Return of Organization Exempt From Income Tax

Transcription

1 OMU N. Forrri 99 Return of Organization Exept Fro ncoe Tax Under section 5(c), 57, or 494(a)() of the nternal Revenue Code (except black lung benefit trust or private foundation) flnpnrtr.nt d tin Tn$sLry int pqi Pn,nicjr, Srl,iA: The organization ay have to use a copy of This retuiri to atisty slate sepottinq requireerils...- AFor the calendar year, or tax year b C Nsii a c organizalion B heckrpt; 77Y CE MJ ' UNTED D*.g Btisineos As Nuber and street sr P.O. bo f in.5 S W. RD AVLL Thi i:l,ld ty or town state or coo it ry. end 7 'ondd NTJY. ii 9 çl tlss F Nae and address of phncipa poi,dhg 5 S Tax-exeniFt status: J Website: / ;J DM TN C F: P ) G GrosaracSpts 5 54,75. ARVE E'COGDL H (a) s this i gr.l lit: i.rn fo- K Nc aul es N, 9 H(b) Ar, ll,rliee Kb lila ided' Nc 4 inaert no. 447(a)( ) or $7 r4o," atlach a list see insflct $) L Yen tornitliixi - M '-Lie cit eo doicile w a = C Ui '8 Briefly describe the organizations ission at riiost sigriiticnt aciivilies: JNH!EU V ORKS 7 ADVANCE THE COMMON GOOD BY CREATcG OPPCPTJNJTJF.CEORATTR LFE FOlk ALW. Check this box if the organization dlsconflnued its operations or disposed of ore than 5% of its id as Nuirtber of uoting 'nenibers of the governing body (Part V line a) 4 Nuber of independent voting ebers of the governing body (Part V. line b) 5 Total nuber of individuals eployed n calendar year D'art V. line a) 6 Total nuber of volunteers (estiate if necessary) 7 a Total gross unrelated business revenue trorri Pail V, colun (G, line 8 Contributions and gras (Part V. line i) COPY FOR = 9 o Progra service revenue (['art ll, line g) PUBLC NSPECTOM nvestent incoe (Part V, colun (A). lines,4, and 7d) Other revenue (Part V. un (Al, lines 5, Gd 8c, 9c, Cc and lie) - Total revenue add lines 8 through (ust equal Part V. colunin (A). line ) Grants and siilar aounts pad (Part : colun (A), lines -) 4 Benelits paid to or f ebers (Part colun (A). line 4) 5 Salaries other copensation, eployee benelils (Part. colun (A). lines 5-) 6 a Professional fundraising fees (Pan, colun (A), line lie) b Total uridraising ex nses (Part. colun (U). line 5), 788, 67 7 Other expenses (Part, colun (A). lines - d. ii f-4q 8 Total expenses. Add lines -7 (nhis equal Pad, colun (A), line 5) 9 Revenue less expenses. Subiract line 8 fro line Total asse (Part, line 6) Total tiubilities (ParL, line 6 Net assets or fund balances. Subtract line horn line... T Sirinature Block. 545,56. 77, 86,8. 97,'Yl 656,8.i 6, ,647,964., 49,7 : :7,. ; ,., , 66, ,8,5. -9,9. 59,49. Beginning ofourrenit Yenr End at Voar 89,4, ,5,97.. Sign Here Sigratine of officer ype or print nae ard live Print/Type prepare(s nal -. :; rer -; i, 4 jytcr* eplowzl P..- Use Only hi - ne llaa EDO For Paperwork Reduction Act tce, see the separate instructions. l Plofis no. l,r it 99 i nn) os.coo 4 D V -. PAGE

2 UNTED WAY OF MAM-DADE, NC For 99 () Page Part Stateent of Progra Service Accoplishents Check if Schedule O contains a response to any question in this Part Briefly describe the organization's ission: UNTED WAY OF MAM-DADE'S MSSON S TO BULD COMMUNTY BY HELPNG PEOPLE CARE FOR ONE ANOTHER. WE WORK TO CREATE OPPORTUNTES FOR A BETTER LFE FOR ALL BY FOCUSNG ON MPROVNG EDUCATON, NCOME AND HEALTH, THE BULDNG BLOCKS FOR A GOOD LFE. Did the organization undertake any significant progra services during the year which were not listed on the prior For 99 or 99-EZ? f "," describe these new services on Schedule O. Did the organization cease conducting, or ake significant changes in how it conducts, any progra services? f "," describe these changes on Schedule O. 4 Describe the organization's progra service accoplishents for each of its three largest progra services, as easured by expenses. Section 5(c)() and 5(c)(4) organizations and section 4947(a)() trusts are required to report the aount of grants and allocations to others, the total expenses, and revenue, if any, for each progra service reported. 4a (Code: ) (Expenses $ 8,84,5. including grants of $ 8,84,5. ) (Revenue $ ) FUNDNG TO LOCAL MPACT PARTNERS AS PART OF THE UNTED WAY OF MAM DADE'S MULT-YEAR COMMUNTY PLAN FOCUSED ON ACHEVNG OUTCOMES N THE AREAS OF EDUCATON, NCOME AND HEALTH. 4b (Code: ) (Expenses $ 4,78,86. including grants of $,74,78. ) (Revenue $ ) THE UNTED WAY CENTER FOR ECELLENCE N EARLY EDUCATON S AN NNOVATVE LEARNNG, TEACHNG, RESEARCH, AND TRANNG NTATVE DEDCATED TO ELEVATNG THE QUALTY OF EARLY CARE AND EDUCATON N MAM-DADE AND NATONALLY. EPENSES PROVDE COMPREHENSVE HGH QUALTY EARLY CARE AND EDUCATON TO CHLDREN FROM A VARETY OF BACKGROUNDS AS WELL AS TRANNG N EARLY CHLDHOOD DEVELOPMENT PROVEN BEST PRACTCES FOR ADULT LEARNERS: EDUCATORS, ACADEMCS AND PARENTS. UNTED WAY OF MAM-DADE'S VSON S THAT ALL CHLDREN WLL HAVE ACCESS TO HGH QUALTY EARLY CARE AND EDUCATON SO THEY CAN GET THE BEST POSSBLE START N SCHOOL AND N LFE. 4c (Code: ) (Expenses $,94,48. including grants of $ 97,68. ) (Revenue $ ) EPENSES NCURRED BY THE ORGANZATON TO ASSESS COMMUNTY NEEDS; PROVDE OUTCOME MEASUREMENT TRANNG TO VAROUS ENTTES N THE COMMUNTY; PROVDE PROGRAM ASSESSMENT, REVEW AND SELECTON; ADMNSTER GRANTS; PROVDE FNANCAL AND STEWARDSHP OVERSGHT OF GRANT RECPENTS; AND PARTCPATE N COMMUNTY PARTNERSHPS TO ADVANCE COMMON GOALS N THE FOUR FOCUS AREAS. 4d Other progra services (Describe in Schedule O.) (Expenses $,456,59. including grants of $,7,. ) (Revenue $ ) 4e Total progra service expenses 8,95,57. E. ATTACHMENT For 99 () 94Y 7D V -6. PAGE

3 UNTED WAY OF MAM-DADE, NC For 99 () Page Part V Checklist of Required Schedules s the organization described in section 5(c)() or 4947(a)() (other than a private foundation)? f "," coplete Schedule A s the organization required to coplete Schedule B, Schedule of Contributors (see instructions)? Did the organization engage in direct or indirect political capaign activities on behalf of or in opposition to candidates for public office? f "," coplete Schedule C, Part Section 5(c)() organizations. Did the organization engage in lobbying activities, or have a section 5(h) election in effect during the tax year? f "," coplete Schedule C, Part 4 s the organization a section 5(c)(4), 5(c)(5), or 5(c)(6) organization that receives ebership dues, assessents, or siilar aounts as defined in Revenue Procedure 98-9? f "," coplete Schedule C, Part 5 Did the organization aintain any donor advised funds or any siilar funds or accounts for which donors have the right to provide advice on the distribution or investent of aounts in such funds or accounts? f "," coplete Schedule D, Part 6 Did the organization receive or hold a conservation easeent, including easeents to preserve open space, the environent, historic land areas, or historic structures? f "," coplete Schedule D, Part 7 Did the organization aintain collections of works of art, historical treasures, or other siilar assets? f "," coplete Schedule D, Part 8 Did the organization report an aount in Part, line ; serve as a custodian for aounts not listed in Part ; or provide credit counseling, debt anageent, credit repair, or debt negotiation services? f "," coplete Schedule D, Part V 9 Did the organization, directly or through a related organization, hold assets in teporarily restricted endowents, peranent endowents, or quasi-endowents? f "," coplete Schedule D, Part V f the organization s answer to any of the following questions is "," then coplete Schedule D, Parts V, V, V,, or as applicable. a Did the organization report an aount for land, buildings, and equipent in Part, line? f "," coplete Schedule D, Part V a b Did the organization report an aount for investents other securities in Part, line that is 5% or ore of its total assets reported in Part, line 6? f "," coplete Schedule D, Part V b c Did the organization report an aount for investents-progra related in Part, line that is 5% or ore of its total assets reported in Part, line 6? f "," coplete Schedule D, Part V c d Did the organization report an aount for other assets in Part, line 5 that is 5% or ore of its total assets reported in Part, line 6? f "," coplete Schedule D, Part d e Did the organization report an aount for other liabilities in Part, line 5? f "," coplete Schedule D, Part e f Did the organization s separate or consolidated financial stateents for the tax year include a footnote that addresses the organization's liability for uncertain tax positions under FN 48 (ASC 74)? f "," coplete Schedule D, Part f a Did the organization obtain separate, independent audited financial stateents for the tax year? f "," coplete Schedule D, Parts,, and a b Was the organization included in consolidated, independent audited financial stateents for the tax year? f "," and if the organization answered "" to line a, then copleting Schedule D, Parts,, and is optional b s the organization a school described in section 7(b)()(A)(ii)? f "," coplete Schedule E 4 a Did the organization aintain an office, eployees, or agents outside of the United States? 4a b a b E. Did the organization have aggregate revenues or expenses of ore than $, fro grantaking, fundraising, business, investent, and progra service activities outside the United States, or aggregate foreign investents valued at $, or ore? f "," coplete Schedule F, Parts and V 4b Did the organization report on Part, colun (A), line, ore than $5, of grants or assistance to any organization or entity located outside the United States? f "," coplete Schedule F, Parts and V 5 Did the organization report on Part, colun (A), line, ore than $5, of aggregate grants or assistance to individuals located outside the United States? f "," coplete Schedule F, Parts and V 6 Did the organization report a total of ore than $5, of expenses for professional fundraising services on Part, colun (A), lines 6 and e? f "," coplete Schedule G, Part (see instructions) 7 Did the organization report ore than $5, total of fundraising event gross incoe and contributions on Part V, lines c and 8a? f "," coplete Schedule G, Part 8 Did the organization report ore than $5, of gross incoe fro gaing activities on Part V, line 9a? f "," coplete Schedule G, Part 9 Did the organization operate one or ore hospital facilities? f "," coplete Schedule H a f "" to line a, did the organization attach a copy of its audited financial stateents to this return? b For 99 () 94Y 7D V -6. PAGE 4

4 UNTED WAY OF MAM-DADE, NC For 99 () Page 4 Part V Checklist of Required Schedules (continued) Did the organization report ore than $5, of grants and other assistance to any governent or organization in the United States on Part, colun (A), line? f "," coplete Schedule, Parts and Did the organization report ore than $5, of grants and other assistance to individuals in the United States on Part, colun (A), line? f "," coplete Schedule, Parts and Did the organization answer "" to Part V, Section A, line, 4, or 5 about copensation of the organization's current and forer officers, directors, trustees, key eployees, and highest copensated eployees? f "," coplete Schedule J 4 a Did the organization have a tax-exept bond issue with an outstanding principal aount of ore than $, as of the last day of the year, that was issued after Deceber,? f "," answer lines 4b through 4d and coplete Schedule K. f, go to line 5 4a b Did the organization invest any proceeds of tax-exept bonds beyond a teporary period exception? 4b c Did the organization aintain an escrow account other than a refunding escrow at any tie during the year to defease any tax-exept bonds? 4c d Did the organization act as an "on behalf of" issuer for bonds outstanding at any tie during the year? 4d 5 a Section 5(c)() and 5(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? f "," coplete Schedule L, Part 5a b s the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization's prior Fors 99 or 99-EZ? f "," coplete Schedule L, Part 5b 6 Was a loan to or by a current or forer officer, director, trustee, key eployee, highly copensated eployee, or disqualified person outstanding as of the end of the organization's tax year? f "," coplete Schedule L, Part 6 7 Did the organization provide a grant or other assistance to an officer, director, trustee, key eployee, substantial contributor or eployee thereof, a grant selection coittee eber, or to a 5% controlled entity or faily eber of any of these persons? f "," coplete Schedule L, Part 7 8 Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part V instructions for applicable filing thresholds, conditions, and exceptions): a A current or forer officer, director, trustee, or key eployee? f "," coplete Schedule L, Part V 8a b A faily eber of a current or forer officer, director, trustee, or key eployee? f "," coplete Schedule L, Part V 8b c An entity of which a current or forer officer, director, trustee, or key eployee (or a faily eber thereof) was an officer, director, trustee, or direct or indirect owner? f "," coplete Schedule L, Part V 8c 9 Did the organization receive ore than $5, in non-cash contributions? f "," coplete Schedule M 9 Did the organization receive contributions of art, historical treasures, or other siilar assets, or qualified conservation contributions? f "," coplete Schedule M Did the organization liquidate, terinate, or dissolve and cease operations? f "," coplete Schedule N, Part Did the organization sell, exchange, dispose of, or transfer ore than 5% of its net assets? f "," coplete Schedule N, Part Did the organization own % of an entity disregarded as separate fro the organization under Regulations sections.77- and.77-? f "," coplete Schedule R, Part 4 Was the organization related to any tax-exept or taxable entity? f "," coplete Schedule R, Parts,, V, and V, line 4 5 a Did the organization have a controlled entity within the eaning of section 5(b)()? 5a b Did the organization receive any payent fro or engage in any transaction with a controlled entity within the eaning of section 5(b)()? f "," coplete Schedule R, Part V, line 5b 6 Section 5(c)() organizations. Did the organization ake any transfers to an exept non-charitable related organization? f "," coplete Schedule R, Part V, line 6 7 Did the organization conduct ore than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal incoe tax purposes? f "," coplete Schedule R, Part V 7 8 Did the organization coplete Schedule O and provide explanations in Schedule O for Part V, lines and 9? te. All For 99 filers are required to coplete Schedule O. 8 For 99 () E. 94Y 7D V -6. PAGE 5

5 For 99 () Page 5 Part V a b c Stateents Regarding Other RS Filings and Tax Copliance Check if Schedule O contains a response to any question in this Part V Enter the nuber reported in Box of For 96. Enter -- if not applicable a Enter the nuber of Fors W-G included in line a. Enter -- if not applicable b Did the organization coply with backup withholding rules for reportable payents to vendors and reportable gaing (gabling) winnings to prize winners? c a Enter the nuber of eployees reported on For W-, Transittal of Wage and Tax Stateents, filed for the calendar year ending with or within the year covered by this return a 99 b f at least one is reported on line a, did the organization file all required federal eployent tax returns? b te. f the su of lines a and a is greater than 5, you ay be required to e-file (see instructions) a Did the organization have unrelated business gross incoe of $, or ore during the year? a b f "," has it filed a For 99-T for this year? f "," provide an explanation in Schedule O b 4a At any tie during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? 4a b f, enter the nae of the foreign country: See instructions for filing requireents for For TD F 9-., Report of Foreign Bank and Financial Accounts. 5a Was the organization a party to a prohibited tax shelter transaction at any tie during the tax year? 5a b Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? 5b c f "" to line 5a or 5b, did the organization file For 8886-T? 5c 6a Does the organization have annual gross receipts that are norally greater than $,, and did the organization solicit any contributions that were not tax deductible? 6a b f "," did the organization include with every solicitation an express stateent that such contributions or gifts were not tax deductible? 6b 7 Organizations that ay receive deductible contributions under section 7(c). a Did the organization receive a payent in excess of $75 ade partly as a contribution and partly for goods and services provided to the payor? 7a b f "," did the organization notify the donor of the value of the goods or services provided? 7b c Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file For 88? 7c d f "," indicate the nuber of Fors 88 filed during the year 7d e Did the organization receive any funds, directly or indirectly, to pay preius on a personal benefit contract? 7e f Did the organization, during the year, pay preius, directly or indirectly, on a personal benefit contract? 7f g f the organization received a contribution of qualified intellectual property, did the organization file For 8899 as required? 7g h f the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a For 98-C? 7h 8 Sponsoring organizations aintaining donor advised funds and section 59(a)() supporting organizations. Did the supporting organization, or a donor advised fund aintained by a sponsoring organization, have excess business holdings at any tie during the year? 8 9 Sponsoring organizations aintaining donor advised funds. a Did the organization ake any taxable distributions under section 4966? 9a b Did the organization ake a distribution to a donor, donor advisor, or related person? 9b Section 5(c)(7) organizations. Enter: a nitiation fees and capital contributions included on Part V, line a b Gross receipts, included on For 99, Part V, line, for public use of club facilities b Section 5(c)() organizations. Enter: a Gross incoe fro ebers or shareholders a b Gross incoe fro other sources (Do not net aounts due or paid to other sources against aounts due or received fro the.) b a Section 4947(a)() non-exept charitable trusts. s the organization filing For 99 in lieu of For 4? a b f "," enter the aount of tax-exept interest received or accrued during the year b Section 5(c)(9) qualified nonprofit health insurance issuers. a s the organization licensed to issue qualified health plans in ore than one state? a te. See the instructions for additional inforation the organization ust report on Schedule O. b Enter the aount of reserves the organization is required to aintain by the states in which the organization is licensed to issue qualified health plans b c Enter the aount of reserves on hand c 4a Did the organization receive any payents for indoor tanning services during the tax year? 4a b f "," has it filed a For 7 to report these payents? f "," provide an explanation in Schedule O 4b For 99 () 94Y 7D V -6. PAGE 6 E4. UNTED WAY OF MAM-DADE, NC

6 UNTED WAY OF MAM-DADE, NC Governance, Manageent, and Disclosure For each "" response to lines through 7b below, and for a "" response to line 8a, 8b, or b below, describe the circustances, processes, or changes in Schedule O. See instructions. For 99 () Page 6 Part V Check if Schedule O contains a response to any question in this Part V Section A. Governing Body and Manageent a Enter the nuber of voting ebers of the governing body at the end of the tax year. f there are aterial differences in voting rights aong ebers of the governing body, or if the governing body delegated broad authority to an executive coittee or siilar coittee, explain in Schedule O. b Enter the nuber of voting ebers included in line a, above, who are independent b 5 Did any officer, director, trustee, or key eployee have a faily relationship or a business relationship with any other officer, director, trustee, or key eployee? Did the organization delegate control over anageent duties custoarily perfored by or under the direct supervision of officers, directors, or trustees, or key eployees to a anageent copany or other person? 4 Did the organization ake any significant changes to its governing docuents since the prior For 99 was filed? 4 5 Did the organization becoe aware during the year of a significant diversion of the organization's assets? 5 6 Did the organization have ebers or stockholders? 6 7a Did the organization have ebers, stockholders, or other persons who had the power to elect or appoint one or ore ebers of the governing body? 7a b Are any governance decisions of the organization reserved to (or subject to approval by) ebers, stockholders, or persons other than the governing body? 7b 8 Did the organization conteporaneously docuent the eetings held or written actions undertaken during the year by the following: a The governing body? 8a b Each coittee with authority to act on behalf of the governing body? 8b 9 s there any officer, director, trustee, or key eployee listed in Part V, Section A, who cannot be reached at the organization's ailing address? f "," provide the naes and addresses in Schedule O 9 Section B. Policies (This Section B requests inforation about policies not required by the nternal Revenue Code.) a Did the organization have local chapters, branches, or affiliates? a b f "," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exept purposes? b a Has the organization provided a coplete copy of this For 99 to all ebers of its governing body before filing the for? a b Describe in Schedule O the process, if any, used by the organization to review this For 99. a Did the organization have a written conflict of interest policy? f "," go to line a b Were officers, directors, or trustees, and key eployees required to disclose annually interests that could give rise to conflicts? b c Did the organization regularly and consistently onitor and enforce copliance with the policy? f "," describe in Schedule O how this was done c a b 6a b Did the organization have a written whistleblower policy? Did the organization have a written docuent retention and destruction policy? Did the process for deterining copensation of the following persons include a review and approval by independent persons, coparability data, and conteporaneous substantiation of the deliberation and decision? The organization's CEO, Executive Director, or top anageent official 5a Other officers or key eployees of the organization 5b f "" to line 5a or 5b, describe the process in Schedule O (see instructions.) Did the organization invest in, contribute assets to, or participate in a joint venture or siilar arrangeent with a taxable entity during the year? 6a f "," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangeents under applicable federal tax law, and take steps to safeguard the organization's exept status with respect to such arrangeents? 6b Section C. Disclosure 7 List the states with which a copy of this For 99 is required to be filed FL, 8 Section 64 requires an organization to ake its Fors (or 4 if applicable), 99, and 99-T (Section 5(c)()s only) available for public inspection. ndicate how you ade these available. Check all that apply. Own website Another's website Upon request 9 Describe in Schedule O whether (and if so, how), the organization ade its governing docuents, conflict of interest policy, and financial stateents available to the public during the tax year. State the nae, physical address, and telephone nuber of the person who possesses the books and records of the organization: CARLOS G. MOLNA 5 S.W. RD AVENUE MAM, FL For 99 () E4. 94Y 7D V -6. PAGE 7 a 5

7 UNTED WAY OF MAM-DADE, NC Copensation of Officers, Directors, Trustees, Key Eployees, Highest Copensated Eployees, and ndependent Contractors Check if Schedule O contains a response to any question in this Part V Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees For 99 () Page 7 Part V Section A. a Coplete this table for all persons required to be listed. Report copensation for the calendar year ending with or within the organization's tax year. % % List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of aount of copensation. Enter -- in coluns (D), (E), and (F) if no copensation was paid. List all of the organization's current key eployees, if any. See instructions for definition of "key eployee." List the organization's five current highest copensated eployees (other than an officer, director, trustee, or key eployee) who received reportable copensation (Box 5 of For W- and/or Box 7 of For 99-MSC) of ore than $, fro the organization and any related organizations. % % List all of the organization's forer officers, key eployees, and highest copensated eployees who received ore than $, of reportable copensation fro the organization and any related organizations. List all of the organization's forer directors or trustees that received, in the capacity as a forer director or trustee of the organization, ore than $, of reportable copensation fro the organization and any related organizations. List persons in the following order: individual trustees or directors; institutional trustees; officers; key eployees; highest copensated eployees; and forer such persons. Check this box if neither the organization nor any related organization copensated any current officer, director, or trustee. (A) (B) (C) (D) (E) (F) Nae and Title Average hours per week (describe hours for related organizations in Schedule O) Position (do not check ore than one box, unless person is both an officer and a director/trustee) ndividual trustee or director nstitutional trustee Officer Key eployee Highest copensated eployee Forer Reportable copensation fro the organization (W-/99-MSC) Reportable copensation fro related organizations (W-/99-MSC) Estiated aount of other copensation fro the organization and related organizations () () () (4) (5) (6) (7) (8) (9) () () () () (4) E4. HARVE A. MOGUL CEO & PRESDENT 4. 48, ,5. JAYNE HARRS ABESS BOARD CHAR. JOSE A. ABREU DRECTOR. SHELDON T. ANDERSON DRECTOR. KAREN B. ARONOWTZ DRECTOR. HLARE BASS, ESQ. DRECTOR. JONATHAN BATCHELOR DRECTOR. MANUEL J. BECERRA DRECTOR. YOLANDA C. BERKOWTZ DRECTOR. PETER L. BERMONT DRECTOR. COLLEY BLLE DRECTOR. DARLENE BOYTELL-PEREZ DRECTOR. STEVEN J. BRODE, ESQ. DRECTOR. MCHELE P. BURGER DRECTOR. For 99 () 94Y 7D V -6. PAGE 8

8 UNTED WAY OF MAM-DADE, NC For 99 () Page 8 Part V Section A. Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees (continued) (A) (B) (C) (D) (E) (F) Nae and title Average hours per week (describe hours for related organizations in Schedule O) Position (do not check ore than one box, unless person is both an officer and a director/trustee) ndividual trustee or director nstitutional trustee Officer Key eployee Highest copensated eployee Forer Reportable copensation fro the organization (W-/99-MSC) Reportable copensation fro related organizations (W-/99-MSC) b Sub-total c Total fro continuation sheets to Part V, Section A d Total (add lines b and c) Total nuber of individuals (including but not liited to those listed above) who received ore than $, of reportable copensation fro the organization 7 Did the organization list any forer officer, director, or trustee, key eployee, or highest copensated eployee on line a? f "," coplete Schedule J for such individual 4 For any individual listed on line a, is the su of reportable copensation and other copensation fro the organization and related organizations greater than $5,? f, coplete Schedule J for such individual 4 5 Did any person listed on line a receive or accrue copensation fro any unrelated organization or individual for services rendered to the organization? f, coplete Schedule J for such person 5 Section B. ndependent Contractors Coplete this table for your five highest copensated independent contractors that received ore than $, of copensation fro the organization. Report copensation for the calendar year ending with or within the organization's tax year. Estiated aount of other copensation fro the organization and related organizations ( 5) ALBERTO M. CARBALHO DRECTOR. ( 6) JUAN N. CENTO DRECTOR. ( 7) MGUEL A. CERVON DRECTOR. ( 8) MARSHALL M. CRSER, DRECTOR. ( 9) STEPHEN G. DANNER DRECTOR. ( ) JUAN A. DEL BUSTO DRECTOR. ( ) PETER J. DOLARA DRECTOR. ( ) CAROLYN DONALDSON DRECTOR. ( ) MGUEL G. FARRA, CPA JD DRECTOR. ( 4) ROBERT D. FATOVC DRECTOR. ( 5) FRANK GONZALEZ DRECTOR. 48, ,5. 95,47. 44,47.,6,44. 88,5. ATTACHMENT (A) Nae and business address (B) Description of services (C) Copensation Total nuber of independent contractors (including but not liited to those listed above) who received ore than $, in copensation fro the organization E55. For 99 () 94Y 7D V -6. PAGE 9

9 UNTED WAY OF MAM-DADE, NC For 99 () Page 8 Part V Section A. Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees (continued) (A) (B) (C) (D) (E) (F) Nae and title Average hours per week (describe hours for related organizations in Schedule O) Position (do not check ore than one box, unless person is both an officer and a director/trustee) ndividual trustee or director nstitutional trustee Officer Key eployee Highest copensated eployee Forer Reportable copensation fro the organization (W-/99-MSC) Reportable copensation fro related organizations (W-/99-MSC) b Sub-total c Total fro continuation sheets to Part V, Section A d Total (add lines b and c) Total nuber of individuals (including but not liited to those listed above) who received ore than $, of reportable copensation fro the organization 7 Did the organization list any forer officer, director, or trustee, key eployee, or highest copensated eployee on line a? f "," coplete Schedule J for such individual 4 For any individual listed on line a, is the su of reportable copensation and other copensation fro the organization and related organizations greater than $5,? f, coplete Schedule J for such individual 4 5 Did any person listed on line a receive or accrue copensation fro any unrelated organization or individual for services rendered to the organization? f, coplete Schedule J for such person 5 Section B. ndependent Contractors Coplete this table for your five highest copensated independent contractors that received ore than $, of copensation fro the organization. Report copensation for the calendar year ending with or within the organization's tax year. Estiated aount of other copensation fro the organization and related organizations ( 6) JORGE J. GONZALEZ DRECTOR. ( 7) MATTHEW B. GORSON DRECTOR. ( 8) DANEL J. HANRAHAN DRECTOR. ( 9) JORGE L. HERNANDEZ-TORANO, ESQ. DRECTOR. ( ) JOSE M. HEVA DRECTOR. ( ) PEGGY M. HOLLANDER DRECTOR. ( ) FREDERCK JACKSON, JR. DRECTOR. ( ) DAVD A. LANDSBERG DRECTOR. ( 4) JACK LOWELL, JR. DRECTOR. ( 5) ANDREW J. MADTES DRECTOR. ( 6) MCHAEL S. MEREDTH DRECTOR. (A) Nae and business address (B) Description of services (C) Copensation Total nuber of independent contractors (including but not liited to those listed above) who received ore than $, in copensation fro the organization E55. For 99 () 94Y 7D V -6. PAGE

10 UNTED WAY OF MAM-DADE, NC For 99 () Page 8 Part V Section A. Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees (continued) (A) (B) (C) (D) (E) (F) Nae and title Average hours per week (describe hours for related organizations in Schedule O) Position (do not check ore than one box, unless person is both an officer and a director/trustee) ndividual trustee or director nstitutional trustee Officer Key eployee Highest copensated eployee Forer Reportable copensation fro the organization (W-/99-MSC) Reportable copensation fro related organizations (W-/99-MSC) b Sub-total c Total fro continuation sheets to Part V, Section A d Total (add lines b and c) Total nuber of individuals (including but not liited to those listed above) who received ore than $, of reportable copensation fro the organization 7 Did the organization list any forer officer, director, or trustee, key eployee, or highest copensated eployee on line a? f "," coplete Schedule J for such individual 4 For any individual listed on line a, is the su of reportable copensation and other copensation fro the organization and related organizations greater than $5,? f, coplete Schedule J for such individual 4 5 Did any person listed on line a receive or accrue copensation fro any unrelated organization or individual for services rendered to the organization? f, coplete Schedule J for such person 5 Section B. ndependent Contractors Coplete this table for your five highest copensated independent contractors that received ore than $, of copensation fro the organization. Report copensation for the calendar year ending with or within the organization's tax year. Estiated aount of other copensation fro the organization and related organizations ( 7) DEBORAH P. MORRSON DRECTOR. ( 8) NATACHA MUNLLA DRECTOR. ( 9) SUSAN POTTER NORTON, ESQ. DRECTOR. ( 4) PHLLS. OETERS DRECTOR. ( 4) CARMEN M. PEREZ DRECTOR. ( 4) ANN E. POPE DRECTOR. ( 4) JOSE A. SANCHEZ DRECTOR. ( 44) EUGENE MATTHEW SCHAEFER DRECTOR. ( 45) ROMANE M. SEGUN DRECTOR. ( 46) PENELOPE S. SHAFFER, PH.D. DRECTOR. ( 47) ALLAN SHORE DRECTOR. (A) Nae and business address (B) Description of services (C) Copensation Total nuber of independent contractors (including but not liited to those listed above) who received ore than $, in copensation fro the organization E55. For 99 () 94Y 7D V -6. PAGE

11 UNTED WAY OF MAM-DADE, NC For 99 () Page 8 Part V Section A. Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees (continued) (A) (B) (C) (D) (E) (F) Nae and title Average hours per week (describe hours for related organizations in Schedule O) Position (do not check ore than one box, unless person is both an officer and a director/trustee) ndividual trustee or director nstitutional trustee Officer Key eployee Highest copensated eployee Forer Reportable copensation fro the organization (W-/99-MSC) Reportable copensation fro related organizations (W-/99-MSC) b Sub-total c Total fro continuation sheets to Part V, Section A d Total (add lines b and c) Total nuber of individuals (including but not liited to those listed above) who received ore than $, of reportable copensation fro the organization 7 Did the organization list any forer officer, director, or trustee, key eployee, or highest copensated eployee on line a? f "," coplete Schedule J for such individual 4 For any individual listed on line a, is the su of reportable copensation and other copensation fro the organization and related organizations greater than $5,? f, coplete Schedule J for such individual 4 5 Did any person listed on line a receive or accrue copensation fro any unrelated organization or individual for services rendered to the organization? f, coplete Schedule J for such person 5 Section B. ndependent Contractors Coplete this table for your five highest copensated independent contractors that received ore than $, of copensation fro the organization. Report copensation for the calendar year ending with or within the organization's tax year. Estiated aount of other copensation fro the organization and related organizations ( 48) ANDREW M. SMULAN DRECTOR. ( 49) JOHN C. SUMBERG DRECTOR. ( 5) TRAE WLLAMSON DRECTOR. ( 5) LOREEN M.CHANT DRECTOR. ( 5) RUDY FERNANDEZ DRECTOR. ( 5) CARLOS G. MOLNA SR. VP FNANCE & ADMN & CFO 4. 59,64.,446. ( 54) CLAUDA GRLLO CHEF OPERATNG OFFCER 4. 6,87. 6,46. ( 55) TAMARA A. KNGLER CHEF BRAND OFFCER 4. 6,596. 6,57. ( 56) JACQUELNE O'MALLEY GROUP VP, DEVELOPMENT 4. 54,9. 5,48. ( 57) GLADYS MONTES VP CENTER FOR ECELLENCE 4.,64.,574. ( 58) MARY DONWORTH GROUP VP, COMMUNTY NVST 4. 8,79. 9,69. (A) Nae and business address (B) Description of services (C) Copensation Total nuber of independent contractors (including but not liited to those listed above) who received ore than $, in copensation fro the organization E55. For 99 () 94Y 7D V -6. PAGE

12 UNTED WAY OF MAM-DADE, NC Stateent of Revenue For 99 () Page 9 Part V Contributions, Gifts, Grants and Other Siilar Aounts Progra Service Revenue Other Revenue a b c d e f g h a 4 5 b c d e f g 6a b c d 7a b and sales expenses 7,8,. c Gain or (loss) -8,84. d Net gain or (loss) 8a b c 9a b c a b c a b c Federated capaigns Mebership dues Fundraising events Related organizations Governent grants (contributions) All other contributions, gifts, grants, and siilar aounts not included above f,,54. ncash contributions included in lines a-f: $ 874,8. Total. Add lines a-f Business Code d All other revenue e Total. Add lines a-d Total revenue. See instructions E5. a b c d e All other progra service revenue Total. Add lines a-f nvestent incoe (including dividends, interest, and other siilar aounts) ncoe fro investent of tax-exept bond proceeds Royalties Gross rents (i) Real (ii) Personal Less: rental expenses Rental incoe or (loss) 4,8. Net rental incoe or (loss) Gross aount fro sales of (i) Securities (ii) Other assets other than inventory 7,,86. Less: cost or other basis Gross incoe fro fundraising events (not including $ of contributions reported on line c). See Part V, line 8 a 45,594. Less: direct expenses b 9,. Net incoe or (loss) fro fundraising events Gross incoe fro gaing activities. See Part V, line 9 a Less: direct expenses b Net incoe or (loss) fro gaing activities Gross sales of inventory, less returns and allowances a Less: cost of goods sold b Net incoe or (loss) fro sales of inventory Miscellaneous Revenue Business Code 9,64,969.,46,.,99,7. (A) Total revenue 46,57,697. (B) Related or exept function revenue TUTON NCOME 66 58, , ,779. (C) Unrelated business revenue (D) Revenue excluded fro tax under sections 5, 5, or 54 ATTACHMENT 68,5. 68,5. 4,8.,46,. ATCH 4 4,8. 4,8. -8,84. -8,84. ATCH 5-497, ,67. FSCAL AGENT FEES 999 7,49. 7,49. OTHER MSCELLANEOUS NCOME 999,7.,7. 8, ,647,964. 7,65. 4,. For 99 () 94Y 7D V -6. PAGE

13 For 99 () UNTED WAY OF MAM-DADE, NC Page Part Stateent of Functional Expenses Section 5(c)() and 5(c)(4) organizations ust coplete all coluns. All other organizations ust coplete colun (A) but are not required to coplete coluns (B), (C), and (D). Check if Schedule O contains a response to any question in this Part Do not include aounts reported on lines 6b, (A) (B) (C) (D) Total expenses Progra service Manageent and Fundraising 7b, 8b, 9b, and b of Part V. expenses general expenses expenses Grants and other assistance to governents and organizations in the United States. See Part V, line Grants and other assistance to individuals in the United States. See Part V, line Grants and other assistance to governents, organizations, and individuals outside the United States. See Part V, lines 5 and 6 4 Benefits paid to or for ebers 5 Copensation of current officers, directors, trustees, and key eployees 6 Copensation not included above, to disqualified persons (as defined under section 4958(f)()) and persons described in section 4958(c)()(B) 7 Other salaries and wages 8 Pension plan accruals and contributions (include section 4(k) and 4(b) eployer contributions) 9 Other eployee benefits a b c d e f g a b c d e Payroll taxes Fees for services (non-eployees): Manageent Legal Accounting Lobbying Professional fundraising services. See Part V, line 7 nvestent anageent fees Other Advertising and prootion Office expenses nforation technology Royalties Occupancy Travel Payents of travel or entertainent expenses for any federal, state, or local public officials Conferences, conventions, and eetings nterest Payents to affiliates Depreciation, depletion, and aortization nsurance Other expenses. teize expenses not covered above (List iscellaneous expenses in line 4e. f line 4e aount exceeds % of line 5, colun (A) aount, list line 4e expenses on Schedule O.) All other expenses,7,.,7,. 5 Total functional expenses. Add lines through 4e 6 Joint costs. Coplete this line only if the organization reported in colun (B) joint costs fro a cobined educational capaign and fundraising solicitation. Check here if following SOP 98- (ASC 958-7) E5. For 99 () 96,6. 4, ,6.,658. 6,6,954.,99,68.,99,457.,7,879. 7,745. 4,77. 7,55. 65,477. 9,897. 4,8. 6,7. 64,85. 5,47. 5,.,48.,67. 4,5. 6,856. 8,97. 5,46. 4,668. 4,8. 98,47. 8,95. 4,9. 66, , , ,67. 48,9. 78,8. 85,495. 4,79.,79.,5. 6,575.,78,8. 75, ,8.,65. 67,96. 8,686. 9,9.,85. 5,7. 5,4. 54,46. 46,459. 7,. 46,4. 9,57. 79,56. ATCH 6 7,679. 4,49. 68,7. 6,6. 96,659. 6,74.,79. 98,576. 7,554.,756.,776.,. MSCELLANEOUS OTHER EPENSES ,88,5. 8,95,57. 5,648,7.,788,67. 94Y 7D V -6. PAGE 4

14 UNTED WAY OF MAM-DADE, NC For 99 () Page Part Balance Sheet Assets Liabilities Net Assets or Fund Balances 4 5 Cash - non-interest-bearing Savings and teporary cash investents Pledges and grants receivable, net Accounts receivable, net Receivables fro current and forer officers, directors, trustees, key eployees, and highest copensated eployees. Coplete Part of (A) Beginning of year (B) End of year,57,8. 5,989,89. 46,49. 4,,844. 5,56, ,59. Schedule L 5 6 Receivables fro other disqualified persons (as defined under section 4958(f)()), persons described in section 4958(c)()(B), and contributing eployers and sponsoring organizations of section 5(c)(9) voluntary eployees' beneficiary organizations (see instructions) 6 7 tes and loans receivable, net 7 8 nventories for sale or use 8 9 Prepaid expenses and deferred charges 9 a Land, buildings, and equipent: cost or other basis. Coplete Part V of Schedule D a 5,97,. b Less: accuulated depreciation b 6,68,9. 8,,47. c 8,579,4. nvestents - publicly traded securities ATCH 7 5,594,45.,7,7. nvestents - other securities. See Part V, line 5,569,454. 4,76,9. nvestents - progra-related. See Part V, line 4 ntangible assets 4 5 Other assets. See Part V, line,,4. 5,7,96. 6 Total assets. Add lines through 5 (ust equal line 4) 89,4, ,5, Accounts payable and accrued expenses,755, ,54,77. 8 Grants payable 84, Deferred revenue 9 Tax-exept bond liabilities 4,45,.,65,. Escrow or custodial account liability. Coplete Part V of Schedule D Payables to current and forer officers, directors, trustees, key eployees, highest copensated eployees, and disqualified persons. Coplete Part of Schedule L Secured ortgages and notes payable to unrelated third parties Unsecured notes and loans payable to unrelated third parties Other liabilities (including federal incoe tax, payables to related third parties, and other liabilities not included on lines 7-4). Coplete Part of Schedule D Total liabilities. Add lines 7 through 5 Organizations that follow SFAS 7, check here and coplete lines 7 through 9, and lines and 4. Unrestricted net assets Teporarily restricted net assets Peranently restricted net assets Organizations that do not follow SFAS 7, check here coplete lines through 4. Capital stock or trust principal, or current funds Paid-in or capital surplus, or land, building, or equipent fund Retained earnings, endowent, accuulated incoe, or other funds Total net assets or fund balances Total liabilities and net assets/fund balances and 7,98,7. 5 5,68,7. 46,, ,766,97. 4,99,95. 7,7,894.,769,499. 8,648,666. 6,444, ,4,57. 4,7, ,4, ,74,67. 85,5,974. For 99 () E5. 94Y 7D V -6. PAGE 5

15 For 99 () Page Part Reconciliation of Net Assets Check if Schedule O contains a response to any question in this Part Total revenue (ust equal Part V, colun (A), line ) 47,647,964. Total expenses (ust equal Part, colun (A), line 5) 47,88,5. Revenue less expenses. Subtract line fro line 59,45. 4 Net assets or fund balances at beginning of year (ust equal Part, line, colun (A)) 4 4,7, Other changes in net assets or fund balances (explain in Schedule O) 5 -,7,98. 6 Net assets or fund balances at end of year. Cobine lines, 4, and 5 (ust equal Part, line, colun (B)) 6 4,74,67. Part Financial Stateents and Reporting Check if Schedule O contains a response to any question in this Part Accounting ethod used to prepare the For 99: Cash Accrual Other f the organization changed its ethod of accounting fro a prior year or checked "Other," explain in Schedule O. a Were the organization's financial stateents copiled or reviewed by an independent accountant? b Were the organization's financial stateents audited by an independent accountant? c f "" to line a or b, does the organization have a coittee that assues responsibility for oversight of the audit, review, or copilation of its financial stateents and selection of an independent accountant? f the organization changed either its oversight process or selection process during the tax year, explain in Schedule O. d f "" to line a or b, check a box below to indicate whether the financial stateents for the year were issued on a separate basis, consolidated basis, or both: a b UNTED WAY OF MAM-DADE, NC Separate basis Consolidated basis Both consolidated and separate basis As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-? f "," did the organization undergo the required audit or audits? f the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits a b c a b For 99 () E54. 94Y 7D V -6. PAGE 6

16 SCHEDULE A (For 99 or 99-EZ) Departent of the Treasury nternal Revenue Service Public Charity Status and Public Support Coplete if the organization is a section 5(c)() organization or a section 4947(a)() nonexept charitable trust. Attach to For 99 or For 99-EZ. See separate instructions. OMB nspection Nae of the organization Eployer identification nuber UNTED WAY OF MAM-DADE, NC Part Reason for Public Charity Status (All organizations ust coplete this part.) See instructions. The organization is not a private foundation because it is: (For lines through, check only one box.) 4 A church, convention of churches, or association of churches described in section 7(b)()(A)(i). A school described in section 7(b)()(A)(ii). (Attach Schedule E.) A hospital or a cooperative hospital service organization described in section 7(b)()(A)(iii). A edical research organization operated in conjunction with a hospital described in section 7(b)()(A)(iii). Enter the hospital's nae, city, and state: 5 An organization operated for the benefit of a college or university owned or operated by a governental unit described in section 7(b)()(A)(iv). (Coplete Part.) A federal, state, or local governent or governental unit described in section 7(b)()(A)(v). An organization that norally receives a substantial part of its support fro a governental unit or fro the general public described in section 7(b)()(A)(vi). (Coplete Part.) A counity trust described in section 7(b)()(A)(vi). (Coplete Part.) An organization that norally receives: () ore than / % of its support fro contributions, ebership fees, and gross receipts fro activities related to its exept functions - subject to certain exceptions, and () no ore than /% of its support fro gross investent incoe and unrelated business taxable incoe (less section 5 tax) fro businesses acquired by the organization after June, 975. See section 59(a)(). (Coplete Part.) An organization organized and operated exclusively to test for public safety. See section 59(a)(4). An organization organized and operated exclusively for the benefit of, to perfor the functions of, or to carry out the purposes of one or ore publicly supported organizations described in section 59(a)() or section 59(a)(). See section 59(a)(). Check the box that describes the type of supporting organization and coplete lines e through h. a Type b Type c Type - Functionally integrated d Type - Other e By checking this box, certify that the organization is not controlled directly or indirectly by one or ore disqualified persons other than foundation anagers and other than one or ore publicly supported organizations described in section 59(a)() or section 59(a)(). f f the organization received a written deterination fro the RS that it is a Type, Type, or Type supporting organization, check this box g Since August 7, 6, has the organization accepted any gift or contribution fro any of the following persons? (i) A person who directly or indirectly controls, either alone or together with persons described in (ii) and (iii) below, the governing body of the supported organization? g(i) (ii) A faily eber of a person described in (i) above? g(ii) (iii) A 5% controlled entity of a person described in (i) or (ii) above? g(iii) h Provide the following inforation about the supported organization(s). (A) (i) Nae of supported organization (ii) EN (iii) Type of organization (described on lines -9 above or RC section (see instructions)) (iv) s the (v) Did you notify (vi) s the organization in the organization organization in col. (i) listed in in col. (i) of col. (i) organized your governing docuent? your support? in the U.S.? (vii) Aount of support (B) (C) (D) (E) Total For Paperwork Reduction Act tice, see the nstructions for For 99 or 99-EZ. Schedule A (For 99 or 99-EZ) E. 94Y 7D V -6. PAGE 7