CPR and Annual Performance Review Recommendations. UTIA Advisory Council. October 26, 2001

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Page 1 of 5 CPR and Annual Performance Review Recommendations UTIA Advisory Council October 6, 001 Recommendation 1: The Institute of Agriculture has successfully used Annual Performance Reviews (APR) to encourage and achieve scholarly achievement. Properly conducted APRs are the foundation for excellence within the University. The Advisory Council recommends continuation of relevant APRs as the process for rewarding higher-performing individuals with merit pay increases and for identifying individuals performing unsatisfactorily. Based on recommendation number 1, we encourage the Vice President for Agriculture to further explore with the Board of Trustees the possibility of implementing recommendation number within the Institute of Agriculture. Recommendation : UTIA administrators should only conduct the Cumulative Performance Review (CPR) process when a faculty member receives two consecutive unsatisfactory annual performance evaluations. An initial APR rating of unsatisfactory should immediately be followed with a remediation plan for the given faculty member. This recommendation is consistent with CPR guidelines at several major universities. Recommendation 3: The Advisory Council recommends that CPR be conducted using a peer-consensus evaluation of scholarly achievement. The CPR panel should use sound logic and judgment in evaluating performance. The evaluation criteria should not be based on a numerical quota system nor a quantization of scholarly achievement by categories. The Council thoroughly examined the faculty evaluation process and determined numerical/quantitative evaluation can be counter-productive and is not the best way to achieve scholarly work. A Council-facilitiated department-by-department survey of major and peer universities supports this recommendation (see attached survey results.) The vast majority of departments and institutions across the United s use a non-numerical approach to evaluate scholarly achievement. Most evaluation guidelines were developed or revised within the past three to five years, and indications are they will not change in the foreseeable future. These three recommendations build upon each other. The recommendations should be considered as a comprehensive package. However, if recommendation number is not allowed, the Council then recommends adoption of recommendations number 1 and 3.

Page of 5 Revised Summary Department heads within the Institute of Agriculture were requested to survey department heads at major and peer universities regarding the criteria for post-tenure review at other universities. Draft results are as follows: Seventy-one departments from 39 universities responded to the survey. Interest is strong in post-tenure review. Twenty-two of the 39 universities have posttenure review. university reported having standardized quantitative criteria across departments. During the past two to four years, interest in post-tenure review has accelerated. The majority of the guidelines have been recently created and finalized by the universities. Post-tenure review criteria generally focus on excellence. In a number of universities, CPR only deals with faculty who are not meeting expectations. Criteria for CPR generally stress quality of work. Only four departments out of the 71 departments surveyed reported the use of quantitative criteria. As departments receive additional replies, the results will be added to the report. Table 1. Universities Reporting Standardized Quantitative Post-Tenure Review Criteria Across Departmental Lines 001. Reporting University Ag. Econ Animal Engineering Entomology Food Forestry Arkansas 1 Auburn Clemson 1 Colorado 1 Connecticut Cornell 1 Florida 1 Georgia 1 Idaho 1 Illinois 1 Iowa 1 Kansas 1 Kentucky 1 LSU Maryland 1 Massachusetts

Page 3 of 5 Minnesota 1 Mississippi Missouri 1 Nebraska 1 New Hampshire New Mexico NC 1 rth Dakota Ohio 1 Oklahoma Oregon Penn 1 Purdue Rutgers Santa Clara U Texas A&M 1 Texas Tech Utah 1 Virginia Tech Warnell School of Forestry 1 Washington Wisconsin 1 Wyoming 1 Blank spaces indicate no report was received from a given University for the specific discipline. Universities designated with 1 reported a post-tenure or extended review process. Texas A&M is in the developmental stages of post-tenure review. Table. Departments Reporting Quantitative Post-Tenure Review Criteria 001. Reporting University Ag. Econ Animal Engineering Entomology Food Forestry

Page 4 of 5 Arkansas 1 Auburn Clemson 1 Colorado 1 Yes Connecticut Cornell 1 Florida 1 Georgia 1 Idaho 1 Illinois 1 Iowa 1 Kansas 1 Kentucky 1 LSU Maryland 1 Massachusetts Minnesota 1 Mississippi Missouri 1 Nebraska 1 New Hampshire New Mexico NC 1 Yes rth Dakota Ohio 1 Oklahoma Oregon Penn 1 Purdue Rutgers Santa Clara U Texas A&M 1 Texas Tech

Page 5 of 5 Utah 1 Yes Yes Virginia Tech Warnell School of Forestry 1 Washington Wisconsin 1 Wyoming 1 Blank spaces indicate no report was received from a given University for the specific discipline. Universities designated with 1 reported a post-tenure or extended review process. Yes or no designates whether criteria guidelines are quantitative. In summary, the survey revealed the Departments of Agricultural Economics and Forestry at Utah and the Animal Department at NC are the only departments in the survey which use quantitative criteria for post-tenure review. CPR guidelines are under review at Colorado. 10/6/01 [ Top ] u n i v e r s i t y o f t e n n e s s e e UTIA Site index CASNR Extension TAES Vet Med Directories Helpful UT links