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Government Accounting Office (GAO) RESTRICTED PRODUCTS [GPO SES Comptroller General Gene L. Dodaro controls all access to these documents for Congress, all agencies and the public] [Accessed Mar. 26, 2018] Source: Government Printing Office (GPO) https://www.gpo.gov/ Requesting Restricted Products https://www.gao.gov/restricted/request-form [Bias notice reflected in this GAO access procedure: SES employees are not accountable to the President or other Officers and Agencies in the Executive Branch. Ref: S. Prt. 114-26, 2016 Plum Book, p. 228. GPO.] Skip Navigation Search Advanced Search Reports & Testimonies Bid Protests & Appropriations Law Key Issues About GAO Careers Multimedia Resources o Presidential and Congressional Transition o For Congress o For Journalists o For Auditors o For Federal Managers o For Researchers o Center for Audit Excellence Restricted Products The following products have been determined to contain either classified information or controlled unclassified information by the audited agencies and cannot be publicly released. As such, they have not been posted to GAO's website and have product numbers that end in C (classified) or SU (controlled unclassified information). This list is intended to keep Congress, federal agencies, and the public informed of the existence of these products. The list consists of all such classified or controlled products issued since September 30, 2014 and will be updated each time a new report is issued. Members of Congress or congressional staff who wish to obtain one or more of these products should call or e-mail the Congressional Relations Office (202) 512-4400 or congrel@gao.gov. All others who wish to obtain one or more of these products should follow the instructions found on Requesting Restricted Products. -1-

[A] Fiscal Year 2018 1. U.S. Nuclear Weapons in Europe GAO-18-86C: Published: February 6, 2018 2. Dual Capable Aircraft: DOD Needs to Develop a Reliable Schedule and Address Risk for Nuclear Certification of the F- 35A GAO-18-82C: Published: January 31, 2018 3. Homeland Defense: Urgent Need for DOD and FAA to Address Risks and Improve Planning for Technology that Tracks Military Aircraft GAO-18-176C: Published: January 18, 2018 4. DHS Financial Management: Key Factors, Metrics, and Processes Used to Identify Best Alternative for the TRIO System Modernization Project GAO-18-251RSU: Published: December 15, 2017 5. Personnel Security Clearances: Additional Actions Needed to Address Quality, Timeliness, and Investigation Backlog GAO-18-26SU: Published: December 7, 2017 6. Personnel Security Clearances: Additional Planning Needed to Implement and Oversee Continuous Evaluation of Clearance Holders GAO-18-159SU: Published: November 21, 2017 7. Defense Microelectronics: Efforts Ongoing to Increase Trusted Sources, but a National Strategy is Needed to Strengthen the Industrial Base GAO-18-43SU: Published: October 26, 2017 8. Transportation Security Administration: Surface Transportation Inspector Activities Should Align More Closely With Identified Risks GAO-18-17SU: Published: October 16, 2017 9. Aviation Security: TSA Has Strengthened Foreign Airport Assessments and Air Carrier Inspections, but Could Improve Data Management GAO-18-73SU: Published: October 12, 2017 10. Physical Security: NIST and Commerce Need to Complete Efforts to Address Persistent Program Challenges GAO-18-14SU: Published: October 4, 2017 11. Military Readiness: Personnel Shortfalls and Persistent Operational Demands Strain Army Missile Defense Units and Personnel GAO-18-168SU: Published: October 5, 2017 [B] Fiscal Year 2017 1. Nuclear Security: CBP Needs to Take Action to Ensure Imported Radiological Material Is Properly Licensed GAO-17-774SU: Published: September 28, 2017 2. Navy and Marine Corps Training: Further Planning Needed for Amphibious Operations Training GAO-17-477C: Published: August 29, 2017 3. European Reassurance Initiative: DOD Needs to Prioritize Posture Initiatives and Plan for and Report Their Future Costs GAO-17-539C: Published: August 23, 2017 4. Aviation Security: Actions Needed to Systematically Evaluate Cost and Effectiveness Across Security Countermeasures GAO-17-602C: Published: August 16, 2017 5. Defense Nuclear Enterprise: Processes to Monitor Progress on Implementing Recommendations and Managing Risks Could Be Improved GAO-17-565C: Published: August 17, 2017 6. Information Security: Control Deficiencies Continue to Limit IRS's Effectiveness in Protecting Sensitive Financial and Taxpayer Data GAO-17-394SU: Published: July 26, 2017 7. Facility Security: Agencies Should Improve Methods for Assessing and Monitoring Risk GAO-17-605SU: Published: August 9, 2017 8. International Mail: Changes and Alternatives to Terminal Dues System Benefit USPS and Some Stakeholders GAO-17-571SU: Published: August 3, 2017 9. Information Security: OPM Has Improved Controls, but Further Efforts Are Needed GAO-17-459SU: Published: August 3, 2017-2-

10. Information Security: SEC Improved Control of Financial Systems but Needs to Take Additional Actions GAO-17-429SU: Published: July 27, 2017 11. Defense Efficiency Initiatives: DOD Needs to Improve the Reliability of Cost Savings Estimates GAO-17-535SU: Published: July 24, 2017 12. Nuclear Command, Control, and Communications: Installation of Systems at U.S. Strategic Command's New Headquarters Facility GAO-17-439RC: Published: June 29, 2017 13. Management Report: Areas for Improvement in the Bureau of the Fiscal Service's Information Systems Controls GAO- 17-591RSU: Published: June 29, 2017 14. Embassy Evacuations: State Should Take Steps To Improve Emergency Preparedness GAO-17-560SU: Published: June 28, 2017 15. Offshore Petroleum Discharge System: The Navy Has Not Mitigated Risk Associated with System Limitations GAO-17-531C: Published: June 22, 2017 16. Military Readiness: Coastal Riverine Force Challenges GAO-17-462C: Published: June 13, 2017 17. Army Readiness: Progress Made Implementing New Concept, but Actions Needed to Improve Results GAO-17-458SU: Published: June 8, 2017 18. Refugees: Actions Needed by State Department and DHS to Further Strengthen Applicant Screening Process and Assess Fraud Risks GAO-17-444SU: Published: June 7, 2017 19. Refugees: State and Its Partners Have Implemented Several Antifraud Measures but Could Further Reduce the Risk of Staff Fraud GAO-17-446SU: Published: June 7, 2017 20. Defense Logistics: Actions Needed to Improve Accountability for Sensitive Conventional Ammunition Overseas GAO- 17-308C: Published: June 2, 2017 21. Information Security: FDIC Needs to Improve Controls over Financial Systems and Information GAO-17-435SU: Published: May 31, 2017 22. National Mall: Actions Needed to Better Manage Physical Security Risks GAO-17-479SU: Published: May 22, 2017 23. Supply Chain Security: CBP Needs to Enforce Compliance and Assess the Effectiveness of the Importer Security Filing and Additional Carrier Requirements GAO-17-419SU: Published: May 18, 2017 24. Management Report: Areas for Improvement in the Federal Reserve Banks' Information Systems Controls GAO-17-466RSU: Published: May 18, 2017 25. Observations on DOD's Use of Paid Administrative Leave for Civilian Employees GAO-17-547SU: Published: May 16, 2017 26. DOD Critical Technologies: Additional Actions Needed to Ensure Consistent Protection of Weapon Systems GAO-17-292SU: Published: May 9, 2017 27. (U) Iraq: Status of DOD Efforts to Train and Equip Iraq's Security Forces GAO-17-32C: Published: April 7, 2017 28. Biological Defense: Additional Information That Congress May Find Useful as It Considers DOD's Report on Its Advanced Development and Manufacturing Capability GAO-17-297SU: Published: May 4, 2017 29. Russia: U.S. Government Takes a Country-Specific Approach to Addressing Disinformation Overseas GAO-17-382C: Published: May 2, 2017 30. Customs and Border Protection: Improved Planning Efforts Needed to Strengthen Trade Enforcement GAO-17-439SU: Published: April 27, 2017 31. Countering ISIS and Its Effects: Key Oversight Issues GAO-17-354SPC: Published: April 20, 2017 32. Marine Corps Asia-Pacific Realignment: DOD Should Resolve Capability Deficiencies and Infrastructure Risks and Revise Cost Estimates GAO-17-107SU: Published: April 5, 2017 33. International Air Travelers: CBP Collaborates with Stakeholders to Facilitate the Arrivals Process, but Could Strengthen Reporting of Airport Wait Times GAO-17-252SU: Published: Feb 15, 2017-3-

34. Ford-Class Aircraft Carrier: Follow-On Ships Need More Frequent and Accurate Cost Estimates to Avoid Pitfalls of Lead Ship GAO-17-190SU: Published: Mar 1, 2017 35. Border Security: Additional Actions Could Strengthen DHS Efforts to Address Subterranean, Aerial, and Maritime Smuggling GAO-17-205SU: Published: Feb 3, 2017 36. NATO Enlargement: President's Report on Montenegro Addresses Senate Resolution Requirements but Includes Limited Detail on Costs to NATO and the United States GAO-17-406RSU: Published: Feb 2, 2017 37. Nuclear Command, Control, and Communications: Update on Air Force Oversight Efforts and Selected Programs GAO- 17-175RC: Published: Jan 27, 2017 38. Southwest Border Security: Additional Actions Needed to Better Assess Fencing's Contributions to Operations GAO-17-167SU: Published: Jan 23, 2017 39. Federal Real Property: GSA Should Inform Tenant Agencies When Leasing High-Security Space from Foreign Owners GAO-17-21SU: Published: Nov 30, 2016 40. Identity Theft and Tax Fraud: IRS Needs to Improve its Ability to Locate Fraudsters and Monitor Identity Theft Controls GAO-17-46SU: Published: November 15, 2016 41. Combating Terrorism: Additional Steps Needed in U.S. Efforts to Counter ISIS Messaging GAO-17-41C: Published: December 8, 2016 42. Combating Terrorism: U.S. Footprint Poses Challenges for the Advise and Assist Mission in Iraq GAO-17-220C: Published: November 22, 2016 43. Navy Shipbuilding: Need to Document Rationale for the Use of Fixed-Price Incentive Contracts and Study Effectiveness of Added Incentives GAO-17-219SU: Published: November 9, 2016 44. Federal Courthouses: Actions Needed to Enhance Capital Security Program and Address Collaboration Issues GAO-17-6SU: Published: October 18, 2016 [C] Fiscal Year 2016 1. Countering ISIS: DOD Should Develop Plans for Responding to Risks and for Using Stockpiled Equipment No Longer Intended for Syria Train and Equip Program GAO-16-670C: Published: September 9, 2016 2. Iraq: State and DOD Need to Improve Documentation and Record Keeping for Vetting of Iraq's Security Forces GAO- 16-658C: Published: September 30, 2016 3. Information Security: VA Needs to Improve Controls over Selected High-Impact Systems GAO-16-691SU: Published: September 30, 2016 4. Border Security: CBP Programs to Prevent High Risk Travelers from Boarding U.S.-Bound Flights GAO-16-646SU: Published: September 29, 2016 5. Information Security: NASA Needs to Improve Controls over Selected High-Impact Systems GAO-16-688SU: Published: September 23, 2016 6. Diplomatic Security: State Should Enhance Management of Transportation-Related Risks to Overseas U.S. Personnel GAO-16-615SU: Published: September 9, 2016 7. Information Security: NRC Needs to Improve Controls over Selected High-Impact Systems GAO-16-689SU: Published: August 22, 2016 8. Air Force Training: Further Analysis and Planning Needed to Improve Effectiveness GAO-16-635SU: Published: August 16, 2016 9. Information Security: OPM Needs to Improve Controls over Selected High-Impact Systems GAO-16-687SU: Published: August 15, 2016 10. Arleigh Burke Destroyers: Classified Annex to GAO-16-613, Delaying Procurement of DDG 51 Flight III Ships Would Allow Time to Increase Design Knowledge GAO-16-846C: Published: August 4, 2016-4-

11. Management Report: Areas for Improvement in the Bureau of the Fiscal Service's Information Systems Controls GAO- 16-654RSU: Published: July 28, 2016 12. Countering Improvised Explosive Devices: Improved Planning Could Enhance Federal Coordination Efforts GAO-16-581SU: Published: July 14, 2016 13. Force Structure: Better Information Needed to Support Air Force A-10 and Other Future Divestment Decisions GAO-16-525C: Published: July 12, 2016 14. Information Security: FDA Needs to Rectify Control Weaknesses That Place Industry and Public Health Data at Risk GAO-16-512SU: Published: June 30, 2016 15. Military Readiness: DOD's Readiness Rebuilding Efforts May Be at Risk without a Comprehensive Plan GAO-16-534C: Published: June 30, 2016 16. Information Security: FDIC Implemented Controls Over Financial Systems, but Further Improvements Are Needed GAO-16-604SU: Published: June 29, 2016 17. Federal Air Marshal Service: Additional Actions Needed to Ensure Air Marshals' Mission Readiness GAO-16-535SU: Published: June 17, 2016 18. Distributed Common Ground System: Army is Applying Lessons Learned to Next Program Increment, but Needs to Conduct a Technology Assessment GAO-16-558SU: Published: June 16, 2016 19. Syria: Train and Equip Program Service members in Jordan Receive the Combat Zone Tax Exclusion Benefit while those in Turkey Do Not GAO-16-311RC: Published: June 13, 2016 20. Regional Missile Defense: Agency's Report Addressed Most Statutory Requirements, but Did Not Include Additional Relevant Information GAO-16-540RC: Published: June 10, 2016 21. Low-Income Housing Tax Credit: Some Agency Practices Raise Concerns and IRS Could Improve Noncompliance Monitoring GAO-16-421SU: Published: May 11, 2016 22. Management Report: Areas for Improvement in the Federal Reserve Banks' Information Systems Controls GAO-16-600RSU: Published: June 6, 2016 23. Nuclear Command, Control, and Communications: DOD Has Taken Steps to Address Sustainment and Maintenance Challenges for Critical Satellite Systems but Could Better Identify Risks and Mitigation Actions GAO-16-370C: Published: May 26, 2016 24. Air Force: Service Faces Challenges to Rebuilding Readiness GAO-16-482RC: Published: May 25, 2016 25. Army: Service Faces Challenges to Rebuilding Readiness GAO-16-473RC: Published: May 25, 2016 26. Navy and Marine Corps: Services Face Challenges to Rebuilding Readiness GAO-16-481RC: Published: May 25, 2016 27. Nuclear Weapons: DOD Assessed the Need for Each Leg of the Strategic Triad and Considered Other Reductions to Nuclear Forces GAO-16-372C: Published: May 18, 2016 28. Defense Facility Condition: Revised Guidance Needed to Improve Oversight of Assessments and Ratings GAO-16-369SU: Published: May 13, 2016 29. Defense Technologies: DOD Is Seeking Options to Secure Future Access to Leading-Edge Microelectronics GAO-16-440RSU: Published: May 11, 2016 30. Aviation Security: TSA Should Ensure Testing Data Are Complete and Fully Used to Improve Screener Training and Operations GAO-16-415SU: Published: May 4, 2016 31. Information Security: Opportunities Exist for SEC to Improve Its Controls over Financial Systems and Data GAO-16-445SU: Published: April 28, 2016 32. Syria: DOD has Organized Forces to Execute the Syria Train and Equip Program but Faces Challenges in Fully Developing Personnel Requirements GAO-16-292C: Published: April 1, 2016 33. Syria: Results of U.S. Efforts to Vet Recruits to Form a New Syrian Force to Counter ISIS GAO-16-277C: Published: March 31, 2016-5-

34. Aviation Security: Airport Perimeter and Access Control Security Would Benefit from Risk Assessment and Strategy Updates GAO-16-318SU: Published: March 28, 2016 35. Information Security: IRS Needs to Further Improve Controls over Financial and Taxpayer Data GAO-16-397SU: Published: March 28, 2016 36. Healthcare.gov: Actions Needed to Enhance Information Security and Privacy Controls GAO-16-264SU: Published: March 23, 2016 37. Federal Air Marshal Service: Actions Needed to Better Incorporate Risk in Deployment Strategy GAO-16-130C: Published: February 19, 2016 38. Security Assistance: U.S. Government Should Strengthen End-Use Monitoring and Human Rights Vetting for Egypt GAO-16-244SU: Published: March 18, 2016 39. Defense Management: Additional Cost Information and Oversight Needed to Strengthen U.S. Position in Negotiating Host Nation Support GAO-16-340C: Published: January 15, 2016 40. Information Security: DHS Needs to Enhance Capabilities, Improve Planning, and Support Greater Adoption of Its National Cybersecurity Protection System GAO-16-43SU: Published: November 19, 2015 41. U.S. Secret Service: Data Analyses Could Better Inform the Domestic Field Office Structure GAO-16-21SU: Published: November 18, 2015 42. Southeast Asia: Trends in U.S. and Chinese Economic Engagement in Indonesia and Vietnam GAO-16-63SU: Published: October 29, 2015 [D] Fiscal Year 2015 1. Kabul: Camp Sullivan Mishap Related to HESCO Security Barriers GAO-15-708RSU: Published: September 28, 2015 2. Information Security: GAO Review of State-Based Marketplace Security and Privacy - 1 GAO-15-804RSU: Published: September 22, 2015 3. Information Security: GAO Review of State-Based Marketplace Security and Privacy - 2 GAO-15-805RSU: Published: September 22, 2015 4. Information Security: GAO Review of State-Based Marketplace Security and Privacy - 3 GAO-15-806RSU: Published: September 22, 2015 5. Nuclear Nonproliferation: DOE Made Progress to Secure Vulnerable Nuclear Materials Worldwide, but Opportunities Exist to Improve Its Efforts GAO-15-501C: Published: August 3, 2015 6. Defense Infrastructure: Improvements in DOD Reporting and Cybersecurity Implementation Needed to Enhance Utility Resilience Planning GAO-15-547SU: Published: July 23, 2015 7. Littoral Combat Ship: Knowledge of Survivability and Lethality Capabilities Needed Prior to Making Major Funding Decisions GAO-15-361C: Published: July 7, 2015 8. Management Report: Improvement Needed in the Bureau of the Fiscal Service's Information Systems Controls GAO-15-411RSU: Published: June 25, 2015 9. Military Readiness and Metrics GAO-15-504RC: Published: June 23, 2015 10. Arctic Planning: DOD Expects to Play a Supporting Role to Other Federal Agencies and Has Efforts Under Way to Address Capability Needs and Update Plans GAO-15-615C: Published: June 19, 2015 11. Force Structure: Preliminary Observations on Air Force A-10 Divestment GAO-15-600RC: Published: June 19, 2015 12. Library of Congress: Information Security Review GAO-15-575SU: Published: June 18, 2015 13. Diplomatic Security: State Department Should Better Manage Risks to Residences and Other Soft Targets Overseas GAO-15-512SU: Published: June 18, 2015-6-

14. U.S. Cyber Command: Actions Needed to Improve DOD's Management and Control of Cyberspace Operations GAO- 15-456C: Published: June 18, 2015 15. Iran Sanctions: Executive Branch Has Established Processes to Impose and Waive Sanctions on Financial Transactions Including Certain Purchases of Iranian Petroleum Products GAO-15-682SU: Published: June 17, 2015 16. Iran Sanctions: Executive Branch Has Established Processes to Address Exceptions and Remittances Related to Purchases of Iranian Crude Oil GAO-15-622C: Published: June 17, 2015 17. Combating Terrorism: Steps Taken to Mitigate Threats to Locally Hired Staff, but State Department Could Improve Reporting on Terrorist Threats GAO-15-458SU: Published: June 17, 2015 18. Personnel Security Clearances: Funding Estimates and Government-Wide Metrics Are Needed to Implement Long- Standing Reform Efforts GAO-15-179SU: Published: April 23, 2015 19. Insider Threats: DOD Should Strengthen Management and Guidance to Protect Classified Information Systems GAO- 15-357C: Published: April 22, 2015 20. Combating Terrorism: State Should Review How It Addresses Holds Placed During the Foreign Terrorist Organization Designation Process GAO-15-439SU: Published: April 21, 2015 21. Regional Web Interaction Program: DOD Has Established Measures and Controls to Oversee U.S. Central Command's Program GAO-15-383C: Published: April 16, 2015 22. Defense Technologies: Future DOD Access to Leading-Edge Microelectronics is Uncertain GAO-15-422RSU: Published: April 15, 2015 23. Management Report: Areas for Improvement in Federal Reserve Bank's Information Systems Controls GAO-15-369RSU: Published: April 3, 2015 24. Prepositioned Stocks: Additional Information and a Consistent Definition Would Make the Annual Report More Useful GAO-15-187C: Published: March 26, 2015 25. Information Security: IRS Needs to Continue Improving Controls over Financial and Taxpayer Data GAO-15-336SU: Published: March 19, 2015 26. Confidential Informants: Updates to Policy and Additional Guidance Would Improve Oversight by DOJ and DHS Agencies GAO-15-242SU: Published: March 5, 2015 27. Interagency Coordination: DoD and State Need to Clarify DoD roles and Responsibilities to Protect U.S. Personnel and Facilities Overseas in High-Threat Areas GAO-15-219C: Published: March 4, 2015 28. Critical Infrastructure Protection: DHS and State Need to Improve Their Process for Identifying Foreign Dependencies GAO-15-233C: Published: February 26, 2015 29. Intermediate-Range Nuclear Forces Treaty: State Informs Congress of Russian Compliance through Reports and Briefings GAO-15-318RSU: Published: February 25, 2015 30. Homeland Security: Action Needed to Better Assess Cost Effectiveness of Security Enhancements at Federal Facilities GAO-15-186SU: Published: February 24, 2015 31. Homeland Security: Actions Needed to Better Manage Security Screening at Federal Buildings and Courthouses GAO- 15-109SU: Published: January 30, 2015 32. Information Security: FAA Needs to Address Weaknesses in Air Traffic Control Systems GAO-15-204SU: Published: January 29, 2015 33. Aviation Security: TSA Should Take Additional Actions to Obtain Stakeholder Input when Modifying the Prohibited Items List GAO-15-135SU: Published: December 15, 2014 34. Triton Unmanned Aircraft System: Assessment of the Navy's Acquisition Strategy and Program Progress GAO-15-99SU: Published: December 12, 2014 35. Nuclear Weapons: DOD Plan for Implementing Nuclear Reductions Generally Addresses Statutory Requirements but Lacks Some Detail GAO-15-90RC: Published: December 11, 2014-7-

36. Military Strategy: Improved Sequencing and Additional Details Could Enhance the Value of DOD's Reports to Congress GAO-15-46C: Published: November 28, 2014 37. Information Security: James Madison Memorial Fellowship Foundation Needs to Address Program and Privacy Weaknesses GAO-15-140SU: Published: November 20, 2014 38. Information Security: National Endowment for the Humanities Needs to Address Program and Privacy Weaknesses GAO-15-139SU: Published: November 20, 2014 39. Information Security: National Capital Planning Commission Needs to Address Program and Privacy Weaknesses GAO- 15-138SU: Published: November 20, 2014 40. Information Security: Federal Retirement Thrift Investment Board Needs to Address Program and Privacy Weaknesses GAO-15-137SU: Published: November 20, 2014 41. Information Security: International Boundary Commission, U.S. and Canada, Needs to Address Program and Privacy Weaknesses GAO-15-136SU: Published: November 20, 2014 42. Information Security: Federal Trade Commission Needs to Address Program Weaknesses GAO-15-76SU: Published: November 20, 2014 43. Supply Chain Security: CBP Needs To Enhance Its Guidance and Oversight of High-Risk Maritime Cargo Shipments GAO-15-18SU: Published: November 13, 2014 Facebook @usgao @usgaolegal LinkedIn YouTube Flickr RSS feeds Blog Podcasts Widgets E-mail Stay connected Reports & Testimonies Browse By Date Browse By Topic Browse By Agency Restricted Products Open Recommendations Database Bid Protests & Appropriations Law Bid Protests Appropriations Law Other Legal Functions Other Legal Resources Red Book Key Issues -8-

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