EU-Russia Cooperation in Science & Technology State of the Art & Opportunities

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EU-Russia Cooperation in Science & Technology State of the Art & Opportunities Manuel Hallen Minister Counsellor Science & Technology Delegation of the European Union to Russia

Why research at European level? European Research Area (ERA) Article 179 (1) of the Lisbon Treaty (1 December 2009): The Union shall have the objective of strengthening its scientific and technological bases by achieving a European research area in which researchers, scientific knowledge and technology circulate freely, and encouraging it to become more competitive, including in its industry, while promoting all the research activities deemed necessary by virtue of other Chapters of the Treaties.

Why research at European level? European Research Area (ERA) Concept of ERA can be likened to a research and innovation equivalent of the EU internal market" for goods, capital, services and people. Purpose: to increase competitiveness of European research institutions by bringing them together and encouraging a more inclusive way of work, through: integrating the scientific resources of the European Union multi-national co-operation in science, research and innovation increased mobility of knowledge workers and deepened multilateral cooperation among research institutions among the Member States international / worldwide cooperation

The role of the European Framework Programmes for RTD The EU Framework Programmes (FPs) are the main instrument designated by the EU / Lisbon Treaty to support the concept of ERA European FPs bring down barriers between countries: multinational consortia researchers from any country in the world can participate coordination among national funding programmes between different types of organisations: universities, research centres, SMEs, large companies, etc. between disciplines: increased focus on translational research and encourage mobility: Marie Curie fellowships available for researchers and for host institutes

FP7 2007 2013 4 Specific Programmes plus JRC, nuclear and non-nuclear research (2.5 bn ) Cooperation 32.3 billion Trans-national cooperation in 10 research themes through multi-national consortia. Ideas 7.5 billion Funding for top researchers from anywhere in the World: investigator-driven frontier research, supported by an autonomous European Research Council (ERC) People 4.7 billion Training, mobility, career development of researchers, ( Marie Curie actions) - incl. International grants Capacities 4.2 billion Research infrastructures; research specifically for SMEs; regional research driven clusters

1. Health Thematic Priorities: 2. Food, agriculture & biotechnology 3. Information & communication technologies 4. Nanotechnologies & materials 5. Energy 6. Environment 7. Transport 8. Socio-economic sciences 9. Security & 10. Space FP7 Cooperation The FP currently manages only about 6% of total public R&D investment in the European Union Billion Euro 6,0 1,9 9,1 3,5 2,2 1,9 4,1 0,6 2,9 Σ 32,3

FP7 Ideas European Research Council (ERC) To support investigator-driven frontier research over all areas of research bottom up approach By individual teams Excellence as sole criterion Autonomous scientific governance Simple, user-friendly delivery Team Leader ( Principal Investigator ) assembles his/her research group; freedom to choose the research topic; members may be drawn from one or several legal entities, from within or across national boundaries, including 3 rd countries

Initial training Initial Training Networks (ITN) FP7 People Marie Curie Actions - Fellowships, Grants, Awards Life-long training and career development Intra-European Fellowships (IEF)/ Career Integration Grants (CIG) Co-funding of regional/national/international programmes (COFUND) Industry dimension Industry-Academia Partnerships and Pathways (IAPP) International dimension International Outgoing & Incoming Fellowships (IOF & IIF) International Staff Exchange Scheme (IRSES) Policy support actions Mobility and career enhancement actions

FP7 Capacities Research infrastructures Research for the benefit of SMEs Regions of Knowledge Research Potential Science in Society Coherent development of policies Activities of International Cooperation

Int l Partner Countries Participation in FP7: Applications Submitted and Retained Cooperation, Capacities and Euratom Programmes 2007-2010 1800 1600 1591 1400 1200 1226 1138 1000 800 822 742 600 612 587 400 200 323 317 229 185 165 125 317 270 234 100 102 94 72 0 Russia USA China India South Africa Applications Brazil Canada Ukraine Australia Argentina Selected

Russia: in Cooperation Programme 2007-2010 Applications Submitted and Retained (by thematic area) 300 250 248 200 194 150 113 123 125 110 134 100 96 50 0 33 36 29 29 25 25 21 16 23 4 7 0 Health KBBE ICT NMP Energy Environment Transport SSH Space Security Applications Successful

Russia in the 7th EU Framework Programmes for RTD (2007-2013) By 2011 : Overall, Russia is the most active international partner country 440 Russian participants in 288 projects, receiving > 56.2 million EU funding Highest participation in Health, Transport, Agri- Biotech-Food and Nanotechnologies / materials research

FP7 Work Programmes 2012 Published : 19 July 2011 http://ec.europa.eu/research/participants/portal Contain full information on the calls for proposals open in 2011-2012 Details of topics and expected impacts, budgets and timing of calls etc. Work programmes of actions of over 7 billion, including: 39 calls issued on 20 July 2011 with budget of 5.31 billion Additional 15 calls for 1.74 billion to be issued in 2011-2012 Other non-call activities also included

International Cooperation in FP7 3 different avenues: 1. All activities open for International Cooperation International Cooperation Partner Countries (ICPC) can participate in projects and receive EU funding (Russia = ICPC) Industrialised countries may get EU funding if their participation is seen as essential for the project or if provided for in the call Minimum number of participants: 3 from MS/AC + ICPC 2. Specific International Cooperation Actions (SICA) Address specific issues that partner countries face or have a global character, on the basis of mutual interest and benefit Minimum number of participants: 2+2 (2 from MS/AC + 2 from ICPC in Russia = 2 regions / Oblasts) 3. Bilateral agreements for targeted co-funding Individual agreements with specific countries, e.g. Russia

International Cooperation Two calls - 32 million Deadline: 15-11-2011 Bilateral coordination for the enhancement and development of S&T partnerships (BILAT) Targeted at Argentina, Australia, Brazil, Chile, China, India, Jordan, Mexico, Morocco, New Zealand, Russia, South Africa, South Korea, Ukraine, and USA Activities to include: Supporting EU-Russian institutional dialogue Promoting FP and bilateral cooperation, joint activities etc Monitoring progress in bilateral S&T cooperation Supporting FP Contacts Analysing innovation measures, national innovation systems, framework conditions for research and innovation Promoting twinning of research organisations Studying feasibility of establishing a joint European liaison office

Further Information about current projects facilitating Russian participation in FP7 EECA INCONET: ERANET-RUS: BILAT-RUS: ACCESS-RU: www.inco-eeca.net/ www.era.net-rus.eu/ www.bilat-rus.eu/ www.st-gaterus.eu/ www.access4.eu/russia/index.php

Europe 2020 Strategy for Growth http://ec.europa.eu/europe2020/index_en.htm Seven Flagship Initiatives 1. Innovation Union - re-focussing R&D and innovation policy on major challenges 2. Youth on the move - enhancing quality and int l attractiveness of Europe's higher education system 3. Digital agenda for Europe - Digital Single Market based on ultra fast internet 4. Resource-efficient Europe - shift towards resource efficient / low-carbon economy. 5. Industrial policy for green growth 6. Agenda for new skills and jobs modernising labour markets 7. European platform against poverty

Europe 2020 Flagship Initiative Innovation Union http://ec.europa.eu/research/innovation-union/index_en.cfm 1st European Innovation Convention on 5 / 6 December in Brussels http://ec.europa.eu/research/innovation-union/ic2011/index_en.cfm Key measures: Strengthening the knowledge base Getting good ideas to the market Social and territorial cohesion European Innovation Partnerships International cooperation

International Cooperation is Key to Innovation Union Key issues Third countries perceive the European Union as 27+1 (EC), i.e. 27 individual countries plus EU, not one major partner Europe s openness is not always reciprocated Global challenges require a global response Key measures Coordination of priorities European plus 27 Member States for cooperation with third countries (2012) Agree on international infrastructures with world partners (2012)

Horizon 2020 The next Framework Programme for Research and Innovation (2014-2020) New, integrated funding system that will cover all research and innovation funding currently provided through: Framework Programme for Research and Technical Development (FP) Competitiveness and Innovation Framework Programme (CIP), and European Institute of Innovation and Technology (EIT) Consultation and adoption procedure 2012-2013 Budget proposed in MFF in June 2011: 80.2 billion

European Research Information EU Research & Innovation http://ec.europa.eu/research Innovation Union http://ec.europa.eu/research/innovationunion/index_en.cfm Seventh Framework Programme http://ec.europa.eu/research/fp7 FP7 Calls for Proposals and information on research programmes and projects: http://ec.europa.eu/research/participants/portal Experts registration in FP https://cordis.europa.eu/emmfp7/index.cfm

Thank you