FORM G-37 Name of Regulated Entity: PNC Capital Markets LLC Report Period: Second Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled C, municipal finance professional, municipal finance professional controlled C, non-mfp executive officer, municipal advisor, municipal advisor controlled C, municipal advisor professional, municipal advisor professional controlled C, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. YMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category
FORM G-37 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.
FORM G-37 IV. MUNICIL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business See Attachment Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection
FORM G-37 Signature: electronic Date: Jul 31, 2018 Name (must be officer of regulated entity): Mary Pumphrey Address: 300 Fifth Avenue, Pittsburgh, 15222 Phone: 215-585-1079 Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)
PNC Capital Markets LLC MSRB G-37 Quarterly Report Q2-2018 - Attachment A 1 County Description Role CT Connecticut of Connecticut, General Obligation Bonds, Series C& D 2018 CT Connecticut of Connecticut General Obligation Bonds Series A & B 2018 FL Sarasota Sarasota County, FL Infrastructure Sales Surtax Revenue Refunding Bonds, Series 2018 IL Cook Board of Education of the City of Chicago Unlimited Tax General Obligation Refunding Bonds KY Louisville/Jefferson Louisville/Jefferson County Metro Government, Pollution Control Revenue Bonds, Louisville Gas and Electric Company Project KY Trimble County of Trimble Kentucky, Pollution Control Revenue Bonds, Louisville Gas and Electric Company Project MD Montgomery Montgomery County Housing Opportunity Commission Single Family Mortgage Revenue Bonds Remarketing NC Mecklenburg City of Charlotte Water and Sewer System Refunding Revenue Bonds, Series 2018 NC Durham City of Durham NC Limited Obligation Bonds Series 2018 NC Guilford The University of North Carolina at Greensboro General Revenue Bonds Series 2018 of the Board of Governors of the University of North Carolina NC Catawba County of Catawba, NC Limited Obligation Bonds Series 2018 NC Cumberland City of Fayetteville Taxable Limited Obligation Bonds Stadium and Parking Deck Project Series 2018 NJ New Jersey Tobacco Settlement Financing Corporation Series 2018 A & B NJ Burlington County Burlington County Bridge Commission Series 2018, Series 2018 A & B NY New York City NYC Municipal Water Finance Authority, Water and Sewer System Second General Resolution Revenue Bonds, 2018 Series FF NY of New York New York City Municipal Water Finance Authority Water and Sewer System Second General Resolution Revenue Bonds Fiscal 2018 Series EE NY New York City The City of New York General Obligation Bonds, Fiscal 2018 Series F, F-1, F-2, F-3 NY New York City The City of New York General Obligation Bonds, Fiscal 2004 Series A, Subseries A-2 OH Brecksville City of Brecksville Ohio Various Purpose Improvement General Obligation Limited Tax Bond Anticipation Notes Series 2018 OH Butler City of Hamilton, Ohio Electric System Refunding Revenue Bonds Series 2018 OH Cuyahoga Cleveland-Cuyahoga Port Authority Cultural Facility Revenue and Refunding Bonds, Series 2018, Playhouse Square Foundation Project OH Cuyahoga City of Cleveland Various Purpose General Obligation Bonds, Series 2018 OH Logan County of Logan Ohio Facility Improvement Bond Anticipation Notes, Series 2018A
PNC Capital Markets LLC MSRB G-37 Quarterly Report Q2-2018 - Attachment A 2 County Description Role OH Hamilton County Cincinnati City School District School Improvement Refunding Bonds, Series 2018 OH Hamilton County University of Cincinnati General Receipts Bonds Series 2018 OH Franklin County of Franklin, Ohio Various Purpose Sales Tax Revenue Bond, Series 2018 OH Franklin Westerville City Special Obligation Nontax Revenue Notes, Series 2018 OH Lucas University of Toledo, A University of Ohio, General Receipts Bonds Series 2018 A & B OH The of Ohio of Ohio Higher Educational Facility Revenue Refunding Bonds-Case Western Reserve University Project Series 2018 OH The of Ohio Ohio Water Development Authority Pollution-Duquesne Light Company Project Remarketing OH Madison Plain City Village Various Purpose Bond Anticipation Notes Allegheny Authority for Improvements in Municipalities University Revenue Bonds, Series 2018 A & B, Carlow University Allegheny Urban Redevelopment Authority of Pittsburgh Revenue Bonds Crawford Square Apartments Project Series 2018 Bucks Centennial School District General Obligation Bonds, Series 2018 Bucks, Chester, Delaware and Delaware Valley Regional Finance Authority, Local Government Revenue Bonds, 2018 Montgomery Series A,B, C, D, and E Chester County of Chester, Commonwealth of Pennsylvania, General Obligation Bonds, Series 2018 Erie Erie City Water Authority Water Revenue Bonds, Series A & B of 2018 Kent Kent County Revenue Variable Rate Demand Note Taxable - Providence Creek Academy -Remarketing Luzerne General Obligation Bonds of Hanover Area School District, Series C & D of 2018 Lackawanna County School District of the City of Scranton General Obligation Notes, Series 2014 Remarketing Lackawanna County School District of the City of Scranton General Obligation Notes, Series 2018A Leigh County Allentown City School District General Obligation Bonds Series 2018 and Series 2018A Leigh County Allentown City School District, General Obligation Bonds, Series B of 2018 Pennsylvania Pennsylvania University Variable Rate Refunding Bonds Series B of 2009 Remarketing Philadelphia Public School Building Authority (Commonwealth of Pennsylvania) College Revenue Bonds (Community College of Philadelphia Project) Series 2018 Philadelphia School District of the City of Philadelphia General Obligation Bonds, Series A & B 2018
PNC Capital Markets LLC MSRB G-37 Quarterly Report Q2-2018 - Attachment A 3 County Description Role Washington Peters Township School District, General Obligation Notes and Bonds, Series 2018 A, B & C SC Columbia County City of Columbia, Waterworks and Sewer System Revenue Bonds, Series 2018 TN Greene The Health and Educational Facilities Board of the Town of Greenville, Hospital Revenue Bonds Ballard Health, Series 2018A TN Greene The Health and Educational Facilities Board of the Town of Greenville, Hospital Revenue Bonds Ballard Health, Series 2018B WV West Virginia West Virginia Economic Development Authority Solid Waste Disposal Facilities Revenue Refunding Bonds Wheeling Power Company Mitchell Project /Remarketing
PNC Capital Markets LLC MSRB G-37 Quarterly Report Q2-2018 - Attachment A 4 County Description Role