Executive Director s Report to the Research Foundation Board. December 16 th, 2016
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1 Executive Director s Report to the Research Foundation Board December 16 th, 2016
2 Agenda SJSU Washington to Square 1. Sponsored Programs: Leading and Lagging Indicators 2. Building blocks for a robust RSCA Enterprise 3. How RSCA contributes to SJSU Priorities 4. FY What s next? 5. RSCA Growth Pilot strategy update 2
3 Sponsored Programs - Leading Indicators SJSU Washington Square $250,000,000 $200,000,000 Rolling 12 Months Aggregate (NASA-HF+MLML+Main Campus) Proposals and Awards Aggregated 12 Month Rolling Proposals trend is encouraging $150,000,000 $100,000,000 Rolling 12 Month Proposals Rolling 12 Month Awards Aggregated 12 Month Rolling Awards trend is flat - How to increase the RSCA active PI/Student base? $50,000,000 $0 $50,000 $45,000 $40,000 $35,000 $30,000 $25,000 $20,000 $15,000 $10,000 $5,000 Main Campus Sponsored Research DC $ per T/TT FTEF Per-capita ($/FTEF) Sponsored Research activity on the Main Campus has declined almost 40% over the last 6 years - How to re-engage experienced but not RSCA active faculty? - How to increase RSCA activity with new incoming faculty? - How to increase student RSCA engagement? $ Main Campus DC $ / FTEF FTEF (T/TT) 3
4 Sponsored Programs - Lagging Indicators SJSU Washington Square F&A Revenue 4,000,000 3,500,000 3,000,000 2,500,000 2,000,000 1,500,000 1,000, ,000 YoY F&A Revenues Main Campus NASA-HF MLML Projected Annualized F&A Revenues are continuing to decline for Main Campus, and recently also for MLML NASA-HF performance has been very strong Proj % Effective F&A Recovery Rate ERR 25.0% 20.0% 15.0% 10.0% Main Campus & OTHER Human Factors MLML YTD MLML s Effective F&A Rate has shown a healthy jump 5.0% 0.0% YTD
5 Building SJSU Washington blocks Square for extramurally funded RSCA Technology Translation & Commercialization Entrepreneurship & Innovation Programs Industry & Philanthropic Sponsored Programs Government/Federal Sponsored Programs We have started working on furthering the key building blocks for broader success and longer-term resiliency in extramurally funded RSCA 5
6 How RSCA contributes to SJSU Priorities SJSU Washington Square STUDENT SUCCESS Better alignment with future employer needs Students have demonstrable experience A path for UG students to pursue graduate studies at CSU and/or other RI Universities GRADUATION RATES Paid student projects on campus with/without curricular credits enable students to graduate faster and without being distracted by stress of 2 or 3 jobs outside campus. Impact of RSCA on SJSU Priorities FACULTY SUCCESS Opportunities to pursue RSCA related activities (RTP) and contribute to creation of new knowledge base. Funding enables RT/OL for Faculty and an avenue for recognition and financial rewards. EXTRAMURAL FUNDING Student and Faculty RSCA, Innovation, and Entrepreneurial activities will help build regional and global Brand value for SJSU/CSU. RSCA aimed at community challenges will encourage philanthropic donor gifts as well. Will increase opportunities for funded partnership with other Universities, Industry, and PPP. 6
7 SJSU Washington FY Square and beyond What s next? Business Process Prioritization Framework and Improvements Cost reduction Frugal Innovation RF - Campus Relationship Building New Business Model(s) Innovation Foundational activities Business Process Improvements Cost efficiency Research - Advancement Relationship Building Continued sponsored Programs thrust New Business Model(s) Launch Cost effective Innovation & Process improvements Research - Advancement Partnerships Revenue growth in traditional sponsored programs New growth in Industry sponsored RSCA programs Research related Philanthropic Endowment/Funds More robust Research Enterprise FY FY FY FY and beyond 7
8 SJSU Washington RSCA Square Growth Pilot strategy Helping PI s package their expertise into a problem-solving value proposition that Industry is interested in, and will pay for. SJSU s critical-mass of marketable expertise Sensors Cyber Security Graphic Animation Transportation (Air, Land/Rail) Biomedical Engineering Business & Economics Etc.. Go To Market Planning Different markets may need customized business model(s). Connecting the markets with SJSU RSCA expertise, students, and faculty. Funding Sources ( markets ) Government (Federal/State/Local) Industry (Silicon Valley) Public Private Partnerships (PPP/P3) Global (Alliances, VC/PE) Demonstrable traction achieved in first 4 months of the Pilot. 8
9 Current Traction with Pilot Customers SJSU Washington Square 4. Contact Stage Clorox and E&J Gallo re. lipase library SAP Arista Networks Ford Research Western Digital Genentech Cisco Comcast Labs Silver Spring Networks ABB Energy GreenSmith Joint Venture SV Thermo-Fischer 3. Interest Stage Ariba/SAP re. User adoption testing Kaiser SC re. Pharmacy Services & readmissions SCC Public Health Dept dashboard design for indicators & analytics HiTechRover for homeless CNGF 2. Scoping Stage SC Valley Medical re. Safety & Quality (Carolyn) Kaiser SJ: Performance improvements(evelyn) City SJ-IBM-Facebook for community engagement Growth Pilot Cast, so far 1. Agreement Stage IBM Watson/GEB: predictive Model City SJ: emergency mass warning study Wavelet for wearables Alien Technologies CSSEI: Professors Lou Freund, Baruch Saeed, Dan N-Roberts, Robert Zaragoza Smart TechCenter (Computing): Professor Zeyu Gao, et al SJSU Administration: Pam Stacks, Gilles Muller, Essam Marouf, Marc D Alarcao, Malu Roldan, Ping Hsu RF: Naresh Malik, Raj Prasad 9
10 What SJSU is Washington Our Financial Square Model with Industry? Example Actual Industry Contract $50K Cost-Plus Budget 50% to PI for their own RSCA interests IDC Surplus $9k DC + Breakeven IDC Cost $41k 50% for other strategic RSCA investments Key Elements: (a) Negotiate a Cost+ Budget (b) Cost+ Budget = DC + >Breakeven IDC (c) IDC Surplus Disbursements Model: 50% to PI + 50% for other RSCA investments 10
11 The SJSU Washington Strategy Square - Seed, Grow and Expand To seed, grow and expand applied research programs proactively and strategically that result in increased funding for PIs plus peer recognition GROW with Govt. & industry funding SEED with industry or SJSU funding EXPAND with other industry partners 11
12 What have we Learned? SJSU Washington Square Building the Extramural funding roof, however, We will need inter-disciplinary and cross-colleges collaboration framework to build on Research Centers and Clusters We will need support system for Business Development, Rewards & Recognition for RSCA active PI s, Investments and incentives to further develop RSCA expertise base, and Key Performance Indicators (Metrics) to measure and motivate extramurally funded RSCA We can accelerate growth with a coordinated approach to industry & government projects Business Development Cross-Disciplinary Collaborations Rewards & Recognition PPP Tech Transfer Investments RSCA KPI s (Metrics) Develop Deep Foundational Expertise and IP Initial Building Blocks CSSEI STCCS 12
13 SJSU Washington Square There are two possible outcomes - if the result confirms the hypothesis, then you ve made a discovery. If the result is contrary to the hypothesis, then you ve made a discovery. - Enrico Fermi Thank You Sandeep (Sandy) Muju, MBA, Ph.D. Executive Director SJSU Research Foundation 210 N 4 th Street San Jose', CA (408) (direct line) powering SILICON VALLEY 13
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