Behavioral Wellness A System of Care and Recovery

., SANTA BARBARA COUNTY DEPARTMENT OF Behavioral Wellness A System of Care and Recovery P a g e \ 1 of 6 Departmental Policy and Procedure Section Sub-section Policy Alcohol and Drug Program (ADP) Drug Medi-Ca\ Organized Delivery System (DMC-ODS) Case Management Effective: 1/10/2018 Version: 1.0 Last New policy Revised: ADP Division Chief's Approval Date s -'-I -ll5 Supersedes: New policy Audit 1/10/2021 Date: 1. PURPOSE 1.1. To ensure compliance with the requirements of the Drug Medi-Cal Organized Delivery System (DMC-ODS) waiver for the implementation and provision of case management services. Case management is a covered benefit within the DMC-ODS and counties are responsible for coordinating a system of case management services for SUD clients. 1 2. DEFINITIONS The following terms are limited to the purposes of this policy: 2.1. American Society of Addiction Medicine (ASAM) Criteria - an outcome-oriented, results-based set of guidelines for treatment criteria, placement, continued stay, and transfer/discharge of individuals with addiction and co-occurring conditions. 2.2. Case Management (CM) - a service to assist beneficiaries in accessing needed medical, educational, social, prevocational, vocational, rehabilitative, or other community services. These services focus on coordination of substance use disorder (SUD) care, integration around primary care (especially for beneficiaries with a chronic SUD), and interaction with the criminal justice system, if needed. 2.3. Certified Alcohol and Other Drug (AOD) Counselor - an individual employed or contracted by the county who has obtained credentials from an organization accredited by the National Commission For Certifying Agencies (NCCA) and 1 For more information on the DMC-ODS waiver program in Santa Barbara County, please refer to policy ADP- 7.006 "Drug Medi-Cal Organized Delivery System (DMC-ODS) Continuum of Care." A comprehensive implementation plan may also be accessed at this link: http://countyofsb.org/behavioral-wellness/asset.c/3866

Drug Medi-Cal Organized Delivery System (DMC-ODS) Case Management Page I 2 of 6 recognized by the State Department of Health Care Services (DHCS) to provide AOD counseling services in a DHCS-licensed or certified facility. 2.4. Licensed Practitioner of the Healing Arts (LPHA) - an individual employed or contracted by the county who is licensed in the state of California as a physician (MO/DO), nurse practitioner (NP), physician's assistant (PA), registered nurse (RN), registered pharmacist (RPh), licensed clinical psychologist, licensed clinical social worker (LCSW), licensed professional clinical counselor (LPCC), licensed marriage and family therapist (LMFT), or license-eligible practitioner working under the supervision of a licensed clinician. 2.5. Warm hand-off - a transfer of care that is conducted in person or over the phone, between two members of a treatment team or from one provider to another, with the client and/or family present. Warm hand-offs can help (1) engage patients and families and encourage them to ask questions, (2) allow clients to clarify or correct the information exchanged, and (3) ensure a smooth and positive transition in care. 3. POLICY 3.1. It is the policy of the Alcohol and Drug Program (ADP), a division of the Santa Barbara County Department of Behavioral Wellness (hereafter "the Department"), to comply with and adhere to all requirements as outlined in the Department of Health Care Services (OHCS) approved DMC-ODS waiver and the Centers for Medicare & Medicaid Services (CMS) Special Terms and Conditions (STCs). The Department shall hold responsibility for implementation, oversight, and quality management of all programmatic components. 3.2. The Department and its contracted providers shall ensure the provision of DMC-OOS CM services in accordance with the ASAM guidelines, contractual requirements, and applicable federal, state and local laws. 3.3. All DMC-OOS contracted providers are expected to individualize treatment and use the full continuum of services available to ensure that beneficiariess receive the appropriate treatment at the appropriate time. CM will be provided to assist beneficiaries as they move through levels of care and to easily access treatment and ancillary services to support their recovery. 3.4. This policy applies to all County-operated programs and contracted providers responsible for the provision of DMC-OOS services. 3.5. This policy shall be effective upon the implementation of the DMC-ODS system within Santa Barbara County.

Drug Medi-Cal Org anized Delivery System (D MC-ODS) Case Management Page I 3 of 6 4. ELIGIBILITY 4.1. To be eligible to receive DMC-ODS CM services, adult and adolescent beneficiaries must: 1. Be enrolled in Medi-Cal; 2. Reside in Santa Barbara County; and 3. Meet medical necessity criteria 2 as defined in the DMC-ODS Standard Terms and Conditions, hereafter "STCs" (note that per the DMC-ODS STCs, the initial medical necessity determination and any reauthorizations for medical necessity... - must ba peifvritied by a v edica: Director; :iceiised physicia1r 0-r a--::r:'-hj\ a;;d signed by a physician); and 4. Meet the ASAM Criteria definition of medical necessity, in which all of the following must be true: a. The client must be diagnosed with a substance-related and addictive disorder in the Diagnostic and Statistical Manual of Mental Disorders, 5 th edition (DSM V); b. The services requested are needed to identify or treat an illness that has been diagnosed; c. Treatment services are consistent with the diagnosis, treatment of the condition, and the standards of good medical practice; d. Treatment services are required for reasons other than convenience; and e. Client may not succeed in treatment and or recovery services without CM services........., 5. PROGRAM OVERVIEW 5.1. CM will be provided to assist beneficiaries in accessing needed medical, educational, social, prevocational, vocational, rehabilitative, or other community services with a focus on SUD care and integrations around primary care. All CM services must link back to the stated goals and interventions described in the client's treatment plan. 5.2. CM services will be provided to beneficiaries with special treatment needs in alignment with the Perinatal Services Network Guidelines FY 2016-17 and the Youth Treatment Guidelines. 5.3. CM services may also be utilized to serve the difficult-to-engage individuals with complex need who have not been successful in previous treatment episodes, such as frequent utilizers of multiple health, criminal justice and social services systems, and older adults with co-occurring physical health and substance use issues. 2 Please refer to the "Behavioral Wellness ADP Documentation Manual" for more information regarding medical necessity.

Drug fvlecli-cal Org anized Delivery System (DfvlC-ODS) Case Management Page 14 of 6 5.4. Contracted providers offering CM services must be Drug Medi-Cal (DMC) certified. 5.5. A LPHA and/or a certified AOD counselor, acting within the scope of their respective practice and competency, may provide CM Services. The individual providing CM services must be linked to a DMC-certified site/facility and must be proficient in Motivational Interviewing (Ml), Cognitive Behavioral Treatment, and trauma-informed care. 5.6. CM services can be delivered to beneficiaries in a face-to-face setting, by telephone, by telehealth (e.g., video conferencing), or in the community. 3 # - -.....,..., #., '.,.,., :.. ' - 1. When CM services are provided in the community, the contracted provider delivering the service must be linked to a DMC-certified site. All services must be provided in allowable places of service, which may include (but not be limited to) the following: a. Schools; b. Homeless shelters; c. Offices; d. Places of employment; and e. Clinics. 2. However, CM services are excluded at some locations, which may include (but not be limited to) following: a. Private residences; b. Prison/correctional facilities; c. Surgical centers; d. Military treatment facilities; e. Psychiatric residential treatment centers; and f. Comprehensive rehabilitation facilities. 3. Any questions regarding allowable and excluded places of service for CM services that are provided in the community should be directed to the Department's Alcohol and Drug Program. 6. PROGRAM COMPONENTS A LPHA or a certified AOD counselor may provide any of the CM services stated below within the scope of their respective practice and competency: 6.1. Transition to a higher or lower level of substance use disorder (SUD) care. Transfers to the next service provider will be completed through "warm hand-offs." 3 Please refer to "Drug Medi-Cal Organized Delivery System Place of Service Codes for Professional Claims" for details regarding allowable places of service.

Drug Medi-Cal Organized Delivery System (DMC-ODS) Case Management Page I 5 of 6 6.2. 6.3. 6.4. 6.5. Communication, coordination, referral and related activities. These activities help link the beneficiary with medical, social, educational providers, or other programs and services that are capable of providing needed services to address identified needs and achieve goals specified in the client plan. Monitoring service delivery to ensure beneficiary access to service and the service delivery system. Monitoring and associated follow-up activities are necessary to adequately address the beneficiary's needs, and may be done with the beneficiary, family members, service providers, or other entities or individuals and may be conducted as frequently as necessary. Monitoring the beneficiary's progress. This includes making any necessary modifications to the beneficiary's client plan and updating service arrangements with providers. Monitoring does not include evaluation or "check-ins" with a beneficiary when all client plan goals have been met. Patient advocacy, linkages to physical and mental health care, transportation and retention in primary care services. All services, including transportation for the purposes of continuous engagement, support and linkage to treatment services, must link back to the stated goals and interventions in the client's treatment plan. 7. ASSESSMENT AND TREATMENT PLANNING FOR CASE MANAGEMENT A LPHA or certified AOD counselor shall be responsible for a comprehensive assessment and periodic reassessment to determine the need for continuation of CM services. Assessment and periodic reassessment for case management services is to be conducted at a minimum of once every six (6) months to determine if a beneficiary's needs, condition, and/or preferences have changed. 7.1. A LPHA or certified AOD counselor shall assume responsibility to develop and periodically revise the client treatment plan for case management service needs. Client treatment plans must have specific, measurable, time-limited goals that directly address medical, educational, social, prevocational, vocational, rehabilitative, or other case management service needs identified during assessment activities. All plan development will actively involve and encourage the beneficiary's full participation. REFERENCE Centers for Medicare and Medicaid Services (CMS) Special Terms and Conditions: California Medi-Ca/ 2020 Section 1115(1) Demonstration #11-W- 0019319, pgs. 89-121 Mental Health and Substance Use Disorder Services (MHSUDS) Information Notice NO: 15-032, August 20, 2015. Drug Medi-Ca/ Organized Delivery System Waiver Approval

Drug Medi-Cal Organized Delivery System (D MC-ODS) Case Management Page I 6 of 6 Case Management under the Drug Medi-Cal Organized Delivery System: Frequently Asked Questions, February 2016 Code of Federal Regulations Title 42, Part 2 California Code of Regulations - Drug Medi-Cal Title 22, Section 51341. 1 Perinatal Services Network Guidelines, FY 2016-17 State of California, Department of Alcohol and Drug Programs Youth Treatment Guidelines, Revised August 2002 Drug Medi-Ca/ Organized Delivery System Place of Service Codes for Professional Claims, August 2017 RELATED POLICIES ADP-7.006 - Drug Medi-Cal Organized Delivery System (DMC-ODS) Continuum of Care REVISION RECORD I DATE I VERSION I REVISION DESCRIPTION Culturally and Linguistically Competent Policies The Department of Behavioral Wellness is committed to the tenets of cultural competency and understands that culturally and linguistically appropriate services are respectful of and responsive to the health beliefs, practices and needs of diverse individuals. All policies and procedures are intended to reflect the integration of diversity and cultural literacy throughout the Department. To the fullest extent possible, information, services and treatments will be provided (in verbal and/or written form) in the individual's preferred language or mode of communication (i.e. assistive devices for blind/deaf).