Banner Financial Aid COD Handbook. April 2017

Transcription

1 Banner Financial Aid COD Handbook April 2017

2 Notices Notices Ellucian. Contains confidential and proprietary information of Ellucian and its subsidiaries. Use of these materials is limited to Ellucian licensees, and is subject to the terms and conditions of one or more written license agreements between Ellucian and the licensee in question. In preparing and providing this publication, Ellucian is not rendering legal, accounting, or other similar professional services. Ellucian makes no claims that an institution's use of this publication or the software for which it is provided will guarantee compliance with applicable federal or state laws, rules, or regulations. Each organization should seek legal, accounting, and other similar professional services from competent providers of the organization's own choosing. Ellucian 4375 Fair Lakes Court Fairfax, VA United States of America 2017 Ellucian. Confidential & Proprietary 2

3 Contents Contents Overview Documentation corrections/clarifications...13 Common Origination and Disbursement (COD) processing...13 COD system changes for 2017/ COD Student and Borrower identifiers...14 Disbursement reporting...14 Reporting based by student (rather than program)...15 XML documents validated against Central Processing System (CPS) data Documents and batches...16 Campus based fund data not supported...16 Full response files required Web response files not supported COD web site setup options and reporting COD common record process COD document layout...18 Transmission data block...18 Entity block...18 Person block Award block Disbursement block Response block Supported message classes...19 Background information...19 Supported XML files...20 Supported Fixed-Length Flat Files Grants Grant Processes...25 RERORxx (Grant Origination Creation) REREXxx (COD Extract) RERIMxx (COD File Import)...25 Pell imports...25 TEACH imports Combined Pell, TEACH, and Direct Loan imports...26 REREXIM (COD Extract/Import Report) REREXIM Identifier compare report REREXIM Compare criteria:...26 REREXIM - The compare is between:...27 RERFIxx (Grant File Import) Pell Grant Message Classes TEACH Grant Message Classes RERGRNT (Grant COD Miscellaneous Report)...28 RORHSDP (Financial Aid High School and Admission Data Posting Process)...28 RPEPELL (Pell Grant Calculation Process) Ellucian. Confidential & Proprietary 3

4 Contents RPRGRNT (Grant Calculation Process) RERCDxx (COD Print Process) RPPSPGM (Student Program Information Process)...29 Grant pages...29 REACODD (COD Document Control) REACODS (COD Student Information page)...30 READIxx (Grant Disbursement/Acknowledgment) READIxx Enrollment School Code Processing...31 READIxx Program Information Processing...31 REAORxx (Grant Origination/Acknowledgment) REAUCOD (Unmatched COD Records) Output from RERIMxx/REREXIM when loading these records: REAUCOD Identifier compare report...33 REAUCOD Compare criteria: REAUCOD - The compare is between: REIDSOA (Detail Statement of Account Inquiry) REIRECN (COD Grant Reconciliation) REIRMRR (Multiple Reporting Record Inquiry)...34 REISSOA (Summary Statement of Account Inquiry) REIYTDD (COD Year to Date Grant Disbursement) REIYTDO (COD Year to Date Grant Origination)...34 REIYTDS (COD Year to Date Grant Summary) RERRDRQ (Data Request Record) ROAPELL (Applicant Pell Grant)...35 ROBAPRD (Aid Period Base Rules)...35 RORCODI (COD Entity ID Rules)...35 RORPRDS (Period Base Data)...36 RORSAYR (Scheduled Academic Year Rules) RPATATS (TEACH Grant Agreement to Serve)...36 RPIBATC (Batch Control)...36 RPILECS (Electronic Counseling Status)...37 RPRDEGR (Financial Aid Degree Rules) RPRMAJR (Financial Aid Major Rules)...37 RTVAPRD (Aid Period Validation) RTVCDST (COD State Code Rules)...37 RTVCDNT (COD Nation Code Rules) RTVRJCT (Reject Code Validation)...37 Grant Setup Pell and TEACH Grants Fund Base Data (RFRBASE) RFRBASE Pell Funds...38 RFRBASE TEACH Funds Fund Management (RFRMGMT or ROAMGMT)...39 RFRMGMT or ROAMGMT Pell Funds...39 RFRMGMT or ROAMGMT TEACH Funds...40 COD Entity ID Rules (RORCODI) Setting up ID relationships U.S. Specific Institution Financial Aid Options (ROAUSIO)...46 Institutional Defaults section...46 Grant and EDE Options section...47 Campus Defaults section Ellucian. Confidential & Proprietary 4

5 Contents Period Base Data (RORPRDS) Global Institution Financial Aid Options (ROAINST)...48 Packaging Options (RPROPTS) Main window Enrollment Cutoff Date Rules window...49 Grant Options window Grant Options window - enrollment options Aid Period Validation (RTVAPRD)...51 Aid Period Base Rules (ROBAPRD) Aid Period Rules (RORTPRD)...51 Default Award and Disbursement Schedule Rules (RFRDEFA)...52 Fund Award and Disbursement Schedule Rules (RFRASCH) Federal Rules Inquiry (RPIFEDR) Detail Code Control page - Student (TSADETC) Class Code Translation (RPRCLSS) Financial Aid Degree Rules (RPRDEGR)...53 Financial Aid Major Rules (RPRMAJR) COD State Code Rules (RTVCDST) COD Nation Code Rules (RTVCDNT)...54 Grant Procedures Grant Procedures - COD Student Identifier Grant Procedures - COD Student Identifier - Matched to Data from the CPS Initial Creation of COD Student Identifier within Banner...55 Updating the COD Student Identifier Changing the Student Identifier on REACODS Rejected Identifier...56 Extracting the COD Student Identifier Importing the COD Student Identifier Ability-to-Benefit (ATB) extraction...58 Pell Grant origination process Post 9/11 deceased veteran dependent and Iraq or Afghanistan service grant Pell awards Origination Process Pell response files Pell Grant Disbursement Process Disbursement records Warnings regarding Pell disbursement processing Pell Grant Disbursement response files...70 Pell System-generated files...70 Negative pending records...71 Reviewing information about response files...72 Crossover Pell...72 Applicant Pell Grant (ROAPELL) Pell Calculation Process (RPEPELL)...73 Disbursement Process (RPEDISB)...73 Batch Processing - RPEDISB...73 On-line ROAIMMP Award pages (RPAAWRD/RPAAPMT) Banner Financial Aid Considerations for TEACH Grants...73 TEACH Grant eligibility requirements TEACH student eligibility Ellucian. Confidential & Proprietary 5

6 Contents Degree codes for eligible degree programs Major Codes for eligible TEACH majors...74 TEACH Grant Agreement to Serve (ATS)...75 Identifying potential recipients of TEACH grants Awarding the TEACH grant Class level...75 Award validation Award validation - Year in college Award validation - Grade Point Average requirements TEACH Grant specific awarding...76 TEACH Grant origination process...77 COD Returns Response Files TEACH Grant response files System-generated files...81 TEACH Grant Matched records TEACH Grant Unmatched records...82 Disbursing TEACH Grants...83 Grant requirements Grant requirements - Grade Point Average requirements...83 Disbursement validation Disbursement validation using NSLDS and Prior Year Paid amount TEACH Grant Specific Disbursement Validation Eligible Field of Study...84 Enrolled in a Eligible Degree Program...85 TEACH Grant Disbursement Process TEACH Grant - Disbursement records TEACH Grant - Response files TEACH Grant - System-generated files TEACH Grant - Reviewing information about Response files...89 Grant Processing Best Practices...89 TEACH Calculation...92 Calculations Examples...93 Student in a 150% aid period Student in a 50% aid period Awards are locked on the Award Schedule window RPROPTS...95 RFRDEFA/RFRASCH...96 ROASTAT ROAENRL...96 Manually enter a $4000 TEACH award on RPAAWRD (not recommended) Batch Post a $4000 TEACH award using RORBPST (not recommended)...97 Use the RPEPCKG or RPRGRNT process to calculate the TEACH award (recommended)...97 Use the RPAAWRD Reschedule Indicator to reschedule the periods when aid period did not change (not recommended) Use the RPAAWRD Reschedule Indicator to reschedule the periods when aid period changed (not recommended) Use the RPRGRNT process to recalculate the award when aid period changed (recommended) Ellucian. Confidential & Proprietary 6

7 Contents Use the RPRGRNT process to recalculate the award when aid period changed (RPROPTS adjusted hours - recommended)...98 Disbursement (Adjusted hours - all periods)...99 Use the RPRGRNT process to recalculate the award when the aid period changed (recommended)...99 Additional Grant Processing Considerations Pell Advance Pay processing Banner Corrected Pell disbursement record processing Disbursement reference numbers and the RERIMxx process Pell disbursement locks and the ROAPELL page COD Extract Process (REREXxx) and disbursement processing Advance Pay processing and the Disbursement Process (RPEDISB) Pell Advance Pay Actual Disbursement Date Change Records RPEDISB Enrollment School Code Processing RPEDISB Enrollment School Code processing by Disbursement Status Multiple Reporting Record (MRR) Processing Banner processing of MRR acknowledgement files Banner processing of multiple reporting record files TEACH Grant Entrance and Exit Counseling Interview Upload Process TEACH Grant Entrance and Exit Interview Requirement Code Satisfaction logic Importing XML TEACH Grant Entrance and fixed-length TEACH Grant Exit Counseling files Importing fixed-length TEACH Grant Exit Counseling files Electronic Statement of Account (ESOA) Processing Banner processing of ESOA acknowledgement files Banner processing of ESOA files Electronic Year-to-Date Processing Banner processing of year-to-date acknowledgement files Banner processing of year-to-date files Reconciliation Record Processing Banner processing of Reconciliation Record acknowledgement files Banner processing of reconciliation files Direct Loans Loan Processes Loan Processes - RLPDLOC (Direct Loan Record Creation) Loan Processes - REREXxx (COD Extract) Loan Processes - RERIMxx (COD File Import) Loan Processes - REREXIM (COD Extract/Import Report) Loan Processes - RLRDUxx (DL Flat-File Upload) Multi-use message functionality Loan Processes - RERCDxx (COD Print Process) Loan Processes - RLRDLRC (Direct Loan Reconciliation Reports) Cash Summary report Loan Level reports Disbursement Level reports Unbooked Disbursement Detail report Loan Type option Matching End Date Ellucian. Confidential & Proprietary 7

8 Contents Exclude Disbursement Status of D Direct Loan School Code Sort Option Subtotals Loan Processes - RLPDLUP (Direct Loan Update Process) Loan Processes - RPRDDUP (Disburse Schedule Date Update) Loan Processes - RPPSPGM (Student Program Info. Process) Loan Processes - RLPDLFC (Direct Loan Fee Change Process) RLPDLFC processing Loan Pages Loan Pages - REACODD (COD Document Control) Loan Pages - REACODS (COD Student Information page) Loan Pages - REAUCOD (Unmatched COD Records) Entrance Counseling records (types AC/EC) PLUS Application records (type SP) PN records (Type PN) Loan Pages - REICODD (COD Document Control Inquiry) Loan Pages - RFRMGMT (Funds Management) Loan Pages - RLADBOR (Direct Loan PLUS Borrower Data) Loan Pages - RLADLOR (Direct Loan Origination) RLADLOR Enrollment School Code Processing Program Information processing Loan Pages - RLADMPN (Applicant Direct Loan MPN) Loan Pages - ROAUSIO (U.S. Specific Institution Financial Aid Options) Loan Options window Direct Loan MPN Rules section Campus Defaults window Loan Pages - ROBAPRD (Aid Period Base Rules) Loan Pages - ROIBBAY (Borrower-Based Academic Year Inquiry) Loan Pages - RORBBAY (Borrower-Based Academic Year Rules) Loan Pages - RORCODI (COD Entity ID Rules) Loan Pages - RORPRDS (Period Base Data) Loan Pages - RORSAYR (Scheduled Academic Year Rules) Loan Pages - RORTPRD (Aid Period Rules) Loan Pages - RPAAWRD (Award Maintenance) Loan Pages - RPABDTL (Applicant Borrower-Based Academic Year Detail) Loan Pages - RPACASH (Direct Loan Cash Drawdown) Loan Pages - RPIBATC (Batch Control) Loan Pages - RPIDLAS (Direct Loan Account Summary) Loan Pages - RPILECS (Electronic Counseling Status) Loan Pages - RPRLOPT (Loan Options) Loan Options (main window) Loan Pages - RTVAPRD (Aid Period Validation) Loan Pages - RTVBBTP (Borrower-Based Academic Year Type Validation) Loan Pages - RTVCDNT (COD Nation Code Rules) Loan Pages - RTVCDST (COD State Code Rules) Loan Pages - RTVRJCT (Reject Code Validation) Loan Setup Borrower-Based Academic Year (BBAY) Loan Processing Borrower-Based Academic Year options setup and processing BBAY Processing Types Ellucian. Confidential & Proprietary 8

9 Contents Options for BBAYs Crossing Aid Years BBAY Setup Scheduled Academic Year (SAY) Processing Further clarification S=SAY - No Crossover vs. C=SAY - includes Crossover: How Banner Financial Aid uses these settings: Banner Direct Loan prerequisites Banner Direct Loan prerequisites - Fund Base Data (RFRBASE) Subsidized or Unsubsidized Loans: Parent PLUS or Grad PLUS Banner Direct Loan prerequisites - Fund Management (RFRMGMT) Fund Management--first window Packaging section Banner Direct Loan prerequisites - Direct Loan Logging Control Inquiry (RLIDLLC) Banner Direct Loan prerequisites - Direct Loan Origination Fee Rules (RLRDFEE) Banner Direct Loan prerequisites - COD Entity ID Rules (RORCODI) RORCODI - Setting up ID relationships RORCODI Example 1 - One institution without campus records set up on ROAUSIO RORCODI Example 2 - One institution with campus records set up on ROAUSIO RORCODI Example 3 - Multiple institutions with campus records set up on ROAUSIO Banner Direct Loan prerequisites - U.S. Specific Institution Financial Aid Options (ROAUSIO) ROAUSIO Loan Options section ROAUSIO Advance Pay for Direct Loan ROAUSIO Direct Loan MPN Rules section MPN Status section Institutional Defaults window ROAUSIO Campus Defaults window Loan Options (RPRLOPT) Direct Loan section Origination Options: Disbursement Options: Banner Direct Loan prerequisites - Aid Period Validation (RTVAPRD) Banner Direct Loan prerequisites - Aid Period Rules (RORTPRD) Banner Direct Loan prerequisites - Default Award and Disbursement Schedule Rules (RFRDEFA) Banner Direct Loan prerequisites - Fund Award and Disbursement Schedule Rules (RFRASCH) Banner Direct Loan prerequisites - Federal Rules Inquiry (RPIFEDR) Banner Direct Loan prerequisites - Detail Code Control page - Student (TSADETC) Banner Direct Loan prerequisites - Packaging Options (RPROPTS) Banner Direct Loan prerequisites - Class Code Translation (RPRCLSS) Stafford loans Stafford loans - Year in College Parent PLUS and Graduate PLUS loans Banner Direct Loan prerequisites - Loan Status Validation (RTVLNST) Banner Direct Loan prerequisites - Default Parameter Value Validation (GJAPDFT) Banner Direct Loan prerequisites - COD State Code Rules (RTVCDST) Banner Direct Loan prerequisites - COD Nation Code Rules (RTVCDNT) Ellucian. Confidential & Proprietary 9

10 Contents Direct Loan Procedures Introduction Booking a loan Reconciling loan activity between your school and COD COD Student Identifier COD Student Identifier - Matched to data from the CPS COD Student Identifier - Initial creation of COD Student Identifier within Banner COD Student Identifier - Updating the COD Student Identifier COD Student Identifier - Extracting the COD Student Identifier COD Student Identifier - Importing the COD Student Identifier COD Borrower Identifier Initial creation of COD Borrower Identifier within Banner Updating the COD Borrower Identifier Extracting the COD Borrower Identifier Importing the COD Borrower Identifier Direct Loan Origination Process Direct Loan Origination Process - Response files Loan Status changes upon Accepted Origination Credit Check process Disclosure Print options COD Disclosure Statement Reprints Direct Loan Origination Change Process Change Direct Loan information on the RLADLOR page Processing of loan information changes Processing of loan information changes - Response files RLADLOR Origination Lock RLPDLOC REREXxx Manual Updates Direct Loan PLUS Application Process Importing Direct Loan PLUS Application records Matched Records - no matching origination record Direct Loan PLUS Application Process - Unmatched Records PLUS loan; manual applications (without CRSPxxOP, the StudentLoans.gov application file) Credit Status Response Credit Denied Direct Loan MPN Process Direct Loan MPN Requirements Direct Loan MPN Requirements - Overview Direct Loan Funds Drawdown Direct Loan Disbursement Process Required Direct Loan disbursement data elements Direct Loan edit disbursement records and actual disbursement records Edit disbursement record (anticipated disbursement) Actual disbursement Advance Pay Direct Loan disbursement with Banner Advance Pay determining Authorization Advance Pay determining Authorization - Response files Adjusting Advance Pay Ineligible Disbursements Ellucian. Confidential & Proprietary 10

11 Contents Cancelling a loan Adjusting disbursements and loan amounts downward Adjusting disbursements and loan amounts upward To increase the disbursement on an unpaid disbursement Disburse the loans to the student accounts in Banner Perform the Direct Loan Origination Change and Direct Loan Disbursement process Increasing Loan Amounts for Partially or Fully Paid Loans Multiple Originations Single Originations Changing loan period dates, to remove an unpaid period Reallocating subsidized and unsubsidized loans Enrollment School Code Processing and Disbursement Enrollment School Code Processing and Disbursement - Examples Enrollment School Code Processing by Disbursement Status Booking notifications Servicer refunds Resending a Direct Loan change PLUS refunding MPN Discharge, Expired MPN, and MPNs Due to Expire Report Upload Process Direct Loan Batch Update Process (RLPDLUP) Batch Updates to Direct Loans Disbursement Schedule Date Update (RPRDDUP) Updating Scheduled Disbursement Dates Student Program Information Current Student Data section Student Program Information Process (RPPSPGM) Processing logic Entrance and Exit Counseling Interview Upload Process Direct Loan Entrance and Exit Interview requirement code satisfaction logic Stafford Entrance Grad PLUS Entrance Stafford Exit Financial Awareness Counseling Importing fixed-length Exit Counseling files Importing XML Direct Loan Entrance Counseling Files Importing fixed-length Exit Counseling files - Matched records Importing fixed-length Exit Counseling files - Unmatched records REAUCOD unmatched entrance and exit, and unmatched PLUS application records Entrance Counseling PLUS Applications MPNs REAUCOD - Entrance Counseling records (types AC/EC) REAUCOD - PLUS Application records (type SP) REAUCOD - PN records (Type PN) REAUCOD - Output from RERIMxx/REREXIM when loading these records: A related process allows you to use the REREXIM report to identify other types of mismatched records School Reconciliation Process DSDFxxOP: Ellucian. Confidential & Proprietary 11

12 Contents DSLFxxOP: Direct Loan Reconciliation Report Additional information Pages: Reports: Reports and Processes COD XML processes Grant reports and processes Direct Loan reports and processes PC utility Ellucian. Confidential & Proprietary 12

13 Overview Overview Overview This handbook describes Banner Financial Aid functionality in association with Common Origination and Disbursement. This handbook serves both Banner Financial Aid 8.x and 9.x implementations. Documentation corrections/clarifications Any corrections/clarifications to this documentation that arise, subsequent to its posting, will be documented in the Are there any corrections/clarifications to the documentation for Banner Financial Aid COD Handbook April 2017?, Article # , and made available through the Ellucian Support Center ( Please refer to the Article periodically as you use this document. Common Origination and Disbursement (COD) processing COD provides a common process and an integrated system that enables efficient delivery of Title IV Funds. In general, the COD Process is a simplified method used to request, report, and reconcile Title IV funds. All schools are required to use the XML Common Record to exchange all grant or Direct Loan data with COD. The Common Record uses common data elements, definitions, edits, and structure. Although the record has the same layout for all programs, not all data elements are required for each transmission. When extracting records to send to COD, all grant and Direct Loan XML records can be combined into one file. Also, originations, origination changes and disbursements can be combined within the same XML file. This eliminates the need for separate extracts and fixed-length files for each record type. Warning! COD does allow updates to student specific origination and disbursement data through the COD Web site. However, any change made through the COD Web site is not supported by Banner. If changes are made to a student record directly through the Web, Banner data and COD will not match. COD system changes for 2017/2018 For the 2017/2018 aid year, COD has implemented the new 4.0c XML schema for processing. The Department of Education made several changes that impact Banner processing for the 2017/2018 aid year. The Banner Financial Aid 8.29/9.3.2 release delivered the appropriate aid year specific pages with appropriate changes from the 2016/2017 versions Ellucian. Confidential & Proprietary 13

14 Overview Note: For a complete and detailed description of up-to-date COD System changes, refer to the 2017/2018 COD Technical Reference. This document is provided by the Department of Education at: COD Student and Borrower identifiers Student identifiers are not award or aid year specific and therefore must be maintained separately from the origination records. While Parent PLUS borrower identifiers are loan specific, they are also separated from the origination record. Unique identifiers for students and Parent PLUS borrowers are maintained on the COD Student Information page (REACODS) for students and the Direct Loan PLUS Borrower Data (RLADBOR) page for borrowers. Note: COD sends the SSN/Name/Date of Birth Change text report to inform you of any changes made to a student identifier for a student by any school the student has attended in the past three aid years. This report crosses aid years and different ISIR transactions for the student. This report is sent (automatically) to the school's Student Aid Internet Gateway (SAIG) mailbox on a weekly basis as a Preformatted Text file (PGSNPFOP). The report is also made available through the COD Web in a Comma-Delimited (CSV) format. If there is no data for the report on a given week, the report is not sent. When this report is received, you must review the COD Student Information page (REACODS) to determine whether or not the change indicated on the report must also be made on REACODS so that the identifier in Banner matches the identifier at COD. Disbursement reporting Disbursement records can be Edit disbursements or Actual disbursements. Edit disbursements report anticipated payments in advance of the actual scheduled disbursement date. Actual disbursements report disbursements that have been paid to the student's account. In Banner, Edit disbursements are automatically extracted for all Direct Loan and TEACH Grant records as required by COD. The disbursement is re-extracted as an Actual disbursement after the disbursement has paid to the student s account (Non-Advance Pay) or has authorized (Advance Pay). The type of disbursement and its status are identified by the disbursement status code in the Status field of the Disbursements section of the Direct Loan Origination page (RLADLOR) for Direct Loan disbursements and in the Action Code field on the Grant Disbursement/Acknowledgement page (READIxx) for TEACH Grant disbursements. Pell disbursements are only extracted as Actual disbursements after the disbursement has paid to the student s account (Non-Advance Pay) or has authorized (Advance Pay). Edit disbursements are not extracted for Pell Grant disbursement records in Banner and are not required by COD for this grant program Ellucian. Confidential & Proprietary 14

15 Overview Reporting based by student (rather than program) Another feature of the COD process is that data is extracted and reported by student, not by program (fund). There is one process and record for submitting grant and Direct Loan award (origination) and disbursement data. However, if you prefer to report them separately, parameters are provided in the REREXxx process which allows you to select one or the other. Note: If extracting separately, ensure that response files are loaded, making COD student identifiers A (Accepted), before extracting other funds. Data for students whose COD student identifiers are still in a S (Sent) status will not be extracted when proceeding to extract subsequent funds. Student identifier information is stored on the COD Student Information page (REACODS). XML documents validated against Central Processing System (CPS) data The COD process ensures that students have valid SAR records and are eligible to receive federal funds by validating data received at COD against the student s ISIR record at CPS. If data does not match, records are rejected. This makes it important to report EDE corrections to CPS in a timely manner. The CPS is the one central database from which to extract valid reports and analysis. This assists the Department of Education and other groups in extracting meaningful statistics and data that can be used to create better rules for determining eligibility in the future. Warning! You may need to send EDE correction records to CPS frequently to ensure accurate data exists to allow COD processing of all funds Ellucian. Confidential & Proprietary 15

16 Overview Documents and batches The COD Document Control (REACODD) page records the creation of extracted records, and uploading of imported records to Banner for all XML files. Use the Batch Control page (RPIBATC) to view batch information for those files that COD still delivers in a fixed-length file format. Campus based fund data not supported At this time COD does not support the reporting of Campus-Based funds and therefore Banner does not support Campus-Based reporting. Full response files required A Full Response is a Common Record response document that contains all of the original tags and data sent by the school and the processing results, edit codes, and rejected data elements as determined by COD. Standard Response files are Common Record response documents that contain only the processing results, edit codes, and rejected data elements. COD Banner processing requires the Full Response document. This is a parameter setting (Response Type) that is required when running REREXxx to create an extract file. Web response files not supported Web Response files are not supported by Banner Financial Aid and updates made to student data through the COD Website or any other system external to Banner are not supported. COD web site setup options and reporting There is not a direct interface between Banner and the COD web site. There are many options that your school must set up on the COD website, School Options section, to customize how you want to receive data and reports. Schools must go directly to the web site to perform this maintenance. Information setup on the COD web site is not recreated or displayed in Banner. Direct Loan reports such as the following are available through the COD web site or can be delivered through your school's SAIG mailbox as comma-delimited files, pre-formatted text files, or PDF files and are not supported in Banner. These reports can be requested and used as part of a manual process. Pending Disbursement List Report Funded Disbursement List Report 30 Day Warning Report Inactive Loans Report 2017 Ellucian. Confidential & Proprietary 16

17 Overview Duplicate Student Borrower Report SSN/Name/Date of Birth Change Report Direct Loan Entrance Counseling Report Note: For a complete list of Banner-supported files, refer to the Supported message classes section of this chapter. As of March 2017, any file being loaded to Banner must be XML. Grant reports such as the following are available through the COD or can be delivered through your school's SAIG mailbox web site as comma-delimited files, pre-formatted text files, or PDF files and are not supported in Banner: SSN/Name/Date of Birth Change Report Pell or TEACH Grant Pending Disbursement List Report Pell Grant Verification Status Report Pell Grant POP Report Pell Grant Lifetime Eligibility Used Report TEACH Grant School Account Statement (SAS) TEACH Grant Inactive Grant Report Note: For a complete list of Banner-supported files, refer to the Supported message classes section of this chapter. COD common record process The COD process is comprised of the following steps. About this task Procedure 1. Common Record submission All Common Records sent in batch mode are submitted to COD s Student Aid Internet Gateway (SAIG) mailbox. 2. Common Record receipt Before spring 2016, after the COD System receives the Common Record, the COD System generates a receipt. The receipt file (CRRCxxOP) indicates that the school s record has been received by COD and is being processed. No student specific data is contained in the receipt file. Note: Beginning with the year, schools could opt out of receipt files (via the COD website). As of spring 2016, COD has discontinued use of the CRRCxxOP file to confirm that a Common Record was received by COD Ellucian. Confidential & Proprietary 17

18 Overview 3. Common Record processing The COD System classifies a record to determine how it is to be processed. The types of records are: New Record A New Record establishes a new student, award or disbursement on the COD System. Update Record An Update Record performs a change to information or elements that were previously established on the COD System by a New Record. 4. Common Record editing When the Common Record is received and has been classified, the COD System performs a series of valid format and content edits to determine if the file is suitable for further processing. 5. Response notification For all Common Records received and processed by the COD System, the COD System returns a Response document indicating the status of the Common Record, including any rejected data elements and reason for the rejection. If the Common Record was accepted, the Response document indicates that the record was accepted. COD document layout Each piece of data in the XML document is reported within start and end tags that identify the data. For example, a student's first name of 'Joe' is reported as follows: <FirstName>Joe</FirstName> The English description of each tag allows easy identification of the data within the file. These tags are then grouped within the XML file into blocks. There are six types of data blocks in a COD document Transmission data block The Transmission Data Block contains all of the valid information for the COD document including information such as the Document ID, Source, Schema version, and Destination of the document. Entity block The Entity Blocks contain information about the Reporting School for the document and the Attending School for the record. These Entities can be the same in the record or can be different depending on each school and their reporting relationships with other campuses. In most instances, the School Source/Destination in the Transmission Data Block and the Reporting and Attending School Reported in the Entity blocks will be the same and use the same Routing ID Ellucian. Confidential & Proprietary 18

19 Overview Person block For each student, this block contains the student identifier and address information. The student block only occurs one time per student in an XML document. Award and disbursement information for both grant and Direct Loans for the student are nested within the student block. There is also a Borrower Block nested within the DL PLUS award block that contains identifier and address information for the PLUS Borrower. Award block This block contains the student's origination information for the particular grant or Direct Loan award. The disbursement information for each award is nested within the particular award block. Disbursement block This block contains all the disbursement information for the particular award. Data for the disbursement block comes from the student's disbursement records for grant and Direct Loans. This block occurs one time per disbursement. Response block The response block is returned in a response or system-generated document received from COD. The response block is nested within each specific block of data as a response for that data type. For instance, the response block for a Disbursement Block of data gives the status of that particular disbursement - Accepted, Rejected, Corrected - and any reject or warning codes related to the response received. Supported message classes Message Classes and formats for COD that are supported by Banner Financial Aid are listed below. Background information All occurrences of xx in this handbook represent the specific aid year for which you want to run the process. For example, if you want to run REREXxx for the aid year, you would run REREX16. Or if you need to refer to READIxx for the aid year, you would choose READI Ellucian. Confidential & Proprietary 19

20 Overview Note: The Banner Financial Aid COD Handbook from April 2014 provides guidance on Banner COD Pell, TEACH, and loan processing as of the aid year. This handbook (April 2017) provides guidance on Banner processing as it has changed beginning with the aid year. Banner COD pages and processes which were used before the aid year are not included in this handbook. Those are: REASTID RPADLCR RPRDLPM REICODD RPALORG RPRDUxx RERIMEX RPAPROM RPRLORC RPRDSPT RPAUCOD RPRLPRD ROAALOG RPRCPxx RPRPNPT Supported XML files Program Banner Import/ Export Banner Process Message Class Description Pell Export REREXxx CRPGxxIN Common Record Documents containing Pell Grant data for the award year sent from the school to the COD System. Pell Import RERIMxx CRPGxxOP Responses sent from the COD System to the school for Pell Grant data for the award year, received in the CRPGxxIN message class. Pell Import RERIMxx CRNDxxOP System-generated Negative Disbursement Common Record. TEACH Export REREXxx CRTHxxIN Common Records Documents containing TEACH data for the award 2017 Ellucian. Confidential & Proprietary 20

21 Overview Program Banner Import/ Export Banner Process Message Class Description year sent from the school to COD. TEACH Import RERIMxx CRTHxxOP Responses sent from COD to the school for TEACH data for the award year, received in the CRTHxxIN message class. TEACH Import RERIMxx CRATxxOP System- Generated Aid Year Specific Agreement To Serve Common Record TEACH Import RERIMxx CRACxxOP System- Generated Aid Year Specific TEACH Grant Counseling Acknowledgement Common Record Pell/Direct Loan/ TEACH Pell/Direct Loan/ TEACH Export REREXxx CRAAxxIN Common Record Documents containing data from any or multiple programs for the award year sent from the school to the COD System. Import RERIMxx CRAAxxOP Responses sent from the COD System to the school for data received in the CRAAxxIN message class. Direct Loan Export REREXxx CRDLxxIN Common Record Documents containing Direct Loan data for the award year sent 2017 Ellucian. Confidential & Proprietary 21

22 Overview Program Banner Import/ Export Banner Process Message Class Description from the school to the COD System. Direct Loan Import RERIMxx CRDLxxOP Responses sent from the COD System to the school for Direct Loan data for the award year received in the CRDLxxIN message class. Direct Loan/ TEACH Import RERIMxx CRBNxxOP System-generated Booking Notification Common Record. Direct Loan Import RERIMxx CRPSxxOP System-generated Payment to Servicer Common Record. Direct Loan Import RERIMxx CRCSxxOP System-generated Credit Status Response Common Record. Direct Loan Import RERIMxx CRPNxxOP System-generated Promissory Note Common Record. Direct Loan Import RERIMxx CRSPxxOP System-generated Aid Year Specific DL PLUS Application Acknowledgement Common Record. Direct Loan Import RERIMxx CRECMYOP System-generated Non-Aid Year Specific DL Entrance Counseling Acknowledgement Common Record. Direct Loan Import RERIMxx CRSUxx0P System-generated SULA Calculation Acknowledgement Record Ellucian. Confidential & Proprietary 22

23 Overview Supported Fixed-Length Flat Files The FILECAT PC utility can be used with the following fixed-length file message classes, however the program cannot be used for message class files received in XML format. For additional information on FILECAT, refer to the Reports and Processes section of this Banner Financial Aid COD Handbook. Program (continued) Banner Import/ Export Banner Process Message Class Description Pell Extract RERORxx PGRQxxIN Pell Data Request Record Pell Import RERFIxx PGRAxxOP Pell Data Request Record Response Pell Import RERFIxx PGMRxxOP Pell Multiple Reporting Record Pell Import RERFIxx PGRCxxOP Pell Reconciliation Record Pell Import RERFIxx PGYRxxOP Pell Year-To-Date Record Pell Import RERFIxx PGASxxOP Pell Electronic Statement of Account TEACH Import RERFIxx ATSDISOP TEACH ATS Discharge Report TEACH Import RERFIxx THMRxxOP TEACH Multiple Reporting Record TEACH Import RERFIxx EXTHFFOP THFFEXOP TEACH Exit Counseling Record from NSLDS TEACH Exit Counseling Record from Servicer Web site Direct Loan Import RLRDUxx DSDFxxOP DL Disbursement Level Loan Detail School Account Statement Direct Loan Import RLRDUxx DSLFxxOP DL Loan Level Loan Detail 2017 Ellucian. Confidential & Proprietary 23

24 Overview Program (continued) Banner Import/ Export Banner Process Message Class Description School Account Statement Direct Loan Import RLRDUxx DSMFxxOP Month-to-Date Direct Loan Import RLRDUxx DSRFxxOP Date Range Direct Loan Import RLRDUxx DSYFxxOP Year-to-Date Direct Loan Import RLRDUxx AHSLDEOP NSLDS Adhoc Loan Exit Counseling Results Direct Loan Import RLRDUxx EXITFFOP NSLDS Exit- Counseling Direct Loan Import RLRDUxx MPNDISOP MPN Discharge Report Direct Loan Import RLRDUxx MPNEXPOP MPNs Due to Expire Report Direct Loan Import RLRDUxx MPNINAOP Expired MPN Report 2017 Ellucian. Confidential & Proprietary 24

25 Grants Grants Grants Grant Processes RERORxx (Grant Origination Creation) Create Pell and TEACH origination records Extract Pell data request fixed-length file records REREXxx (COD Extract) Extract Pell and TEACH origination and disbursement records in XML format Select or create a COD student identifier Create an XML file, using the current XML Schema, to be sent to COD through the Student Aid Internet Gateway (SAIG) using communication software such as EDConnect or TDClient Note: During heavy processing periods, it is recommended that REREXxx should be run using a population selection to keep the XML output files and processing times at manageable levels. Subsequent runs of REREXxx may be run with an open population. Message classes produced by REREXxx that may contain grants: CRPGxxIN - Pell Origination and Disbursement records. CRTHxxIN - TEACH Origination and Disbursement records. CRAAxxIN - Multiple Award Types which may include Pell or TEACH Origination and Disbursement records. RERIMxx (COD File Import) This process imports only files received in the current aid year s version of the XML Schema. Import XML response records received from COD. Note: CRRCxxOP receipt files were discontinued by COD in March Pell imports CRPGxxOP - Pell Origination and Disbursement records sent in response to the CRPGxxIN message class Ellucian. Confidential & Proprietary 25

26 Grants CRNDxxOP - COD System-Generated Pell Negative Disbursement records. TEACH imports CRTHxxOP - COD Document response file, Origination and Disbursement files sent from the COD System to the school in response to the CRTHxxIN message class. CRATxxOP - COD System-Generated TEACH ATS (Agreement to Serve) records. CRACxxOP - COD System-Generated TEACH Grant Counseling Acknowledgement records. Combined Pell, TEACH, and Direct Loan imports CRECMYOP - Entrance Counseling Records. CRAAxxOP - Pell Origination and Disbursement records/teach Origination and Disbursement records//direct Loan Origination, Origination Change, and Disbursement records in response to the CRAAxxIN message class. REREXIM (COD Extract/Import Report) Runs automatically with REREXxx or RERIMxx when Print REREXIM report parameter is set to Yes Report student detail for a particular extracted or imported COD Document Report differences in student identifier data between the identifier sent to COD on REACODS and the student s current ISIR record on RNANAxx Does not require either REREXxx or RERIMxx to run REREXIM Identifier compare report REREXIM can be run for an aid year with the parameter Identifier Compare Report? set to Yes. This will create a report identifying students that have a mismatch between their current COD Student Identifier (as displayed on REACODS) and the ISIR record (as displayed on RNANAxx). Records in the Student Identifier section of the REACODS page (RERCSID) are not created each year, unless a change in last name, SSN, or DOB occurs. The most recent record is in effect for that year and all aid years following. The following criteria determines if the compare between the current Student Identifier record and the ISIR record occurs, and whether the student is reported on the output. REREXIM Compare criteria: RERCSID_AIDY_CODE > aid year parameter, then no comparison between RERCSID and RCRAPP1 because the student identifier record aid year is after the ISIR record being selected Ellucian. Confidential & Proprietary 26

27 Grants RERCSID_AIDY_CODE <= aid year parameter, then the comparison between RERCSID and RCRAPP1 occurs. REREXIM - The compare is between: The most recent Student Identifier record (REACODS), where the Status Code is blank or A (Accepted). The current RCRAPP1 record (RNANAxx). If a mismatch is found between RERCSID and RCRAPP1 last name, SSN, or DOB, the data is reported in the report output. Note: When the most recent Student Identifier record is in a Sent status on RERCSID, no comparison takes place and the student is not reported in the output, as you cannot make manual updates on the REACODS page for these students. When the response to the Sent identifier record is imported so that the identifier is no longer in a Sent status, the students will be reported on the next run of the RERIMEX Student Identifier Compare report. Note: This compare only affects the Student Identifier. This compare will not occur in any instance for the Parent PLUS Borrower Identifier. RERFIxx (Grant File Import) Import fixed-length files received from COD. Files received in fixed-length file format and imported through this process are: Pell Grant Message Classes PGRAxxOP - Pell Data Request Response PGASxxOP - Pell Electronic Statement of Account (ESOA) PGMRxxOP - Pell Multiple Reporting Record (MRR) PGRCxxOP - Pell Reconciliation Report PGYRxxOP - Pell Year-to-Date Record TEACH Grant Message Classes THMRxxOP - TEACH Multiple Reporting Record (MRR) ATSDISOP - TEACH ATS Discharge Report EXTHFFOP - TEACH Exit Counseling Report THFFEXOP - TEACH Exit Counseling Report 2017 Ellucian. Confidential & Proprietary 27

28 Grants RERGRNT (Grant COD Miscellaneous Report) Various grant reports. Originations with a verification status code of W (Pell only) Students with a Pell COD system-generated negative disbursements Students with the Pell Disbursement Lock set Students with the selected type of MRR record Students with Pell Advance Pay disbursements that are waiting for an acknowledgement from COD Students with Pell Advance Pay disbursements who have not accepted charges Students with rejected origination records Students with rejected disbursement records Year-to-date reports: disbursement, offer amount, transaction number, and verification status (Pell only) RORHSDP (Financial Aid High School and Admission Data Posting Process) Provides a means to batch post information to the Applicant High School and Admission Data table (RORHSDT) for display on the Applicant High School and Admission Data page (ROAHSDT). Loads the graduation date and the state of the student s high school graduation from the Student table (SORHSCH). Note: You may be able to identify students that meet the TEACH Grant Teacher Expert or Admission Test Percentile requirements or students identified as Ability-to-Benefit (ATB) with data in the Admissions Module of the Banner Student System. By using Population Selection, you may automate a process that would otherwise be labor intensive. RPEPELL (Pell Grant Calculation Process) The RPEPELL process is used to calculate a student's Pell grant award for each period of enrollment. See the Crossover Pell section in the Grant Procedures chapter for additional information on how Pell awards are calculated. RPRGRNT (Grant Calculation Process) The RPRGRNT Process calculates and awards TEACH grants Ellucian. Confidential & Proprietary 28

29 Grants When this process is run in batch, the process calculates an aid year award for each fund code entered for each student in the population selection. When run online for a single student from the Immediate Process page (ROAIMMP), the Student ID parameter is used for the grant calculation. The Student ID parameter must be left blank when you run the process in batch mode. This process uses the grant award enrollment options defined on the Packaging Options page (RPROPTS) and the Grant Award Percentages defined on Default Award and Disbursement Schedule Rules page (RFRDEFA) or the Fund Award and Disbursement Schedule Rules page (RFRASCH) to calculate the award for each period in the student s aid period. TEACH grants can also be awarded using the Packaging Process (RPEPCKG). RPEPCKG will also use the rules defined on RPROPTS and RFRDEFA/RFRASCH for calculating the grant awards for each period. TEACH grant awards will use the designated Enrollment Rule Code tied to the TEACH fund code for calculating enrollment during both the awarding and disbursing of the TEACH fund code. RERCDxx (COD Print Process) Reports detailed data for originations and disbursements by Document ID. Reports unsent origination records. RPPSPGM (Student Program Information Process) The RPPSPGM process is used to determine the Student Program information that is required to be reported to COD beginning with the 2017/18 aid year. RPPSPGM uses the information from student to determine the values for the student's Credential Level, CIP code, Special Programs, length of the program in years, months, or weeks and the Academic year number of weeks for the program. Grant pages REACODD (COD Document Control) REACODD displays COD XML documents that have been extracted or imported. Comments can be added in REACODD, providing information regarding file processing. Available documents types are: AC = Teach Grant Counseling AL = All documents AT = Agreement to Serve BN = Booking Notifications CO = Credit Override 2017 Ellucian. Confidential & Proprietary 29

30 Grants CS = Credit Status EC = Direct Loan Entrance Counseling EX = Extracted Documents ND = Negative Disbursement PM = Promissory Note Manifest PN = Master Promissory Note Documents PS = Payment to Servicer RC = Receipt RS = Response SP = PLUS Application SU = Subsidized Usage Limit REACODD also allows you to review data based on Attending ID. This is valuable for institutions that process for more than one campus. REACODS (COD Student Information page) REACODS allows you to display, create, or update student identifier records. The page s Status Code field is updateable, allowing you to correct any discrepancies with the COD value. READIxx (Grant Disbursement/Acknowledgment) Display or update student Pell and TEACH disbursement records. All sequences for a particular disbursement reference number are reported to COD using the disbursement date from sequence 01. If using Pell Advance Pay processing, if the actual disbursement date differs from the Reported Disbursement Date, the Pell AP Disbursement Date Change indicator will be checked on the disbursement sequence inserted by the disbursement process to correct the actual disbursement date at COD. All sequences for the disbursement reference number will be reported with the Reported Disbursement Date from that sequence forward. Disbursement sequences report the total disbursement amount for all sequences of the particular disbursement reference number rather than the actual transaction amount for that particular sequence. Displays percentage of lifetime Pell eligibility used by the student in the Lifetime Eligibility Used field. The Action Code, Disbursement Reference Number, and Disbursement Sequence Number fields are updateable. If you update any of these fields, a pop-up window displays: *WARNING* Updating the <Field Name> may result in disbursement records being out of sync with COD. Are you sure you want to update this field? Ellucian. Confidential & Proprietary 30