UNIVERSITY OF GEORGIA RESEARCH FOUNDATION, INC.

Transcription

1 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION, INC. COMPLIANCE REPORTS For the Year Ended June 30, 2016

2 TABLE OF CONTENTS Financial Statements for the Year Ended June 30, 2016 and Report of Independent Auditor... Attached Report of Independent Auditor on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards... Attached Report of Independent Auditor on Compliance for Each Major Program and on Internal Control over Compliance Required by the Uniform Guidance... 1 Schedule of of Federal Awards... 3 Notes to the Schedule of of Federal Awards and Supplemental Schedule Schedule of Findings and Questioned Costs Supplemental Schedule of Governmental, Restricted Accounts by Agency... Exhibit I

3 Report of Independent Auditor on Compliance for Each Major Program and on Internal Control over Compliance Required by the Uniform Guidance To the Board of Directors University of Georgia Research Foundation, Inc. Athens, Georgia Report on Compliance for Each Major Federal Program We have audited the University of Georgia Research Foundation, Inc. s (the Foundation ) compliance with the types of compliance requirements described in the OMB Compliance Supplement that could have a direct and material effect on each of the Foundation s major federal programs for the year ended June 30, The Foundation's major federal programs are identified in the summary of auditor's results section of the accompanying schedule of findings and questioned costs. Management s Responsibility Management is responsible for compliance with federal statutes, regulations, and the terms and conditions of its federal awards applicable to its federal programs. Auditor s Responsibility Our responsibility is to express an opinion on compliance for each of the Foundation s major federal programs based on our audit of the types of compliance requirements referred to above. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and the audit requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards ( Uniform Guidance ). Those standards and the Uniform Guidance require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about the Foundation s compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion on compliance for each major federal program. However, our audit does not provide a legal determination of the Foundation s compliance. Opinion on Each Major Federal Program In our opinion, the Foundation complied, in all material respects, with the types of compliance requirements referred to above that could have a direct and material effect on each of its major federal programs for the year ended June 30, Report on Internal Control over Compliance Management of the Foundation is responsible for establishing and maintaining effective internal control over compliance with the types of compliance requirements referred to above. In planning and performing our audit of compliance, we considered the Foundation s internal control over compliance with the types of requirements that could have a direct and material effect on a major federal program to determine the auditing procedures that are appropriate in the circumstances for the purpose of expressing our opinion on compliance for each major federal program and to test and report on internal control over compliance in accordance with the Uniform Guidance, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, we do not express an opinion on the effectiveness of the Foundation s internal control over compliance.

4 A deficiency in internal control over compliance exists when the design or operation of a control over compliance does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, noncompliance with a type of compliance requirement of a federal program on a timely basis. A material weakness in internal control over compliance is a deficiency, or combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility that material noncompliance with a type of compliance requirement of a federal program will not be prevented, or detected and corrected, on a timely basis. A significant deficiency in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance with a type of compliance requirement of a federal program that is less severe than a material weakness in internal control over compliance, yet important enough to merit attention by those charged with governance. Our consideration of internal control over compliance was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control over compliance that might be material weaknesses or significant deficiencies. We did not identify any deficiencies in internal control over compliance that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. Report on Schedule of of Federal Awards Required by the Uniform Guidance and Supplemental Schedule of Governmental, Restricted Accounts by Agency We have audited the financial statements of the Foundation as of and for the year ended June 30, 2016, and have issued our report thereon dated September 20, 2016, which contained an unmodified opinion on those financial statements. Our audit was conducted for the purpose of forming an opinion on the financial statements as a whole. The accompanying supplemental Schedule of of Federal Awards and the supplemental Schedule of Governmental, Restricted Accounts by Agency are presented for the purpose of additional analysis as required by Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards and are not a required part of the basic financial statements. Such information is the responsibility of the Foundation s management and was derived from and relates directly to the underlying accounting and other records used to prepare the financial statements. The information has been subjected to the auditing procedures applied in our audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the financial statements or to the financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated in all material respects in relation to the basic financial statements taken as a whole, in conformity with the basis of accounting described in Note 1. The purpose of this report on internal control over compliance is solely to describe the scope of our testing of internal control over compliance and the results of that testing based on the requirements of the Uniform Guidance. Accordingly, this report is not suitable for any other purpose. Augusta, Georgia December 30, 2016 except for paragraph entitled Report on Schedule of of Federal Awards Required by the Uniform Guidance and Supplemental Schedule of Governmental, Restricted Accounts by Agency as to which the date is September 20,

5 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Aging Cluster Nutrition Services Incentive Program CAPTOZYME $ 88 $ 82 Total CFDA # Total Aging Cluster Fish and Wildlife Cluster Sport Fish Restoration GA DEPT OF NATURAL RESOURCES ,925 16,925 Total CFDA # ,925 16,925 Total Fish and Wildlife Cluster 16,925 16,925 Highway Planning and Construction Cluster Highway Planning and Construction SOUTH DAKOTA SCHL MINES & TECH ,921 12,926 Total CFDA # ,921 12,926 Total Highway Planning and Construction Cluster 13,921 12,926 Research & Development Cluster Agricultural Research Basic and Applied Research US DEPARTMENT OF AGRICULTURE ,005,143 1,992,249 AMERICAN EGG BOARD ,188 19,789 Total CFDA # ,025,331 2,012,038 Plant and Animal Disease, Pest Control, and Animal Care US DEPARTMENT OF AGRICULTURE , ,269 Total CFDA # , ,269 Wildlife Services US DEPARTMENT OF AGRICULTURE , ,835 MISSISSIPPI STATE UNIVERSITY ,751 7,598 Total CFDA # , ,433 Specialty Crop Block Grant Program GA DEPT OF AGRICULTURE (47) (46) Total CFDA # (47) (46) 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 3

6 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Specialty Crop Block Grant Program Farm Bill GA DEPT OF AGRICULTURE ,479 13,487 UNIVERSITY OF FLORIDA ,269 44,269 Total CFDA # ,748 57,756 Grants for Agricultural Research, Special Research Grants US DEPARTMENT OF AGRICULTURE , ,457 NORTH CAROLINA STATE UNIV ,519 31,519 UNIVERSITY OF FLORIDA ,469 31,469 UNIV NORTH CAROLINA CHAPEL HIL ,641 7,298 Total CFDA # , ,743 Higher Education Graduate Fellowships Grant Program US DEPARTMENT OF AGRICULTURE ,968 87,968 Total CFDA # ,968 87,968 Small Business Innovation Research PHYTOSYNTHETIX ,363 50,986 Total CFDA # ,363 50,986 Sustainable Agriculture Research and Education US DEPARTMENT OF AGRICULTURE ,020,244 2,953,052 Total CFDA # ,020,244 2,953,052 Biotechnology Risk Assessment Research US DEPARTMENT OF AGRICULTURE , ,416 Total CFDA # , ,416 Agricultural and Rural Economic Research, Cooperative Agreements and Collaborations CORNELL UNIVERSITY ,897 16,563 Total CFDA # ,897 16,563 Consumer Data and Nutrition Research US DEPARTMENT OF AGRICULTURE ,985 36,985 CORNELL UNIVERSITY ,802 2,747 UNIVERSITY OF KENTUCKY ,201 21,201 UNIVERSITY OF MISSISSIPPI ,629 2,629 Total CFDA # ,617 63,562 Research Innovation and Development Grants in Economic (RIDGE) PURDUE UNIVERSITY ,925 13,650 Total CFDA # ,925 13,650 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 4

7 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Agricultural Market and Economic Research VIRGINIA POLYTECHNIC INSTITUTE ,603 18,603 Total CFDA # ,603 18,603 Integrated Programs US DEPARTMENT OF AGRICULTURE , ,282 MISSISSIPPI STATE UNIVERSITY ,392 27,392 UNIVERSITY OF FLORIDA , ,520 Total CFDA # , ,194 Homeland Security Agricultural US DEPARTMENT OF AGRICULTURE , ,657 Total CFDA # , ,657 International Science and Education Grants US DEPARTMENT OF AGRICULTURE ,174 33,492 Total CFDA # ,174 33,492 Organic Agriculture Research and Extension Initiative US DEPARTMENT OF AGRICULTURE ,404 65,727 Total CFDA # ,404 65,727 Specialty Crop Research Initiative US DEPARTMENT OF AGRICULTURE , ,109 MICHIGAN STATE UNIVERSITY ,967 4,772 TEXAS A&M RESEARCH FOUND ,543 14,286 UNIVERSITY OF FLORIDA ,098 79,123 Total CFDA # ,059,315 1,010,290 Agriculture and Food Research Initiative (AFRI) US DEPARTMENT OF AGRICULTURE ,765,219 3,568,844 CLEMSON UNIVERSITY , ,114 FORT VALLEY STATE UNIVERSITY ,658 45,379 GA INSTITUTE OF TECHNOLOGY ,903 68,384 GA SOUTHERN UNIV RSRCH &SVC FN ,797 8,402 KANSAS STATE UNIVERSITY ,199 25,898 NORTH CAROLINA STATE UNIV , ,158 OHIO STATE UNIVERSITY ,250 85,299 PENNSYLVANIA STATE UNIVERSITY ,275 39,518 UNIV OF KENTUCKY RESEARCH FDN ,822 21,334 UNIV OF NEBRASKA LINCOLN , ,519 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 5

8 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 UNIVERSITY OF FLORIDA , ,934 UNIVERSITY OF MICHIGAN ,243 33,557 UNIVERSITY OF MINNESOTA ,369 24,649 UNIVERSITY OF TENNESSEE ,990 11,434 UTAH STATE UNIVERSITY ,990 58,527 VIRGINIA POLYTECHNIC INSTITUTE , ,988 WASHINGTON STATE UNIVERSITY ,673 19,684 Total CFDA # ,491,451 5,206,622 Biomass Research and Development Initiative Competitive Grants Program (BRDI) OHIO STATE UNIVERSITY , ,419 Total CFDA # , ,419 Sun Grant Program UNIVERSITY OF TENNESSEE ,135 29,135 Total CFDA # ,135 29,135 Crop Protection and Pest Management Competitive Grants Program US DEPARTMENT OF AGRICULTURE ,507 76,636 NORTH CAROLINA STATE UNIV ,935 4,628 SOUTHERN REGION IPM CENTER ,010 11,264 Total CFDA # ,452 92,528 Alfalfa and Forage Research Program MISSISSIPPI STATE UNIVERSITY ,202 5,891 Total CFDA # ,202 5,891 Rural Business Development Grant US DEPARTMENT OF AGRICULTURE ,294 50,922 Total CFDA # ,294 50,922 Cooperative Extension Service US DEPARTMENT OF AGRICULTURE ,155 17,155 Total CFDA # ,155 17,155 Fresh Fruit and Vegetable Program NATIONAL WATERMELON ASSOCIATN Total CFDA # USDA Local and Regional Food Aid Procurement Program US DEPARTMENT OF AGRICULTURE ,256 54,638 Total CFDA # ,256 54,638 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 6

9 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Forestry Research US DEPARTMENT OF AGRICULTURE , ,220 GA DEPT OF NATURAL RESOURCES US ENDOWMENT FORESTRY & COMMUN , ,422 Total CFDA # , ,125 Cooperative Forestry Assistance GA FORESTRY COMMISSION ,892 14,224 FLORIDA DEPT OF AG & CONS SVCS ,916 2,886 Total CFDA # ,808 17,110 Urban and Community Forestry Program US DEPARTMENT OF AGRICULTURE ,973 16,973 Total CFDA # ,973 16,973 Forest Health Protection US DEPARTMENT OF AGRICULTURE , ,261 Total CFDA # , ,261 Norman E. Borlaug International Agricultural Science and Technology Fellowship US DEPARTMENT OF AGRICULTURE ,094 32,440 Total CFDA # ,094 32,440 Soil Survey US DEPARTMENT OF AGRICULTURE ,276 13,994 Total CFDA # ,276 13,994 Environmental Quality Incentives Program NORTH CAROLINA STATE UNIV ,001 11,610 FLINT RIVER SOIL & WATER CONSV , ,800 Total CFDA # , ,410 Wildlife Habitat Incentive Program USDA NCRS ,043 6,043 Total CFDA # ,043 6,043 NOAA Mission Related Education Awards GA DEPT OF NATURAL RESOURCES ,042 66,042 Total CFDA # ,042 66,042 Ocean Exploration GA DEPT OF NATURAL RESOURCES ,247 21,247 Total CFDA # ,247 21,247 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 7

10 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Integrated Ocean Observing System (IOOS) SE COASTAL OCEAN OBSVG REG ASN , ,488 Total CFDA # , ,488 Science and Research Park Development Grants RUTGERS UNIVERSITY ,927 26,652 Total CFDA # ,927 26,652 Sea Grant Support US DEPARTMENT OF COMMERCE ,368,765 1,309,165 UNIVERSITY OF FLORIDA ,640 10,163 Total CFDA # ,379,405 1,319,328 Coastal Zone Management Administration Awards GA DEPT OF NATURAL RESOURCES ,907 58,907 Total CFDA # ,907 58,907 Coastal Zone Management Estuarine Research Reserves US DEPARTMENT OF COMMERCE ,875 9,660 Total CFDA # ,875 9,660 Marine Sanctuary Program US DEPARTMENT OF COMMERCE , ,825 Total CFDA # , ,825 Climate and Atmospheric Research US DEPARTMENT OF COMMERCE ,949 14,809 UNIVERSITY OF FLORIDA ,656 46,628 Total CFDA # ,605 61,437 National Oceanic and Atmospheric Administration (NOAA) Cooperative Institutes GA DEPT OF NATURAL RESOURCES ,858 72,858 Total CFDA # ,858 72,858 Marine Fisheries Initiative EAST CAROLINA UNIVERSITY ,808 76,338 Total CFDA # ,808 76,338 Weather and Air Quality Research US DEPARTMENT OF COMMERCE ,210 14,108 Total CFDA # ,210 14,108 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 8

11 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Habitat Conservation US DEPARTMENT OF COMMERCE (2) Total CFDA # (2) Unallied Science Program GA DEPT OF NATURAL RESOURCES , ,524 NORTH PACIFIC RESEARCH BOARD , ,787 Total CFDA # , ,311 Center for Sponsored Coastal Ocean Research Coastal Ocean Program UNIVERSITY OF NOTRE DAME ,842 10,072 Total CFDA # ,842 10,072 Coral Reef Conservation Program US DEPARTMENT OF COMMERCE (1) (1) Total CFDA # (1) (1) Aquatic Plant Control CESU PIEDMONT , ,978 Total CFDA # , ,978 Beach Erosion Control Projects CESU PIEDMONT , ,311 Total CFDA # , ,311 Emergency Rehabilitation of Flood Control Works or Federally Authorized Coastal Protection Works US DEPT OF ARMY ,140 30,132 Total CFDA # ,140 30,132 Planning Assistance to States CESU PIEDMONT ,495 2,414 Total CFDA # ,495 2,414 Collaborative Research and Development US DEPARTMENT OF DEFENSE ,826 45,340 LYNNTECH INC ,282 25,305 UNIVERSITY OF MICHIGAN , ,772 Total CFDA # , ,417 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 9

12 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Basic and Applied Scientific Research US DEPARTMENT OF DEFENSE ,029,811 1,949,825 INFORMATION INTERNATIONAL ASST , ,601 GEORGIA TECH RESEARCH CORP ,119 9,401 UNIVERSITY OF EXETER ,124 4,760 Total CFDA # ,210,296 2,110,587 Basic Scientific Research Combating Weapons of Mass Destruction US DEPARTMENT OF DEFENSE , ,887 CRDF GLOBAL ,050 6,604 Total CFDA # , ,491 Research on Chemical and Biological Defense US DEPARTMENT OF DEFENSE , ,600 Total CFDA # , ,600 Military Medical Research and Development US DEPARTMENT OF DEFENSE , ,021 Total CFDA # , ,021 Basic Scientific Research US DEPARTMENT OF DEFENSE , ,440 UNIV OF KANSAS CTR FOR RSCH IN , ,449 Total CFDA # , ,889 Basic, Applied, and Advanced Research in Science and Engineering CESU PIEDMONT ,479 16,913 UNIV OF PUERTO RICO/RIO PIEDRA , ,448 Total CFDA # , ,361 Air Force Defense Research Sciences Program US DEPT OF AIR FORCE , ,908 AZIMUTH CORPORATION ,601 22,840 SRI INTERNATIONAL ,488 35,699 UTAH STATE UNIVERSITY RSCH FND ,605 8,219 VIRGINIA POLYTECHNIC INSTITUTE ,374 99,593 Total CFDA # , ,259 Mathematical Sciences Grants Program NATIONAL SECURITY AGENCY ,795 38,129 Total CFDA # ,795 38,129 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 10

13 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Research and Technology Development EMORY UNIVERSITY ,568 72,413 Total CFDA # ,568 72,413 Department of Interior Other Financial Assistance CESU PIEDMONT , ,216 Total CFDA # , ,216 Fish, Wildlife and Plant Conservation Resource Management EAST CAROLINA UNIVERSITY ,465 6,465 UNIV OF CALIFORNIA/DAVIS ,619 28,660 Total CFDA # ,084 35,125 Marine Minerals Activities Hurricane Sandy US DEPARTMENT OF INTERIOR , ,663 Total CFDA # , ,663 Fish and Wildlife Management Assistance US DEPARTMENT OF INTERIOR ,913 44,090 GA DEPT OF NATURAL RESOURCES , ,741 GULF STATES MARINE FISHERIES C ,914 12,496 LOUISIANA DEPT WILDLIFE & FISH ,630 46,630 NATURE CONSERVANCY THE ,164 31,272 Total CFDA # , ,229 Wildlife Restoration and Basic Hunter Education GA DEPT OF NATURAL RESOURCES , ,008 UNIVERSITY OF TENNESSEE ,202 3,096 TEXAS PARKS AND WILDLIFE DEPT ,375 33,400 KENTUCKY DEPT FISH & WILDLIFE ,147 53,147 Total CFDA # , ,651 Cooperative Endangered Species Conservation Fund GA DEPT OF NATURAL RESOURCES ,690 37,372 Total CFDA # ,690 37,372 Great Apes Conservation Fund US DEPARTMENT OF INTERIOR Total CFDA # State Wildlife Grants GA DEPT OF NATURAL RESOURCES ,896 52,109 FLA. FISH&WILDLIFE CONSV. COMM ,227 2,164 Total CFDA # ,123 54,273 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 11

14 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Migratory Bird Joint Ventures AL DEPT OF CONSERVATION & NATU ,667 16,667 Total CFDA # ,667 16,667 Central Valley Improvement (CVI) Anadromous Fish Restoration (AFR) CESU GULF ,291 12,861 Total CFDA # ,291 12,861 Research Grants (Generic) CESU PIEDMONT ,287 69,946 Total CFDA # ,287 69,946 Migratory Bird Monitoring, Assessment and Conservation US DEPARTMENT OF INTERIOR , ,659 Total CFDA # , ,659 Endangered Species Conservation Recovery Implementa on Funds US DEPARTMENT OF INTERIOR ,046 16,056 Total CFDA # ,046 16,056 National Fish and Wildlife Foundation NATL FISH & WILDLIFE FDN ,016 94,265 Total CFDA # ,016 94,265 Cooperative Landscape Conservation CESU PIEDMONT ,163 43,701 WILDLIFE MANAGEMENT INSTITUTE ,275 39,939 Total CFDA # ,438 83,640 Assistance to State Water Resources Research Institutes GA INSTITUTE OF TECHNOLOGY ,168 34,168 GA WATER RESOURCES INSTIT ,791 17,791 Total CFDA # ,959 51,959 U.S. Geological Survey Research and Data Collection US DEPARTMENT OF INTERIOR , ,293 Total CFDA # , ,293 Cooperative Research Units US DEPARTMENT OF INTERIOR , ,413 Total CFDA # , ,413 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 12

15 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Historic Preservation Fund Grants In Aid CESU PIEDMONT ,846 25,977 Total CFDA # ,846 25,977 National Historic Landmark CESU PIEDMONT ,742 13,297 Total CFDA # ,742 13,297 Technical Preservation Services CESU PIEDMONT ,340 67,095 Total CFDA # ,340 67,095 National Center for Preservation Technology and Training US DEPARTMENT OF INTERIOR ,036 18,373 Total CFDA # ,036 18,373 Natural Resource Stewardship UNIVERSITY OF WASHINGTON (22) (22) Total CFDA # (22) (22) Cooperative Research and Training Programs Resources of the Na onal Park System CESU PIEDMONT , ,711 Total CFDA # , ,711 National Institute of Justice Research, Evaluation, and Development Project Grants BOSTON UNIVERSITY ,014 14,872 Total CFDA # ,014 14,872 Public Safety Officers' Educational Assistance GA DEPT OF NATURAL RESOURCES ,663 7,413 Total CFDA # ,663 7,413 Global Threat Reduction US DEPARTMENT OF STATE ,032 48,743 Total CFDA # ,032 48,743 General Department of State Assistance US DEPARTMENT OF STATE , ,846 Total CFDA # , ,846 Export Control and Related Border Security US DEPARTMENT OF STATE , ,792 Total CFDA # , ,792 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 13

16 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Highway Research and Development Program SOUTHERN POLYTECHNIC STATE UNV ,852 33,412 KENNESAW STATE U RSCH & SVC FN ,317 18,228 Total CFDA # ,169 51,640 Metropolitan Transportation Planning and State and Non Metropolitan Planning and Research GA DEPT OF TRANSPORTATION , ,206 Total CFDA # , ,206 Science NATIONAL AERO & SPACE ADMIN ,685,323 1,615,790 AUBURN UNIVERSITY ,716 22,949 CALIFORNIA INST OF TECHNOLOGY TROUT UNLIMITED NATIONAL OFC ,633 45,632 UNIVERSITIES SPACE RESEARCH AN ,406 13,406 Total CFDA # ,771,401 1,698,100 Education NATIONAL AERO & SPACE ADMIN ,546 24,546 Total CFDA # ,546 24,546 Cross Agency Support NATIONAL AERO & SPACE ADMIN ,620 70,140 SPACE TELESCOPE SCIENCE INST ,119 10,324 Total CFDA # ,739 80,464 Engineering Grants NATIONAL SCIENCE FOUNDATION ,185,971 1,113,869 ARIZONA BOARD OF REGENTS ,686 48,016 BIOTECERA INC ,915 86,182 CLARKSON UNIVERSITY ,967 13,691 FLORIDA INTERNATIONAL UNIV ,272 5,991 INTERACTIVE SCIENCE IN 3D LLC ,963 40,101 MASSACHUSETTS INST OF TECH , ,773 UNIV OF CALIFORNIA/RIVERSIDE ,800 61,610 UNIVERSITY OF WASHINGTON Total CFDA # ,576,835 1,479,585 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 14

17 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Mathematical and Physical Sciences NATIONAL SCIENCE FOUNDATION ,550,712 3,347,082 CLEMSON UNIVERSITY (459) (426) UNIVERSITY OF NOTRE DAME ,226 73,562 WASHINGTON STATE UNIVERSITY ,556 15,381 Total CFDA # ,646,035 3,435,599 Geosciences NATIONAL SCIENCE FOUNDATION ,305,909 4,120,067 DUKE UNIVERSITY , ,509 FLORIDA INSTITUTE TECHNOLOGY ,267 9,806 MARINE BIOLOGICAL LABORATORY ,427 64,402 UNIV OF SOUTHERN CALIFORNIA ,184 5,184 UNIVERSITY OF FLORIDA ,008 81,195 UNIVERSITY OF MINNESOTA ,689 6,214 UNIVERSITY OF NEW HAMPSHIRE ,939 55,344 WOODS HOLE OCEANOGRAPHIC INST ,547 32,044 Total CFDA # ,938,366 4,719,765 Computer and Information Science and Engineering NATIONAL SCIENCE FOUNDATION , ,388 PRINCETON UNIVERSITY (2,179) (2,021) VIRGINIA COMMONWEALTH UNIV ,899 12,892 Total CFDA # , ,259 Biological Sciences NATIONAL SCIENCE FOUNDATION ,291,952 10,700,268 COLORADO STATE UNIVERSITY , ,069 CORNELL UNIVERSITY ,778 93,623 IOWA STATE UNIVERSITY , ,514 PENNSYLVANIA STATE UNIVERSITY ,010 94,767 SMITHSONIAN INSTITUTION ,676 5,398 STANFORD UNIVERSITY ,206 6,883 UNIV NORTH CAROLINA CHAPEL HIL ,087 8,437 UNIV OF PUERTO RICO/RIO PIEDRA ,089 91,779 UNIVERSITY OF ARIZONA ,674 58,668 UNIVERSITY OF FLORIDA ,407 46,338 VIRGINIA POLYTECHNIC INSTITUTE ,055 65,047 Total CFDA # ,045,924 11,405,791 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 15

18 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Social, Behavioral, and Economic Sciences NATIONAL SCIENCE FOUNDATION , ,824 ASSOC FOR INSTITUTIONAL RSCH ,494 35,494 CORNELL UNIVERSITY ,985 1,841 GA INSTITUTE OF TECHNOLOGY ,840 14,692 UNIV NORTH CAROLINA CHAPEL HIL ,755 44,755 Total CFDA # , ,606 Education and Human Resources NATIONAL SCIENCE FOUNDATION ,389,471 3,241,897 CLARKSON UNIVERSITY ,114 14,019 GRAND VALLEY STATE UNIVERSITY ,694 44,238 UNIV OF WISCONSIN MADISON ,074 17,737 UNIVERSITY OF TEXAS /AUSTIN ,967 42,681 Total CFDA # ,517,320 3,360,572 Polar Programs NATIONAL SCIENCE FOUNDATION (6,637) 1,665 PURDUE UNIVERSITY ,453 3,453 Total CFDA # (3,184) 5,118 Office of International Science and Engineering NATIONAL SCIENCE FOUNDATION ,265 52,907 UNIVERSITY OF NEVADA LAS VEGAS ,455 4,139 Total CFDA # ,720 57,046 Office of Cyberinfrastructure NATIONAL SCIENCE FOUNDATION , ,069 Total CFDA # , ,069 Trans NSF Recovery Act Research Support NATIONAL SCIENCE FOUNDATION ,381 6,864 Total CFDA # ,381 6,864 Veterans Medical Care Benefits US DEPT OF VETERANS AFFAIRS ,437 4,437 Total CFDA # ,437 4,437 Sharing Specialized Medical Resources US DEPT OF VETERANS AFFAIRS ,718 9,718 Total CFDA # ,718 9,718 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 16

19 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Air Pollution Control Program Support AMEC INC ,578 11,578 Total CFDA # ,578 11,578 Surveys, Studies, Investigations, Demonstrations, and Training Grants and Cooperative Agreements Section 104(b)(3) of the Clean Water Act GA ENVIRONMENTAL PROTENTN DIV , ,668 Total CFDA # , ,668 Regional Wetland Program Development Grants US ENVIRONMENTAL PROTECTN AGCY ,753 3,520 Total CFDA # ,753 3,520 Water Protection Grants to the States GA ENVIRONMENTAL PROTENTN DIV ,297 7,881 Total CFDA # ,297 7,881 Science To Achieve Results (STAR) Research Program US ENVIRONMENTAL PROTECTN AGCY , ,482 YALE UNIVERSITY ,000 2,865 Total CFDA # , ,347 Surveys, Studies, Investigations and Special Purpose Grants within the Office of Research and Development GA DEPT OF NATURAL RESOURCES ,079 51,319 Total CFDA # ,079 51,319 Granting of Patent Licenses US DEPARTMENT OF ENERGY ,515,610 4,299,947 UCHICAGO ARGONNE LLC , ,212 Total CFDA # ,666,595 4,444,159 Inventions and Innovations UT BATTELLE LLC ,261,782 3,030,125 Total CFDA # ,261,782 3,030,125 State Energy Program SOUTH DAKOTA STATE UNIVERSITY ,435 28,544 Total CFDA # ,435 28,544 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 17

20 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Office of Science Financial Assistance Program US DEPARTMENT OF ENERGY ,508,816 2,342,670 CALIFORNIA INST OF TECHNOLOGY ,279 46,709 MONTANA STATE UNIVERSITY , ,149 NORTHERN ARIZONA UNIVERSITY , ,007 SASYA LLC ,244 16,922 UNIV OF WISCONSIN MADISON ,566 56,267 Total CFDA # ,011,790 2,809,724 Office of Scientific and Technical Information UT BATTELLE LLC , ,378 Total CFDA # , ,378 Regional Biomass Energy Programs SOUTH DAKOTA STATE UNIVERSITY ,118 20,769 Total CFDA # ,118 20,769 Conservation Research and Development SAVANNAH RIVER REMEDIATION LLC ,680 46,940 Total CFDA # ,680 46,940 Renewable Energy Research and Development VIRGINIA POLYTECHNIC INSTITUTE ,846 71,784 SOUTH DAKOTA STATE UNIVERSITY ,543 4,266 Total CFDA # ,389 76,050 Fossil Energy Research and Development SAVANNAH RIVER REMEDIATION LLC , ,447 Total CFDA # , ,447 Stewardship Science Grant Program LAWRENCE BERKELEY NATL LAB , ,296 Total CFDA # , ,296 Title I Grants to Local Educational Agencies CLARKE COUNTY SCHOOL DISTRICT ,088 47,313 WILKES COUNTY SCHOOL DISTRICT ,836 9,675 Total CFDA # ,924 56,988 Overseas Programs Group Projects Abroad US DEPT OF EDUCATION ,730 77,730 Total CFDA # ,730 77,730 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 18

21 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Overseas Programs Doctoral Dissertation Research Abroad US DEPT OF EDUCATION ,723 2,701 Total CFDA # ,723 2,701 Twenty First Century Community Learning Centers CLARKE COUNTY SCHOOL DISTRICT Total CFDA # Education Research, Development and Dissemination US DEPT OF EDUCATION , ,725 OHIO STATE UNIVERSITY ,231 45,112 Total CFDA # , ,837 Research in Special Education US DEPT OF EDUCATION ,212 12,619 UNIV OF KENTUCKY RESEARCH FDN ,881 70,382 Total CFDA # ,093 83,001 Demonstration Projects to Support Postsecondary Faculty, Staff, and Administrations in Educating Students with Disabilities GA INSTITUTE OF TECHNOLOGY Total CFDA # State Fiscal Stabilization Fund (SFSF) Investing in Innovation (i3) Fund, Recovery Act FORSYTH COUNTY BD OF EDUCATION ,814 23,981 Total CFDA # ,814 23,981 Department of Health and Human Services Other Financial Assistance LEIDOS INC , ,666 Total CFDA # , ,666 Public Health and Social Services Emergency Fund Reinstated MOUNT SINAI SCHOOL OF MEDICINE , ,906 Total CFDA # , ,906 Medical Reserve Corps Small Grant Program ST JUDE CHILDREN'S RSRCH HOSP , ,150 Total CFDA # , ,150 National Organizations of State and Local Officials GA DEPT OF HUMAN SERVICES Total CFDA # Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 19

22 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Initiative to Educate State and Territorial Officials about Maintaining and Strengthening Public Health in a Changing Environment CENTER FOR DISEASE CONTROL Total CFDA # Innovations in Applied Public Health Research NATIONAL INSTITUTES OF HEALTH , ,826 Total CFDA # , ,826 Global AIDS EMORY UNIVERSITY , ,000 Total CFDA # , ,000 Chronic Diseases: Research, Control, and Prevention NORTHROP GRUMMAN INFO SYSTEMS ,539 14,428 Total CFDA # ,539 14,428 Prevention of Disease, Disability, and Death by Infectious Diseases UNIVERSITY OF PENNSYLVANIA ,274,309 1,182,373 Total CFDA # ,274,309 1,182,373 Research on Research Integrity NATIONAL INSTITUTES OF HEALTH , ,445 Total CFDA # , ,445 Food and Drug Administration Research US DEPT OF HEALTH & HUMAN SVCS ,809 47,942 Total CFDA # ,809 47,942 Environmental Health NATIONAL INSTITUTES OF HEALTH , ,772 ARUNA BIOMEDICAL INC (338) (314) EMORY UNIVERSITY ,582 2,397 GA HEALTH SCIENCES UNIVERSITY (12) (11) MI CRITICAL CARE CONSULTANTS ,528 16,528 NORTHEASTERN UNIVERSITY ,919 88,041 Total CFDA # , ,413 Centers for Research and Demonstration for Health Promotion and Disease Prevention UNIV NORTH CAROLINA CHAPEL HIL ,368 43,982 Total CFDA # ,368 43,982 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 20

23 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 NIEHS Superfund Hazardous Substances Basic Research and Education NORTHEASTERN UNIVERSITY Total CFDA # Research Related to Deafness and Communication Disorders NATIONAL INSTITUTES OF HEALTH ,245,503 1,196,732 Total CFDA # ,245,503 1,196,732 Research on Healthcare Costs, Quality and Outcomes BOSTON UNIVERSITY ,707 18,707 Total CFDA # ,707 18,707 Mental Health Research Grants NATIONAL INSTITUTES OF HEALTH , ,159 COLUMBIA UNIVERSITY ,013 16,725 INTERACTIVE SCIENCE IN 3D LLC ,586 59,071 UNIVERSITY OF SOUTH CAROLINA ,541 54,385 Total CFDA # ,087,159 1,013,340 Occupational Safety and Health Program CENTER FOR DISEASE CONTROL , ,898 UNIVERSITY OF ALABAMA Total CFDA # , ,563 Alcohol Research Programs NATIONAL INSTITUTES OF HEALTH , ,638 EMORY UNIVERSITY ,535 66,456 Total CFDA # , ,094 Drug Abuse and Addiction Research Programs NATIONAL INSTITUTES OF HEALTH ,378,293 2,232,154 BROWN UNIVERSITY ,685 1,685 UNIVERSITY OF CONNECTICUT , ,692 YALE UNIVERSITY ,672 12,695 Total CFDA # ,569,946 2,410,226 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 21

24 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Discovery and Applied Research for Technological Innovations to Improve Human Health NATIONAL INSTITUTES OF HEALTH , ,996 AUBURN UNIVERSITY , ,935 EMORY UNIVERSITY , ,828 FLORIDA A&M UNIVERSITY ,569 12,821 Total CFDA # , ,580 Minority Health and Health Disparities Research TEXAS A&M UNIVERSITY (630) (585) FLORIDA STATE UNIVERSITY ,546 84,117 Total CFDA # ,916 83,532 Trans NIH Research Support NATIONAL INSTITUTES OF HEALTH , ,531 UNIVERSITY OF FLORIDA , ,014 Total CFDA # , ,545 Epidemiology and Laboratory Capacity for Infectious Diseases (ELC) STATE OF FLORIDA ,001 27,700 Total CFDA # ,001 27,700 Research Infrastructure Programs NATIONAL INSTITUTES OF HEALTH , ,301 INTERACTIVE SCIENCE IN 3D LLC ,152 69,757 Total CFDA # , ,058 National Center for Research Resources UNIV OF CALIFORNIA/SAN DIEGO ,905 91,884 Total CFDA # ,905 91,884 Cancer Cause and Prevention Research NATIONAL INSTITUTES OF HEALTH , ,298 Total CFDA # , ,298 Cancer Detection and Diagnosis Research NATIONAL INSTITUTES OF HEALTH , ,552 EMORY UNIVERSITY ,073 8,424 UNIVERSITY OF PENNSYLVANIA ,865 94,956 VAN ANDEL RESEARCH INSTITUTE ,953 9,246 Total CFDA # , ,178 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 22

25 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Cancer Treatment Research NATIONAL INSTITUTES OF HEALTH , ,082 OHIO STATE UNIVERSITY ,836 13,775 Total CFDA # , ,857 Cancer Biology Research U OF TEXAS MD ANDERSON CANCER , ,111 Total CFDA # , ,111 Cancer Research Manpower NATIONAL INSTITUTES OF HEALTH ,467 75,658 Total CFDA # ,467 75,658 Affordable Care Act (ACA) Maternal, Infant, and Early Childhood Home Visiting Program MDRC , ,530 Total CFDA # , ,530 Promoting Safe and Stable Families MDRC (89) (83) Total CFDA # (89) (83) Cardiovascular Diseases Research NATIONAL INSTITUTES OF HEALTH ,009,683 2,841,398 FRED HUTCHINSON CANCER RSCH CT ,649 14,538 UNIVERSITY OF PITTSBURGH ,141 25,214 UNIVERSITY OF SOUTH CAROLINA ,973 74,295 Total CFDA # ,132,446 2,955,445 Lung Diseases Research EMORY UNIVERSITY ,004 14,860 JOHNS HOPKINS UNIVERSITY , ,469 Total CFDA # , ,329 Blood Diseases and Resources Research NATIONAL INSTITUTES OF HEALTH , ,542 BETH ISRAEL DEACONESS MEDICAL ,101 59,518 BOSTON UNIVERSITY ,321 33,689 Total CFDA # , ,749 Arthritis, Musculoskeletal and Skin Diseases Research NATIONAL INSTITUTES OF HEALTH , ,586 Total CFDA # , ,586 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 23

26 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Diabetes, Digestive, and Kidney Diseases Extramural Research NATIONAL INSTITUTES OF HEALTH ,053, ,032 PENNSYLVANIA STATE UNIVERSITY ,185 58,668 SANFORD BURNHAM MEDICAL RESCH ,884 63,064 Total CFDA # ,184,505 1,112,764 Extramural Research Programs in the Neurosciences and Neurological Disorders NATIONAL INSTITUTES OF HEALTH , ,281 AUGUSTA UNIVERSITY ,992 11,454 UNIV OF CALIFORNIA/DAVIS , ,276 UNIVERSITY OF NORTH TEXAS ,515 43,212 Total CFDA # , ,223 Allergy and Infectious Diseases Research NATIONAL INSTITUTES OF HEALTH ,749,778 11,062,192 CAUCASECO SCIENTIFIC RSCH CTR ,468 50,115 EMORY UNIVERSITY , ,429 GA STATE UNIVERSITY , ,558 GEORGIA REGENTS UNIVERSITY ,684 32,221 GRADIENT BIOMODELING LLC ,311 4,003 INST RARE & NEGLECTED DISEASE ,700 60,106 MOUNT SINAI SCHOOL OF MEDICINE , ,913 NEW YORK UNIVERSITY , ,347 PATHENS INC ,522 1,414 PENNSYLVANIA STATE UNIVERSITY ,466 53,519 REGENTS UNIV OF MICHIGAN , ,554 RESCH FDN STATE UNIV NEW YORK ,434 87,683 THOMAS JEFFERSON UNIVERSITY , ,977 U OF TEXAS MD ANDERSON CANCER ,103 9,381 UNIV OF MARYLAND/BALTIMORE CO ,841 54,577 UNIVERSITY HEALTH NETWORK ,218 53,999 UNIVERSITY OF ARIZONA (1,890) (1,777) UNIVERSITY OF SOUTH FLORIDA , ,002 UNIVERSITY OF TEXAS / EL PASO ,610 81,347 Total CFDA # ,347,529 13,477,560 Microbiology and Infectious Diseases Research EMORY UNIVERSITY , ,869 RADIATION EFFECTS RESEARCH FND ,463 29,218 Total CFDA # , ,087 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 24

27 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Biomedical Research and Research Training NATIONAL INSTITUTES OF HEALTH ,361,548 15,458,812 COLUMBIA UNIVERSITY ,925 8,278 EMORY UNIVERSITY , ,934 FRED HUTCHINSON CANCER RSCH CT , ,016 GEORGE WASHINGTON UNIVERSITY ,929 27,789 GLYCOSENSORS & DIAGNOSTICS LLC , ,436 NEW YORK UNIVERSITY ,349 11,472 RUTGERS UNIVERSITY (646) (600) UNIV ILLINOIS URBANA CHAMPAIGN ,042 29,767 Total CFDA # ,276,443 16,309,904 Child Health and Human Development Extramural Research NATIONAL INSTITUTES OF HEALTH ,326,833 3,108,306 RESEARCH FDTN MENTAL HYGIENE , ,202 Total CFDA # ,442,289 3,215,508 Aging Research NATIONAL INSTITUTES OF HEALTH ,021, ,862 VIRGINIA COMMONWEALTH UNIV ,050 82,684 Total CFDA # ,110,921 1,082,546 Vision Research NATIONAL INSTITUTES OF HEALTH , ,257 Total CFDA # , ,257 Medical Library Assistance UNIVERSITY OF FLORIDA ,306 31,870 Total CFDA # ,306 31,870 PPHF Geriatric Education Centers EMORY UNIVERSITY Total CFDA # International Research and Research Training NATIONAL INSTITUTES OF HEALTH , ,677 EMORY UNIVERSITY ,349 20,855 UNIV PERUANA CAYETANO HEREDIA ,907 11,715 Total CFDA # , ,247 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 25

28 UNIVERSITY OF GEORGIA RESEARCH FOUNDATION SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Program / Agency CFDA # 1 Assistance to Firefighters Grant US DEPT OF HOMELAND SECURITY ,715 94,088 Total CFDA # ,715 94,088 USAID Foreign Assistance for Programs Overseas US AGENCY FOR INATL DEVEL , ,101 MICHIGAN STATE UNIVERSITY , ,042 VIRGINIA POLYTECHNIC INSTITUTE ,814 7,463 TUFTS UNIVERSITY , ,382 Total CFDA # , ,988 USAID Development Partnerships for University Cooperation and Development US AGENCY FOR INATL DEVEL ,127,577 4,025,621 MICHIGAN STATE UNIVERSITY ,599 45,875 NORTH CAROLINA STATE UNIV ,425 58,907 VIRGINIA POLYTECHNIC INSTITUTE ,942 32,973 Total CFDA # ,272,543 4,163,376 Total Research & Development Cluster 133,392, ,608,523 Total SEFA $ 133,423,082 $ 126,638,456 1 Identifying numbers are presented in Exhibit I. See Notes to the Schedule of of Federal Awards and Supplemental Schedule. 26

29 NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS AND SUPPLEMENTAL SCHEDULE Note 1 Basis of presentation The accompanying Schedule of of Federal Awards and Supplemental Schedule of Governmental, Restricted Accounts by Agency (the Schedules ) include the federal award activity of the University of Georgia Research Foundation, Inc. ( Foundation ) under programs of the federal government for the year ended June 30, The information in these Schedules is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards ( Uniform Guidance ). Because the Schedules present only a selected portion of the operations of the University of Georgia, they are not intended to and do not present either the financial position, changes in net assets, or cash flows of the Foundation. Note 2 Summary of significant accounting policies reported on the Schedules are prepared on the cash basis of accounting. Such expenditures are recognized following, as applicable, either the cost principles contained in OMB Circular A-21, Cost Principles for Education Institutions, or the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Negative amounts shown on the Schedules represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years. Pass-through entity identifying numbers are presented where available. Note 3 Indirect cost rate The Foundation has elected not to use the 10% de minimis indirect cost rate allowed under Uniform Guidance. Note 4 Non cash awards The Foundation did not receive any non-cash federal awards during the year ended June 30, Note 5 Contingencies These award programs are subject to financial and compliance audits by grantor agencies. The amount, if any, of expenditures that may be disallowed by the grantor agencies cannot be determined at this time, although the Foundation expects such amounts, if any, to be immaterial. Note 6 State funds The State of Georgia receives awards directly from the federal government and supplements those funds with its own funds. The State then awards a combination of federal and state funds to the Foundation. If the Foundation is unable to determine the federal portion, the entire amount is reported on the Schedule of of Federal Awards. Note 7 Subrecipient The Foundation provided all federal awards to the University of Georgia as a sub-recipient. 27

30 SCHEDULE OF FINDINGS AND QUESTIONED COSTS Summary of Auditor s Results Financial Statements Type of auditor s report issued: Unmodified Internal control over financial reporting: Material weakness(es) identified? yes X no Significant deficiency(ies) identified? yes X none reported Noncompliance material to financial statements noted? yes X no Federal Awards Internal control over major federal programs: Material weakness(es) identified? yes X no Significant deficiency(ies) identified? yes X none reported Type of auditor s report issued on compliance for major programs: Unmodified Any audit findings disclosed that are required to be reported in accordance with 2CFR Section (a)? yes X no Identification of Major Programs The programs tested as major programs of the University of Georgia Research Foundation, Inc. included: CFDA # Listed by CFDA number in Exhibit I Name of Federal Program Research and Development Cluster The dollar threshold for Type A programs was $3,000,000. The University of Georgia Research Foundation, Inc. qualified as a low-risk auditee. 28