Real world evidence in China Current practices, challenges, strategies and developments

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Real world evidence in China Current practices, challenges, strategies and developments Xin Sun, PhD, Professor ISPOR West China Chapter Chinese Evidence-based Medicine Center West China Hospital, Sichuan University, China Outlines 1. Short history and current practices 2. Challenges in the production and use of RWE 3. Proposed strategies for developing a RWE ecosystem 4. Current development with special reference to regulatory decisions 1

A short history of RWE in China 2000 and on: early efforts on outcomes research and big data Early development synergized with the promotion of outcomes research by ISPOR Active roles of multi-nation Pharma, primarily used for post-approval clinical assessment and marketing access The China s big data initiative further boosted the development 2010: official introduction of RWE concept The concept first introduced by researchers from traditional Chinese medicine 2012: parallel efforts on CER Professional societies (e.g. EBM subcommittee of the Chinese Medical Doctor Association) introduced the comparative effectiveness research concept 2016 and on: systematic introduction of RWE framework The Chinese Evidence-based Medicine Center and ISPOR West China Chapter officially and systematically introduced the concept and methodology across the country Production of RWE rapidly increased over the past years in China Sun X* et al. BMJ. 2018;360:j5262 Retrospective database studies and registry studies rapidly increased after 2009 cancer and vascular diseases staying on the top * Searched up to June 2007 Most pragmatic trials tested traditional Chinese medicine Reference Study setting Participants Feng et al. (2007) 1 Schools in Chengdu 305 children with at least one visible whitespot lesion Wei et al. (2010) 2 A general hospital in Henan Province 176 patients with myelodysplastic syndrome Yu et al. (2010) 3 General and TCM hospitals in Beijing, 300 inpatients with ischemic stroke Tianjin, Henan, Hebei and Shandong Tian et al. (2011) 4 General and infectious disease hospitals across China 153 HIV/AIDS patients with chronic diarrhoea Ye et al. (2011) 5 Twelve hospitals across China 700 inpatients with acute ischemic stroke Li et al. (2012) 6 Henan Province 50 HIV/AIDS patients who were receiving highly active anti-retroviral therapy Li et al. (2014) 7 Hospitals in Shanghai 127 patients with chronic kidney disease Dong et al. (2014) 8 Schools in Chengdu 177 school children with at least one visible white-spot lesion Liu et al. (2015) 9 Rural counties and urban districts from Heilongjiang, Jiangsu, Hunan and Chongqing 4,292 outpatients with new pulmonary tuberculosis (TB) Browning et al. Community Health Stations in Fengtai 669 patients with type 2 diabetes (2016) 10 district, Beijing Fu et al. (2016) 11 General hospitals in Beijing and Henan 260 inpatients with ischemic stroke Li et al. (2016) 12 A pancreas centre of a general hospital in Chengdu Chien et al. Psychiatric out-patient clinics in mainland (2017) 13 China, Hong Kong and Taiwan Wei et al. (2017) 14 Township hospitals in central Zhejiang province Wu et al. (2017) 15 Endocrinology and Acupuncture out-patient clinics of a general hospital in Beijing Yang et al. (2017) 16 Campus advertisements from several universities in Chengdu 140 inpatients with severe acute pancreatitis accompanied with paralytic ileus 342 patients with schizophrenia spectrum disorders 28,130 patients at high risk of cardiovascular disease (CVD) 369 male smokers 152 patients with primary dysmenorrhea 2

Increasing use of RWE for healthcare and policy decisions in China Authorities Major uses Relative importance of RWE for decision making Chinese Drug Administration Medical Security Bureau National Health Commission Post-approval decisions Post-approval drug assessment and safety surveillance ++++ Label changes and new indication assessment + Pre-approval decisions Supporting evidence for investigational new drug approval (e.g. disease burden and practice pattern) +++ Drug coverage decisions Parameters for Cost-effectiveness analysis Cost of illness and disease burden ++++ Clinical outcomes and epidemiological data +++ Health-related quality of life and utility + Parameters for budget impact analysis ++++ Health technology assessment Healthcare quality and safety surveillance Clinical outcomes for emerging technologies ++++ Cost assessment ++++ Measurement of healthcare quality indicators ++++ Safety monitoring and assessment ++++ Healthcare providers Clinical practice guidelines Disease burden assessment ++++ Clinical assessment if classical trials not available ++++ Safety assessment of treatments ++++ Diversified real world data sources in China Typical data sources Examples Strengths Limitations Regional electronic health records Electronic medical records from single care institutions Xiamen municipal city regional EHR Yinzhou district regional EHR Fuzhou municipal city regional EHR West China Hospital, Sichuan University Disease registries National cancer registry Bianque chest pain registry Claims databases National claims database Chengdu municipal city regional claims database Most comprehensive data; may develop longitudinal follow up Well documented clinical data, particularly during hospitalization Data collected in a structured manner, often comprehensive Good for cost analysis Data may not be accessible Lack of follow up data; incomplete outpatient data May not be accessible Lack of clinical and lab data 3

Chinese Evidence-based Medicine Center and ISPOR West China Chapter move forward China s RWE initiative 2013 Initiated the RWE initiative 2014 ISPOR West China Chapter: focus on the production and use of RWE to support regulatory and coverage/payment decisions 2015 National grants to support the methodology development for drug safety surveillance using real world data 2016 Chinese FDA funded the assessment of antibiotics safety using EMR First national methodology workshop on real world studies 2017 Forum on Real World Evidence and Healthcare Practice and Policy China Real World Evidence Alliance (ChinaREAL) established 2018 Invited analysis paper on real world evidence in China The First Congress on Real World Data and Studies Real World Evidence Initiative Challenges: RWE development still at early stage in China Sun X* et al. BMJ. 2018;360:j5262 Misconduct and misinterpretations are common Types of misunderstanding Examples Real world data (RWD) RWD are another word for big data RWD are allowed for low quality given its nature Real world studies (RWS) RWS are universally observational RWS are typically cheap RWS have no control group RWS have no quality control RWS should not set up restrictions to patient inclusion RWS do not need ethical review Informed consent is not needed for any type of real world studies Real world evidence (RWE) RWE less trustworthy than classical trials RWE better than classical trials in their findings RWE applicable only to drug assessment RWE of low quality 4

Lack of coordination and inadequate research capacity Lack of coordination at the national level Limited collaboration between organizations Insufficient interactions between research organizations and RWE users Absence of authority technical guidance No research guidance applicable to the Chinese setting No standards for data acquirement, processing, and quality Insufficient research capacity Small number of research groups with expertise in data application Very small number of higher education programs China REal World Data and Study ALliance: ChinaREAL Missions and goals Develop an RWE ecosystem for China Advocate for the quality production and understanding of RWE Focus on medical products and disease management Liaise with multiple stakeholders to promote the use of RWE for healthcare and policy decisions Data network Researchers RWE Ecosystem Clinicians Co-organized by the Chinese Evidence-based Medicine Center, ISPOR West China Chapter, and CREAT Group Policy makers 5

ChinaREAL: a network of collaboration Involve multiple stakeholders Officials from authorities: State Drug Administration, Medical Security Bureau, National Health Commission Opinion leaders and leading scientists: Epidemiology, biostatistics, pharmacoeconomics, health informatics Data partners: regional EHR, hospital EMR, disease registries, claims database Industrial collaborators: HEOR, pharmacoepidemiology, medical affairs Advisory board Coordinating office Officials from authorities, in particular regulators, payers Opinion leaders Chinese Evidence-based Medicine Center/CREAT Group Major themes A platform for communication Data partners EMR/EHR, disease registries Data supporting technologies Support Working Group Pharmacoepidemiology Pharmacoeconomics Biostatistics Medical informatics and computing A station for education/training A consortium of researchers Regulators Payers Professional societies Healthcare professionals Industry China s First Congress on Real World Data and Studies June 21-23, 2018 Chengdu, China Explore the value of real world evidence for regulatory and coverage decisions Over 700 participants across the country International experts from ISPOR (Marc Berger), The BMJ, and University of Oxford Experts from national authorities (Chinese Drug Administration, Medical Security Bureau) National opinion leaders Researchers from over 20 universities Over 15 pharmaceutical companies Reporting by the ISPOR 6

Synergized education and training programs Master and PhD degree programs Sichuan university, Peking University, Fudan University, Sun Yat-Sen University Specializations focusing on the use of real world data Drugs and devices monitoring and assessment Pharmacoeconomics and drug policy Rational drug use and clinical translation Disease management National training workshops 2-day focused training Delivered in short courses Retrospective database studies Registry studies Pragmatic clinical trials Issues about bias and confounding Issues about data privacy and ethic review University courses First national workshop on RWD methodology 2016 Chengdu, China Consortium of research scientists across the country A group of over 40 research scientists, expertise with real world data Pharmacoepidemiology and clinical epidemiology Medical statistics or biostatistics Health economics or pharmacoeconomics Health informatics and computing Special interest groups (SIG): specialized applications of real world data Clinical outcomes assessment and guideline translation for medical products Pharmacoecnomic assessment and policy on medical products Disease management Statistical methods Internal annual meetings to discuss cutting-edge methods and issues 7

Recent developments: The use of real world studies for regulatory decisions experience from the State Drug Administration Mainly used for post-approval drugs and devices surveillance and evaluation Center for Drug Re-Evaluation and National Center for ADR Monitoring RWD already commonly used Active surveillance - drug ADR signal detection and confirmation New drug target surveillance Analysis of drug utilization Center for Drug Evaluation (CDE) At the pilot phase Currently used for generic/non-patent drug re-evaluation Developed the research framework for post-approval drugs monitoring and evaluation Chinese Journal of Evidence-based Medicine. 2018; 18:277-283 8

Streamline post-approval drug safety monitoring, evaluation, recommendation and action The framework for using RWD to support ADR identification, confirmation, and policy translation ADR Monitoring system ADR spontaneous reporting CHPS active monitoring Safety signal detection Case reports Spontaneous reporting Active monitoring * CHPS: Chinese Hospital Pharmacovigilence System Signal confirmation Research organization Assess quality of evidence and strength of causation Large database studies Pragmatic clinical trials Research organization Independent research to confirm or refute the signal Recommendations Quality of evidence assessment Causality assessment Policy development Risk mitigation management Policy assessment Regulators Policy document and implementation Practical example 1: pragmatic clinical trial to test an ancillary therapy for patients with non-small cell lunge cancer (NSCLC) Study overview Primary aim: test whether ancillary therapy could reduce toxic effects of regular chemotherapy in the real-world setting Multi-center, open label, randomized controlled trial Patients with operable NSCLC (stage II and IIIa) who receive chemotherapy Use versus not use of ancillary therapy Anti-cancer guideline-recommended treatments available for both groups Treatment variations allowed among patients to reflect real-world setting Primary outcome: risk of severe toxic events measured by WHO guideline A randomization ratio of 1:1 A planned 3-year follow up 9

An integrated approach to collecting data Baseline data from EMR Basic demographic characteristics General disease information Tumor information Surgical information Treatment plan after surgery Quality of Life Questionnaire Informed consent and baseline (on the day of the first adjuvant chemotherapy after operation) Primary endpint 6m±7d after enrollment During Chemo-radiotherapy (data collected 2-3 days after each chemotherapy cycle) Data collected from EMR Treatment plan The grading of hematological toxicity on anti-cancer drug Tumor information Infectious disease during hospitalization Data collected from Interview Quality of Life Questionnaire Death, metastasis, recurrence Information on the use of ancillary therapy 12m±7 d 18m±7 d 24m±7 d 30m±7 d 36m±7 d Post-treatment follow up Data from EMR Tumor progression information Data from Interview Quality of Life Questionnaire Death, metastasis, recurrence Information on the use of ancillary therapy Readmission after chemo-radiotherapy Treatment plan after discharge Practical example 2:Use of EMR database to assess risk of bleeding and coagulation disorders of an antibiotic Background Signal first identified by the National Center for ADR Monitoring through spontaneous reports Sporadic adverse events reported in medical literature, with no convincing evidence Laboratory and animal studies suggested antibiotics with NMTT chain carries risk of coagulation disorder, platelet aggregation, and bleeding A study to ascertain the association between the antibiotic and bleeding risk commissioned by the National Center for ADR Monitoring Research objectives Understand the proportion of bleeding or coagulation disorder among hospitalized patients who used antibiotic A Investigate whether the use of antibiotic A would be associated with increased risk of bleeding and coagulation disorder Explore the factors associated with bleeding and coagulation disorders 10

West China Hospital has one of the best EMR databases in China One of the leading academic medical center in China ranked first in medical research EMR established in 2008 and maturated in 2010 Annual number of hospitalizations: 200,000 Validated ICD-10 coding Linked data Linked with registry ID or IP Demographic characteristics Medication cost Diagnosis Surgery information Medical order Laboratory Medical history Storage of data: Excel dataset TXT file with comma separated Acknowledgements International Society for Pharmacoeconomics and Outcomes Research (ISPOR) The British Medical Journal (BMJ) State Drug Administration Center for Drug Evaluation and Center for Drug Reevaluation; National Center for ADR Monitoring ChinaREAL advisory and working group members: Kun Zhao, Youping Li, ChenYao, Hong Li, Jeff Guo, Jiuhong Wu, Shanlian Hu, Jing Wu, Pei Gao, Xiaoxia Peng, Jing Tan, Wen Wang, Ling Li CREAT research for better healthcare 11