THE AMERICAN SOCIETY FOR THE PREVENTION OF Form 990 (2012) Page 2

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2 For 99 (22) Page 2 Part THE AMERCAN SOCETY FOR THE PREVENTON OF Stateent of Progra Service Accoplishents Check if Schedule O contains a response to any question in this Part Briefly describe the organization's ission: THE ASPCA PROVDES EFFECTVE MEANS FOR THE PREVENTON OF CRUELTY TO ANMALS THROUGHOUT THE UNTED STATES. THE VSON OF THE ASPCA S THAT THE UNTED STATES S A HUMANE COMMUNTY N WHCH ALL ANMALS ARE TREATED WTH RESPECT AND KNDNESS. f "Yes," describe these new services on Schedule O. 2 Did the organization undertake any significant progra services during the year which were not listed on the prior For 99 or 99-EZ? Yes No f "Yes," describe these changes on Schedule O. 3 Did the organization cease conducting, or ake significant changes in how it conducts, any progra services? Yes No 4 Describe the organization's progra service accoplishents for each of its three largest progra services, as easured by expenses. Section 5(c)(3) and 5(c)(4) organizations are required to report the aount of grants and allocations to others, the total expenses, and revenue, if any, for each progra service reported. 4a (Code: ) (Expenses $ 32,28,34. including grants of $ ) (Revenue $ 4,324,324. ) ANMAL HEALTH SERVCES - SEE SCHEDULE O 4b (Code: ) (Expenses $ 3,993,657. including grants of $ ) (Revenue $ ) PUBLC EDUCATON AND COMMUNCATONS - SEE SCHEDULE O 4c (Code: ) (Expenses $ 27,25,39. including grants of $ ) (Revenue $ ) ANT CRUELTY PROGRAMS - SEE SCHEDULE O 4d Other progra services (Describe in Schedule O.) (Expenses $ 38,6,599. including grants of $ 7,8,8. ) (Revenue $ ) 4e Total progra service expenses 29,658,869. 2E2 2. ATTACHMENT For 99 (22) 8286C 223 V 2-6.8F PAGE 3

3 THE AMERCAN SOCETY FOR THE PREVENTON OF For 99 (22) Page 3 Part V Checklist of Required Schedules a s the organization required to coplete Schedule B, Schedule of Contributors (see instructions)? Did the organization engage in direct or indirect political capaign activities on behalf of or in opposition to candidates for public office? f "Yes," coplete Schedule C, Part Section 5(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 5(h) election in effect during the tax year? f "Yes," coplete Schedule C, Part s the organization described in section 5(c)(3) or 4947(a)() (other than a private foundation)? f "Yes," coplete Schedule A 2 s the organization a section 5(c)(4), 5(c)(5), or 5(c)(6) organization that receives ebership dues, assessents, or siilar aounts as defined in Revenue Procedure 98-9? f "Yes," coplete Schedule C, Part Did the organization aintain any donor advised funds or any siilar funds or accounts for which donors have the right to provide advice on the distribution or investent of aounts in such funds or accounts? f "Yes," coplete Schedule D, Part Did the organization receive or hold a conservation easeent, including easeents to preserve open space, the environent, historic land areas, or historic structures? f "Yes," coplete Schedule D, Part Did the organization aintain collections of works of art, historical treasures, or other siilar assets? f "Yes," coplete Schedule D, Part Did the organization report an aount in Part, line 2, for escrow or custodial account liability; serve as a custodian for aounts not listed in Part ; or provide credit counseling, debt anageent, credit repair, or debt negotiation services? f "Yes," coplete Schedule D, Part V Did the organization, directly or through a related organization, hold assets in teporarily restricted endowents, peranent endowents, or quasi-endowents? f "Yes," coplete Schedule D, Part V f the organization s answer to any of the following questions is "Yes," then coplete Schedule D, Parts V, V, V,, or as applicable. a Did the organization report an aount for land, buildings, and equipent in Part, line? f "Yes," b c d e f b a b a b 2E2. coplete Schedule D, Part V Did the organization report an aount for investents-other securities in Part, line 2 that is 5% or ore of its total assets reported in Part, line 6? f "Yes," coplete Schedule D, Part V Did the organization report an aount for investents-progra related in Part, line 3 that is 5% or ore of its total assets reported in Part, line 6? f "Yes," coplete Schedule D, Part V Did the organization report an aount for other assets in Part, line 5 that is 5% or ore of its total assets reported in Part, line 6? f "Yes," coplete Schedule D, Part Did the organization report an aount for other liabilities in Part, line 25? f "Yes," coplete Schedule D, Part Did the organization s separate or consolidated financial stateents for the tax year include a footnote that addresses the organization's liability for uncertain tax positions under FN 48 (ASC 74)? f "Yes," coplete Schedule D, Part Did the organization obtain separate, independent audited financial stateents for the tax year? f "Yes," coplete Schedule D, Parts and Was the organization included in consolidated, independent audited financial stateents for the tax year? f "Yes," and if the organization answered "No" to line 2a, then copleting Schedule D, Parts and is optional s the organization a school described in section 7(b)()(A)(ii)? f "Yes," coplete Schedule E Did the organization aintain an office, eployees, or agents outside of the United States? Did the organization have aggregate revenues or expenses of ore than $, fro grantaking, fundraising, business, investent, and progra service activities outside the United States, or aggregate foreign investents valued at $, or ore? f "Yes," coplete Schedule F, Parts and V Did the organization report on Part, colun (A), line 3, ore than $5, of grants or assistance to any organization or entity located outside the United States? f "Yes," coplete Schedule F, Parts and V Did the organization report on Part, colun (A), line 3, ore than $5, of aggregate grants or assistance to individuals located outside the United States? f "Yes," coplete Schedule F, Parts and V Did the organization report a total of ore than $5, of expenses for professional fundraising services on Part, colun (A), lines 6 and e? f "Yes," coplete Schedule G, Part (see instructions) Did the organization report ore than $5, total of fundraising event gross incoe and contributions on Part V, lines c and 8a? f "Yes," coplete Schedule G, Part Did the organization report ore than $5, of gross incoe fro gaing activities on Part V, line 9a? f "Yes," coplete Schedule G, Part Did the organization operate one or ore hospital facilities? f "Yes," coplete Schedule H f "Yes" to line 2a, did the organization attach a copy of its audited financial stateents to this return? a b c d e f 2a 2b 3 4a 4b a 2b Yes No For 99 (22) 8286C 223 V 2-6.8F PAGE 4

4 THE AMERCAN SOCETY FOR THE PREVENTON OF For 99 (22) Page 4 Part V Checklist of Required Schedules (continued) a b c d a b a b c a b on Part, colun (A), line 2? f "Yes," coplete Schedule, Parts and Did the organization report ore than $5, of grants and other assistance to any governent or organization in the United States on Part, colun (A), line? f "Yes," coplete Schedule, Parts and 2 Did the organization report ore than $5, of grants and other assistance to individuals in the United States 22 Did the organization answer "Yes" to Part V, Section A, line 3, 4, or 5 about copensation of the organization's current and forer officers, directors, trustees, key eployees, and highest copensated eployees? f "Yes," coplete Schedule J Did the organization have a tax-exept bond issue with an outstanding principal aount of ore than $, as of the last day of the year, that was issued after Deceber 3, 22? f "Yes," answer lines 24b through 24d and coplete Schedule K. f No, go to line 25 Did the organization invest any proceeds of tax-exept bonds beyond a teporary period exception? Did the organization aintain an escrow account other than a refunding escrow at any tie during the year to defease any tax-exept bonds? Did the organization act as an "on behalf of" issuer for bonds outstanding at any tie during the year? Section 5(c)(3) and 5(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? f "Yes," coplete Schedule L, Part s the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization's prior Fors 99 or 99-EZ? f "Yes," coplete Schedule L, Part Was a loan to or by a current or forer officer, director, trustee, key eployee, highly copensated eployee, or disqualified person outstanding as of the end of the organization's tax year? f "Yes," coplete Schedule L, Part Did the organization provide a grant or other assistance to an officer, director, trustee, key eployee, substantial contributor or eployee thereof, a grant selection coittee eber, or to a 35% controlled entity or faily eber of any of these persons? f "Yes," coplete Schedule L, Part Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part V instructions for applicable filing thresholds, conditions, and exceptions): A current or forer officer, director, trustee, or key eployee? f "Yes," coplete Schedule L, Part V A faily eber of a current or forer officer, director, trustee, or key eployee? f "Yes," coplete Schedule L, Part V An entity of which a current or forer officer, director, trustee, or key eployee (or a faily eber thereof) was an officer, director, trustee, or direct or indirect owner? f "Yes," coplete Schedule L, Part V Did the organization receive ore than $25, in non-cash contributions? f "Yes," coplete Schedule M Did the organization receive contributions of art, historical treasures, or other siilar assets, or qualified conservation contributions? f "Yes," coplete Schedule M Did the organization liquidate, terinate, or dissolve and cease operations? f "Yes," coplete Schedule N, Part Did the organization sell, exchange, dispose of, or transfer ore than 25% of its net assets? f "Yes," coplete Schedule N, Part Did the organization own % of an entity disregarded as separate fro the organization under Regulations sections and ? f "Yes," coplete Schedule R, Part Was the organization related to any tax-exept or taxable entity? f "Yes," coplete Schedule R, Part,, or V, and Part V, line Did the organization have a controlled entity within the eaning of section 52(b)(3)? f "Yes" to line 35a, did the organization receive any payent fro or engage in any transaction with a controlled entity within the eaning of section 52(b)(3)? f "Yes," coplete Schedule R, Part V, line 2 Section 5(c)(3) organizations. Did the organization ake any transfers to an exept non-charitable related organization? f "Yes," coplete Schedule R, Part V, line 2 Did the organization conduct ore than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal incoe tax purposes? f "Yes," coplete Schedule R, Part V Did the organization coplete Schedule O and provide explanations in Schedule O for Part V, lines b and 9? Note. All For 99 filers are required to coplete Schedule O 23 24a 24b 24c 24d 25a 25b a 28b 28c a 35b Yes No For 99 (22) 2E C 223 V 2-6.8F PAGE 5

5 For 99 (22) Page 5 Part V Stateents Regarding Other RS Filings and Tax Copliance Check if Schedule O contains a response to any question in this Part V Yes a b a b 334 c Did the organization coply with backup withholding rules for reportable payents to vendors and reportable gaing (gabling) winnings to prize winners? c 2a Enter the nuber of eployees reported on For W-3, Transittal of Wage and Tax Stateents, filed for the calendar year ending with or within the year covered by this return 2a 8 b f at least one is reported on line 2a, did the organization file all required federal eployent tax returns? 2b 3 4a b f Yes, enter the nae of the foreign country: See instructions for filing requireents for For TD F 9-22., Report of Foreign Bank and Financial Accounts. 5a Was the organization a party to a prohibited tax shelter transaction at any tie during the tax year? b Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? c f "Yes" to line 5a or 5b, did the organization file For 8886-T? 6a Does the organization have annual gross receipts that are norally greater than $,, and did the 7 a a b b b c d e f g h a b a b a b a b c 4 a b Enter the nuber reported in Box 3 of For 96. Enter -- if not applicable Enter the nuber of Fors W-2G included in line a. Enter -- if not applicable Note. f the su of lines a and 2a is greater than 25, you ay be required to e-file (see instructions) Did the organization have unrelated business gross incoe of $, or ore during the year? f "Yes," has it filed a For 99-T for this year? f "No," provide an explanation in Schedule O At any tie during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? organization solicit any contributions that were not tax deductible as charitable contributions? f "Yes," did the organization include with every solicitation an express stateent that such contributions or gifts were not tax deductible? Organizations that ay receive deductible contributions under section 7(c). Did the organization receive a payent in excess of $75 ade partly as a contribution and partly for goods and services provided to the payor? f "Yes," did the organization notify the donor of the value of the goods or services provided? Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file For 8282? f "Yes," indicate the nuber of Fors 8282 filed during the year 7d Did the organization receive any funds, directly or indirectly, to pay preius on a personal benefit contract? Did the organization, during the year, pay preius, directly or indirectly, on a personal benefit contract? f the organization received a contribution of qualified intellectual property, did the organization file For 8899 as required? f the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a For 98-C? Sponsoring organizations aintaining donor advised funds and section 59(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund aintained by a sponsoring organization, have excess business holdings at any tie during the year? Sponsoring organizations aintaining donor advised funds. Did the organization ake any taxable distributions under section 4966? Did the organization ake a distribution to a donor, donor advisor, or related person? Section 5(c)(7) organizations. Enter: nitiation fees and capital contributions included on Part V, line 2 a Gross receipts, included on For 99, Part V, line 2, for public use of club facilities b Section 5(c)(2) organizations. Enter: Gross incoe fro ebers or shareholders a Gross incoe fro other sources (Do not net aounts due or paid to other sources against aounts due or received fro the.) b Section 4947(a)() non-exept charitable trusts. s the organization filing For 99 in lieu of For 4? f "Yes," enter the aount of tax-exept interest received or accrued during the year 2b Section 5(c)(29) qualified nonprofit health insurance issuers. s the organization licensed to issue qualified health plans in ore than one state? 3 a Note. See the instructions for additional inforation the organization ust report on Schedule O. b Enter the aount of reserves the organization is required to aintain by the states in which 2E4. THE AMERCAN SOCETY FOR THE PREVENTON OF the organization is licensed to issue qualified health plans 3b Enter the aount of reserves on hand 3c Did the organization receive any payents for indoor tanning services during the tax year? f "Yes," has it filed a For 72 to report these payents? f "No," provide an explanation in Schedule O 3a 3b 4a 5a 5b 5c 6a 6b 7a 7b 7c 7e 7f 7g 7h 8 9a 9b 2a 3a 4a 4b No For 99 (22) 8286C 223 V 2-6.8F PAGE 6

6 For 99 (22) Page 6 Part V Governance, Manageent, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to line 8a, 8b, or b below, describe the circustances, processes, or changes in Schedule O. See instructions. Check if Schedule O contains a response to any question in this Part V Section A. Governing Body and Manageent a b a b Enter the nuber of voting ebers of the governing body at the end of the tax year. f there are aterial differences in voting rights aong ebers of the governing body, or if the governing body delegated broad authority to an executive coittee or siilar coittee, explain in Schedule O. Enter the nuber of voting ebers included in line a, above, who are independent b Did any officer, director, trustee, or key eployee have a faily relationship or a business relationship with any other officer, director, trustee, or key eployee? Did the organization delegate control over anageent duties custoarily perfored by or under the direct supervision of officers, directors, or trustees, or key eployees to a anageent copany or other person? Did the organization ake any significant changes to its governing docuents since the prior For 99 was filed? Did the organization becoe aware during the year of a significant diversion of the organization's assets? Did the organization have ebers or stockholders? Did the organization have ebers, stockholders, or other persons who had the power to elect or appoint one or ore ebers of the governing body? Are any governance decisions of the organization reserved to (or subject to approval by) ebers, stockholders, or persons other than the governing body? 8 Did the organization conteporaneously docuent the eetings held or written actions undertaken during the year by the following: a The governing body? 8a b Each coittee with authority to act on behalf of the governing body? 8b 9 s there any officer, director, trustee, or key eployee listed in Part V, Section A, who cannot be reached at the organization's ailing address? f "Yes," provide the naes and addresses in Schedule O 9 Section B. Policies (This Section B requests inforation about policies not required by the nternal Revenue Code.) a b c a b 6a b Did the organization have local chapters, branches, or affiliates? f "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exept purposes? Has the organization provided a coplete copy of this For 99 to all ebers of its governing body before filing the for? a b Describe in Schedule O the process, if any, used by the organization to review this For 99. 2a b Were officers, directors, or trustees, and key eployees required to disclose annually interests that could give Did the organization have a written conflict of interest policy? f "No," go to line 3 rise to conflicts? Did the organization regularly and consistently onitor and enforce copliance with the policy? f "Yes," describe in Schedule O how this was done Did the organization have a written whistleblower policy? Did the organization have a written docuent retention and destruction policy? Did the process for deterining copensation of the following persons include a review and approval by independent persons, coparability data, and conteporaneous substantiation of the deliberation and decision? The organization's CEO, Executive Director, or top anageent official Other officers or key eployees of the organization f "Yes" to line 5a or 5b, describe the process in Schedule O (see instructions). Did the organization invest in, contribute assets to, or participate in a joint venture or siilar arrangeent with a taxable entity during the year? f "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangeents under applicable federal tax law, and take steps to safeguard the organization's exept status with respect to such arrangeents? List the states with which a copy of this For 99 is required to be filed ATTACHMENT 2 Section C. Disclosure Section 64 requires an organization to ake its Fors 23 (or 24 if applicable), 99, and 99-T (Section 5(c)(3)s only) available for public inspection. ndicate how you ade these available. Check all that apply. Own website Another's website Upon request Other (explain in Schedule O) Describe in Schedule O whether (and if so, how), the organization ade its governing docuents, conflict of interest policy, and financial stateents available to the public during the tax year. State the nae, physical address, and telephone nuber of the person who possesses the books and records of the organization: MARK ABRAHAMS, CFO 52 EGHTH AVENUE NEW YORK, NY For 99 (22) 2E42. THE AMERCAN SOCETY FOR THE PREVENTON OF C 223 V 2-6.8F PAGE 7 a a 7b a b a 2a 2b 2c 3 4 5a 5b 6a 6b Yes Yes No No

7 THE AMERCAN SOCETY FOR THE PREVENTON OF Copensation of Officers, Directors, Trustees, Key Eployees, Highest Copensated Eployees, and ndependent Contractors For 99 (22) Page 7 Part V Section A. Check if Schedule O contains a response to any question in this Part V Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees a Coplete this table for all persons required to be listed. Report copensation for the calendar year ending with or within the organization's tax year. % % % % List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of aount of copensation. Enter -- in coluns (D), (E), and (F) if no copensation was paid. List all of the organization's current key eployees, if any. See instructions for definition of "key eployee." List the organization's five current highest copensated eployees (other than an officer, director, trustee, or key eployee) who received reportable copensation (Box 5 of For W-2 and/or Box 7 of For 99-MSC) of ore than $, fro the organization and any related organizations. List all of the organization's forer officers, key eployees, and highest copensated eployees who received ore than $, of reportable copensation fro the organization and any related organizations. List all of the organization's forer directors or trustees that received, in the capacity as a forer director or trustee of the organization, ore than $, of reportable copensation fro the organization and any related organizations. List persons in the following order: individual trustees or directors; institutional trustees; officers; key eployees; highest copensated eployees; and forer such persons. Check this box if neither the organization nor any related organization copensated any current officer, director, or trustee. (C) (A) (B) Position (D) (E) (F) Nae and Title Average hours per week (list any (do not check ore than one box, unless person is both an officer and a director/trustee) hours for related organizations below dotted line) ndividual trustee or director nstitutional trustee Officer Key eployee Highest copensated eployee Forer Reportable copensation fro the organization (W-2/99-MSC) Reportable copensation fro related organizations (W-2/99-MSC) Estiated aount of other copensation fro the organization and related organizations () TM F. WRAY. CHARPERSON (2) JAMES L. NEDERLANDER. FRST VCE CHARPERSON (3) FREDERCK TANNE. SECOND VCE CHARPERSON (4) FREDRK G. GRADN. TREASURER (5) SALLY SPOONER. SECRETARY (6) CNDY ADAMS. DRECTOR (7) THOMAS M. BELDEN. DRECTOR (8) ALEANDRA G. BSHOP. DRECTOR (9) ARRANA BOARDMAN. DRECTOR () DODE GUMAER. DRECTOR () LNDA LLOYD LAMBERT. DRECTOR (2) RANDY LEVNE. DRECTOR (3) FRANKLN MASANO. DRECTOR (4) TRACY V. MATLAND. DRECTOR 2E4. For 99 (22) 8286C 223 V 2-6.8F PAGE 8

8 THE AMERCAN SOCETY FOR THE PREVENTON OF For 99 (22) Page 8 Part V Section A. Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees (continued) (A) (B) (C) (D) (E) (F) Nae and title Average hours per week (list any hours for related organizations below dotted line) Position (do not check ore than one box, unless person is both an officer and a director/trustee) ndividual trustee or director nstitutional trustee Officer Key eployee Highest copensated eployee b Sub-total c Total fro continuation sheets to Part V, Section A d Total (add lines b and c) Forer Reportable copensation fro the organization (W-2/99-MSC) Reportable copensation fro related organizations (W-2/99-MSC) 2 Total nuber of individuals (including but not liited to those listed above) who received ore than $, of reportable copensation fro the organization 94 3 Did the organization list any forer officer, director, or trustee, key eployee, or highest copensated eployee on line a? f "Yes," coplete Schedule J for such individual 3 4 For any individual listed on line a, is the su of reportable copensation and other copensation fro the organization and related organizations greater than $5,? f Yes, coplete Schedule J for such individual 4 5 Did any person listed on line a receive or accrue copensation fro any unrelated organization or individual for services rendered to the organization? f Yes, coplete Schedule J for such person 5 Section B. ndependent Contractors Coplete this table for your five highest copensated independent contractors that received ore than $, of copensation fro the organization. Report copensation for the calendar year ending with or within the organization's tax year. Estiated aount of other copensation fro the organization and related organizations ( 5) C. ALLEN PARKER. DRECTOR FROM MAY 22 ( 6) JANE PARVER. DRECTOR FROM NOVEMBER 22 ( 7) JEFF PFEFLE. DRECTOR ( 8) HELEN S.C. PLKNGTON. DRECTOR ( 9) MARTN PURS. DRECTOR ( 2) SCOTT THEL. DRECTOR FROM SEPTEMBER 22 ( 2) CATHY WALLACH. DRECTOR ( 22) MARY JO WHTE. DRECTOR ( 23) J ELZABETH BRADHAM. DRECTOR UNTL MAY 3, 22 ( 24) JONATHAN D FARKAS. DRECTOR UNTL MAY 3, 22 ( 25) EDWN SAYRES 4. PRES. & CEO UNTL MAY 3, 23 59, ,798. 4,35, ,368. 4,35, ,368. Yes No ATTACHMENT 3 (A) Nae and business address (B) Description of services (C) Copensation 2 Total nuber of independent contractors (including but not liited to those listed above) who received ore than $, in copensation fro the organization 89 2E55 3. For 99 (22) 8286C 223 V 2-6.8F PAGE 9

9 THE AMERCAN SOCETY FOR THE PREVENTON OF For 99 (22) Page 8 Part V Section A. Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees (continued) (A) (B) (C) (D) (E) (F) Nae and title Average hours per week (list any hours for related organizations below dotted line) Position (do not check ore than one box, unless person is both an officer and a director/trustee) ndividual trustee or director nstitutional trustee Officer Key eployee Highest copensated eployee b Sub-total c Total fro continuation sheets to Part V, Section A d Total (add lines b and c) Forer Reportable copensation fro the organization (W-2/99-MSC) Reportable copensation fro related organizations (W-2/99-MSC) 2 Total nuber of individuals (including but not liited to those listed above) who received ore than $, of reportable copensation fro the organization 94 3 Did the organization list any forer officer, director, or trustee, key eployee, or highest copensated eployee on line a? f "Yes," coplete Schedule J for such individual 3 4 For any individual listed on line a, is the su of reportable copensation and other copensation fro the organization and related organizations greater than $5,? f Yes, coplete Schedule J for such individual 4 5 Did any person listed on line a receive or accrue copensation fro any unrelated organization or individual for services rendered to the organization? f Yes, coplete Schedule J for such person 5 Section B. ndependent Contractors Coplete this table for your five highest copensated independent contractors that received ore than $, of copensation fro the organization. Report copensation for the calendar year ending with or within the organization's tax year. Estiated aount of other copensation fro the organization and related organizations ( 26) JULA NELSON 4. CFO UNTL JUNE 29, 22 25,576. 2,842. ( 27) MARK ABRAHAMS 4. SVP AND CFO FROM DEC., 22 9,737. ( 28) STEVEN HANSEN 4. COO 448, ,44. ( 29) MATTHEW BERSHADKER 4. SVP-ANT CRUELTY 28,93. 32,47. ( 3) JULO CARBONELL 4. SVP-CO 222,5. 4,9. ( 3) ELZABETH ESTROFF 4. SVP COMMUNCATONS 232,53. 38,663. ( 32) TODD HENDRCKS 4. SVP DEVELOPMENT 255,84. 34,98. ( 33) JULE MORRS 4. SVP-COMMUNTY OUTREACH 236, ,46. ( 34) LEE MURRAY 4. SVP CENTER FOR PEOPLE DEVEL 25,8. 3,928. ( 35) STEPHEN MUSSO 4. EVP-CAP PROJ 247,668. 5,9. ( 36) MELSSA NORDEN 4. SVP-CHEF OF STAFF 227, ,687. Yes No (A) Nae and business address (B) Description of services (C) Copensation 2 Total nuber of independent contractors (including but not liited to those listed above) who received ore than $, in copensation fro the organization 2E55 3. For 99 (22) 8286C 223 V 2-6.8F PAGE

10 THE AMERCAN SOCETY FOR THE PREVENTON OF For 99 (22) Page 8 Part V Section A. Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees (continued) (A) (B) (C) (D) (E) (F) Nae and title Average hours per week (list any hours for related organizations below dotted line) Position (do not check ore than one box, unless person is both an officer and a director/trustee) ndividual trustee or director nstitutional trustee Officer Key eployee Highest copensated eployee Forer Reportable copensation fro the organization (W-2/99-MSC) Reportable copensation fro related organizations (W-2/99-MSC) Estiated aount of other copensation fro the organization and related organizations ( 37) NANCY PERRY 4. SVP-GOVT RELATONS 27,494.,37. ( 38) GAL S BUCHWALD 4. SVP OF ADOPTONS 68,66. 2,976. ( 39) RANDALL LOCKWOOD 4. SVP, FORENSC SC & ACP 99, ,57. ( 4) LOUSE MURRAY 4. DRECTOR OF MEDCNE 252, ,832. ( 4) STACY WOLF 4. VP-HUMANE LAW ENFORCEMENT 89,56. 3,698. ( 42) STEPHEN ZAWSTOWSK 4. SCENCE ADVSOR 74, ,8. b Sub-total c Total fro continuation sheets to Part V, Section A d Total (add lines b and c) 2 Total nuber of individuals (including but not liited to those listed above) who received ore than $, of reportable copensation fro the organization 94 3 Did the organization list any forer officer, director, or trustee, key eployee, or highest copensated eployee on line a? f "Yes," coplete Schedule J for such individual 3 4 For any individual listed on line a, is the su of reportable copensation and other copensation fro the organization and related organizations greater than $5,? f Yes, coplete Schedule J for such individual 4 5 Did any person listed on line a receive or accrue copensation fro any unrelated organization or individual for services rendered to the organization? f Yes, coplete Schedule J for such person 5 Section B. ndependent Contractors Coplete this table for your five highest copensated independent contractors that received ore than $, of copensation fro the organization. Report copensation for the calendar year ending with or within the organization's tax year. Yes No (A) Nae and business address (B) Description of services (C) Copensation 2 Total nuber of independent contractors (including but not liited to those listed above) who received ore than $, in copensation fro the organization 2E55 3. For 99 (22) 8286C 223 V 2-6.8F PAGE

11 THE AMERCAN SOCETY FOR THE PREVENTON OF Stateent of Revenue Check if Schedule O contains a response to any question in this Part V For 99 (22) Page 9 Part V Contributions, Gifts, Grants and Other Siilar Aounts Progra Service Revenue Other Revenue a b c d e 2a b c d 6a 8a 9a a a b c Federated capaigns Mebership dues Fundraising events Related organizations Governent grants (contributions) f All other contributions, gifts, grants, and siilar aounts not included above f 33,83,448. g Noncash contributions included in lines a-f: $,987,624. h Total. Add lines a-f Business Code e f All other progra service revenue g Total. Add lines 2a-2f nvestent incoe (including dividends, interest, and other siilar aounts) ncoe fro investent of tax-exept bond proceeds Royalties (i) Real (ii) Personal Gross rents 279,968. b Less: rental expenses 98,487. c Rental incoe or (loss) 8,48. d Net rental incoe or (loss) a Gross aount fro sales of assets other than inventory b Less: cost or other basis and sales expenses 6,895,975. c Gain or (loss) 5,523,242. d Net gain or (loss) Gross incoe fro fundraising events (not including $ of contributions reported on line c). See Part V, line 8 a 2,8,73. b Less: direct expenses b,48,3. c Net incoe or (loss) fro fundraising events Gross incoe fro gaing activities. See Part V, line 9 a b Less: direct expenses b c Net incoe or (loss) fro gaing activities Gross sales of inventory, less returns and allowances a b Less: cost of goods sold b c Net incoe or (loss) fro sales of inventory Miscellaneous Revenue d All other revenue e Total. Add lines a-d 2 Total revenue. See instructions 2E5. a b c d e (i) Securities 3,37, ,86. 24,63. (ii) Other Business Code (A) Total revenue 37,66,74. (B) Related or exept function revenue (C) Unrelated business revenue ANMAL POSON CONTROL CENTER FEES 999 7,97,658. 7,963,59. 8,599. BERGH ANMAL HOSPTAL FEES 999 5,62,7. 5,62,7. MOBLE VETERNARY CLNC REVENUE , ,889. ADOPTON CENTER FEES , ,867. GLENDALE VETERNARY CLNC REVENUE 999 7,798. 7, ,49,27. 47,86. 4,332,923. (D) Revenue excluded fro tax under sections 52, 53, or 54 2,438,539. 2,438,539. 2,59,96. 2,59,96. 8,48. 8,48. 5,523,242. 5,523, , ,42. LST RENTALS ,78. 35,78. MSCELLANEOUS NCOME ,39. 23, ,7. 63,65,458. 4,324,324. 8,599.,665,795. For 99 (22) 8286C 223 V 2-6.8F PAGE 2

12 THE AMERCAN SOCETY FOR THE PREVENTON OF Part Stateent of Functional Expenses Section 5(c)(3) and 5(c)(4) organizations ust coplete all coluns. All other organizations ust coplete colun (A). For 99 (22) Page Check if Schedule O contains a response to any question in this Part Do not include aounts reported on lines 6b, 7b, 8b, 9b, and b of Part V. 2 Grants and other assistance to governents and organizations in the United States. See Part V, line 2 Grants and other assistance to individuals in the United States. See Part V, line 22 3 Grants and other assistance to governents, organizations, and individuals outside the United States. See Part V, lines 5 and 6 4 Benefits paid to or for ebers 5 Copensation of current officers, directors, trustees, and key eployees 6 Copensation not included above, to disqualified persons (as defined under section 4958(f)()) and persons described in section 4958(c)(3)(B) 7 Other salaries and wages 8 Pension plan accruals and contributions (include section 4(k) and 43(b) eployer contributions) 9 Other eployee benefits Payroll taxes Fees for services (non-eployees): a Manageent b Legal c Accounting d Lobbying e Professional fundraising services. See Part V, line 7 f nvestent anageent fees g Other. (f line g aount exceeds % of line 25, colun (A) aount, list line g expenses on Schedule O.) Advertising and prootion Office expenses nforation technology Royalties Occupancy Travel a b c d e Payents of travel or entertainent expenses for any federal, state, or local public officials Conferences, conventions, and eetings nterest Payents to affiliates Depreciation, depletion, and aortization nsurance Other expenses. teize expenses not covered above (List iscellaneous expenses in line 24e. f line 24e aount exceeds % of line 25, colun (A) aount, list line 24e expenses on Schedule O.) 25 Total functional expenses. Add lines through 24e 26 Joint costs. Coplete this line only if the organization reported in colun (B) joint costs fro a cobined educational capaign and fundraising solicitation. Check here if following SOP 98-2 (ASC ) (A) (B) (C) (D) Total expenses Progra service Manageent and Fundraising expenses general expenses expenses 7,8,8. 7,8,8. For 99 (22) 2E52. 3,777,725. 3,22, ,9. 34,95. 42,963, ,422,882. 2,652,66. 3,888,976. 3,66,426. 2,724, , ,83. 6,432,28. 5,534,6. 329, ,447. 4,84,52. 3,53, ,68. 36, , ,893. 5, ,852.,5, , , , ,37. 44, ,25. 8,95. 76, ,295.,82,65.,82, , ,69. 7,24,285. 6,397,24. 84, ,3. 22,97,96. 2,764,82. 73,879.,33,27. 2,28,377.,735, ,75. 9,94. 9,739,74. 4,97, ,23. 4,5,94. 4,4,89. 3,,53. 47, ,643. 3,58,322. 3,295, , ,769.,4,63.,7,92. 38,46. 95,365. 4,254,739. 3,887, ,752. 2,9. 69, ,645. 7,76. 38,56. OPERATNG SUPPLES 5,59,257. 9,3, ,34. 6,35,538. VETERNARY AND MEDCAL SRVS 4,796,27. 4,796,27. REPARS AND MANTENANCE 698, ,257. 9,8. 3,88. AUTO EPENSE 482,86. 48, All other expenses 8,46,442. 7,96, , ,32. 68,66,59. 29,658,869. 7,669,8. 3,287, ,429,57. 2,584,37. 43,97. 22,7, C 223 V 2-6.8F PAGE 3

13 For 99 (22) Page Part Balance Sheet Check if Schedule O contains a response to any question in this Part (A) (B) Beginning of year End of year Assets Liabilities Net Assets or Fund Balances b Cash - non-interest-bearing Savings and teporary cash investents Pledges and grants receivable, net Accounts receivable, net Loans and other receivables fro current and forer officers, directors, trustees, key eployees, and highest copensated eployees. Coplete Part of Schedule L Loans and other receivables fro other disqualified persons (as defined under section 4958(f)()), persons described in section 4958(c)(3)(B), and contributing eployers and sponsoring organizations of section 5(c)(9) voluntary eployees' beneficiary organizations (see instructions). Coplete Part of Schedule L Notes and loans receivable, net nventories for sale or use Prepaid expenses and deferred charges a Land, buildings, and equipent: cost or THE AMERCAN SOCETY FOR THE PREVENTON OF other basis. Coplete Part V of Schedule D a Less: accuulated depreciation b nvestents - publicly traded securities nvestents - other securities. See Part V, line nvestents - progra-related. See Part V, line ntangible assets Other assets. See Part V, line Total assets. Add lines through 5 (ust equal line 34) Accounts payable and accrued expenses Grants payable Deferred revenue Tax-exept bond liabilities Escrow or custodial account liability. Coplete Part V of Schedule D Loans and other payables to current and forer officers, directors, trustees, key eployees, highest copensated eployees, and disqualified persons. Coplete Part of Schedule L 2,73,9. 2,992,343. 4,77, ,279,796. 4,594,38. 3,4, ,6. 2,7, ,689. 2,95,74. 64,855, ,82, ,623,533. c 4,53,22.,89, ,723,227. 7,247,9. 23,76,2. 2,83,824. 5,534, , ,54, ,73,56. 7,697, ,492,255.,424,46. 4,752, ,2. Secured ortgages and notes payable to unrelated third parties Unsecured notes and loans payable to unrelated third parties Other liabilities (including federal incoe tax, payables to related third parties, and other liabilities not included on lines 7-24). Coplete Part of Schedule D Total liabilities. Add lines 7 through 25 Organizations that follow SFAS 7 (ASC 958), check here and coplete lines 27 through 29, and lines 33 and 34. Unrestricted net assets Teporarily restricted net assets Peranently restricted net assets Organizations that do not follow SFAS 7 (ASC 958), check here and coplete lines 3 through 34. Capital stock or trust principal, or current funds Paid-in or capital surplus, or land, building, or equipent fund Retained earnings, endowent, accuulated incoe, or other funds Total net assets or fund balances Total liabilities and net assets/fund balances ,48, ,6,33. 3,794, ,4,8. 26,356, ,755,65. 34,666, ,64,344. 2,888, ,9, ,9, ,76, ,45,37. 23,492,255. For 99 (22) 2E C 223 V 2-6.8F PAGE 4

14 For 99 (22) Page 2 Part Part Reconciliation of Net Assets Check if Schedule O contains a response to any question in this Part Total revenue (ust equal Part V, colun (A), line 2) Total expenses (ust equal Part, colun (A), line 25) 2 Revenue less expenses. Subtract line 2 fro line 3 Net assets or fund balances at beginning of year (ust equal Part, line 33, colun (A)) 4 Net unrealized gains (losses) on investents 5 Donated services and use of facilities 6 nvestent expenses 7 Prior period adjustents 8 Other changes in net assets or fund balances (explain in Schedule O) 9 Net assets or fund balances at end of year. Cobine lines 3 through 9 (ust equal Part, line 33, colun (B)) Financial Stateents and Reporting Check if Schedule O contains a response to any question in this Part Accounting ethod used to prepare the For 99: Cash Accrual Other f the organization changed its ethod of accounting fro a prior year or checked "Other," explain in Schedule O. 2a Were the organization's financial stateents copiled or reviewed by an independent accountant? 2a f "Yes," check a box below to indicate whether the financial stateents for the year were copiled or reviewed on a separate basis, consolidated basis, or both: Separate basis Consolidated basis Both consolidated and separate basis b Were the organization's financial stateents audited by an independent accountant? 2b f "Yes," check a box below to indicate whether the financial stateents for the year were audited on a separate basis, consolidated basis, or both: Separate basis Consolidated basis Both consolidated and separate basis c 3a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in b THE AMERCAN SOCETY FOR THE PREVENTON OF f "Yes" to line 2a or 2b, does the organization have a coittee that assues responsibility for oversight of the audit, review, or copilation of its financial stateents and selection of an independent accountant? f the organization changed either its oversight process or selection process during the tax year, explain in Schedule O. the Single Audit Act and OMB Circular A-33? f "Yes," did the organization undergo the required audit or audits? f the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits 63,65, ,66,59. -5,,6. 82,9,579. 8,2, , ,45,37. 2c 3a 3b Yes No For 99 (22) 2E C 223 V 2-6.8F PAGE 5

15 SCHEDULE A (For 99 or 99-EZ) Departent of the Treasury nternal Revenue Service Public Charity Status and Public Support Coplete if the organization is a section 5(c)(3) organization or a section 4947(a)() nonexept charitable trust. Attach to For 99 or For 99-EZ. See separate instructions. OMB No À¾µ Open to Public nspection Nae of the organization THE AMERCAN SOCETY FOR THE PREVENTON OF Eployer identification nuber CRUELTY TO ANMALS Part Reason for Public Charity Status (All organizations ust coplete this part.) See instructions. The organization is not a private foundation because it is: (For lines through, check only one box.) A church, convention of churches, or association of churches described in section 7(b)()(A)(i). A school described in section 7(b)()(A)(ii). (Attach Schedule E.) A hospital or a cooperative hospital service organization described in section 7(b)()(A)(iii). A edical research organization operated in conjunction with a hospital described in section 7(b)()(A)(iii). Enter the hospital's nae, city, and state: 5 An organization operated for the benefit of a college or university owned or operated by a governental unit described in section 7(b)()(A)(iv). (Coplete Part.) A federal, state, or local governent or governental unit described in section 7(b)()(A)(v). An organization that norally receives a substantial part of its support fro a governental unit or fro the general public described in section 7(b)()(A)(vi). (Coplete Part.) A counity trust described in section 7(b)()(A)(vi). (Coplete Part.) An organization that norally receives: () ore than 33/3 % of its support fro contributions, ebership fees, and gross receipts fro activities related to its exept functions - subject to certain exceptions, and (2) no ore than 33/3% of its support fro gross investent incoe and unrelated business taxable incoe (less section 5 tax) fro businesses acquired by the organization after June 3, 975. See section 59(a)(2). (Coplete Part.) An organization organized and operated exclusively to test for public safety. See section 59(a)(4). An organization organized and operated exclusively for the benefit of, to perfor the functions of, or to carry out the purposes of one or ore publicly supported organizations described in section 59(a)() or section 59(a)(2). See section 59(a)(3). Check the box that describes the type of supporting organization and coplete lines e through h. a Type b Type c Type -Functionally integrated d Type -Non-functionally integrated (A) e f g h By checking this box, certify that the organization is not controlled directly or indirectly by one or ore disqualified persons other than foundation anagers and other than one or ore publicly supported organizations described in section 59(a)() or section 59(a)(2). f the organization received a written deterination fro the RS that it is a Type, Type, or Type supporting organization, check this box Since August 7, 26, has the organization accepted any gift or contribution fro any of the following persons? (i) A person who directly or indirectly controls, either alone or together with persons described in (ii) and (iii) below, the governing body of the supported organization? (ii) A faily eber of a person described in (i) above? (iii) A 35% controlled entity of a person described in (i) or (ii) above? Provide the following inforation about the supported organization(s). (i) Nae of supported organization (ii) EN (iii) Type of organization (described on lines -9 above or RC section (see instructions)) (iv) s the (v) Did you notify (vi) s the organization in the organization organization in col. (i) listed in in col. (i) of col. (i) organized your governing docuent? your support? in the U.S.? Yes No Yes No Yes No g(i) g(ii) g(iii) Yes No (vii) Aount of onetary support (B) (C) (D) (E) Total For Paperwork Reduction Act Notice, see the nstructions for For 99 or 99-EZ. Schedule A (For 99 or 99-EZ) 22 2E C 223 V 2-6.8F PAGE 6

16 Schedule A (For 99 or 99-EZ) 22 Page 2 Part Support Schedule for Organizations Described in Sections 7(b)()(A)(iv) and 7(b)()(A)(vi) (Coplete only if you checked the box on line 5, 7, or 8 of Part or if the organization failed to qualify under Part. f the organization fails to qualify under the tests listed below, please coplete Part.) Section A. Public Support Calendar year (or fiscal year beginning in) Gifts, grants, contributions, and ebership fees received. (Do not include any "unusual grants.") 2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf 3 The value of services or facilities furnished by a governental unit to the organization without charge 4 Total. Add lines through 3 5 The portion of total contributions by each person (other than a governental unit or publicly supported organization) included on line that exceeds 2% of the aount shown on line, colun (f) 6 Public support. Subtract line 5 fro line 4. Section B. Total Support Calendar year (or fiscal year beginning in) 7 Aounts fro line 4 8 Gross incoe fro interest, dividends, payents received on securities loans, rents, royalties and incoe fro siilar sources 9 Net incoe fro unrelated business activities, whether or not the business is regularly carried on Other incoe. Do not include gain or loss fro the sale of capital assets (a) 28 (b) 29 (c) 2 (d) 2 (e) 22 (f) Total (a) 28 (b) 29 (c) 2 (d) 2 (e) 22 (f) Total (Explain in Part V.) ATCH Total support. Add lines 7 through 2 Gross receipts fro related activities, etc. (see instructions) 2 3 First five years. f the For 99 is for the organization's first, second, third, fourth, or fifth tax year as a section 5(c)(3) organization, check this box and stop here Section C. Coputation of Public Support Percentage 4 Public support percentage for 22 (line 6, colun (f) divided by line, colun (f)) 4 5 Public support percentage fro 2 Schedule A, Part, line 4 5 6a 33 /3 % support test f the organization did not check the box on line 3, and line 4 is 33/3 % or ore, check this box and stop here. The organization qualifies as a publicly supported organization b 33 /3 % support test - 2. f the organization did not check a box on line 3 or 6a, and line 5 is 33/3 % or ore, check this box and stop here. The organization qualifies as a publicly supported organization 7a THE AMERCAN SOCETY FOR THE PREVENTON OF ,795,33.,,832.,344, ,738,87. 37,66, ,56,624.,795,33.,,832.,344, ,738,87. 37,66, ,56,624. %-facts-and-circustances test f the organization did not check a box on line 3, 6a, or 6b, and line 4 is % or ore, and if the organization eets the "facts-and-circustances" test, check this box and stop here. Explain in Part V how the organization eets the "facts-and-circustances test. The organization qualifies as a publicly supported organization b %-facts-and-circustances test - 2. f the organization did not check a box on line 3, 6a, 6b, or 7a, and line 5 is % or ore, and if the organization eets the "facts-and-circustances" test, check this box and stop here. Explain in Part V how the organization eets the "facts-and-circustances" test. The organization qualifies as a publicly supported organization 8 Private foundation. f the organization did not check a box on line 3, 6a, 6b, 7a, or 7b, check this box and see instructions % 9.8 % Schedule A (For 99 or 99-EZ) ,56,624.,795,33.,,832.,344, ,738,87. 37,66, ,56,624. 5,389,353. 4,678,89. 5,527,533. 7,6,725. 5,228, ,885,898. 2,793,348. 2,765,69. 2,555,84. 2,473,349. 2,492,883. 3,8,3. 625,473, ,879,454. 2E C 223 V 2-6.8F PAGE 7