Connecticut Department of Public Health Regulatory Action Report TABLE OF CONTENTS

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1 July 1, 2006 September 30, 2006 Connecticut Department of Public Health Regulatory Action Report TABLE OF CONTENTS STATE REGULATIONS APPROVED 1 ENFORCEMENT ACTIONS -- PROFESSIONAL PRACTITIONERS 1 BARBERS & HAIRDRESSERS 1 DENTISTS 1 DENTAL HYGIENISTS 2 EMBALMERS 2 EMERGENCY MEDICAL TECHNICIANS 2 FUNERAL HOMES 2 HOMEOPATHS 2 LICENSED CLINICAL SOCIAL WORKERS 2 MARRIAGE AND FAMILY THERAPISTS 2 MASSAGE THERAPSTS 3 NURSE AIDES 3 NURSES 3 PHYSICIANS 6 PHYSICAL THERAPISTS 8 PODIATRISTS 8 SPEECH PATHOLOGISTS 8 APPEALS & CORRECTIONS 8 COMMUNITY BASED REGULATION 9 DAYCARE LICENSURE ACTIONS 9 YOUTH CAMPS 11 HEALTH CARE INSTITUTIONS 12 ADVERSE LICENSURE ACTIONS 12 CIVIL FINES 12 NEGOTIATED SETTLEMENTS 14 ENVIRONMENTAL HEALTH ENFORCEMENT 15 ASBESTOS CONTRACTORS 15 SUB-SURFACE SEWAGE INSTALLER 15 WATER SUPPLY ENFORECMENT 15 - ACTIONS TAKEN 15 The State of Connecticut s Department of Public Health Regulatory Action Report is a quarterly publication that highlights statutes and regulations, programs and disciplinary actions the department undertakes. Please address comments to: William Gerrish, Office of Communications, Connecticut Department of Public Health, 410 Capitol Avenue, MS# 13CMN, P.O. Box , Hartford, CT This report is available on the INTERNET at (Click on Regulatory Action Reports)

2 STATE REGULATIONS APPROVED The following regulations were approved by the Legislative Regulation Review Committee: Swan, Marilyn, H.C./Lic. #002263/West Haven -Petition No Reinstatement Consent Order - September 5, $500 civil penalty; reprimand -Type of case: reinstatement none ENFORCEMENT ACTIONS Professional Practitioners BARBERS & HAIRDRESSERS Marshall, Francine, H.C./Lic. #036408/East Windsor -Petition No Reinstatement Consent Order - July 12, $100 civil penalty; reprimand -Type of case: reinstatement Berube, Gail, BARB/Lic. #002887/Oakville -Petition No Reinstatement Consent Order - August 14, $150 civil penalty; reprimand -Type of case: reinstatement Gay, LoVoughn, H.C./Lic. #047825/East Norwalk -Petition No Reinstatement Consent Order - August 8, $200 civil penalty; reprimand -Type of case: reinstatement Kotrys, Casale, H.C./Unlicensed/South Meriden -Petition No Pre-Licensure Consent Order - September 14, $200 civil penalty; reprimand -Type of case: unlicensed practice of hairdressing Swan, Marilyn, H.C./Lic. #002263/West Haven -Petition No Reinstatement Consent Order - September 5, $500 civil penalty; reprimand -Type of case: reinstatement Kotrys, Casale, H.C./Unlicensed/South Meriden -Petition No Pre-Licensure Consent Order - September 14, $200 civil penalty; reprimand -Type of case: unlicensed practice of hairdressing 1 DENTISTS Lobel, Charles, D.D.S./Lic. #004551/Westport -Petition No Completed probation; - July 1, 2006; no further licensure restrictions Rudolph, Keith, D.D.S./Lic. #006950/Westport -Petition No Completed probation; - July 1, 2006; no further licensure restrictions Kaplan, Richard, D.D.S./Lic. #004667/Ansonia -Petition No Completed probation; - July 1, 2006; no further licensure restrictions Root, David, D.D.S./Lic. #004745/Westbrook -Petition No Reinstatement Consent Order - August 10, $2700 civil penalty; reprimand -Type of case: reinstatement Membrino, Ralph, D.M.D./Lic. #005805/Waterbury -Petition No Consent Order - September 27, $1000 civil penalty -Type of case: incompetence/negligence DeLeo, David, D.M.D./Lic. #004280/Norwalk -Petition No Consent Order - September 27, Reprimand; $1000 civil penalty -Type of case: incompetence/negligence Yakubov, Asif, D.D.S./Lic. #008421/Norwalk -Petition No Consent Order - September 27, Cease and Desist practice outside scope of dentistry -Type of case: scope of practice Cuvevas, Pablo, D.D.S./Lic. #007516/Fairfield -Petition No Consent Order - September 27, Five year probation: random urine screens; therapy; shall attend AA meetings on

3 average of three times a week -Type of case: substance abuse/alcohol related/sexual misconduct Nath, Alan, D.D.S./Lic. #003919/Suffield -Petition No Consent Order - September 27, Reprimand /scope of practice Cohen, Robert, D.M.D./Lic. #008752/Wapping Falls, NY -Petition No Reinstatement Consent Order - September 25, $1800 civil penalty; reprimand -Type of case: reinstatement Mack, Alphonso, D.M.D./Lic. #005845/Bloomfield -Petition No Completed probation; - September 13, 2006; no further licensure restrictions DENTAL HYGIENISTS Ciliberto, Antonetta, R.D.H./Lic. #005484/Ridgefield -Petition No Reinstatement Consent Order - September 14, $300 civil penalty; reprimand -Type of case: reinstatement EMBALMERS Honan, William, EMB/ Lic. #001463/Newtown -Petition No Consent Order - September 12, $1000 civil penalty; reprimand -Type of case: incompetence/negligence Moraski, Paul, Emb/Lic. #001948/Hamden -Petition No Memorandum of Decision - September 12, Revocation; $50,000 civil penalty -Type of case: incompetence/negligence Pender, Chris, EMB/Lic. #002421/Waterbury -Petition No Consent Order - September 12, $1000 civil penalty; reprimand -Type of case: incompetence/negligence EMERGENCY MEDICAL TECHNICIANS Moran, Nancie, E.M.T./Lic. #005860/Farmington -Petition No Interim Consent Order - August 31, Suspended until resolution of Petition No Arriaga, Richard, E.M.T./Lic. #000022/Fairfield -Petition No Voluntary Surrender - September 11, 2006 Eye, Charles, EMT/Lic. #001554/Shelton -Petition No Voluntary Surrender - September 27, 2006 FUNERAL HOMES Colonial Funeral Home, F.H./Lic. #000591/Hamden -Petition No Memorandum of Decision - September 12, Revocation -Type of case: incompetence/negligence HOMEOPATHS Pacitto, Joy/Unlicensed/Rocky Hill -Petition No Consent Order - August 23, Cease and Desist -Type of case: unlicensed practice of homeopathy LICENSED CLINICAL SOCIAL WORKERS Levy, Allen, L.I.S.W./Lic. #005009/Westport -Petition No Completed probation; - July 1, 2006; no further licensure restrictions MARRIAGE AND FAMILY THERAPISTS Cohen, Donald, M.F.T./Lic. #000196/Weston -Petition No Consent Order - August 14, Reprimand; two year probation: supervision; coursework in boundary issues and documentation standards -Type of case: professional ethics/sexual misconduct 2

4 MASSAGE THERAPISTS Singleton, Yong, M.T./Lic. #003687/Middlesex, NJ -Petition No Summary suspension August 24, 2006 Singleton, Yong, M.T./Lic. #003687/Middlesex, NJ -Petition No Memorandum of Decision - September 11, Revocation -Type of case: illegal conduct/aiding and abetting NURSE AIDES Perez, Tamara, N.A./Reg. # /Hartford -Petition No Memorandum of Decision - August 1, Finding of patient neglect to be listed on nurse aide registry -Type of case: patient neglect Falero, Waleska, N.A./Reg. # /Meriden -Petition No Memorandum of Decision - August 15, Finding of patient abuse to be listed on nurse aide registry -Type of case: patient abuse Small, Dorothy, N.A./Reg. # /Manchester -Petition No Memorandum of Decision - August 31, Finding of patient abuse to be listed on nurse aide registry -Type of case: patient abuse Santamaria, Judy, N.A./Reg. # /Ansonia -Petition No Consent Order - July 6, Finding of patient abuse to be listed on nurse aide registry -Type of case: patient abuse Watson, Tiffiney, N.A./Reg. # /New Britain -Petition No Memorandum of Decision - July 10, Finding of patient abuse to be listed on nurse aide registry -Type of case: patient abuse Lindsey, Pamela, N.A./Reg. # /New Haven -Petition No Consent Order - September 14, One year probation: employer reports; no solo practice; coursework in patient safety 3 -Type of case: patient neglect Simon, Marie, N.A./Reg. # /Norwalk -Petition No Consent Order - September 18, One year probation: employer reports; coursework in patient safety -Type of case: patient neglect Smith, Linda, N.A./Reg. # /Mystic -Petition No Memorandum of Decision - September 28, Finding of patient abuse to be listed on nurse aide registry -Type of case: patient abuse Murray, Vinnett, N.A./Reg. # /East Hartford -Petition No Completed probation; - September 20, 2006; no further licensure restrictions NURSES Knight, Monica, L.P.N./Lic. #026113/Niantic -Petition No Memorandum of Decision - July 20, Dismissed Savaria, Gary, R.N./Lic. #E49287/Meriden -Petition No Memorandum of Decision - July 19, Revocation /violation of probation Smyth, Mary, R.N./Lic. #067901/Hamden -Petition No Consent Order - July 19, 2006 employer reports; no solo practice; no access to controlled substances for twelve months Rokas, Cynthia, R.N./Lic. R50778/Naugatuck -Petition No Memorandum of Decision - July 19, Six month suspension; four year concurrent probation; random urine screens; therapy; employer reports; Board to pre-approve employmemt /violation of probation Dulko, Karen, R.N./Lic. #073763/Brookfield

5 -Petition No Consent Order - July 19, 2006 employer reports; no access to controlled substances for one year Drury, Michelle, R.N./Lic. #R45168/Beacon Falls -Petition No Memorandum of Decision - July 19, Revocation Wood, Kristy, R.N./Lic. #E60648/Beacon Falls -Petition No Consent Order - July 19, 2006 employer reports; no solo practice; no access to controlled substances for first year after returning to work as a nurse; no home health care, self-employment or agency work during probation Nicholson, Sherry, R.N./Lic. #E53297/Shelton -Petition No Consent Order - August 16, 2006 employer reports; no access to controlled substances for first year after returning to work as a nurse; no self employment or agency work as a nurse during probation Dushay, Ruth, R.N./Lic. #E60422/Monroe -Petition No Consent Order - August 16, 2006 employer reports; no access to controlled substances for one year; no pools Shaw, Carlene, R.N./Lic. #E60269/Windsor -Petition No Memorandum of Decision - August 16, $500 civil penalty; two year probation: employer reports; coursework in documentation; restriction of practice: no pools -Type of case: incompetence/negligence Hetrick-Shamasna, Christie, R.N./Lic. #069933/Meriden -Petition No Memorandum of Decision - August 17, 2006 employer reports; no access to controlled substances for one year; restriction of practice: no pools Farrell, Noel, R.N./Lic. #E45488/Manchester -Petition No Memorandum of Decision - August 16, Probation extended until 12/01/09: no access to controlled substances for one year /violation of probation McQueeney, Donna, R.N./Lic. #E47429/South Windsor -Petition No Consent Order - August 16, Reprimand; one year probation: employer reports; no solo practice; coursework in resident rights and stress management -Type of case: incompetence/negligence Jackson, Bethmarie, R.N./L.P.N./Lic. #E58637/021237/Shelton -Petition No / Voluntary Surrender - August 10, 2006 Boyle, James, L.P.N./Lic. #026502/Jewett City -Petition No Voluntary Surrender - August 16, 2006 Satkunas, Helen, R.N./Lic. #E53220/Prospect -Petition No Voluntary Surrender - August 16, 2006 Duncan, Barbara, R.N./APRN/Lic. #E38082/001068/Shelton -Petition No / Completed probation; - August 1, 2006; no further licensure restrictions Zouhar, Tomas, L.P.N./Lic. #027727/Middletown -Petition No Voluntary Surrender - August 21, 2006 Walker, Renee, R.N./Lic. #077280/Skowhegan, ME -Petition No Voluntary Surrender - September 1, 2006 Hulboj, Margaret, R.N./Lic. #E29359/Norwich -Petition No Completed suspension - August 1, 2006; followed by probation 4

6 Tecza, Elizabeth, R.N./Lic. #070470/Woodbury -Petition No Consent Order - July 19, 2006 employer reports; no solo practice; no access to controlled substances for first year after returning to work as a nurse; no home health care, self-employment or agency work during probation Cella, Shannynn, R.N./Lic. #068921/Milford -Petition No Memorandum of Decision - July 19, Probation extended until September 1, 2010: random urine screens; therapy; employer reports; no access to controlled substances for first year after returning to work as a nurse; no home health care, self-employment or agency work during probation Callahan, Susan, R.N./Lic. #E48469/Norwalk -Petition No Consent Order - July 19, 2006 employer reports; no access to controlled substances for one year Collins, Patricia, L.P.N./Lic. #022209/Burlington -Petition No Consent Order - July 19, 2006 employer reports; no access to controlled substances for one year Ouellette, Beth, R.N./Lic. #E59935/Westerly, RI -Petition No Interim Consent Order - July 19, Suspended until matter is resolved Rivellini, Charles, A.P.R.N./Lic. #000819/Woodbridge -Petition No Summary suspension July 19, 2006 Rivellini, Charles, R.N./Lic. #E50851/Woodbridge -Petition No Summary suspension July 19, 2006 Nicholson, Sherry, R.N./Lic. #E53297/Shelton 5 -Petition No Summary suspension July 19, 2006 Chittenden, Lisa, R.N./Lic. #063939/Durham -Petition No Summary suspension July 19, 2006 Gravelding, David, L.P.N./Lic. #025623/Bristol -Petition No Summary suspension July 19, 2006 Alexander, Kristine, R.N./Lic. #R49409/Bethel -Petition No Completed probation; - July 5, 2006; no further licensure restrictions Walker, Renee, R.N./Lic. #077280/Skowhegan, ME -Petition No Voluntary Surrender - September 1, 2006 Fay-Reis, Brenda, R.N./Lic. #067004/Greenwich -Petition No Memorandum of Decision - September 6, Probation extended until June 30, 2009: random urine screens /violation of probation Adorno, Christine, R.N./Lic. #E57436/Hartford -Petition No Memorandum of Decision - September 6, Revocation -Type of case: violation of probation Wojcik, JoAnn, L.P.N./Lic. #027143/Fairfield -Petition No Memorandum of Decision - September 6, Revocation Marshall, Jennifer, R.N./Lic. #E55656/East Lyme -Petition No Consent Order - September 6, 2006 employer reports; no solo practice; no access to controlled substances for the first year after returning to work as a nurse Trimmer, Marian, L.P.N./Lic. #024784/Milford -Petition No Consent Order - September 6, 2006

7 employer reports; no solo practice; no access to controlled substances for one year Jones, Janel, R.N./A.P.R.N./Lic. #070984/002811/South Windsor -Petition No / Consent Order - September 6, Reprimand -Type of case: incompetence/negligence Delohery, Tamar, R.N./Lic. #E60651/Sherman -Petition No Consent Order - September 6, 2006 employer reports; no solo practice; no access to controlled substances for the first year after returning to work as a nurse Mancinone, Laureen, R.N./Lic. #066939/Waterbury -Petition No Consent Order - September 6, Probation extended until March 1, 2010 /violation of probation Arriaga, Richard, R.N./Lic. #079991/Fairfield -Petition No Pre-Licensure Consent Order - September 14, One year probation: employer reports -Type of case: prelicensure Marro, Maryanne, L.P.N./Lic. #026172/Seymour -Petition No Reinstatement Consent Order - September 14, $120 civil penalty; reprimand -Type of case: reinstatement Mancini, Concetta, R.N./Lic. #071967/Oakville -Petition No Summary suspension September 6, 2006 Integlia, Patricia, L.P.N./Lic. #029657/East Haven -Petition No Summary suspension September 6, 2006 Iovino, Pamela, R.N./Lic. #E56760/Hamden -Petition No Summary suspension September 6, 2006 Roy, Laura, R.N./Lic. #E55339/New Hartford 6 -Petition No Summary suspension September 6, 2006 Fish, Colleen, R.N./Lic. #R23558/Windsor Locks -Petition No Reinstatement Consent Order - September 20, Two year probation: therapy; must complete refresher course in nursing; shall not be employed as a nurse for a personnel provider service, assisted living services agency, homemaker-home health aide agency or home health care agency and shall not be self employed as a nurse for the period of her probation -Type of case: reinstatement Ancog, Philip, R.N./Lic. #068255/Norwalk -Petition No Reinstatement Consent Order - September 25, $200 civil penalty; reprimand -Type of case: reinstatement Nietupska, Jolanta, R.N./Lic. #080056/Stamford -Petition No Pre-Licensure September 21, $200 civil penalty; reprimand -Type of case: unlicensed practice of nursing Miller, Alice, R.N./Lic. #E56522/Branford -Petition No Summary suspension September 20, 2006 Thomas, Tania, L.P.N./Lic. #027884/Plainville -Petition No Summary suspension September 20, 2006 Beauregard, Heather, L.P.N./Lic. #031104/Enfield -Petition No Summary suspension September 20, 2006 PHYSICIANS Schiano, Carl, D.O./Lic. #000516/Naugatuck -Petition No Consent Order - July 18, Thirty day suspension or until completion of substance abuse evaluation, whichever is later; followed by three year probation; employer reports; no solo practice; monitor to review random selection of 20% of charts, monthly for the first three months, then quarterly with a report to the Department concerning the skill and safety of

8 respondent s practice; surrender of controlled substances registrations; five year probation with therapy, urine screens if substance abuse evaluation is positive -Type of case: incompetence/negligence/illegal conduct/substance abuse/drug related Cohen, Ivan, M.D./Lic. #014371/Fairfield -Petition No Consent Order - July 18, $1000 civil penalty -Type of case: drug/related Rubins, Ian, M.D./Lic. #033766/Greenwich -Petition No Consent Order - July 18, Five year probation; random urine screens; therapy; employer reports; no solo practice; monitor to review random selection of 20% of charts quarterly; coursework in alcohol and substance abuse in impaired practitioners; during probationary period respondent shall attend anonymous or similar support group meetings a minimum of six times a month -Type of case: substance abuse/drug related/unprofessional conduct Herman, Steven, M.D./Lic. #025526/Norwalk -Petition No Summary suspension July 18, 2006 Kassa, Agegnehu, M.D./Resident Permit/New Haven -Petition No Voluntary Surrender - July 18, 2006 Sandridge, Brian, M.D./Lic. #032935/Weatogue -Petition No Completed probation; - July 1, 2006; no further licensure restrictions Katz, David, M.D./Lic. #025313/Woodbridge -Petition No Memorandum of Decision - August 15, Dismissed -Type of case: incompetence/negligence Hunt, Donald/Unlicensed/Portland -Petition No Consent Order - August 15, Cease and Desist -Type of case: unlicensed practice of medicine Foster, III, Stanley, M.D./Lic. #034457/Waterbury -Petition No Consent Order - August 15, $1000 civil penalty; Cease and Desist -Type of case: improper delegation to unlicensed person Boden, William, M.D./Lic. #038904/Hartford -Petition No Consent Order - August 15, $3000 civil penalty -Type of case: drug related/professional ethics Khera, Mohammod, M.D./Lic. #031662/Winsted -Petition No Consent Order - August 15, Reprimand -Type of case: professional ethics Howland, Frances, M.D./Lic. #019560/New Haven -Petition Nos / Consent Order - September 19, Reprimand; $4000 civil penalty; one year probation: supervision; coursework in documentation standards and practice management -Type of case: incompetence/negligence Patel, Chiman, M.D./Lic. #027902/Newtown -Petition No Consent Order - September 19, Reprimand; $3000 civil penalty; two year probation: coursework in prescribing practices and ethics; restriction of practice: shall never be employed or work in a private freestanding facility for the care and treatment of substance abusive or dependent persons as defined in Regulations of Connecticut State Agencies 19a (a)(16) -Type of case: incompetence/negligence Greenfield, Jonathan, M.D./Lic. #028932/Newtown -Petition No Consent Order Modification - September 19, Probation ends effective September 19, Type of case: sexual misconduct Grossman, Robert, M.D./Lic. #009602/Newtown -Petition No Consent Order - September 19, Reprimand; respondent is permanently restricted from prescribing for family members, friends or himself and is permanently restricted from renewing his Connecticut and Federal Controlled Substance Registrations -Type of case: drug related 7

9 Horbal, Terrence, M.D./Lic. #033304/Huntington -Petition No Modification of Memorandum of Decision - September 25, $1500 civil penalty; random urine screens -Type of case: drug related Herman, Steven, M.D./Lic. #025526/Norwalk -Petition No Voluntary Surrender - August 29, 2006 Shah, Ashok, Kumar, M.D./Lic. #018662/Ansonia -Petition No Completed suspension - September 1, 2006; followed by probation Greenfield, Jonathan, M.D./Lic. #028932/Newtown -Petition No Completed probation; - September 19, 2006; no further licensure restrictions Edelstein, Stanley, M.D./Lic. #011214/Hartford -Petition No Completed probation; - September 1, 2006; Permanent restriction: May not practice obstetrics in State of Connecticut; and, may not perform and/or assist in any labors, deliveries, or caesarian sections Cooper, Carol, M.D./Lic. #027047/Norwalk -Petition No Completed probation; - May 1, 2006; no further licensure restrictions Teitelbaum, Scott, M.D./Lic. #028518/Alachua, FL -Petition No Completed probation; - September 18, 2006; no further licensure restrictions PHYSICAL THERAPISTS Dorman, Lori, P.T./Lic. #006944/Plainville -Petition No Consent Order - September 13, 2006 employer reports; no solo practice -Type of case: substance abuse/alcohol related PODIATRISTS DeJesus, James, D.P.M./Lic. #000454/Naugatuck -Petition No Consent Order - September 13, $2500 civil penalty -Type of case: sexual misconduct/professional ethics SPEECH PATHOLOGISTS Prior Inniger, Stephanie, SSPA/Lic. #003799/Southington -Petition No Pre-Licensure Consent Order - September 5, $600 civil penalty; reprimand -Type of case: prelicensure APPEALS - none - CORRECTIONS - none - Community Based Regulation DAYCARE LICENSURE ACTIONS Gaudet, Tammy 82 Boyer Road Stafford, CT Unlicensed Child Care Operation - Consent Order - 07/06/ Related to: Illegal Care Arcari, Carolyn 26 Parsonage Street Rocky Hill, CT Unlicensed Child Care Operation - Consent Order - 07/06/ Related to: Illegal care* Kowalchuk, Cora 3 Grand Street Forestville, CT Unlicensed Child Care Operation - Consent Order - 07/10/ Related to: Illegal care*

10 Amy Lupu 4805 Main Street Stratford, CT Child Care Staff Applicant - Denial - 07/13/ Related to: false statement Michele Mathon-Martin 137 Poplar Street Bridgeport, CT Child Care Staff Applicant - Denial - 07/13/ Related to: Qualifications of applicant Town of Westbrook Park & Recreation Dept Dba Little Folks Preschool and Camp 866 Boston Post Road Westbrook, CT Unlicensed Child Care Operation - Consent Order - 07/17/ Related to: illegal child care operation Belmont-Powers, Joan 375 Pine Rock Avenue Hamden, CT Unlicensed Child Care Operation - Consent Order - 07/17/ Related to: illegal day care operation Arbelo, Natalie 91 Albert Avenue Stratford, CT Family Day Care Home Applicant - Denial WithDrawn - 07/18/2006 Janet Rosa 71 Richard Street New Britain, CT Child Care Staff Applicant - Denial - 07/27/ Related to: false statement Roberts, Dorese 18 A Bidwell Avenue East Hartford, CT Family Day Care Home License # Revocation - 07/30/ Related to: supervision, judgment, provider qualifications, individual plan of care* 9 Central Connecticut Coast YMCA Dba Hamden/North Haven YMCA Child Care Center 995 Sherman Avenue Hamden, CT Child Care Center License # Consent Order - 07/31/ Related to: neglect, policies/procedures, administration, supervision, physical plant, ratio, records, discipline, staff qualifications, mandated Anne Gooding 117 Brownell Street New Haven, CT Child Care Staff Applicant - Denial - 07/31/ Related to: false statement Carolyn Bator 211 Long Hill Road Andover, CT Child Care Staff Applicant - Denial - 08/07/ Related to: false statement Sunshine Preschool, LLC Dba Sunshine Preschool Preschool, LLC 20 Augar Street Hamden, CT Child Care Center License # Consent Order - 08/07/ Related to: false statement, administration, staffing, records, physical plant, administration of medication, under three endorsement* Durant, Lolita 47 Everett Street Bristol, CT Family Day Care Home Applicant - Denial - 08/10/ Related to: qualifications of applicant, household Aldrich, Valerie 57 Dings Road New Hartford, CT Family Day Care Home Applicant - Denial WithDrawn - 08/16/2006

11 Riverfield Kids' Place, Inc. Dba Kids' Place - McKinley School 60 Thompson Street Fairfield, CT Child Care Center License # Consent Order - 08/23/ Related to: programs and services, supervision, staffing, mandated reporting,administration, Foltz, Patricia 440 Colonel Ledyard Highway Ledyard, CT Family Day Care Home License # Voluntary Surrender - 08/23/2006 Cardella, Nella 16 Blue Bell Lane Middletown, CT Family Day Care Home License # Consent Order - 08/24/ Related to: Capacity, Infant/toddler restriction, supervision, judgment, unapproved staff, records, poisons* Kindercare Learning Centers, Inc. Dba Kindercare Learning Center 304 Elm Street Monroe, CT Child Care Center License # Consent Order - 08/25/ Related to: mandated reporting, supervision, ratios, administration, policies and procedures, physical plant, infant/toddler, discipline, records, Kindercare Learning Centers, Inc. Dba Kindercare Learing Center, Inc. 1 Trap Falls Road Shelton, CT Child Care Center License # Consent Order - 08/28/ Related to: neglect, administration, supervision, ratio, staffing, fire marshal certificate, policies and procedures, discipline, judgment, ratios, mandated reporting, access to records, physical barriers* Bristol, CT Child Care Center License # Consent Order - 08/28/ Related to: neglect, policies and procedures, supervision, communication, records* Dorothy Mae Corporation Dba Little Folks Corner 129 Stratton Brook Road Simsbury, CT Child Care Center License # Consent Order - 08/30/ Related to: neglect, administration, supervision, judgment, physical plant, ratio, group size, staffing, transportation* Town of Newington Parks and Rec Dept Dba Creative Playtime Preschool Program 131 Cedar Street Newington, CT Unlicensed Child Care Operation - Consent Order - 08/31/ Related to: illegal child care operation A.B.C.D., Inc. Dba Children's Garden Child Care Center 593 Clinton Avenue Bridgeport, CT Child Care Center License # Voluntary Surrender - 09/06/2006 Arthur, Veronica 8 Caribou Drive Norwich, CT Unlicensed Child Care Operation - Consent Order - 09/08/ Related to: Illegal care* Diane Doward 27 Victory Drive New Haven, CT Child Care Staff Applicant - Denial - 09/12/ Related to: false statement The Family Center Board of Directors Dba Family Center 1 Pleasant Street 10 Cabral, Maria 157 Bailey Road Rocky Hill, CT 06067

12 Family Day Care Home Applicant - Denial - 09/12/ Related to: false statement Lopes, Rosemary 1461 Iranistan Avenue Bridgeport, CT Family Day Care Home Applicant - Denial - 09/14/ Related to: History of non-compliance with regulations, failure to comply with Order Martinez, Cristina 57 Moulton Court #1 Willimantic, CT Family Day Care Home License # Voluntary Surrender - 09/15/2006 Spencer, Cindy Dba Spencer, Cindy 532 Greene Hill Road Madison, CT Unlicensed Child Care Operation - Consent Order - 09/18/ Related to: illegal child care operation Gant, Kyra 48 Melrose Avenue Bridgeport, CT Family Day Care Home Applicant - Denial - 09/19/ Related to: false statement Reid, Marcia 126 Palm Street Hartford, CT Family Day Care Home License # Revocation - 09/20/ Related to: Pending DCF, judgment, supervision, records, parent communication Valentin, Johanna 544 Tolland Street, Apt. 3K East Hartford, CT Family Day Care Home Applicant - Denial - 09/21/ Related to: false statement Goncalves, Delmira 47 Austin Street Danbury, CT Unlicensed Child Care Operation - Consent Order - 09/26/ Related to: Illegal care YOUTH CAMPS Lakewood-Trumbull Gymnastics Day Camp 20 Trefoil Drive Trumbull, CT Youth Camp Applicant - Consent Order - 08/25/ Related to: Illegal operation Brooklyn Jesuit Prep Fairfield University, 1073 North Benson road Fairfield, CT Unlicensed Youth Camp Operation - Consent Order - 08/30/ Related to: Illegal operation Old Saybrook, CT Unlicensed Youth Camp Operation - Consent Order - 09/20/ Related to: Illegal operation. Shoreline Gymnastics 139 Mill Rock Road East Old Saybrook, CT Unlicensed Youth Camp Operation - Consent Order - 09/20/ Related to: Illegal operation Stamford Theatre Works Summer Theatre Camp 200 Strawberry Hill Avenue Stamford, CT Youth Camp Applicant - Consent Order - 08/28/ Related to: Illegal operation 11

13 HEALTH CARE INSTITUTIONS ADVERSE LICENSURE ACTIONS GENERAL HOSPITALS Lawrence & Memorial Hospital 365 Montauk Avenue New London, CT Consent Order July 6, Civil monetary fine - $13,000 - Related to patient care and services John Dempsey Hospital 263 Farmington Avenue Farmington, CT Consent Agreement September 26, Civil monetary penalty - $22,000 - Related to patient care and services HOME HEALTH CARE AGENCIES Maxim Healthcare Services, Inc. 111 Founders Plaza, Suite 103 East Hartford, CT Consent Order July 11, Civil monetary fine - $3,000 - Related to patient care and services Precise Care, LLC 2449 North Avenue Bridgeport, CT Consent Order August 30, Civil monetary penalty - $1,200 - Related to patient care and services Around the Clock Nursing Services 145 Talcottville Road Vernon, CT Consent Order September 21, Civil monetary penalty - $750 - Related to patient care and services HOSPITAL FOR MENTALLY ILL PERSONS Stonington Institute 75 Swanton Hill Road North Stonington, CT Consent Agreement August 8, Civil monetary penalty - $5,000 - Related to patient care and services FACILITY FOR THE CARE AND TREATMENT OF SUBSTANCE ABUSE OR DEPENDENT PERSONS Stonington Institute 75 Swanton Hill Road North Stonington, CT Consent Agreement August 8, Civil monetary penalty - $1,000 - Related to patient care and services NURSING HOMES Chelsea Place Care Center 25 Lorraine Street Hartford, CT Consent Order August 21, Civil monetary penalty - $6,500 - Related to care and services Wintonbury Care Center 140 Park Avenue Bloomfield, CT Consent Order August 21, Civil monetary penalty - $5,500 - Related to care and services CIVIL FINES NURSING HOMES Regency House of Wallingford 181 East Main Street Wallingford, CT Class B Civil Fine, $750 May 8, Related to failure to monitor patient condition and/or carry out patient care plan and/or patient accident/incident Meriden Center 845 Paddock Avenue Meriden, CT Class B Civil Fine, $650 July 3, Related to failure to monitor patient condition and/or patient accident/incident

14 Fox Hill Center 22 South Street Rockville, CT Class A Civil Fine, $935 June 21, Related to physician notification Fox Hill Center 22 South Street Rockville, CT Class B Civil Fine, $1,300 June 21, Related to failure to monitor patient condition and/or patient accident/incident Hewitt Health & Rehabilitation Center, Inc. 45 Maltby Street Shelton, CT Class B Civil Fine, $745 June 23, Related to failure to monitor patient condition and/or carry out patient care plan Mansfield Center for Nursing & Rehabilitation 100 Warren Circle Storrs, CT Class B Civil Fine, $580 April 24, Related to failure to monitor patient condition and/or carry out patient care plan and/or patient accident/incident Shady Knoll Health Center 41 Skokorat Street Seymour, CT Class B Civil Fine, $650 July 11, Related to failure to monitor patient condition and/or carry out patient care plan and/or care and services and/or patient accident/incident The Highlands Health Care Center 745 Highland Avenue Cheshire, CT Class B Civil Fine, $685 July 11, Related to failure to monitor patient condition and/or nursing assessments and/or patient accident/incident and/or infection control West Hartford Health & Rehabilitation Center 130 Loomis Drive West Hartford, CT Class B Civil Fine, $615 May 24, Related to nursing standards of practice and/or patient accident/incident Darien Health Care Center 599 Boston Post Road Darien, CT Class B Civil Fine, $615 June 27, Related to failure to monitor patient condition and/or carry out patient care plan and/or patient accident/incident The Highlands Health Care Center 745 Highland - Class A Civil Fine, $780 July 11, Related to physician notification Marathon Healthcare Center of Norwalk, LLC 23 Prospect Avenue Norwalk, CT Class B Civil Fine, $920 June 6, Related to failure to monitor patient condition and/or carry out patient care plan and/or care and services and/or patient accident/incident Bridgeport Health Care Center 600 Bond Street Bridgeport, CT Class A Civil Fine, $935 July 11, Related to failure to monitor patient condition Groton Regency Center 1145 Poquonock Road Groton, CT Class B Civil Fine, $1,150 June 23, Related to failure to monitor patient condition and/or carry out patient care plan and/or patient accident/incident Countryside Manor of Bristol 1660 Stafford Avenue Bristol, CT Class B Civil Fine, $580 July 21, Related to failure to monitor patient and/or patient accident/incident Manchester Manor Health Care Center 385 West Center Street Manchester, CT Class B Civil Fine, $805 August 14, Related to nursing standards of practice and/or carry out patient care plan and/or patient accident/incident 13

15 Grove Manor Nursing Home, Inc. 145 Grove Street Waterbury, CT Class B Civil Fine, $545 June 21, Related to facility administration Watrous Nursing Home 9 Neck Road Madison, CT Class B Civil Fine, $580 August 21, Related to failure to monitor patient condition and/or patient accident/incident Chelsea Place 25 Lorraine Street Hartford, CT Class A Civil Fine, $780 June 22, Related to physician notification Wethersfield Health Care Center 341 Jordan Lane Wethersfield, CT Class B Civil Fine, $545 August 1, Related to failure to monitor patient and/or patient accident/incident Milford Health Care Center 195 Platt Road Milford, CT Class B Civil Fine, $615 June 5, Related to failure to monitor patient and/or carry out patient care plan and/or carry out physician s order related to nutrition Sister Anne Virginie Grimes Health Care Center 1354 Chapel Street New Haven, CT Class B Civil Fine, $615 July 31, Related to failure to monitor patient and/or patient accident/incident Carolton Chronic & Convalescent Hospital 400 Mill Plain Road Fairfield, CT Class B Civil Fine, $1,150 September 15, Related to facility administration and/or failure to monitor patient condition and/or carry out patient care plan and/or patient accident/incident RESIDENTIAL CARE HOMES Johnson Home, Inc. 100 Town Street Norwich, CT Class B Civil Fine, $60 June 15, Related to excessive hot water temperatures NEGOTIATED SETTLEMENTS Alzheimer s Resource Center of Connecticut 1261 South Main Street Plantsville, CT June 23, 2006 $615 Whitney Center 200 Leeder Hill Drive Hamden, CT - April 4, 2006 $650 Miller Memorial Community, Inc. 360 Broad Street Meriden, CT June 14, 2006 $510 Nursing Care Center of Bristol 61 Bellevue Avenue Bristol, CT May 8, 2006 $510 Ingraham Manor 400 North Main Street Bristol, CT June 30, 2006 $765 Chestelm Health and Rehabilitation Center 534 Town Street Moodus, CT June 27, 2006 $580 Clifton Healthcare Center 181 Clifton Street New Haven, CT July 14, 2006 $650 Curtis Home St. Elizabeth Center 380 Crown Street Meriden, CT June 30, 2006 $580 14

16 Environmental Health Enforcement ASBESTOS CONTRACTOR A.A.I.S. Corp., ABCT/Lic. #000017/West Haven -Petition No Consent Order - August 3, Reprimand; $6000 civil penalty -Type of case: work practice violations Danair, Inc., ABCT/Lic. #000340/Lehighton, PA -Petition No Consent Order - August 11, Reprimand; $9000 civil penalty -Type of case: work practice violations CTW, Inc./ ABCT/Lic. #000260/Shelton -Petition No Memorandum of Decision - August 18, Revocation; $10,000 civil penalty -Type of case: work practice violations Carralero, Marco, ABCT/Unlicensed/Shelton -Petition No Memorandum of Decision - August 18, Cease and Desist -Type of case: unlicensed practice as an asbestos contractor SUB-SURFACE SEWAGE INSTALLER Hall, Mark/Unlicensed/Thompson -Petition No Consent Order - September 20, Cease and Desist -Type of case: unlicensed practice as a subsurface sewage installer WATER SUPPLY ENFORCEMENT ACTIONS TAKEN Public Water System: COBBS MILL INN, WESTON, CT -Type of violation: monitoring and reporting - organic chemicals (10/1/ /31/2005) -Date: 7/3/2006 -Type of violation: monitoring and reporting - organic chemicals (1/1/2005-3/31/2005) -Type of violation: maximum contaminant level - coliform, e. coli (3/1/2003-3/31/2003) coliform (3/1/2003-3/31/2003) coliform (6/1/2003-6/30/2003) coliform (9/1/2003-9/30/2003) 15

17 coliform (11/1/ /30/2003) coliform (6/1/2004-6/30/2004) coliform (7/1/2004-7/31/2004) coliform (8/1/2004-8/31/2004) coliform (9/1/2004-9/30/2004) coliform (10/1/ /31/2004) coliform (1/1/2005-1/31/2005) coliform (2/1/2005-2/28/2005) 16 coliform (4/1/2005-4/30/2005) coliform (5/1/2005-5/31/2005) coliform (7/1/2005-7/31/2005) coliform (8/1/2005-8/31/2005) coliform (10/1/ /31/2005) coliform (11/1/ /30/2005) coliform (1/1/2006-1/31/2006)

18 coliform (5/1/2006-5/31/2006) coliform (6/1/2006-6/30/2006) -Type of violation: maximum contaminant level - trichloroethylene (1/1/2004-3/31/2004) -Type of violation: maximum contaminant level - trichloroethylene (4/1/2004-6/30/2004) -Type of violation: maximum contaminant level - trichloroethylene (7/1/2004-9/30/2004) -Type of violation: maximum contaminant level - trichloroethylene (1/1/2005-3/31/2005) Public Water System: CEDAR GROVE MOBILE HOME PARK, CLINTON, CT parameters (1/1/2006-1/31/2006) Public Water System: CEDAR GROVE MOBILE HOME PARK, CLINTON, CT parameters (2/1/2006-2/28/2006) 17 Public Water System: RIDGEWOOD HILLS ASSOCIATION, SYSTEM #1, DEEP RIVER, CT parameters (1/1/2006-3/31/2006) Public Water System: RIDGEWOOD HILLS ASSOCIATION, SYSTEM #2, DEEP RIVER, CT parameters (1/1/2006-3/31/2006) Public Water System: RIDGEWOOD HILLS ASSOCIATION, SYSTEM #3, DEEP RIVER, CT parameters (1/1/2006-3/31/2006) Public Water System: RIDGEWOOD HILLS ASSOCIATION, SYSTEM #4, DEEP RIVER, CT parameters (1/1/2006-3/31/2006) Public Water System: 240 MIDDLETOWN AVE LLC, EAST HAMPTON, CT -Type of violation: monitoring and reporting - organic chemicals (1/1/2006-3/31/2006) Public Water System: 240 MIDDLETOWN AVE LLC, EAST HAMPTON, CT -Type of violation: monitoring and reporting - socs - phase ii (1/1/2006-3/31/2006) Public Water System: 240 MIDDLETOWN AVE LLC, EAST HAMPTON, CT -Type of violation: monitoring and reporting - socs -

19 phase v (1/1/2006-3/31/2006) Public Water System: VANDERPOEL CIVIC ASSOCIATION, LITCHFIELD, CT parameters (2/1/2006-2/28/2006) Public Water System: VANDERPOEL CIVIC ASSOCIATION, LITCHFIELD, CT parameters (3/1/2006-3/31/2006) Public Water System: S&P PROPERTIES, LLC, MANSFIELD, CT -Type of violation: monitoring and reporting - organic chemicals (1/1/2006-3/31/2006) Public Water System: S&P PROPERTIES, LLC, MANSFIELD, CT parameters (1/1/2006-3/31/2006) Public Water System: SHERMAN CONGREGATIONAL CHURCH, SHERMAN, CT parameters (1/1/2006-3/31/2006) Public Water System: MARIANAPOLIS PREP SCHOOL - RESIDENTIAL, THOMPSON, CT parameters (1/1/2006-3/31/2006) Public Water System: MARIANAPOLIS PREP SCHOOL - ADMIN/SCHOOL, THOMPSON, CT parameters (1/1/2006-3/31/2006) Public Water System: LEDGEWOOD CONDOMINIUM ASSN - BOXWOOD DR, BROOKFIELD, CT coliform (2/1/2006-2/28/2006) Public Water System: CEDAR GROVE MOBILE HOME PARK, CLINTON, CT coliform (1/1/2006-1/31/2006) Public Water System: CEDAR GROVE MOBILE HOME PARK, CLINTON, CT coliform (2/1/2006-2/28/2006) Public Water System: RIDGEWOOD HILLS ASSOCIATION, SYSTEM #1, DEEP RIVER, CT coliform (1/1/2006-3/31/2006) Public Water System: RIDGEWOOD HILLS ASSOCIATION, SYSTEM #2, DEEP RIVER, CT coliform (1/1/2006-3/31/2006) 18

20 Public Water System: RIDGEWOOD HILLS ASSOCIATION, SYSTEM #3, DEEP RIVER, CT coliform (1/1/2006-3/31/2006) Public Water System: MARIANAPOLIS PREP SCHOOL - RESIDENTIAL, THOMPSON, CT coliform (1/1/2006-3/31/2006) Public Water System: RIDGEWOOD HILLS ASSOCIATION, SYSTEM #4, DEEP RIVER, CT coliform (1/1/2006-3/31/2006) Public Water System: MARIANAPOLIS PREP SCHOOL - ADMIN/SCHOOL, THOMPSON, CT coliform (1/1/2006-3/31/2006) Public Water System: VANDERPOEL CIVIC ASSOCIATION, LITCHFIELD, CT coliform (2/1/2006-2/28/2006) parameters (1/1/2006-1/31/2006) Public Water System: VANDERPOEL CIVIC ASSOCIATION, LITCHFIELD, CT coliform (3/1/2006-3/31/2006) parameters (2/1/2006-2/28/2006) Public Water System: S&P PROPERTIES, LLC, MANSFIELD, CT coliform (1/1/2006-3/31/2006) parameters (3/1/2006-3/31/2006) Public Water System: ROCKY GLEN MILL, NEWTOWN, CT coliform (1/1/2006-1/31/2006) parameters (4/1/2006-4/30/2006) 19

21 parameters (5/1/2006-5/31/2006) -Type of violation: monitoring and reporting - net gross alpha (10/1/ /31/2005) parameters (6/1/2006-6/30/2006) -Type of violation: monitoring and reporting - net gross alpha (1/1/2006-3/31/2006) parameters (7/1/2006-7/31/2006) -Type of violation: monitoring and reporting - net gross alpha (4/1/2006-6/30/2006) -Type of violation: monitoring and reporting - combined radium-226/228 (10/1/ /31/2005) coliform (1/1/2006-1/31/2006) -Type of violation: monitoring and reporting - combined radium-226/228 (1/1/2006-3/31/2006) coliform (2/1/2006-2/28/2006) -Type of violation: monitoring and reporting - combined radium-226/228 (4/1/2006-6/30/2006) coliform (3/1/2006-3/31/2006) 20

22 coliform (4/1/2006-4/30/2006) coliform (5/1/2006-5/31/2006) coliform (6/1/2006-6/30/2006) coliform (7/1/2006-7/31/2006) -Type of violation: monitoring and reporting - uranium (10/1/ /31/2005) -Type of violation: monitoring and reporting - uranium (1/1/2006-3/31/2006) 21 -Type of violation: monitoring and reporting - uranium (4/1/2006-6/30/2006) Public Water System: COVEY MEADOW COMMONS (4 COVEY RD.), BURLINGTON, CT -Type of violation: monitoring and reporting - organic chemicals (4/1/2006-6/30/2006) Public Water System: COVEY MEADOW COMMONS (4 COVEY RD.), BURLINGTON, CT parameters (4/1/2006-6/30/2006) Public Water System: COVEY MEADOW COMMONS (4 COVEY RD.), BURLINGTON, CT -Type of violation: monitoring and reporting - socs - phase ii (4/1/2006-6/30/2006) Public Water System: COVEY MEADOW COMMONS (4 COVEY RD.), BURLINGTON, CT -Type of violation: monitoring and reporting - socs - phase v (4/1/2006-6/30/2006) Public Water System: COVEY MEADOW COMMONS (10-12 COVEY ROAD), BURLINGTON, CT parameters (4/1/2006-6/30/2006) Public Water System: CEDAR GROVE MOBILE HOME PARK, CLINTON, CT

23 parameters (4/1/2006-4/30/2006) Public Water System: CEDAR GROVE MOBILE HOME PARK, CLINTON, CT parameters (5/1/2006-5/31/2006) Public Water System: EVERGREEN TRAILER PARK - SYSTEM #3, CLINTON, CT -Type of violation: monitoring and reporting - organic chemicals (4/1/2006-6/30/2006) Public Water System: EVERGREEN TRAILER PARK - SYSTEM #4, CLINTON, CT -Type of violation: monitoring and reporting - organic chemicals (4/1/2006-6/30/2006) Public Water System: FIRST CHURCH OF CHRIST CONGREGATIONAL, EAST HADDAM, CT parameters (4/1/2006-6/30/2006) Public Water System: EAST HAMPTON WPCA - ROYAL OAKS SYSTEM, EAST HAMPTON, CT -Type of violation: monitoring and reporting - organic chemicals (4/1/2006-6/30/2006) Public Water System: EAST HAMPTON WPCA - ROYAL OAKS SYSTEM, EAST HAMPTON, CT -Type of violation: monitoring and reporting - socs - phase ii (4/1/2006-6/30/2006) Public Water System: EAST HAMPTON WPCA - ROYAL OAKS SYSTEM, EAST HAMPTON, CT 22 Public Water System: 240 MIDDLETOWN AVE LLC, EAST HAMPTON, CT -Type of violation: monitoring and reporting - organic chemicals (4/1/2006-6/30/2006) Public Water System: 240 MIDDLETOWN AVE LLC, EAST HAMPTON, CT parameters (4/1/2006-6/30/2006) Public Water System: 240 MIDDLETOWN AVE LLC, EAST HAMPTON, CT -Type of violation: monitoring and reporting - socs - phase ii (4/1/2006-6/30/2006) Public Water System: 240 MIDDLETOWN AVE LLC, EAST HAMPTON, CT -Type of violation: monitoring and reporting - socs - phase v (4/1/2006-6/30/2006) Public Water System: MAPLE RIDGE FARMS WATER ASSN, INC, FARMINGTON, CT -Type of violation: monitoring and reporting - nitrate and nitrite (4/1/2006-6/30/2006) Public Water System: MAPLE RIDGE FARMS WATER ASSN, INC, FARMINGTON, CT -Type of violation: monitoring and reporting - organic chemicals (4/1/2006-6/30/2006) Public Water System: COVEY MEADOW

24 COMMONS (4 COVEY RD.), BURLINGTON, CT coliform (4/1/2006-6/30/2006) Public Water System: COVEY MEADOW COMMONS (10-12 COVEY ROAD), BURLINGTON, CT coliform (4/1/2006-6/30/2006) Public Water System: CEDAR GROVE MOBILE HOME PARK, CLINTON, CT coliform (4/1/2006-4/30/2006) Public Water System: 240 MIDDLETOWN AVE LLC, EAST HAMPTON, CT -Type of violation: monitoring and reporting - lead and copper (1/1/2006-6/30/2006) Public Water System: 240 MIDDLETOWN AVE LLC, EAST HAMPTON, CT coliform (4/1/2006-6/30/2006) Public Water System: ST JOSEPH CHURCH & SCHOOL, BROOKFIELD, CT coliform (5/1/2006-5/31/2006) -Date: 9/16/2006 Public Water System: CEDAR GROVE MOBILE HOME PARK, CLINTON, CT coliform (5/1/2006-5/31/2006) Public Water System: EVERGREEN TRAILER PARK - SYSTEM #4, CLINTON, CT coliform (4/1/2006-4/30/2006) Public Water System: FIRST CHURCH OF CHRIST CONGREGATIONAL, EAST HADDAM, CT coliform (4/1/2006-6/30/2006) 23