Name of Regulated Entity: Urban Futures Incorporated Report Period: Third Quarter of 2016 I. CONTRIBUTIONS made to officials of a municipal entity (listed by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officers, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (listed by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor
III. CONTRIBUTIONS made to bond ballot campaigns (listed by state) Committee to Support Windsor Schools -Yes on Measure F, Windsor/Sonoma/California, Windsor Unified School District on 09/09/2016 Friends of Sonoma Valley Schools - Yes on E, Sonoma/Sonoma/California, Sonoma Unified Valley School District on 09/09/2016
Committee to Protect Cotati-Rohnert Park Schools - Yes on Measure C, Cotati-Rohnert Park/Sonoma/California, Cotati-Rohnert Park Unified School District on 09/09/2016
Simi Valley Schools of Tomorrow - Yes for X, Simi Valley/Ventura/California, Simi Valley Unified School District on 09/09/2016 Committee for Excellence in Education - Yes on Measure E, Galt/Sacramento/California, Galt Joint Unified School District on 09/09/2016
Friends of Westminster Schools - Yes on Measure T, Westminster/Orange/California, Westminster School District $7,500.00 contribution by Municipal advisor on 09/15/2016 Committee for the Future of Hartnell College - Yes on Measure T, on 09/15/2016
Salinas/Monterey/California, Hartnell Community College District Communities for Student Success and Excellent High Schools - Yes on Measure AA, San Jose/Santa Clara/California, Campbell Union High School District on 09/21/2016
Better Martinez Schools - Yes on R, Martinez/Contra Costa/California, Martinez Unified School District on 09/30/2016
IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in business or municipal advisory business (listed by state) A. Municipal Securities Business and/or Municipal Advisory Business Municipal Securities Business Complete name of municipal entity and city/county Type of business (negotiated underwriting, financial advisor, or remarketing agent) Municipal Advisory Business See Attachment Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited ( business, municipal advisory business or investment advisory services)) B. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection
Signature: electronic Date: Oct 28, 2016 Name: KIMBERLY MCMANUS Address: 3111 N. Tustin, Suite 230, Orange, 92865 Phone: 973-618-9500 Submit to the Municipal Securities Rulemaking Board completed forms quarterly by due date (specified by the MSRB)
Urban Futures, Inc. Municipal Entity Clients 3rd Quarter 2016 Municipal Entity City County Business Type Ace Charter School San Jose Santa Clara Advice AZ American Charter School Foundation Phoenix Maricopa Advice City of Auburn Auburn Placer Advice City of Azusa Azusa Los Angeles Advice City of Banning/Successor Agency of the Dissolved Redevelopment Agency of the City of Banning Banning Riverside Advice Bright Star Schools Los Angeles Los Angeles Advice City of Calimesa Calimesa Riverside Advice City of Calistoga Calistoga Napa Advice Camrosa Water District Camarillo Ventura Advice Channel Islands Community Services District Oxnard Ventura Advice Coachella Financing Authority Coachella Riverside Advice NV Coral Academy Las Vegas Clark County Advice Cosumnes Community Services District Elk Grove Sacramento Advice Dinuba Financing Authority Dinuba Tulare Advice City of Dinuba/Successor Agency to the Dinuba Redevelopment Agency Dinuba Tulare Advice City of Fountain Valley Fountain Valley Orange Advice Garden Grove Sanitation District Garden Grove Orange Advice City of Inglewood/Successor Agency to the Inglewood Redevelopment Agency Inglewood Los Angeles Advice City of Jurupa Valley Jurupa Valley Riverside Advice AZ Kaizen Education Foundation Phoenix Maricopa Advice City of King/Successor Agency to the Community Development Agency of the City of King King Monterey Advice City of Lake Elsinore Lake Elsinore Riverside Advice Lancaster Financing Authority Lancaster Los Angeles Advice Magnolia Charter School Los Angeles Los Angeles Advice Successor Agency to the March Joint Powers Redevelopment Agency Riverside Riverside Advice City of Monrovia/Sucessor Agency to the Monrovia Redevelopment Agency Monrovia Los Angeles Advice Monrovia Financing Authority Monrovia Los Angeles Advice City of Needles Needles San Bernardino Advice O'Farrell Charter School San Diego San Diego Advice Pasadena Public Financing Authority Pasadena Los Angeles Advice Pico Rivera Public Financing Authority Pico Rivera Los Angeles Advice City of Pico Rivera/Successor Agency to the Pico Rivera Redevelopment Agency Pico Rivera Los Angeles Advice Pomona Public Financing Authority Pomona Los Angeles Advice Prepa Tec / Alta Public Schools Walnut Park Los Angeles Advice City of Rosemead/Successor Agency to the City of Rosemead Community Development Commission Rosemead Los Angeles Advice San Bernardino Municipal Water Department San Bernardino San Bernardino Advice City of Santa Ana/Succesor Agency to the City of Santa Ana Community Development Agency Santa Ana Orange Advice City of Soledad/Successor Agency of the Soledad Redevelopment Agency Soledad Monterey Advice AZ Southgate Academy Tuscon Pima Advice Teach Public Schools Los Angeles Los Angeles Advice City of Turlock/Succesor Agency of the Turlock Redevelopment Agency Turlock Stanislaus Advice City of Upland Upland San Bernardino Advice City of Upland/Successor Agency to the Upland Community Redevelopment Agency Upland San Bernardino Advice Westside Neighborhood School Los Angeles Los Angeles Advice Albany Unified School District Albany Alameda Advice Benicia Unified School District Benicia Solano Advice Bennett Valley Elementary School District Santa Rosa Sonoma Advice Black Butte Elementary School District Shingletown Shasta Advice Cascade Elementary School District Anderson Shasta Advice Chico Unified School District Chico Butte Advice Columbia Elementary School District Redding Shasta Advice Cutler-Orosi Unified School District Orosi Tulare Advice Cuyama Unified School District New Cuyama Santa Barbara Advice Fairfield-Suisun Unified School District Fairfield Napa Advice Franklin McKinley Elementary School District San Jose Santa Clara Advice Gilroy Unified School District Gilroy Monterey Advice Greenfield Elementary School District Greenfield Monterey Advice Guerneville School District Guerneville Sonoma Advice Holtville Holtville Imperial Advice Junction Elementary School District Palo Cedro Shasta Advice Kingsburg Elementary School District Kingsburg Fresno Advice Lincoln Unified School District Stockton San Joaquin Advice Livermore Valley Unified School District Livermore Alameda Advice Madera County Of Education Madera Madera Advice Madera Unified School District Madera Madera Advice McSwain Elementary School District Merced Merced Advice Northern Humboldt High School District Mckinleyville Humboldt Advice Oak Grove School District Santa rosa Sonoma Advice Pope Valley Elementary School District Pope Valley Napa Advice Round Valley Unified School District Covelo Mendicino Advice Santa Paula Unified School District Santa Paula Ventura Advice Santa Paula Unified School District (School Facility Improvement District) Santa Paula Ventura Advice South San Francisco Unified School District S. San Francisco San Mateo Advice Southern Humboldt Unified School District Miranda Humboldt Advice Torrance Unified School District Torrance Los Angeles Advice Walnut Creek School District Walnut Creek Contra Costa Advice Windsor Unified School District Windsor Sonoma Advice Winters Joint Unified School District Winters Solona Advice