & Retirement, Minnetonka, MN Daniel Roach, JD General Counsel, Optum360, San Francisco, CA Membership in the HCCA provides me a comprehensive, timely source of analysis of compliance issues and state-of-the-industry practices from practicing compliance professionals. As a former compliance officer, it remains a primary resource to me in advising the Board and management on compliance issues and practices. Michael C. Hemsley, Esquire, CHC Vice President Legal Services and General Counsel, Catholic Health East Shin Jae Kim SCCE/HCCA Non-Officer Member of the Executive Committee Partner, TozziniFreire Advogados, São Paulo, Brazil Shawn Y. DeGroot, CHC-F, CCEP, CHRC, CHPC SCCE/HCCA Immediate Past President Associate Director, Navigant Consulting, Denver, CO EX-OFFICIO EXECUTIVE COMMITTEE Roy Snell, CHC, CCEP-F Chief Executive Officer, SCCE/HCCA, Minneapolis, MN Keith Halleland, Esq., CCEP, CHC SCCE/HCCA Legal Counsel Halleland Habicht, PA, Minneapolis, MN Frank Sheeder, JD, CCEP Partner, Attorney at Law, DLA Piper, Dallas, TX Lori Strauss, RN, MSA, CPC, CPC-H, CHC, CHP, CHPC Chief Corporate Compliance & Privacy Officer, University of Virginia Health System, Charlottesville, VA Debbie Troklus, CHC-F, CCEP-F, CHRC, CHPC, CCEP-I Managing Director, Aegis Compliance and Ethics Center, Chicago, IL Sheryl Vacca, CHC-F, CHRC, CCEP, CHPC, CCEP-I Senior Vice President and Chief Compliance and Audit Officer, University of California, Oakland, CA Art Weiss, JD, CCEP-F, CCEP-I Chief Compliance & Ethics Officer, TAMKO Building Products, Inc., Joplin, MO 4

5 HCCA s 2014 Events Managed Care Compliance Conference February 9 11 Scottsdale, AZ Audit & Compliance Committee Conference February Scottsdale, AZ 18 th Annual Compliance Institute March 30 April 2 San Diego, CA Research Compliance Conference June 1 4 Austin, TX Clinical Practice Compliance Conference October Philadelphia, PA Basic Compliance Academies January New York, NY February 3 6 Puerto Rico February San Francisco, CA March New Orleans, LA April Boston, MA June 9 12 Scottsdale, AZ August 4 7 New York, NY September 29 October 2 Nashville, TN October Las Vegas, NV November Orlando, FL December 1 4 San Diego, CA Research Basic Compliance Academies March Las Vegas, NV November 3 6 Orlando, FL Healthcare Privacy Basic Compliance Academies March Las Vegas, NV June San Diego, CA November 3 6 Orlando, FL Web Conferences Explore hot topics for healthcare compliance professionals with instant education from the convenience of your own office. HCCA announces new conferences regularly, and prior sessions are available for purchase. Visit for the latest updates. Learn more about HCCA events at Dates and locations are subject to change. Regional Conferences Southeast January 24 Atlanta, GA South Atlantic February 7 Orlando, FL Cascade Range February 14 Portland, OR Southwest February 21 Dallas, TX Alaska February Anchorage, AK Greater St Louis March 7 St Louis, MO DC Metro March 14 Washington DC Puerto Rico May 1 2 San Juan, Puerto Rico Upper North Central May 9 Columbus, OH Upper Northeast May 16 New York, NY Delaware Valley June 6 Philadelphia, PA Pacific Northwest June 13 Seattle, WA West Coast June 20 Santa Ana, CA New England September 12 Boston, MA Upper Midwest September 19 Minneapolis, MN Midwest September 29 Kansas City, KS North Central October 6 Indianapolis, IN East Central October 10 Pittsburgh, PA Hawaii October Honolulu, HI Mountain October 24 Denver, CO Mid Central November 7 Louisville, KY Desert Southwest November 14 Phoenix, AZ South Central November 21 Nashville, TN Upper West Coast December 5 San Francisco, CA Gulf Coast December 12 Houston, TX 5

6 GUIDEBOOKS & VIDEOS TO TRAIN YOUR HEALTHCARE HCCA Training Resources HCCA offers practical reference guides on a wide range of compliance and ethics topics. To see our complete catalog of publications and videos, visit our Web site at, or call. WORKFORCE How Will Membership in HCCA Benefit You? I have been an active member of HCCA for many years and have attended eleven Compliance Institutes. Attending the Compliance Institute offered by HCCA keeps me informed as to what are the hot topics, current trends, and areas of concern for compliance officers. Participating in HCCA events and taking part in membership gives me the opportunity to talk to my peers, make new friends who talk the same compliance language, and meet and talk to the government officials. It is nice to know that those of us participating in HCCA have a goal and a mission to do the right thing. Lynel Vallier, CHC Corporate Compliance Officer, Boulder Community Hospital 6 Compliance and Ethics: An Introduction for Health Care Professionals HCCA s video provides everything you need to conduct compliance and ethics training: 23-minute video with 7 sections that can be viewed all at once or one at a time; Trainer s Guide with suggested program agendas and discussion outlines; reproducible participant materials. Topics include documentation accuracy, patient privacy, ethics, security of ephi, anti kickback, conflict of interest, and Stark law. Compliance 101, 3rd Ed. NEW e-book version available HCCA s Compliance 101 has what you need to begin building and maintaining an effective healthcare compliance program. This newly revised edition incorporates the latest changes to HIPAA brought about by the passage of the Health Information Technology for Economic and Clinical Health (HITECH) Act, as wells changes in the Federal Sentencing Guidelines Sentencing of Organizations. This book is ideal for compliance professionals new to the field, compliance committee members, compliance liaisons, and board members. Research Compliance Professional s Handbook Clinical research is highly regulated, so the role of compliance professionals is vital to meeting the demands of a wide range of governing entities. HCCA s new manual, Research Compliance Professional s Handbook, offers up-to-date guidance to get you on the right track. Written by experts with hands-on experience in clinical research compliance, this book is intended for anyone with compliance duties or a need to understand the key areas. A Supplement to Your Deficit Reduction Act Compliance Training Program This 13-page handbook offers an easy way to educate your employees about the basics of Medicare and Medicaid, the Federal False Claims Act, and the whistleblower protections that help healthcare workers fight fraud. The Health Care Compliance Professional s Manual with annual update subscription service The Manual has all the tools you need to plan and execute a customized compliance program that meets federal standards. Available via print or the Internet, the Manual walks you through the entire process, start to finish, showing you how to draft compliance policies, build a strong compliance infrastructure in your organization, document your efforts, apply self-assessment techniques, create an effective education program, pinpoint areas of risk, and more. The HCCA HIPAA Training Handbook, 2nd Ed. The new edition of this handbook offers nurses, physicians, admins and everyone else who has access to personal healthcare information the essential, basic knowledge they need about privacy and security regulations contained in HIPAA, including the new mandates established by the HITECH Act. HEALTH CARE PRIVACY COMPLIANCE HANDBOOK, SECOND EDITION The HCCA HIPAA Training Handbook 2nd Edition With HITECH Act coverage Health Care Privacy Compliance Handbook SECOND EDITION Health Care Privacy Compliance Handbook This book will help privacy professionals sort through the complex regulatory framework and significant privacy issues facing healthcare organizations. Written by the faculty of HCCA s Basic Privacy Compliance Academy, it offers up-to-date guidance on areas such as HIPAA privacy and security, HITECH, vendor relations, payor privacy issues, privacy and research, auditing and monitoring, and much more. Health Care Auditing & Monitoring Tools, 2nd Ed. This toolkit provides information to help establish or enhance your compliance auditing and monitoring efforts. Key auditing and monitoring concepts are addressed through this comprehensive collection of sample policies and procedures, sample tools, white papers and other guidance, and more. The print and CD-ROM format allows you to reference and tailor documents already created, tried and implemented by your peers in the profession.

7 Health Care Compliance Association 6500 Barrie Road, Suite 250, Minneapolis, MN (P) (F) hcca-info.org info.org MAIL to HCCA, 6500 Barrie Road, Suite 250, Minneapolis, MN FAX to MEMBERSHIP APPLICATION PLEASE PRINT OR TYPE Mr. Mrs. Ms. Dr. First Name MI Last Name Credentials Title(s) Place of Employment Street Address City State Zip Telephone Fax How did you hear about HCCA? Booth at meeting Magazine ad Colleague Mailing Conference brochure Other (please list above) Please list your organization type (i.e., hospital, nursing home, law firm, health system, etc.). Use of your information To find out how we may use your information please read our Privacy Statement at: YES, please accept my application for membership: Individual Membership... $295 Group Employee Membership... $250 (four or more from same company: fill out one form for each applicant) Corporate Membership...$2,500 (includes four individual memberships plus corporate publicity benefits) Student Membership... $150 (full- or part-time students enrolled in a program related to compliance that leads to a baccalaureate degree, or a graduate student who is not employed in a full-time compliance position) TOTAL $ Check enclosed (payable to HCCA) Invoice me Purchase Order # Charge my: American Express MasterCard Visa Credit Card Number Expiration Date Cardholder s Name Cardholder s Signature

8 6500 Barrie Road, Suite 250 Minneapolis, MN Join HCCA The Association for Health Care Compliance Professionals View a complimentary copy of HCCA s video Compliance Oversight for Health Care Leaders