CAPT Derek Trinque Director, Surface Officer Assignments PERS-41

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Surface Warfare Officer Community Brief 22 CAPT Derek Trinque Director, Surface Officer Assignments PERS-41 1

Agenda SWOs: Making a difference PERS-41: Who & What Career Progression and Milestones Career Management & Benefits 2

Who We Are Gender Marital Status Children Female 23% (1998) Male 77% (6683) Unmarried 49% (4212) Married 51% (4469) Children 33% (2869) No Children 67% (5812) Rank Commissioning Source CAPT 5% (396) CDR 9% (807) LCDR 13% (1106) LT 34% (2967) USNA 29% (2599) ROTC 36% (3161) Flag 1% (44) ENS 20% (1722) LTJG 19% (1639) Other 5% (408) STA 21 5% (464) OCS 25% (2253) 3

Where We Are Pacific Northwest 6 x DDG 1 x CDS Hampton Roads 26 x CRUDES 11 x AMPHIB 7x CDS/CPR Naples/Gaeta 1 x LCC San Diego 21 x CRUDES 15 x AMPHIB 9 x LCS 3 x MCM 6 x CDS/CPR Rota 4 x DDG 1 x CDS Mayport 5 x CRUDES 3 x AMPHIB 3 x LCS 3 x PC 1 x CDS Bahrain 4 x MCM 10 x PC 1 x CDS Singapore 1 x CDS Japan 11 x CRUDES 4 x AMPHIB 4 x MCM 1 x LCC 2 x CDS/CPR Pearl Harbor 9 x DDG 1 x CG 1 x CDS SWOs operating forward like never before... 4

PERS-41 Mission Match talent to task Provide capable officers for all milestones Respond to Fleet needs Detailing Triad Building Strong Careers is our Job 5

What s going on in Surface Warfare New Division Officer Sequencing Plan 30 / 18 No MCM / LCS / CVN 1 st Tour DIVOs Maximize Fleet-up tours No shortened tours No Staff Tours as milestones Post DIVO\DH Sailor 2025: Surface Warfare Retaining our most talented! MK VI Early Command O3 and O4 level! DH Sequencing Plan Update Increased selectivity to serve as a DH First Reward for Performance bonus in DOD (DHRB) Midshipman Early Ship Selection Initiative option for COs 11 of 15 USNA & 6 of 12 NROTC Midshipmen activated their Blue Chip offer in Spring 2018 6

PERS-41 Organization PERS-41 Director Surface Officer Distribution Division - Deputy Director/Asst. O-6 (CDR Angelinas) - Asst. O-6 Detailer (LCDR Nikitin) - Executive Assistant (LCDR L. Johnson) - SWO Outreach (LCDR Seeger) - Metrics (LCDR Whiteman) PERS- 410/411 CDR/LCDR Assignments PERS- 412 Junior Officer Assignments PERS- 413 Surface Officer Placement PERS- 414 LDO/CWO Assignments PERS- 415 SPECWAR Assignments/ Placement PERS- 416 EOD Assignments/ Placement PERS- 46B Full Time Support Assignments (CDR Grunwell) (CDR LaBenz) (CDR Ralston) (CDR Allison) (CDR Allman) (CDR Cornell) (CDR Dumlao) PCC CO-Afloat CO-SM Post-DH XO-Afloat XO-SM Accessions DIVO DH (Conventional & Nuclear) CRUDES LANTFLT PACFLT AMPHIB LCS/PC/MCM Admin Security OPSTEC Deck Electronics Ordnance Engineering CWO2 CDR Placement for SEAL Commands CWO2 - CDR Placement for EOD, Salvage, & DIVE/EOD Training Commands ENS CAPT Sr. FTS rep at NPC 7

Career Progression and Milestones 8

SWO Career Path O-2 O-3 0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.5 6 6.5 7 7.5 8 BDOC OOD PH I 1st DIVO Tour OOD PH II ADOC 2nd DIVO Tour Shore/Sea Tour Graduate Education WTI / EC DH PL CA 1st DH Look 2nd DH Look 3rd DH Look O-4 O-5 8 8.5 9 9.5 10 10.5 11 11.5 12 12.5 13 13.5 14 14.5 15 15.5 16 16.5 17 1st DH Tour SCC 2nd DH Tour Early Command PD1 Shore/Sea Tour PD2 Shore/Sea Tour PXO PXO PL XO/XO-SM PCO XO/CO CO PCO O4 1st Look 2nd Look O5 3rd Look O-6 O-7 19.5 20 20.5 21 21.5 22 22.5 23 23.5 24 24.5 25 25.5 26 26.5 27 27.5 28 28.5 Sequential Major Post MC Shore/Sea Command 1st PCC 2nd PCC Major Command Post MC Shore/Sea MC PL O6 1st Look 2nd Look 3rd Look Maximizing Our Time On Ships 9

Evolution of SWO Training Circa 1990 SWODO 6 months of focused training BST course engineering, CICO, etc. Report to ship rarely to return to a schoolhouse Circa 2003 2018 Report to ship Handed 13 CD set for SWO training (SWOS in a box) Attend SWOS 3 weeks as leveling agent for the training Some received BST when transition to 2 nd tour BDOC 9 weeks focused training in shiphandling, BRM, Warfare Area Overviews, RT, RADAR and CIC Fundamentals etc. +BST OOD Phase I 6 weeks of specific ship handling skills development Report to ship Transition to 2 nd Tour ADOC 5 weeks Focused training more tactically focused +BST OOD Phase II 3 weeks focused shiphandling skills training and Go / No-Go Assessment Dedicated Training Throughout Career with a Consistent Revisit Rate. 10

SWO Competence Continuum 10 Milestones checks to ensure standardization and quality (7 conducted by SWOS: 3 x Go / No Go Assessments (3, 6, & 9) and 4 x Comp Checks (1, 4, 7, & 10) 2 nd DH Tour XO Tour 6 CO Tour 7 Major Command 8 9 1 0 Assessment #10: Competency Check (SWOS) MCO 3 weeks (1-week Mariners Skills Refresher) + BST Assessment #9: PCO Go / No Go (SWOS); Prerequisite to proceed to command PCO 3 weeks (1-week Mariner Skills Refresher) Assessment #8: Fleet-Up Certification (ISIC Evaluation) Assessment #7: Competency Check (SWOS) SCC 10 weeks (3-week OOD Refresher) +BST Assessment #6: SWOS Command Assessment / Qualification; Prerequisite for CMD 1 st DH Tour 5 Assessment #5 Command Qualification evaluation (Ship s CO) 1 st DIVO Tour 2 nd DIVO Tour 2 3 4 Assessment #4: Competency Check (SWOS) DHC 27 weeks (3-week OOD Refresher) + BST OOD Phase II 3 weeks Assessment #3: DIVO Go / No Go (SWOS); Prerequisite to continue as SWO ADOC 5 weeks + BST Assessment #2: Pre-requisite for OOD Phase 2 and ADOC (Ship s CO) 1 Assessment #1: Competency Check (SWOS) OOD Phase I 6 weeks BDOC 9 weeks (STCW-ECDIS-N COI) + BST We must become more skilled at our jobs as we grow. (ADM John Richardson, Navy Leader Development Framework)

DIVO Slating Process 6 months from PRD for sea and shore Email requests to detailers Slate input includes: Qualifications (OOD, SWO, EOOW, TAO) FITREP performance (Latest FITREP / Individual TA vs. RSCA) Your Preferences CO Input/Assessment If an officer does not have an EOOW letter on their 1st tour, assignment to 2nd DIVO tour on a ship in an engineering billet will likely occur OOD Letter is required for an opportunity to slate! Tour lengths shifted to 30/18 for 1st/2nd DIVO tours respectively SWO-N DIVO tours will remain 21 months and 28 months (nuclear tour) COs may fleet up 1st Tour DIVOs to 2nd Tour jobs (SLT) 1st tour DIVOs will no longer be detailed to MCM/LCS/CVN All DESRON/PHIBRON DIVO billets are now post-divo tours SWO 2nd Tour DIVOs may apply for MK VI early command or WTI Including the WTI training, the total division officer tour will remain 48 months 12

Sea Slate Worksheet Officer s Preferences Officer s Qualifications Slate Points & Slate Rank Detailer s Comments 1-3 Lines CO s Comments & Recommendations 1-3 Lines Slate worksheet and Officer s preference used to determine slating 13

Expanded Opportunities for our MOST Talented JOs FSEP (Fleet Scholar Education Program) Pursue advanced education at America's most prestigious institutions of THEIR choosing (in CONUS). Degree must have a Navy subspecialty associated with it; up to 24 months. GET (Graduate Education and Teaching) Apply to a university in the National Capital Region, pursue a one year Master's Degree in ANY concentration desired, and then teach that subject area at USNA for two years. LEAD (Leadership Education and Development) Pursue a Master's Degree from the University of Maryland or George Washington University, followed by a two year tour as a Company Officer at USNA. TWI (Tours with Industry) The opportunity to work at Amazon, Google, LinkedIn, Apple, La Quinta, Walmart, UPS... This program is twelve months in duration. GEV (Graduate Education Voucher) The education voucher pays up to $20,000 per year for a maximum of two years for graduate school education, books and most fees. This pairs nicely with the 24/12 program! PMRI (Purdue University Military Research Initiative) Pursue a Master's Degree or PhD (preferred). This program is 36 months and requires Aegis experience and Dahlgren training. MIT-WHOI (Massachusetts Institute for Technology - Woods Hole Institute) Obtain a Master's Degree in an Oceanography based curricula. Practical / theater ASW experience preferred. Professional Initiatives Abroad Portsmouth, England - Esquimalt, Canada - Marin, Spain - Canberra, Australia - La Spezia, Italy - Mons, Belgium - Lisbon, Portugal - Toulon, France! Expand your maritime portfolio via Instructor duty, BMD planner, Future Ops Maritime, and Maritime Lab Experimenter assignments. NROTC (Naval Reserve Officer Training Corps) Two to three year programs to lead, mentor, and train future Naval Officers. Master s Degree opportunities exist. Do something spectacular and unique! - DHRB required Attracting Top 10% of key YGs 14

Naval Post-Graduate School Operations Analysis Space System Ops Computer Science Information System Tech Info Sys and Ops Network Ops and Tech Systems Eng Analysis Human Sys Integration SPECOPS Low Intensity Conflict Systems Engineering Security Studies Undersea Warfare Combat Sys Science and Tech Naval/Mechanical Eng Electrical/Computer Eng Space Systems Eng Information Warfare National Security Affairs Homeland Security Middle East Far East Western Hemisphere Russia MBA Transportation Management Financial Management Material Logistics Support ************* THESE CURRICULA REQUIRE DHRB All curricula are competed via Talent Management Board. Unfilled billets will be available throughout the year for competitive slating. 15

WTI: A Surface Warfare Community Priority Expanded WTI Opportunity From 2nd Tour JO to post-dh O-4s and LDOs Variety of Productions Tours Full range of commands and homeports are identified and billets properly coded that will capitalize on the tactical investment Graduate Education Options GEV (to include 24/12), NWC (including Fleet Seminar), NPS Distance Learning, FSEP, and service War Colleges Selection Process Seeking our most promising tactical athletes w/ strong CO support Executing a rolling application process and screening applicants into an approved WTI Bank identifying, selecting and slating as early as possible Targeting 110 Officers per year to complete WTI training. A community investment in our tactical prowess and growth. ROI will be measured in people, process, and product. 16

DH Billet Structure Changes Improved Ship Readiness Initiatives Shift all PTOs to 2 nd Tour DH billet buy is in progress All LCS Mission Module OIC billets integrated into core crew 2nd tour DIVO billets CSO Fleet-Up open to all CRUDES Shift LSD (9 of 12 complete) CHENG billets back to the LDOs DDG COs may select any DH to fleet-up to CSO or PTO Submit a written request to PERS-41; otherwise WEPS will fleet up TYCOMs are standardizing the PTO billet and BST Single longer tour CHENGs for Flight I/II DDGs All DESRON/PHIBRON DH billets are now post-dh tours. Driving Improved Readiness 17

Early Command Forward Deployed 10 PCs, 4 MCMs in Bahrain 4 MCMs in Sasebo Permanent Crews CONUS 3 PCs in Mayport 3 MCMs, 4 MK VI Companies in San Diego 2 MK VI Companies in Little Creek MK VI Companies each have 3 MK VI assigned 18 LT Command Opportunities Opportunity to command at 5-10 YCS CO tours in lieu of 2DH or Post-DH tour High screen rate for CDR CMD Challenging and Rewarding Next Board: October 2018 18

Post-DH Detailing Goal: Prepare Officers for Command Screening Detailers analyze record looking for: EOOW & TAO Letters, CMD Qual, JPME, Masters Degree FITREP Breakouts (Hard and Soft against peer group) FITREP Trait Avg vs RSCA & Summary Avg Command Afloat Recommendations Other significant items: Post-DH Sea/Operational Duty Waterfront Production Tours DC or other high vis community tour Opportunities for Joint not required during post-dh tours Contact your Detailer 8-9 months prior to your PRD from 2nd DH Tour Detailers make recommendations based on career milestone requirements and needs of the Navy 19

Post-DH Detailing Downstream fill list posted on 410/411 Post-DH/PCC web page Billet list based on prioritized fleet needs and projected number of rollers List updated around the 1 st week of each month Detailing window occurs 7 months prior to PRD Submit a minimum of 10 preferences (must include 1 Hot Fill) Preferences competed each month among officers in detailing window Post-DH billet base includes: All DESRON/PHIBRON staff billets are now Post Dept Head assignments 45% operational assignments Needs of the Navy Balancing Fleet needs with personal preferences applying talent to task 20

CDR CMD/XO Screening Surface CDR CMD Board convenes annually in December and covers SWOs across 3 PYGs: 1st look LCDR PYG + 2 LCDR PYG 18 1st Look in Dec 2020 Can only be screened for CO-Afloat 2nd look PYG + 3 LCDR PYG 17 2nd Look in Dec 2020 Can be screened for CO-Afloat, XO-Afloat, or XO-SM 3rd look PYG + 5 LCDR PYG 15 3rd Look in Dec 2020 Only XO-Afloat or XO-SM screen officers eligible Can be screened for CO-Afloat or CO-SM Milestone screening drives selection to O-5 21

Post-CDR Command Detailing One on one executive detailing based on experience & record 6 to 8 months prior to PRD More PCC Billets than PCCs Will match talent to task; preferences matter Man the Fleet - Will fill sea billets ahead of shore billets Three career goals in mind (in priority order) Select for CAPT Screen for Major Command Building your portfolio/future potential Break-outs in command determine follow-on tour Hard break-out (EP) Build skillset, Joint, WC... or Sea Duty/Operational Tour MP or soft break-out Sea, overseas, community job Timing also important Major Command 1st Look is O5 PYG + 5 yrs 2 tours btwn CDR CMD and MAJ CMD (~4 yr window) 22

Career Management and Benefits 23

Key FITREP Points FITREPS: Know the reference! (BUPERSINST 1610.10D) What s the message: Hard break out? Soft break out? Caught in traffic? Boss s RSCA? Recommendation? Progression? Air gap? IT IS CRITICAL that your most recent community screening be clearly articulated in block 41 of every FITREP until you actually serve in that milestone billet. Block 41 must tell a clear story can you lead at the next level? White space GOOD! 24 24

Statutory Board Considerations Ensure promotion recommendation included in blk 41 Screening status is not part of record need to tell the board what the Community has decided Lead FITREP bullets should read: MAJOR COMMAND: Screened Major Command CO-Afloat screened officers: Screened Commander Command Afloat CO-SM screened officers: Screened Commander Command XO-Afloat screened officers: Screened for Executive Officer Afloat XO-SM screened officers: Screened for Executive Officer DH screened officers: Screened for Department Head DH screened officers w/contract: Screened for Department Head/DH Contract Signed Document success at-sea to support promotion

How Your Record is Briefed Officer Summary Record (OSR) Performance Summary Report (PSR) SOURCE SCHOOL SOURCE SCHOOL USS SHIP USS SHIP USS NEXT SHIP Tactical excellence Wicked Smaaht! - Tale of 2 CO s 1) HBO in 1 st tour, then 2)?? 2 nd CO USS NEXT SHIP JO Shiphandler of Year CO Fully Qual d - SWO Heavy-lift jobs post-dh Think of Halsey, Nimitz, and Spruance embodied in one SWO LT Flag potential -CO HONOR GRAD USS 3 RD SHIP USS 3 RD SHIP USS 4th SHIP USS 4th SHIP CHENG CHENG CHENG O-4 SPOT CHENG CO potential is limitless CO VERY vanilla. PD1 SHORE PD1 SHORE PD2 SHORE AO MC PD2 SHORE AO MC Only limited by FR system to a P. My BEST DH, even as a JG - CO 26

FY 19 DH Selection Board 1 st Look (YG 15) 57% selection (450/788) w/ EOOW: 91.7% (122/133) 2 nd Look (YG 14) 48% selection (156/322) 3 rd Look (YG 13) 44% (36/82) Superior performance at sea was primary selection factor. Ship/Platform/Command; Ship Employment; and Billet Assignment were not factors. Advanced qualifications favorably viewed. No SWO = No Selection! Board did not have a Zero Defect mentality. The most selective DH Board in a generation! 27

Department Head Retention Bonus (DHRB) CA Current RJCSRB Selection at the SWO DH Screen Board rewarded with larger bonus DH Screened JOs able to commit to DH as early as YCS-3 BDOC New DHRB 1st DH Look 2nd DH Look 1st DIVO Tour O-2 O-3 $10K $10K $10K $10K $10K $10K O-4 0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.5 6 6.5 7 7.5 8 8.5 9 9.5 10 10.5 11 11.5 ADOC BST 1st DH Look 2nd DIVO Tour 2nd DH Look $10K $10K $10K 3rd DH Look $10K $10K Shore Tour Civilian Education WTI $15K $15K $15K $15K DH PL $15K $15K 1st DH Tour EC Board $15K $15K 2nd DH Tour Early Command O4 $15K $15K PD1 3rd DH Look $15K $15K $15K $15K $15K YG-13 and screened at 2nd or 3rd DH Look (June 17 or 18 DH Board) and sign DHRB after the June 2017 DH Board but before the June 2018 DH Board - $95K and sign DHRB after the June 2018 DH Board but before YCS-6 anniversary - $75K YG-14 and screened at 1st or 2nd DH Look (June 17 or 18 DH Board) and sign DHRB after the June 2017 DH Board but before the June 2018 DH Board - $95K and sign DHRB after the June 2018 DH Board but before YCS-6 anniversary - $75K YG-15 and screened at 1st DH Look (June 18 DH Board) and sign DHRB prior to the June 2019 DH Board - $105K and sign DHRB after the June 2019 DH Board but before the June 2020 DH Board - $95K and sign DHRB after the June 2020 DH Board but before the June 2021 DH Board - $75K FTS Officer are still eligible under previous bonus structure of $12K per year starting at YCS 5 for a total $60K Surface Warfare: Rewarding Superior Performance 28

Critical Skills Retention Bonuses DHRB - $105K Up to additional $30K for selection on first look and signing DH contract LRB - $46K $22K on 2 nd anniversary of promotion to LCDR $12K on 3 rd and 4 th anniversary of promotion to LCDR 120000 100000 80000 60000 Must apply between 11-12 YCS Jr SWO CSRB 40000 20000 DHRB Max Value $105,000 SWO Compensation Jr $75,000 SWO CSRB $75,000 SWO CSRB $46,000 SWO CSRB $46,000 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 Series1 Series2 Series3 Up to $151K to Serve DH + 4 Years as LCDR! 29

Community Health 350 300 250 200 150 100 50 0 LCDR 3 15 6 4 24 7 10 5 6 234 275 250 274 10 72178174 252243 214 217 0 0 0 1 1 0 0 0 0 0 0 15 Avg Opp FY14-18: 87.1% 200 150 100 50 0 18 2 CDR 0 7 6 13 9 10 26 162 147 4 139 111 122119 135 106 79 90 0 0 0 0 0 0 0 0 1 0 Avg Opp FY14-18: 64.05% 100 75 50 25 0 CAPT 2 1 2 2 1 3 4 0 9 60 49 54 49 57 45 67 69 79 58 0 1 0 0 0 0 0 3 0 5 3 Avg Opp FY14-18: 54.27% FY17 LCDR (Board 85%, SWO 91.1% ) FY18 LCDR (Board 87%, SWO 82.0% ) Successfully serving as a DH Afloat = LCDR Selection Department Head Board Rates (FY17 First Look): 58% (FY18 First Look): 55% From least selective to most selective URL Community FY18 CDR (Board 70%, SWO 69.7%) FY19 CDR (Board 75%, SWO 81.3%) Screening for CO/XO Afloat = CDR Selection XO-SM < board rate CDR Command Board Rates (CO Afloat or SM): 44% 35% (CO and XO Afloat or SM combined): 79% 62% Performance as a DH and meeting CQE requirements remain key discriminators FY18 CAPT (Board 55%, SWO 55.4%) FY19 CAPT (Board 55%, SWO 61.3%) Success in CDR Command = O6 Selection Major Command Board Rates (Afloat and Shore): 55% (Afloat, Shore and AC): 60% Healthy Major Command Opportunity for best COs 30

Retirement Compensation For a married LT, age 26, at 4 years service Annual pay(including BAH/BAS): $78K Equivalent starting salary to maintain lifestyle: $89K* Retirement (paygrade @ YCS) O-4 @ 20 (Retire at 42) O-5 @ 20 (Retire at 42) O-5 @ 25 (Retire at 47) O-6 @ 25 (Retire at 47) O-6 @ 30 (Retire at 52) Annual retirement pay (assumes 2%/yr annual increase) $60K (50% base pay) $69K (50% base pay) $98K (62.5% base pay) $114K (62.5% base pay) $162K (75% base pay) Total retirement equivalent (assumes member lives to age 79) $3.25M $3.72M $4.33M $5.05M $5.73M Annual investment required to achieve equivalent retirement (assumes 5% APY til retirement) Annual compensation required to achieve equivalent retirement** $47.8K $54.8K $48.6K $56.8K $51.3K $136.9K $143.8K $137.6K $145.8K $140.3K *Based on OSD Military Compensation Calculator for a LT (family of three, avg BAH) ** Annual compensation accounts for civilian equivalent pay and required annual investment to amount to the same annuitized payout from the military retirement system. 31

Blended Retirement System Beginning in 2018, service members can get automatic and matching Thrift Savings Plan contributions as well as midcareer compensation incentives in addition to a monthly annuity for life. All service members under the current system are grandfathered into today s retirement system. If you join the service after January 1, 2018 Automatically enrolled in the Blended Retirement System. After January 1, 2006 but before January 1, 2018 Choice to enroll in the Blended Retirement System or remain in today s current retirement system. Before January 1, 2006 Grandfathered and remain in today s current retirement system. 32

Bottom Line Training and Career Path Updates: Emphasize experience on ships 2 Divo, 2 DH Tours Increase the CO s influence over his or her wardroom Greater Divo and DH Fleet-Up opportunity Greatly increased training Focused on high volume reps & sets and aligned with the best industry standards (STWC) Career milestone assessments will significantly aid in maintaining high standards of performance expected of the SWO community Predictive analytics to match tracked experience with established thresholds of performance to consistently produce ready officers at all levels the check sum Steady increase in competency throughout a career developing more ready, more lethal Commanding Officers

Why I Love My Job The People The Mission The View 34

PERS 41 Questions and Answers 35