Linking Researchers with their Research: Persistent identifiers, registries, and interoperability standards

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Linking Researchers with their Research: Persistent identifiers, registries, and interoperability standards 12 November 2013 Rebecca Bryant, PhD Director of Community, ORCID R.Bryant@orcid.org http://orcid.org/0000-0002-2753-3881 Laurel L. Haak, PhD Executive Director, ORCID L.Haak@orcid.org http://orcid.org/0000-0001-5109-3700 Contact Info: p. +1-301-922-9062 a. 10411 Motor City Drive, Suite 750, Bethesda, MD 20817 USA orcid.org

What is the problem? The research community has lacked the ability to link researchers and scholars with their professional activities. Discoverability within and across databases Acknowledgement and citation of contributions Author, grantee, and faculty record management Research reporting and impact assessment 12 November 2013 orcid.org 2

Multiple contribution types Service Activities Peer Review Working Groups Leadership Positions Training and Mentoring Affiliations Employer Professional Associations People Team Collaborations Trainees Funding Grants Contracts Seed Funding Coop Agreements idea Publications Journal Articles Books Patents Legal Briefs Algorithms Software Code Datasets Physical Objects Electronic Files Protein Structures Genetic Sequences Impacts Policy Legal Health Environment Education Product Development Spin Off Workforce 12 November 2013 orcid.org 3

Who is who? Variations An illustrative example: Jens Åge Smærup Sørensen J. Å. S. Sørensen J. Aa. S. Sørensen J. Å. S. Sorensen J. Aa. S. Sorensen J. Å. S. Soerensen J. Aa. S. Soerensen Jens Å. S. Sørensen Jens Aa. S. Sørensen Jens Å. S. Sorensen Jens Aa. S. Sorensen J. Åge S. Sørensen J. Aage S. Sørensen J. Åge S. Sorensen J. Aage S. Sorensen J. Åge S. Soerensen J. Aage S. Soerensen Jens Åge S. Sørensen Jens Aage S. Sørensen Jens Åge S. Sorensen Jens Aage S. Sorensen J. Åge Smærup Sørensen J. Aage Smaerup Sørensen J. Åge Smarup Sorensen J. Aage Smarup Sorensen J. Åge Smaerup Soerensen J. Aage Smaerup Soerensen Jens Åge Smærup Sørensen Jens Aage Smaerup Sørensen Jens Åge Smarup Sorensen Jens Aage Smarup Sorensen Jens Å. S. Soerensen Jens Aa. S. Soerensen Jens Åge S. Soerensen Jens Aage S. Soerensen Jens Åge Smærup Soerensen Jens Aage Smaerup Soerensen And on and on it goes 12 November 2013 orcid.org 4

Who is who? Theme Another illustrative example: Wei Wang Estimates by China's Ministry of Public Security suggest that more than 1.1 billion people around 85% of China's population share just 129 surnames. Problems with abbreviations, ordering of given names and surnames and inconsistent journal practices heighten the confusion. http://www.nature.com/news/ 2008/080213/full/451766a.html 12 November 2013 orcid.org 5

Identifiers for Researchers Solving this problem requires: v unique and persistent identifier that can be used throughout one s career, across professional activities, affiliations, and languages v identifiers that are integrated in standard workflows, embedded in works metadata, independent of platform, and can be linked with other IDs 12 November 2013 orcid.org 6

ORCID v ORCID provides a non-proprietary registry of persistent unique identifiers for researchers, and open APIs for the community v ORCID is an independent non-profit organization supported by member fees v Data marked public by researchers is published annually by ORCID under a CC0 waiver v ORCID code is available on the GitHub open source repository and we support community efforts to develop tools and services 12 November 2013 orcid.org 7

Registry use is international Country US China UK India Spain Italy Brazil Germany Japan Australia France Canada Iran Russia South Korea Sweden Egypt Portugal Turkey Malaysia Netherlands Taiwan Poland Switzerland Mexico Greece Romania Saudi Arabia Belgium 22 countries >10,000 unique visitors 61 countries >1,000 unique visitors Registry supports multiple character sets Content in Spanish, French, English, and Chinese 12 November 2013 orcid.org Visits 164436 82871 59216 48569 45469 40514 39982 37782 32821 31265 25237 22096 16053 15549 15449 14859 13835 13384 13293 13273 13158 12481 9542 9183 9064 6982 6913 6480 6149 % 17.3% 8.7% 6.2% 5.1% 4.8% 4.3% 4.2% 4.0% 3.5% 3.3% 2.7% 2.3% 1.7% 1.6% 1.6% 1.6% 1.5% 1.4% 1.4% 1.4% 1.4% 1.3% 1.0% 1.0% 1.0% 0.7% 0.7% 0.7% 0.6% 8

bit.ly/1abioyg National adoption http://www.jisc.ac.uk/whatwedo/programmes/di_researchmanagement/researchinformation/orcid.aspx http://openaccess.blogg.kb.se/2013/01/30/slutrapport-fran-projekt-forfattarindentifikatorer/ 12 November 2013 orcid.org 9

Growth since launch 250,000 200,000 150,000 ORCID has issued over 375,000 identifiers since our launch in October 2012 100,000 Website OAuth 50,000 0 Oct Nov Dec Jan Feb Mar Apr May Jun Jul Aug 12 November 2013 orcid.org 10

Interoperability v ORCID works collaboratively with the research community to ensure use and adoption of research information exchange standards 12 November 2013 orcid.org 11

Publishing Workflows Author Reviewer + Manuscript submission Author Database Reviewer Database Review request + AUTHOR RECORD REVIEWER RECORD DOI Review process Accepted Paper No.ce to Reviewer Op_on to update ORCID record Published Paper Produc_on Process XML to CrossRef No.ce to Author

Associa_on Workflows Author Manuscrip t submissio n + Author Database New or renewa l Member AMS Databas e Review request SfN is embedding ORCID ids into its Associa_on Management System Reviewer Reviewer Database Conferenc e submissio n + + + Conference Par_cipant Meeting Database Revie w proces s Accepted Paper Production Process AUTHOR RECORD DOI XML to CrossRef Published Paper Notice to Member MEMBER RECORD Notice to Author Completed Review Notice to Reviewer Option to update ORCID record REVIEWER RECORD ATTENDEE RECORD Notice to Conferee Program links Track subsequent publications Link to awards and service activities

Funder Workflows Grant Applicant Trainee Reviewer APPLICATION REVIEW REQUEST + Grant Database Trainee Database Outputs Database Reviewer Database + GRANTEE RECORD TRAINEE RECORD REVIEWER RECORD DOI No.ce to Awardee: Op_on to update ORCID record FUNDED AWARD No.ce to Awardee: Op_on to report post- award research outputs via ORCID record No.ce to Awardee: Request to register supported researchers No.ce to Reviewer: Op_on to update ORCID record

ScienCV http://www.nlm.nih.gov/pubs/techbull/so13/so13_sciencv.html 12 November 2013 orcid.org 15

Third party tools: Metrics Use your ORCID id to obtain usage metrics for your publications http://impactstory.org 12 November 2013 orcid.org 16

Data model Persistent ids for researchers allow contributors to move from periphery to center in research information data models. Courtesy of Herbert van de Sompel, http://www.slideshare.net/hvdsomp/towards-amachineactionable-scholarly-communicationsystem 12 November 2013 orcid.org 17

More information Our website: http://orcid.org Membership: http://orcid.org/about/membership Integrating id: http://orcid.org/organizations/integrators Subscribe to our blog http://orcid.org/newsletter/subscriptions Follow us on Twitter @ORCID_Org Download the public data file http://orcid.org/content/orcid-public-data-file-use-policy Participate in our open source community: http://orcid.org/about/community/orcid-technical-community Contact ORCID at community@orcid.org 12 November 2013 orcid.org 18