PASRR MODERNIZATION. Presented By: Vanessa Convard PASRR Manager, Division of Aging

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PASRR MODERNIZATION Presented By: Vanessa Convard PASRR Manager, Division of Aging

Purpose The purpose of this presentation is to give a high-level overview of the PASRR system. For more detailed information, please refer to the resources offered at the end of the presentation.

What We Will Review Overview of the PASRR Process Assessments Possible Outcomes Provider Roles & Expectations Common Issues & Resolutions Addressing Peer Questions Contact Information Resources

Overview of Process

History PASRR was created in 1987 through language in the Omnibus Budget Reconciliation Act (OBRA). It has three goals: 1. to identify individuals with mental illness (MI) and/or intellectual disability (ID) 2. to ensure they are placed appropriately, whether in the community or in a NF; and 3. to ensure that they receive the services they require for their MI or ID (wherever they are placed). http://www.pasrrassist.org/resources/laws-and-rules/introduction-pasrr

Purpose of Modernization The goal is to create a more personcentered, conflict-free system This newer system increases the accuracy of assessments for PASRR It also decreases the risk of a person becoming institutionalized

Assessments Level 1 Level 2 Level of Care

Level 1 The purpose of a Level I screen, given to all NF applicants, is to determine whether an individual might have MI and/or ID. This screen should yield a positive result if the individual might have MI and/or ID (i.e., it should produce no false negatives). http://www.pasrrassist.org/resources/laws-and-rules/introduction-pasrr http://www.pasrrassist.org/resources/federal-regulations/pasrr-plain-english

Level 2 The Level II evaluation is meant to "look behind" the diagnosis of record. If an individual tests positive at Level I, the subsequent Level II screen will: Confirm or disconfirm the results of the Level I screen, and For individuals who have MI or ID, determine where they should be placed whether in a NF or in the community and identify the set of services they require to maintain and improve their functioning. to enumerate the MI/ID services the individual needs, including services the NF can provide under its per diem and services that must be arranged separately (so-called "specialized services"). http://www.pasrrassist.org/resources/laws-and-rules/introduction-pasrr http://www.pasrrassist.org/resources/federal-regulations/pasrr-plain-english

Level of Care (LOC) The LOC screen is an evaluation to determine the most appropriate setting to meet an individual s medical & behavioral needs. The LOC screen identifies whether or not a person requires the level of care provided in a skilled or intermediate nursing facility, and if appropriate for NF admission, how much time the individual is expected to need. Only required for residents who have (or who will have) Medicaid as a payer Indiana PASRR Provider Manual

Exemptions to Level 2 Exempted Hospital Discharge This exemption is limited to stays of up to 30 days. It is allowed only when all the following circumstances exist: The resident has been hospitalized for acute inpatient care. The resident requires NF services for the condition for which care was received in the hospital. The attending physician certifies before admission to the facility that the resident is expected to require fewer than 30 days of NF services. Dementia Exemption Applies to 1) people with a sole diagnosis of dementia, or 2) people with dementia & MI diagnosis Level 1 must include documentation that supports dementia as primary diagnosis. Cannot occur unless sufficient evidence confirms the progression of dementia as primary. Indiana PASRR Provider Manual

Level 2 Categorical Decisions Provisional Emergency Situations Sudden, unexpected & urgent need for placement Individual meets APS or DCS criteria A lower level of care is not available Up to 7 calendar days Respite Care Respite care concerns individuals admitted to an NF from home for short-term respite care. To qualify for respite care, on admission, there must be an expressed intention of leaving the NF by the expiration of the approved respite time period. Up to 30 days per calendar quarter, with 15 days or more inbetween stays Indiana PASRR Provider Manual

Possible Outcomes Level 1 Level 2 Level of Care

Possible Outcomes of Level 1 No Level 2 Required Level 2 Negative, No Status Change Level 2 Positive, No Status Change Exempted Hospital Discharge Emergency Categorical Respite Categorical Refer for Level 2 Onsite Withdrawn Cancelled Indiana PASRR Provider Manual

Possible Outcomes of LOC & Level 2 Approved for Short-Term Skilled Nursing Facility (30, 60, 90, or 120 calendar days) Approved for Short-Term Intermediate Nursing Facility (30, 60, 90, or 120 calendar days) Approved for Long-Term Skilled Nursing Facility (120+days) Approved for Long-Term Intermediate Nursing Facility (120+days) Denied for Nursing Facility (referred to AAA for onsite assessment) Indiana PASRR Provider Manual

Important Note Please be aware that at times, when both the LOC & L2 are completed, their dates may be somewhat different. The shorter stay of the two is always the default, unless otherwise instructed by the PASRR Manager at Division of Aging (Vanessa Convard) & Director of Client Services at the Bureau of Developmental Disability Services (Holly Wimsatt).

As of September 5, 2017 NEW! Anyone referred for an IDD (intellectual or developmental disability) Level 2 evaluation will have their L2 outcome accessible within AsessmentPro ~This does not affect the L2 process for MI (mental illness) assessments, only IDD~

Provider Roles in New System Hospitals Nursing Facilities Area Agencies on Aging

INDIANA PASRR LEVEL I & LOC PROCESS OVERVIEW FOR PROVIDERS (helpful infographic)

S c e n a r i o : S u b m i t t i n g E n t i t y : C o m p l e t e i n A s s e s s m e n t P r o : U p l o a d * t o A s s e s s m e n t P r o : P r o c e s s C h a n g e s : Individual seeking nursing facility admission from hospital (80%) Hospital SHORT PASRR Level I Complete for all LOC Short Form Complete for Medicaid recipients (and anyone who triggers a PASRR Level II) Required: H&P MAR If Applicable: Psychiatric Evaluation Cognitive Testing No 450B No submission to AAA No paper to pass on to nursing facility Data entry by discharge planner Quicker turnaround times Continued stay requests (LOC only) Resident becomes Medicaid eligible (LOC only) Change in Status Emergency admission Out of state admission Respite admission Nursing Facility LONG PASRR Level I Complete for change in status, emergency admits, & out of states LOC Long Form Complete for Medicaid recipients PathTracker Complete for notice of admission and transfer to another nursing facility Required: H&P MAR MDS (Resident Review Only) Helpful if Available: Psychiatric Evaluation Cognitive Testing Nursing/Progress Notes No 450B No submission to AAA Less paper to maintain No e-450b system needed Data entry in system by nursing facility staff Quicker turnaround times No LOC decision required for non- Medicaid stays unless a Level II is triggered Individual seeking nursing facility admission from home Area Agency on Aging (AAA) LONG PASRR Level I Complete for all LOC Long Form Complete for all Required: H&P MAR If Applicable: Psychiatric Evaluation Cognitive Testing New LOC tool Standardized definition of options counseling that should be part of an at-home PASRR screening No paper to pass on to nursing facility

Common Issues & Resolutions Incomplete Information Transfer/Discharge Retrospective Reviews

Incomplete Information We frequently find that key information hasn t been submitted. This includes: Assessments (L1, LOC) Demographic Information Pathtracker Admit/Transfer/Discharge Dates This delays us from entering information into Core and can cause issues for other facilities, including delay payment. Please be sure all appropriate assessments, accurate demographics, and Pathtracker dates are entered in a timely manner

Transfer/Discharge Sometimes facilities will click discharge instead of transfer, which triggers us to end their LOC prematurely. Click Transfer When: Person is going into a hospital Person is going into another nursing facility Click Discharge When: Person is being discharged to a community setting, such as home

Retrospective Reviews The guideline for submitting a LOC is 6-months after the admission date Ascend is required to auto-deny anything after 6- months To resolve: Email PASRR@fssa.in.gov Subj.: Retrospective Review Exception Request Explain why the LOC is being submitted past 6-months Wait for further instruction on how to get an exception approved OR explanation on why it will be denied Please be aware: We cannot guarantee approval. Only those with a reasonable explanation will be approved.

Answers to Your Questions These questions have been asked by your peers and may be similar to issues you have experienced.

1. If someone chooses not to participate, is there a one year penalty just like with previous process? A: This is one of the differences between the previous process and the new one: You cannot opt out of PASRR. It is a federal requirement. You cannot admit to a nursing facility without going through PASRR and cannot have Medicaid pay without an approved Level of Care. 2. When LOC's are withdrawn by Ascend what do we do? Ex: Social Services filled out, but Ascend denied with reason "private pay". A: There are several reasons Ascend may withdraw a LOC. One is if the person is not using, and there isn t notation that in the future they may be using, Medicaid. If a person isn t using Medicaid, the LOC is unnecessary. If they are using Medicaid, but the LOC was still withdrawn, then we encourage you to reach out to Ascend, the PASRR Help Desk, or the PASRR Manager, and ask them to resolve the issue. Q & A

Q & A 3. Ascend says in compliance, but we have no LOC. How do we resolve? A: Compliance speaks to PASRR, not LOC. A LOC only has to be completed when Medicaid is the payer. If Medicaid isn t the payer, a person could be in compliance without having a LOC completed. If Medicaid is the payer, a LOC needs to be submitted as soon as possible. 4. Having issues getting Level 1 and LOC because previous facility has not discharged resident. Resolution? A: This has been an ongoing issue and is part of why we encourage facilities to enter information into Pathtracker immediately. You will need to contact the previous facility and demand they discharge the client with an accurate discharge date. If you would like support in ensuring the previous facility fulfills their responsibility, you may contact us.

Q & A 5. When they have been in previously, but no Ascend processed, how can new facility correct? A: If you are speaking to PASRR they need proof of original 4B. If they have not had a completed PASRR in Ascend Path tracker will throw a soft warning of noncompliance. They are instructed to disregard the warning if they have a historical copy. This will become less of an issue over time because of the AssessmentPro system. 6. As in the old process, there was a 5 day grace period. Is that still in effect? A: Same answer as question 1; There is no longer a grace period as a person can no longer opt out. PASRR must be completed prior to admission.

Q & A 7. When someone admits and we do not have a Level 1 from hospital, are we in compliance? Who is responsible to correct? A: First, a person should not be submitted to a nursing facility without a Level 1 being completed. If that person is coming from a hospital, then it is the hospital s responsibility to complete the Level 1. The NF has the right to refuse a resident until that is completed. If you have a current resident who does not have a Level 1, you may complete the Level 1 to maintain compliance, but please make us aware that it was not completed by the hospital. If the person is coming from a community setting, this is the responsibility of the AAA. The NF is only responsible if the person has a status change that triggers the need to complete a new Level 1.

Contact Information Vanessa Convard 317-232-4355 Vanessa.Convard@fssa.in.gov PASRR Help Desk PASRR@fssa.in.gov

Resources Indiana PASRR User Tools from Ascend https://www.ascendami.com/ami/providers/yourstate/indianapasrru sertools.aspx Manual, Training, FAQ, and Infographics found here Introduction to PASRR http://www.pasrrassist.org/resources/laws-and-rules/introduction-pasrr PASRR in Plain English http://www.pasrrassist.org/resources/federal-regulations/pasrr-plainenglish Indiana PASRR Provider Manual Version 9/19/2016 https://www.ascendami.com/ami/portals/1/in%20pasrr%20resources /IN%20Provider%20Manual%2009192016.pdf Indiana Medicaid Website http://provider.indianamedicaid.com/about-indianamedicaid/member-programs/special-programs/pre-admissionscreening-and-resident-review-(pasrr).aspx