Value-Based Payment Model Designs for Behavioral Health Services in Primary Care

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Value-Based Payment Model Designs for Behavioral Health Services in Primary Care Using collaborative depression care management as a case study due to existing evidence, experience, and measures Robert Ferguson, Director of Government Grants and Policy, Pittsburgh Regional Health Initiative 2015-2016 Health and Aging Policy Fellow

Outline Background Overview of collaborative care management Review of cost-savings from the IMPACT study Limitations and effect of existing FFS codes Literature to inform new payment models Considerations for value-based payment models in ACOs and health homes

JHF Functions a A Think, Do, Train, and Give Tank Two Non-Profit Operating Arms A Regional Health Improvement Collaborative (RHIC) Building the Health Leaders of Tomorrow

PRHI Provides Transformation and Quality Improvement Support Across Care Settings Informed, Activated, Data to Discerning Collaboration Treat, Perfect Rewards Consumers, and Medication Screening Measure, Patient for particularly at Integration Reconciliation and Tx Evaluate Care Collaboration End-of-Life Hospice/Palliative Primary Care Care Clinical Patient Behavioral Health QI Mgt Pharmacy Engagement Health IT Training Essential Services Long-Term Care Rehab Hospital Emergency Services Specialty Care System Requirements Performance Incentives

PRHI Disseminated Evidence-Based Behavioral Healthcare in Primary Care with Local and National Partners IMPACT+SBIRT Pilot in SWPA 2009-2010 with UW AIMS Center (Jewish Healthcare Foundation, The Fine Foundation, and Staunton Farm Foundation) Partners in Integrated Care 4-State Dissemination 2010-2013 (AHRQ) COMPASS 9-State, Implementation Led by ICSI 2012-2015 (CMMI HCIA) http://jhf.org/publicationsvideos/list.php?publication=2

Collaborative Care Management Screen and Assess Patients Create Treatment Plan Track and Support Care Systemic Reviews for Treatto-Target Create Relapse Prevention Plan Front Desk, Nurse, MA Primary Care Physician Primary Care Physician Care Manager Consulting Psychiatrist Care Manager Primary Care Physician Care Manager

1. Primary Care Team Proactively Screens for Depression as Part of the Routine Check-in and Rooming Process

2. Primary Care Provider (PCP) Assesses Depression

3. PCP and Patient Create Treatment Plan and Goals for Both Behavioral and Physical Health

4. PCP Immediately Connects Patients to a Trained Care Manager after a Warm Handoff SWs, LPCs, RNs, MAs, and Psychologists have all been trained in this team and role

5. Care Manager Supports Patient s Goal-Setting and Self-Care Motivational Interviewing Behavioral Activation (Patient-directed goal-setting) Relapse Prevention Telephone and in-person

6. Systematic Case Review Team Reviews New Patients and Those Not Improving as Expected, and Sends Recommendations to PCP Team Includes: Care Managers Consulting Psychiatrist May also include pharmacists, psychologists, etc.

7. Care Manager (CM) Continues Follow-up Contacts and Monitors Progress with a Tracking System CM Receives Prompts for routine follow-contacts based on severity Screenshots from UW AIMS Center s CMTS CM Tracks Progress at the Patient and Caseload Level CM Receives Immediate Feedback on Process and Outcome Measures to Drive QI

8. Care Manager Creates Relapse Prevention Plan with Patients once Targets are Sustained Motivational Interviewing Behavioral Activation (Patient-directed goal-setting) Relapse Prevention Telephone and in-person (typically, the relapse prevention plan visit is in-person)

Improving Mood-Promoting Access to Collaborative Treatment (IMPACT) Randomized Controlled Trial (RCT) No savings first year 12-month IMPACT intervention cost of $522 to $597 per patient. Second year savings for IMPACT patients with depression and diabetes Healthcare cost-savings of $896 per IMPACT patient with depression and diabetes over 2 years. Third and fourth year savings for IMPACT patients 4-year cost-savings of $3,363 per IMPACT patient. Unützer, JAMA, 2002; Katon, Diabetes Care, 2006; Unützer, J Manag Care, 2008

Improving Mood-Promoting Access to Collaborative Treatment (IMPACT) RCT The IMPACT study from 1999 to 2003: Year 1 Year 2 Year 3 Year 4 Invest $522 Net cost savings of $3,363 over 4 years Adjusted for inflation and taking into account recent cost estimates in MN (2008): $900 investment per member (PM) in year 1 $5,200 net cost savings PM over 4 yrs. Unützer, JAMA, 2002; Unützer, J Manag Care, 2008; Unutzer, Schoenbaum, and Harbin, Brief for CMS meeting 2011.

Where were savings realized? Percent of Total 4-Year Cost-Savings: IMPACT vs. Control 3% Outpatient Mental Health 5% Pharmacy 18% 66% 8% Other Outpatient Inpatient Medical Unützer, J Manag Care, 2008 Inpatient Mental Health and Substance Abuse

The Fee-For-Service Dilemma Historically, organizations have adapted to the billable codes, not the evidence Different payers have different requirements for which provider types and settings are authorized to bill The G0444 code for depression screening does not cover treatment and follow-up (the other part of the USPSTF Grade B recommendation)

Modeling for Case Rates Bao et al. Health Services Research, 2011 Predicted Monthly Care Manager Contacts No Response/Remission Response/Remission findings support an episode payment adjusted by number of months and a monthly payment adjusted by ordinal month. program certification and performance evaluation and reward systems are needed to fully align incentives.

Pay-for-Performance Effects First Time to Depression Improvement Unützer et al., Am J Public Health, 2012 Community health clinics in the MHIP program in WA received technical assistance, a registry, and a PMPM to implement model. One year after implementation, 25% of PMPM was tied to performance (in response to variation in performance)

Depression Measures are Becoming Part of National Measures Depression Remission at 12 Months (MNCM, NQF 0710) Depression Response at 12 Months (MNCM, NQF 1885) Antidepressant Medication Management (NCQA, NQF 0105) Depression Screening and Follow-up Plan (CMS, NQF 0418) Consensus Core Set: ACO & PCMH HEDIS* MU 2 & PQRS Medicare Shared Savings ACOs *HEDIS is phasing-in a depression response/remission measure for adults and adolescents

Considerations for Health Home Payments The service delivery model aligns well with a payment model that provides an adjusted monthly payment for each month a patient receives the core components of collaborative care management to assure fidelity Tying at least 25% of the payment to depression performance measures (e.g., timely follow-up, systematic case reviews, and reduced symptoms) appears to impact outcomes

Considerations for ACO Shared Savings Payments Include both screening and remission measures (and consider the shorterterm outcome measures) Start with pay-for-reporting to build capacity to report PHQ-9 scores, then move to pay-for-quality Consider up-front payments to create focus and jump start efforts Contract design and contextual factors affect ACO s degree of physical and behavioral health integration (Lewis et al., Health Affairs, 2014)

Will new payment models be sufficient or necessary but not sufficient?