Application for POOLING OF CONTRACTORS FOR VARIOUS CATEGORIES OF WORKS IN IIMK

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INDIAN INSTITUTE OF MANAGEMENT KOZHIKODE IIM KOZHIKODE CAMPUS P.O, KOZHIKODE 673 570 Tel: 0495-2809195, 2809217, 2809222 Fax: 0495-2803011 Web site: www.iimk.ac.in Application for POOLING OF CONTRACTORS FOR VARIOUS CATEGORIES OF WORKS IN IIMK Name & Address of Contractor -------------------------------------------------------------------------- --------------------------------------------------------------------------- -------------------------------------------------------------------------- --------------------------------------------------------------------------- Date of Issue of Notice : 07.08.2014 Due Date of Submission : 07.11.2014 up to 03:00 p.m. Cost of Application Form : Nil 0

NOTICE INVITING APPLICATIONS: Applications are invited by Indian Institute of Management Kozhikode (IIMK) from competent and eligible Indian Individuals, Sole Proprietorship Firms, Partnership Firms, Public Limited Companies or Private Limited Companies for pooling of contractors for various Categories of works (Civil, Electrical) in IIMK. Pooling will be free of charge and no fee will be applicable on this account. The last date for submission of applications will be up to 3.00 p.m. on November 07, 2014, for initial pool. August 07, 2014 Sd/- Chief Manager (Infrastructure) 1

APPLICATION FOR POOLOING OF CONTRACTOR FOR VARIOUS CATEGORIES OF WORKS RULES:- 1.0 Title: These rules shall be called the Rules of Pooling of Contractors for various Categories of works (Civil; Electrical) in IIMK 2.0 Short Title: Hereinafter these rules of Pooling of Contractors for various Categories of works (Civil; Internal & External Electrical Installation) in IIMK shall be referred to as Rules for the sake of brevity. 3.0 Applicability: Indian Institute of Management Kozhikode (IIMK) wishes to develop a Directory by way of pooling names of contractors who intend to work with the Institute. Any Indian Individual, Sole Proprietorship Firm, Partnership Firm, Public Limited Company or a Private Limited Company may apply for i n c l u d i n g t h e i r n a m e i n t h e d i r e c t o r y as a contractor in IIMK under these Rules. The Contractors should satisfy t h e eligibility criteria and other conditions at the time of individual tenders invited by IIMK. 4.0 No individual, or a firm having such individual as one of the partners, who is a dismissed government servant; or removed from the approved list of contractors; or demoted to lower class; or having business banned/ suspended by any government department in the past; or convicted by a court of law shall be entitled for i n c l u ding t he ir n a me in t he di re ctory. Even after pooling/enlistment, if a contractor is found as aforesaid, the name of the contractor shall be removed from the list of contractors. However, cases where disciplinary action was taken against the contractor for a specified period and such penalty period is already over, his case for pooling/enlistment can be considered. 4.2 No Engineer or any other official employed in Engineering or Administrative duties in the Engineering Department of the Institute is allowed to work in IIMK either as contractor or as employee of a contractor for a period of one year after his retirement from the service of the Institute (IIMK) unless he has obtained prior permission of the Institute to do so. Even after pooling/enlistment, if either the contractor or any of his employees is found to be a person who had not obtained the prior permission of IIMK as aforesaid, the name of the contractor shall be removed from the list of pooling/enlisted contractors. 4.3 A contractor is permitted to have enlistment in more than one category in IIMK. 2

4.4 A contractor is not permitted to have pooling/enlistment in more than one name. 5.0 Scope - The pooling of a contractor in IIMK shall only entitle him to be considered for issuing of Notice Inviting Tender/Tender Notice in case there is any requirement. It shall not confer any right on him either to be necessarily issued the tender documents or for award of work. 6.0 Pooling Procedure The contractor shall have to submit the application in a prescribed form for pooling in each category of works. The contractor is required to go through the instructions before applying. Applications, duly signed should be submitted in a sealed cover super scribed Application for Pooling of Contractors in various Categories of works in IIMK which should be either deposited in the Tender Box (Engineering kept in the Reception counter of the Administrative Block of the Institute or sent by Speed Post/ Courier to reach the office of The Chief Administrative Officer, Indian Institute of Management Kozhikode, I.I.M.K. Campus (P.O.), Kozhikode 673 570, Kerala on or before 07.11.2014 at 3.00 p.m. for initial pool of contractors. For pooling/enlistment of contractors at a later date, kindly visit the website. 6.1 Applications are free of charge and there will not be any pooling/enlistment processing fee. 6.2 The enlistment authority shall have the right to independently verify the details furnished by the contractor and to get works done by the contractor inspected and/or to get such other reports as may be considered necessary. 7.0 Period of Pooling/Enlistment The enlistment shall be valid for a period of two years. The enlistment shall be open to review by the enlistment authority and liable to termination, suspension or any other such action at anytime if considered necessary by the enlistment authority, after issue of show cause notice. 8.0 Categories The pooling/enlistment shall be done in the CIVIL and ELECTRICAL categories. 3

9.0 Authority for Pooling/Enlistment The Pooling/Enlisting Authority shall be the Chief Administrative Officer. Indian Institute of Management Kozhikode, I.I.M.K. Campus (P.O.), Kozhikode 673 570, Kerala. 10.0 Pooling/Eligibility Criteria - The contractors shall have to satisfy the minimum eligibility criteria specified in Table - 1, before they can be considered for enlistment. All contractors are expected to keep abreast with enlistment rules modified from time to time. 10.1 The criterion for experience, in case of enlistment, shall be the completion of requisite number of works, as the case may be, of prescribed nature and magnitude executed on independent contract basis or as a builder, during the last five years. The works should have been executed in the same name and style in which the enlistment is sought or all the eligible work(s) should have been secured in the name of any one of the partner. 10.2 The criteria for pooling/enlistment shall be as applicable on date of enlistment. Applicant may be intimated when his application and verification is complete. The application may be decided within 90 days of such completion. 11.0 Electrical License - The contractors of Electrical category shall have to produce valid electrical license from the competent authority appointed by Kerala State Govt. in the name of the contractor. They shall keep valid license throughout the period of enlistment by getting it renewed at suitable intervals and submit an attested copy of the same to the enlistment authority after each renewal. In event of any discontinuity in validity of electrical license of the contractor, its enlistment and authority to work with IIMK will also automatically cease to be valid. For applying for tenders for a work in any state they shall have to possess electrical license of appropriate voltage issued by Kerala State Electricity Board in compliance with the relevant rules applicable and as amended from time to time. 12.0 Change in Address - While applying for pooling/enlistment, the contractor should mention address of his Registered office as well as Head Office, if different. All documents i.e., Bankers Certificate, Electrical license, etc. should bear one of the above addresses, otherwise the same shall not be accepted 12.1 The contractor shall intimate the change, if any, in any of the above addresses, in advance or maximum within one month of such change along with acknowledgement of noting down of such change in address from the Bank, Income Tax, Sales Tax authorities etc. Failure to do so may result in removal of his name from the approved list of contractors. 4

13.0 Near Relatives Working in IIMK - Contractors whose near relatives are working in the Indian Institute of Management Kozhikode will not be eligible to a p p l y f o r p o o l i n g / e n l i s t m e n t. For this purpose a near relative shall mean wife, husband, parents, grandparents, children, grandchildren, brothers, sisters, uncles, aunts, cousins and their corresponding in-laws. 14.0 Contractor s obligations - The contractor should fulfill all his obligations under these rules in time and manner as specified, failing which he shall be liable for the action as mentioned therein. Some of the obligations are summarized below:- a) Prior approval shall be obtained from the enlisting authority before changing the name or constitution of the firm/company. b) Intimation of change of address should be given in advance c) He shall continue to possess, throughout the period of enlistment/revalidation, a valid electrical license of appropriate voltage issued by appropriate authority. d) He shall abide by these rules. e) He should not indulge in unethical practices and maintain good conduct. f) He shall execute the works awarded to him strictly as per the terms and conditions of the contract and specifications. 15.0 Suspension of Business: Whenever adverse reports related to adverse performance, misbehavior, direct or indirect involvement in threatening, makes false complaints, filing legal suites for frivolous reasons, hampering tender process or execution of contract or any act, omission or commission, etc. damaging the reputation of department /officer or any other type of complaint considered fit by Enlisting Authority, are received in respect of works for the various class/categories of contractor, the enlisting authority reserves the right to immediately suspend the sale of tenders (if applicable) to such contractor. If any of the charges are established then this would result in banning of business with the contractor for the period as decided by Enlisting Authority. Business may also be suspended with a contractor up to a period of one year in case he fails to start the work after the award on two occasions. 5

16.0 Removal from the Directory: The name of the contractor may be removed from the Directory, by the Enlisting Authority, if he: A) has, on more than one occasion, failed to execute a contract or has executed it unsatisfactorily; or B) is proved to be responsible for constructional defects in two or more works; or C) persistently violates any important conditions of the contract; or D) fails to abide by the conditions of enlistment; or E ) is found to have given false particulars at the time of enlistment; or F ) has indulged in any type of forgery or falsification of records; or G) is declared or is in the process of being declared bankrupt, insolvent, wound up, dissolved or partitioned; or H) persistently violates the labour regulations and rules; or I) is involved in complaints of serious nature received from other departments which prima facie appear to be true; or J ) Default in settlement of tax dues like income tax, Contract tax, sales tax, octroi, duties etc.; or K) has already been demoted for other reason(s); or L) is considered not required to be in list of IIMK for any other reason considered fit by Enlisting Authority; or M) Does not start the work after the same is awarded to him on three occasions. 17.0 Definition of Building and Civil Work: Building Work: Building work means complete work including all civil items such as RCC work/ brick or stone work/ wood work/ steel or aluminium work/ plaster work/ flooring work/ water supply and sanitary installation / drainage work/ water-proofing work etc. and at least one of the items of a) Water supply and sanitary installation. b) Drainage work; and c) Water proofing work. Exclusions: Items of pre fabricated huts, false ceiling, compound wall, storm water drain, sewer lines, water supply lines, Road side gully chamber and supply & fixing of SFRC covers if executed exclusively under separate contract and not as part of main building contract and work of industrial sheds shall be excluded from definition of building work. Civil work: Any Civil work which also includes works of additions/ alterations / renovations/ upgradations / maintenance. Exclusions: Maintenance work does not include works of sweeping, care taking, watch & ward and the like. 6

18. Work experience for Enlistment Category Civil Work Experience for Enlistment Building Work or Civil Work Electrical Internal or External Electrification work excluding Maintenance work (as the case may be) 7

ANNEXURE I APPLICATION FORM CATEGORY : Civil/Electrical... 1. Name of the Applicant (Individual/Firm/Company)... 2. Nationality... 3. Address: (i) Registered Office :...... (ii) Head Office :...... 4. Contact Details : (i) Telephone Number... (ii) Fax Number... (iii) Mobile Number... (iv) Website URL (If any)... (v) Email Id...... 5. List of major works (As per Annexure II)... 8 Contractor s Signature

ANNEXURE-II Works completed, in progress & secured during the last seven years S.No. Name of work & Agreement No. Date of start Date of completion Stipulated Actual Reasons for delay & compensation levied, if any Tendered Amount Gross Amount of the completed work Net amount received Name, designation & complete address of the authority for whom the work was done 9