APPLICATION FOR CONTINUING EDUCATION UNITS

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HCCA s 21st Annual Compliance Institute March 26 29, 2017 in National Harbor, MD Please leave this application with staff at the Registration Desk or email: ccb@compliancecertification.org fax: 952-988-0146 This form must be completed and submitted in order to receive a certificate of attendance and/or continuing education credit. Check the box below corresponding to the credit type(s) you wish to receive, indicate the sessions you attended, and submit ALL pages to CCB. CCB (50 min hr) CHC, CHRC, CHPC, CHC-F, CCEP, CCEP-I, CCEP-F AAPC (60 min hr) ACHE (60 min hr) AHIMA (60 min hr) ASHRM (60 min hr) CLE/MCLE (50 or 60 min hr by state) NASBA/CPE (50 min hr) PRIM&R (60 min hr) RACC (60 min hr) RN CA Nursing Board (50 min hr) SoCRA (60 min hr) OTHER: If you do not see your credit type listed, write it here. We will do our best to accommodate your needs. *LICENSE/BAR #: (REQUIRED for Attorneys, Nurses, Accountants, Others) State(s) of License: Number: *CLE & NASBA/CPE applicants should submit this application to CCB within 25 days in conclusion of the conference. Applicants must sign individual attendance sheets located at the registration desk and/or outside of each session. *CCB CEUs and certificate will be posted and available online in your account within 2-4 weeks. *Applicants requesting external credit type(s) other than CCB CEUs will be emailed a certificate within approximately 4 weeks. Processing time may vary. Questions: email: ccb@compliancecertification.org phone: +1 888-277-4977 or +1 952 933 4977 By signing below, I certify that I have attended the indicated sessions on this application: Name (PRINT legibly): Email: Phone: Signature: CONTINUED NEXT PAGE 003_CI0417 1155 minutes/19.25 hours/23.1 CCB CEUs 1

ATTENDEES must indicate Attendee for attendance below ONLY check sessions attended! SPEAKERS must indicate Speaker for sessions presented and Attendee for sessions attended. NOTE any session time missed if arrived late or left early, excluding restroom breaks. SUNDAY Pre-Conference 7:30 8:30 am (1.0 clock hour or 60 mins CCB Credit Only) Attendee SpeedNetworking (max of 1.5 CCB CEUs for networking awarded) 9:00 am 12:00 pm (2.75 clock hours or 165 mins includes 15 min break) Attendee Speaker P1 Large Hospital Systems Attendee Speaker P2 Compliance Program Start Up: What Are the Basics for Your Infrastructure? Attendee Speaker P3 Keep Them Talking to You: A Culture of Trust & Integrity Improves Outcomes! Attendee Speaker P4 HIPAA Compliance That Addresses the Risks of Today in the Future Attendee Speaker P5 Navigating the Physician Acquisition Experience Attendee Speaker P6 False Claims Act Developments Attendee Speaker P7 Immediately Address IT Access Compliance Challenges You Already Have Attendee Speaker P8 EMR, CTMS and Clinical Trial Billing Audits: How These Tools Auditor Attendee Speaker P9 Strategies to Build An Effective Compliance and Ethics Program Attendee Speaker P10 Drug Diversion Enforcement Trends, Investigation, and Prevention Attendee Speaker P11 Minimizing Stark Law Execution Risks Attendee Speaker P12 A Case Study: How to Conduct an Effective and Compliant Investigation Attendee Speaker P13 Laboratory Compliance: Maintaining Compliance in an Environment Attendee Speaker P14 Discover How Managed Care Plans are Responding to Health Care System 12:00 1:00 pm (1.0 clock hour or 60 mins CCB Credit Only) Attendee SpeedMentoring (max of 1.5 CCB CEUs for networking awarded) 1:30 4:30 pm (2.75 clock hours or 165 mins includes 15 min break) Attendee Speaker P15 Leveraging DMAIC and Active Management for Sustainable Improvements Attendee Speaker P16 Compliance Investigations 101: CO Toolbox Essentials Attendee Speaker P17 CMS Final Rule: Reform of Requirements for Long Term Care Facilities Attendee Speaker P18 Is Your Security Incident a Data Breach? Uncle Sam Wants to Know Attendee Speaker P19 Compliant Physician Documentation and Coding Electronic Medical Record Attendee Speaker P20 Anatomy of a False Claims Act Case: Investigation, Litigation Resolution Attendee Speaker P21 Achieving 340B Program Integrity Attendee Speaker P22 Auditing Emerging Compliance Risk Areas Attendee Speaker P23 Enabling Compliance Across the Organization: Toolkits for Compliance Attendee Speaker P24 Swords into Plowshares: Leveraging Clinical Data Quality of Care Attendee Speaker P25 Whistle While You Work: How to Prevent Activity Leading to Threats Attendee Speaker P26 Fighting for Survival: DMEPOS Attendee Speaker P27 Academic Medical Center Compliance: Tips, Traps, and Best Practices Attendee Speaker P28 Research Law and Compliance: 2016-2017 Year In Review 003_CI0417 1155 minutes/19.25 hours/23.1 CCB CEUs 2

MONDAY 8:45 9:15 am (0.5 clock hour or 30 min) Attendee Speaker General Session: OIG Update 9:15 10:15 am (1.0 clock hour or 60 min) Attendee Speaker General Session: How to Be a Wildly Effective Compliance Officer 11:00 am 12:00 pm (1.0 clock hour or 60 min) Attendee Speaker 101 340B Compliance: Life after a HRSA Audit and Implementing Action Plan Attendee Speaker 102 Latest Policy & Regulatory Changes to the Medicare Appeals Process Attendee Speaker 103 Highlights of the CMS Final Rule: Reform of Requirements on Compliance Attendee Speaker 104 OCR Enforcement Update Attendee Speaker 105 The Best Approach to Design Effective Corrective Action Plans (CAP) Attendee Speaker 106 Telehealth: Legal and Compliance Issues Attendee Speaker 107 Elements of a Successful Corporate Integrity Agreement Attendee Speaker 108 Leveraging Internal Audit to Improve Quality of Care Metrics Attendee Speaker 109 Top 10 Things a Compliance Professional Needs to Know About Coding Attendee Speaker 110 Behavioral Health Compliance: It Doesn t Need to be a Mystery Attendee Speaker 111 The Former Ameritox Whistleblower and the Ameritox Together Attendee Speaker AD1 Social Media Risks Attendee Speaker AD2 Dealing with Privacy Breaches 1:30 2:30 pm (1.0 clock hour or 60 min) Attendee ( Speaker l k h 201 Compliance i ) Today, Effectiveness Tomorrow: The Necessary Steps to Success Attendee Speaker 202 The OIG s New CIA Form: How Your Compliance Program Can Benefit Attendee Speaker 203 Dealing with a Worthless Services Allegation Attendee Speaker 204 Successfully Resolving a Multi-Year OCR Investigation Attendee Speaker 205 Cleaning Up the Low Hanging Fruit to Protect Your Physician Practices Attendee Speaker 206 Random is Not Necessarily Valid : Managing and Defending FCA Claims Attendee Speaker 207 Implementing Drug Diversion Risk Rounds Attendee Speaker 208 Sampling 101: A Primer for Conducting Self Disclosure and Internal Audits Attendee Speaker 209 Yeah, but What s in It for Me? Making Training and Communications Fun! Attendee Speaker 210 Conflicts of Interest and Big Data: What Can We Learn from Disclosures? Attendee Speaker 211 Audit Log Demands During Litigation: Response Conundrums Perspective Attendee Speaker AD3 The Partnership of Risk and Compliance Attendee Speaker AD4 Program Operational Components: Monitoring and Safeguards Attendee Speaker AD5 Pointers and Pitfalls in Managing Work-Life Balance, Stress Profession 003_CI0417 1155 minutes/19.25 hours/23.1 CCB CEUs 3

3:00 4:00 pm (1.0 clock hour or 60 min) Attendee Speaker 301 Compliance Challenges in the Yates Memo Era Attendee Speaker 302 The Blame Game: Accountability in Healthcare Compliance Attendee Speaker 303 Making the Most of a CIA Attendee Speaker 304 Managing the Business Associate Relationship: From Onboarding to Breaches Attendee Speaker 305 Split Shared/Consulting Services to Split Share or Consult Is the Question Attendee Speaker 306 Advice of Counsel and Good Faith Reliance: Best Practices in a Environment Attendee Speaker 307 Physician Arrangements: Conducting the Audit & Ensuring a Resolution Attendee Speaker 308 Auditing Compliance for Clinical Documentation and Coding Key! Attendee Speaker 309 Risk: A Fundamental 4-Letter Word for Compliance Professionals Attendee Speaker 310 You Don t Need to Be a Wizard to Solve Today s Compliance Challenges Road Attendee Speaker 311 Overlapping Surgery Developments Attendee Speaker AD6 Operational Components of a Compliance Program Attendee Speaker AD7 Compliance Programs for Provider-owned Health Plans Payment Programs Attendee Speaker AD8 Beyond the Law: Business Ethics & the Compliance Officer 4:30 5:30 pm (1.0 clock hour or 60 min) Attendee Speaker 401 Down the Rabbit Hole: Compliance Investigations and Self-Disclosure Attendee Speaker 402 Congratulations on that New Hospital/Provider Practice Acquisition! Way Attendee Speaker 403 Mitigating Hot Button Risk Areas in Home Health & Hospice Attendee Speaker 404 Mobile Health (mhealth) Applications in a Healthcare Environment Attendee Speaker 405 Making Compliance Work in Physician Practices Attendee Speaker 406 Federal Administrative Sanctions: Exclusion and Civil Money Penalties Attendee Speaker 407 Research Risks Assessments: What Must be Considered and Why Attendee Speaker 408 Dynamic Board Reports: What Do They Really Want to Know? Attendee Speaker 409 How to Get More LinkedIn Views than Roy: Practical Tips for Out Attendee Speaker 410 Medicare FDRs and Compliance Programs: What the Feds Requirements Attendee Speaker 411 The Business of Health Care Fraud Enforcement: A Pragmatic Assessment Attendee Speaker AD9 Strategies for Managing Potential Overpayments and the 60-Day Rule Attendee Speaker AD10 Privacy and Research Attendee Speaker AD1B Social Media Risks TUESDAY 8:45 9:30 am (0.75 clock hour or 45 min) Attendee Speaker General Session: Human Trafficking and Modern Slavery: The Next Challenge 9:30 10:30 (1.0 clock hour or 60 min) Attendee Speaker General Session: Wonders of Spaceflight and Its Risks: Lessons from Program 003_CI0417 1155 minutes/19.25 hours/23.1 CCB CEUs 4

11:00 am 12:00pm (1.0 clock hour or 60 min) Attendee Speaker 501 Data Dashboards: What Should You be Tracking Attendee Speaker 502 Navigating Medical Necessity Denials Management for All Payers Attendee Speaker 503 Bundled Payments and Other Risk Arrangements for Post-Acute Providers Attendee Speaker 504 Medical Device Security: The Transition from Patient Privacy to Patient Safety Attendee Speaker 505 Physician Engagement in the Compliance Process Attendee Speaker 506 Managed Care Fraud: Enforcement and Compliance Attendee Speaker 507 Sampling and Statistical Methods for Compliance Professionals Attendee Speaker 508 The How and When of Leveraging Internal Audit Attendee Speaker 509 How to Keep Your Head Above Water in a Sea of Change Attendee Speaker 510 Join the JV (Joint Venture) Team! Best Practices for Providers Go-Live Attendee Speaker 511 Investigative Interviewing: What Researchers Have Found Works Work Attendee Speaker AD2B Dealing with Privacy Breaches Attendee Speaker AD3B The Partnership of Risk and Compliance Attendee Speaker AD4B Program Operational Components: Monitoring and Safeguards 1:00 2:00 pm (1.0 clock hour or 60 min) Attendee ( Speaker l k h 601 Compliance, i ) The C-Suite, and The Board Of Directors: What To Report How? Attendee Speaker 602 How to Use and Not Abuse MGMA and Other Survey Data in FMV Risk Attendee Speaker 603 Are You Billing the New PT and OT Evaluation Codes Properly? Attendee Speaker 604 Study of 1000 Vendor Security Practices Attendee Speaker 605 How to Develop Benchmarking Scorecards to Transition Monitoring Attendee Speaker 606 Self-Disclosure: Obligations, Options, Outcomes Attendee Speaker 607 CMS Provider Network Accuracy: Risk Assessment and Monitoring Plans Attendee Speaker 608 How to Get Audit Ready in 7 Steps Attendee Speaker 609 Building Your Healthcare Compliance Resume Attendee Speaker 610 What s Next in Washington? Attendee Speaker 611 Compliance Is Ruff: A Dog s Approach Attendee Speaker AD5B Pointers and Pitfalls in Managing Work-Life Balance, Stress Profession Attendee Speaker AD6B Operational Components of a Compliance Program Attendee Speaker AD7B Compliance Programs for Provider-owned Health Plans and Programs 003_CI0417 1155 minutes/19.25 hours/23.1 CCB CEUs 5

2:30 3:30 pm (1.0 clock hour or 60 min) Attendee Speaker 701 Helpful Tips for Value Based Payment (VBP) Compliance Programs Attendee Speaker 702 Strategic Considerations in Resolving Voluntary Disclosures to CMS DOJ Attendee Speaker 703 Cybersecurity in the Post-Acute Arena Attendee Speaker 704 Bored with Your Board s Lack of Interest? Attendee Speaker 705 Physician Training on Medical Necessity: What Is Important for Integrity? Attendee Speaker 706 Kickback and Stark Law Developments Attendee Speaker 707 Risk Assessments and Work Plans: Key Spokes in the Circle of Compliance Attendee Speaker 708 Conducting an Internal Compliance Investigation When the Claims Attendee Speaker 709 Strategies for Professionalism When Tantrums Aren t an Option Attendee Speaker 710 Challenges for Academic Medical Centers Attendee Speaker 711 OIG Panel Attendee Speaker AD8B Beyond the Law: Business Ethics & the Compliance Officer Attendee Speaker AD9B Strategies for Managing Potential Overpayments and the 60-Day Rule Attendee Speaker AD10B Privacy and Research WEDNESDAY Post-Conference 8:00 9:45 am (1.75 clock hours or 105 min) Attendee Speaker W1 Decrypting a Ransomware Strategy Attendee Speaker W2 How the Three Amigos of a Compliance Program Compliance Program Attendee Speaker W3 340B Drug Pricing Self-Disclosures and Repayments: Success Learned Attendee Speaker W4 How to Navigate and Survive a Mega Breach Attendee Speaker W5 Lessons Learned: How Recent Enforcement Cases Provide Reasonableness Attendee Speaker W6 Government Investigations and Compliance Matters Professionals Attendee Speaker W7 Designing a Successful Analytics-Based Hospital Endorsement Attendee Speaker W8 Monitoring and Auditing HIPAA Compliance Attendee Speaker W9 STRESS Makes You Distracted, Distraught, Dumb & Dead! Attendee Speaker W10 Driving Quality of Care Through Culture Change Strategies: in It for Me? Attendee Speaker W11 Building Your Toolbox to Manage Conflict of Interest Investigations 10:00 11:45 am (1.75 clock hour or 105 min) Attendee Speaker W12 Criminal and Civil Enforcement Trends: Focus on Federal Abuse Attendee Speaker W13 Medicare Overpayment 60-Day Rule: What Your Compliance Know Attendee Speaker W14 How to Overcome Growing Pains by Maturing your Arrangements Attendee Speaker W15 Privacy Officer Roundtable Attendee Speaker W16 Pay for Performance 2017: Meeting New Physician Requirements Attendee Speaker W17 Compound Pharmacy Prosecutions: Past Lessons and Future Trends Attendee Speaker W18 Effective Auditing Program for Managed Care Plans Attendee Speaker W19 MIPS, APMS, QRUR, and CMS Data: How Do Your Physicians Compare? Attendee Speaker W20 Mergers and Acquisitions for Compliance Professionals Attendee Speaker W21 Don t Let Your Quality Program Face the Risk Apocalypse with Quality Attendee Speaker W22 Do You Know What Your Business Associates Subcontractors PHI & ephi? 003_CI0417 1155 minutes/19.25 hours/23.1 CCB CEUs 6