The RF exists to serve The State University of New York (SUNY) and capitalize on the scope, scale and diversity of SUNY as an engine of New York

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RF The RF exists to serve The State University of New York (SUNY) and capitalize on the scope, scale and diversity of SUNY as an engine of New York state s innovation economy. As the largest most comprehensive university-connected research foundation in the country, the RF provides two core services Sponsored Programs Administration and Commercialization to assist SUNY faculty to translate research and discovery into invention, innovation, entrepreneurship, economic opportunity and public benefit. Working together with our SUNY colleagues, we are focused on maximizing the potential of SUNY s assets across the state to drive investment and job growth. 2

Vision The RF will be the best-in-class partner as it: delivers high quality, focused and efficient service to faculty and staff, sponsors and the SUNY research community provides an environment that facilitates sponsored program collaboration among SUNY campuses and with the public and private sectors capitalizes on the scope, scale and diversity of SUNY as an engine of New York State s innovation economy 3

Mission The RF works with the academic and business leadership of campuses to support research and discovery at SUNY through efficient and skillful administration of sponsored projects and adept transfer and sharing of intellectual property for public benefit and economic growth. 4

Values In carrying out its mission, the RF values: people, community and collaboration the academic environment and individual campus missions integrity and ethical behavior flexibility, adaptability and innovation quality and efficiency accountability and transparency 5

RF Core Services The RF provides two core services that support research at SUNY. Sponsored Programs Administration grant management services that allow faculty to focus their time on research and instruction Commercialization Support Services tools and services that advance entrepreneurial opportunity and economic development 6

Sponsored Programs Administration The RF supports nearly $1 billion in SUNY research activity annually. The research programs are funded by federal and state government, private sector company and nonprofit foundation sponsor grants. 2011 TOTAL RESEARCH ACTIVITY $940,500,000 2011 GRANTS BY FUNDING SOURCE Federal New York State Industry/ Other $574.7 $176.9 $176.9 Biomedical Research Lab, University of Buffalo 7,380 TOTAL GRANTS 7

Sponsored Programs Administration SUNY research drives innovation and invention that often leads to new products, new businesses and new jobs. The RF helps SUNY faculty through every step of the research grant process allowing them to focus on their work and ensuring compliance with university, grant sponsor and government policies and procedures. RESEARCH GRANT LIFE CYCLE Conduct the research Submit technical report to sponsors and disclose inventions Publish results and present to academic societies Prepare and submit proposal to sponsor Negotiate and accept grant Commercialize IP Faculty and RF Faculty RF Process transactions including hiring and payroll, and purchasing goods and services Bill and collect payments from sponsors Complete required reports (e.g., financial, patent, property) for submission to sponsors and government agencies 8

Commercialization SUNY expands New York s capacity to grow and produce jobs. The RF connects business and industry to SUNY faculty, discoveries and facilities to move ideas and inventions to the marketplace for public benefit and economic growth. COMMERCIALIZATION ECOSYSTEM www.rfsuny.org/commercialization It all starts here SUNY Research DISCOVERY IP Commercialization Hubs Sponsors Pre-seed Funding COMMERCIALIZATION Faculty Students Facilities Entrepreneurs Industry Government TRANSLATION IP Licensing Startup Company Partnership Development DEVELOPMENT Venture Capital Economic Development Agencies 9

Growth through Collaboration and Innovation The RF provides SUNY faculty with tools that support greater interdisciplinary cooperation and collaboration within and across the SUNY research community to drive economic growth. www.rfsuny.org/sunyscholar } } } 21,000 faculty profiles $33 billion 2 million faculty experts worldwide 10

Growth through Collaboration and Innovation SUNY offers a broad array of assets that advance innovation and create jobs. Industry and academic partners from around the world can connect with the Power of SUNY. www.sunymap.org/researchmap 6 Centers of Advanced Technology 16 SUNY- Affiliated Incubators 5 Centers of Excellence 64 SUNY Campuses 22 Small Business Development Centers 34 Collaborative Research Ventures 11

Growth through Collaboration and Innovation SUNY assets provide unlimited opportunity for job growth and investment. SUNY REACH (Research Excellence in Academic Heath) has attracted more than $8 million in grant funding in two years and is a model for collaborative research success at SUNY. FOUR RESEARCH PILLARS: CANCER INFECTIOUS DISEASES/EMERGING PATHOGENS DISORDERS OF THE NERVOUS SYSTEM DIABETES AND CARDIOVASCULAR DISEASE 12

Accountability and Transparency The RF openly describes and reports its business and mission progress to the world. A-133 Audit Report Grants Awarded to SUNY RF enews Diversity and Ethics Key Business Indicators IRS Form 990 www.rfsuny.org SUNY Assets Map Annual Reports Operating Plan RF Pocket Guide RF Financial Concepts 101 Facebook 13

For further information contact: Bonny G. Boice Interim President (518) 434-7061 bonny.boice@rfsuny.org Garrett H. Sanders Vice President Sponsored Programs Administration (518) 434-7130 garrett.sanders@rfsuny.org Heather M. Hage, Esq. Director Commercialization Practice Group (518) 434-7045 heather.hage@rfsuny.org Peter M. Taubkin Director External Relations & Corporate Communications (518) 434-7063 peter.taubkin@rfsuny.org www.rfsuny.org/contacts 14 Visit www.rfsuny.org and connect with the RF on Facebook at www.facebook.com/rfsuny.