NSF I/UCRC Logic Model, as of April 11, University/Institutional. Faculty Increased faculty-tofaculty

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Blue font = measure or indicator NSF I/UCRC Logic Model, as of April 11, 2014 Inputs Activities Outputs Short-term Intermediate NSF NSF Award: Funding & Prestige Best Practices: Technical Assistance, Bylaws and Membership Agreement Evaluator NSF Supplemental Awards NSF IUCRC Program Solicitations & DCLs University/Institutional Leaders Valuable equip. & facilities Talented faculty, ers and students accomplishments Nature of More complex, team science Reduced indirect support Supplemental support for admin and student University buy-in Existing international NSF NSF planning meeting guidance and feedback NSF I/UCRC directors meetings, boot camp NSF operations guidance and feedback Annual IUCRC Meeting Review & award of Supplemental funding proposal University/ Support and feedback to center leadership Faculty/Students Implement IUCRC model Semi-annual meetings and social events Evaluator University Faculty/Students Technology roadmap proposals project results Proof of concept findings Annual project reports Student posters Presentations at conferences (domestic, international) Pubs in highquality science journals Center reports for media release Intellectual Property Patent disclosures, patent apps, patents granted Student graduates Degrees awarded to University/Institutional Increased capacity to attract $ funding for res. Attraction of add l funding Awareness of other NSF funding (for universities) Increased prestige from hosting centers Faculty Increased faculty-tofaculty interaction (# of partner scientists) Enhanced understanding of needs Enhanced trust in Advances in knowledge procedural knowledge/testing setup, know-how (unpub) Enhanced scholarly reputation Enhanced collaborative management Increased consulting and contract University/ Institutional Attracting fac/students Change in Institutional (univ.) attitude twd ind. Faculty w/ diverse funding sources Org learning, (diffusion of center model) Institutionaliza tion of center operations and culture Center influences univ. courses/curricu lum Center growth Faculty Change in faculty attitudes twd ind. New universityscientist relationships University/Institutional New innovative grad students Enhanced university capacity to attract external res. $ Enhanced Faculty More entrepreneurial university culture Univ. climate for partnering Expanded capacity Faculty Faculty scientists trained @ centers => positions of science leadership Industry Knowledge & technology transfer Start-up co. # from I.P. (patents etc.) Shorten innovation cycle Patents in use Technologies developed and deployed Commercialization, Univ. R&D => Ind. R&D Public Benefit: Enhanced and innovation ecosystem Strengthened connections among parts of ecosystem: Center-inspired proposals => NSF for new project funding/centers New relationships btwn Univs and Ind. Increased participation in IUCRC by universities Philanthropy increased from Ind. to Univ. $ private foundation philanthropy/industr y $ support for innovative res. ideas Greater support of academic Technology meets social needs Technologies implemented and in use by consumers

Inputs Activities Outputs Short-term Intermediate collaborations Industry Industry financial support Technical insight and direction accomplishments Time and formative feedback Center & Project Management Indust. Relevant Research efforts by PIs and Students Collaborative (teamwork) Supplemental funding efforts Mentoring of students Student Training- giving Updates on collateral proj. Communication & Tech. Transfer efforts Center poster sessions for IAB PI and student Center Newsletter/Web center affiliated students/ctr YR (BA/BS, MA/MS, PHD) Evaluation reports and papers Industry Incorporation of Center in business plan (Industry stakeholders) Company Patent disclosures, patent apps, patents granted Strong commitment to continued membership New members join the center opportunities Strong commitment to ongoing participation Students Students professional (human capital) Student summer internships and jobs Enhanced soft skills for communication, teaming, etc. Skills to bridge & academia effectively Thesis / dissertation ideas and support INDUSTRY Industry scientist professional (more up-to-date) R&D Efficiency ( avoided or savings) Student trained @ IUCRCS with shorter learning curves as employees Awareness of proofof-concept from center projects for New contacts/partn ers for universities Influence of on other scientists Increase in publications Students New knowledge, new scientific knowledge - industrially relevant / application lens Customer orientation Project management / to standards Student => Ind. job placements Center-trained scientists employed @ sponsors org. Increased social capital => Ind. Product Privatesector/Industry Products developed/marketed SYSTEM Tech. meets social needs directly/indirectly Spillover effects (for indirect beneficiaries/stakeho lders) Technologies implemented and in use by consumers Technology implemented to meet social need Knowledge & technology transfer Long-term academic partnerships (economic competitiveness, industrially relevant) Enhance the intellectual capacity of the engineering workforce (through the integration of and education) Centers create mechanism for intersection of business opportunity and public benefit (health, defense, environment) Promote the progress of science Economic competitiveness at multiple levels: -National -Global -Ind. company -Ind @ large -GDP Corporate $ profit/share prices Expanded innovation capacity (national) New fields of science Human capital Next-gen STEM cohort (academically trained, professionally developed) in working with Social capital Networked students, faculty,

Inputs Activities Outputs Short-term Intermediate site Guest Speakers Demos Best Poster Award Resume Book Member recruitment efforts Center workshops for INDUSTRY Participation in meetings Member feedback and voting Interaction and collaboration among member companies Internal gatekeeping, boundaryspanning & championing Expanded network of scientific experts Access to center licenses System More awareness of university/ interdependence Leveraged taxpayer $ Advances in knowledge Skills in collaborative management Graduates who bridge/work & academia effectively IAB influence on : % of proposals funded ( guided by ind.) INDUSTRY Work cited in patent applications New line of (from center project) disruptive tech predecessor Prototypes developed and tested in ind. labs Industry, University, Scientist cooperative res. projects @ efficiencies Lag-time to patent shortened New ideas for follow-up from center projects New product ideas from center Cost avoidance Expanded capacity Shorten innovation circle

Inputs Activities Outputs Short-term Intermediate ( not done) Trusting relationship among Learning from other members Opportunity to identify and do with risk-sharing, able to do work otherwise couldn t do Industry - IAB rep Professional Relationships with faculty Leadership Prestige in company Career opportunities System Industry, University, Scientist cooperative res. projects @

Inputs Activities Outputs Short-term Intermediate New contacts/partn ers for universities New universityscientist relationships for Influence of on other scientists Center-trained scientists employed @ sponsors org.

Feedback loops Fundamental prop. to NSF Feedback to public policy (coop ) Indirect effects Spillover effects (for indirect beneficiaries/stakeholders) Energy conservation from new tech Center model in policy

Innovation and Research Ecosystem Dynamics Quality Relationships and Mutual Understanding Level of mutual benefit Shared Research Agenda Quality and relevance of