REPORT TO CONGRESS DEPARTMENT OF DEFENSE SALES OF SIGNIFICANT MILITARY EQUIPMENT TO FOREIGN ENTITIES FISCAL YEARS 2006 AND 2007 June 2008 Office of the Under Secretary of Defense (Acquisition, Technology) Background Section 1231 of the John Warner National Defense Authorization Act for Fiscal Year 2007 (Public Law 109-364), requires the Secretary of Defense to submit an annual report to Congress on foreign military sales (FMS) and direct sales to foreign entities of significant military equipment manufactured in the United States during the preceding calendar year. The report is to identify for all sales of significant military equipment in excess of $2,000,000: (1) the nature of the equipment and the dollar value of the sales; (2) the country to which the equipment was sold; and (3) the manufacturer of the equipment and the State in which the equipment was manufactured. The law defines the term significant military equipment as having the meaning given the term in section 47(9) of the Arms Export Control Act (22 U.S.C. 2794(9) note). The information requested by section 1231 is not stored in a single data base. The Department of Defense is able to obtain and report information on FMS only. Information on direct commercial sales is available only through Department of State s Licensing Division. While the State Department was able to provide most of the requested information on direct commercial sales, it does not track the State in which the equipment was manufactured and did not provide the manufacturer. It should also be noted that the data required to satisfy the FMS reporting requirements of section 1231 are not available in a readily accessible data base and must be requested from each of the Components on a manual data call basis. As a result, it took more time than anticipated to prepare this report. Accordingly, this report will address both the fiscal year 2006 and 2007 reporting periods. Further, although section 1231 requests data on a calendar year basis, the Department collects its data on a fiscal year basis. Therefore, the FMS data reflects FMS purchases in FY 2006 and 2007.
FMS Purchases 1. FY 2006 Fifty-three countries procured significant military equipment (SME) that exceeded $2,000,000 through the FMS system in FY 2006. The total value of these purchases was $3,912,001,805. These purchases were made through the Air Force, Army, and Navy. A detailed breakout of the purchases by military department, contract number, manufacturer, dollar value, type of hardware and state of performance is set forth in attachment 1. 2. FY 2007 Fifty countries procured significant military equipment (SME) that exceeded $2,000,000 through the FMS system in FY 2007. The total value of these purchases was $5,114,390,826. These purchases were made through the Air Force, Army, and Navy and Marine Corps. A detailed breakout of the purchases by military service, contract number, manufacturer, dollar value, type of hardware and state of performance is set forth in attachment 2. Direct Commercial Sales 1. FY 2006 The United States State Department authorized $5,296,745,444 in direct commercial sales of reportable SME to 43 countries in FY 2006. A detailed breakout of the purchases by dollar value, and type of hardware is set forth in attachment 3. 2. FY 2007 We are still awaiting State Department s input on the direct commercial sales authorized for FY 2007. A supplemental report will be submitted when we receive the data.
DIRECT COMMERCIAL SALES Authorizations of SME greater than $2,000,000 CY 2006 Caveats: 1. Data for Afghanistan includes equipment for U.S. troops stationed in country. 2. Data for Iraq includes equipment for U.S. and allied troops in country as well as equipment destined for use by Iraqi nationals. 3. The dollar value represents the total value for the authorization, which may include other items than what is described herein. Commodity Total $26,000,000 Afghanistan Country ITAR Citation Commodity HH-1 helicopter $19,008,000 Afghanistan Category XI(b) Electronic systems or equipment specifically designed, modified, or configured for intelligence, security, or military purposes for use in search, reconnaissance, collection, monitoring, direction-finding, display, analysis and production of information from the electromagnetic spectrum and electronic systems or equipment designed or modified to counteract electronic surveillance or monitoring. Electronic warfare system Attachment 3
$6,663,679 Angola Bell helicopter $2,211,008 Australia Category III(a) Ammunition/ordnance. Explosive cartridges $2,211,008 Australia Category III(a) Ammunition/ordnance. Explosive cartridges $6,250,000 Australia Category III(a) Ammunition/ordnance. Explosive cartridges $5,764,000 Australia Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as Missiles launchers for such defense articles, and demolition blocks and blasting caps. $8,497,878 Australia Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as MK83 bombs launchers for such defense articles, and demolition blocks and blasting caps. $13,852,780 Australia Category VIII(b) Military aircraft engines. Gas turbine engines $3,572,460 Australia Electronic warfare system $2,562,500 Australia Category XII(d) Inertial platforms and sensors for weapons or weapon systems; guidance, control and stabilization systems; astro-compasses and star trackers and military accelerometers Inertial navigation systems and gyros. $5,257,940 Australia Category XII(d) Inertial platforms and sensors for weapons or weapon systems; guidance, control and stabilization systems; astro-compasses and star trackers and military accelerometers and gyros. Inertial navigation systems $58,000,000 Australia Category XV(a) Spacecraft, including communications satellites, remote sensing satellites, scientific satellites, research satellites, navigation satellites, experimental and multi-mission satellites. Commercial communications satellite $2,340,000 Austria Category VIII(b) Military aircraft engines. T-56 jet engine
$46,107,188 Bahrain Radar system $12,361,848 Belgium Category I(a) Nonautomatic and semi-automatic firearms to caliber.50 inclusive (12.7 mm). Pistols and revolvers $6,074,755 Brazil Bell helicopter $3,401,478 Canada Category III(a) Ammunition/ordnance. Explosive cartridges $6,072,241 Canada Category III(a) Ammunition/ordnance. Explosive cartridges $160,000,000 Canada Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as Missiles launchers for such defense articles, and demolition blocks and blasting caps. $3,975,636 Canada Category VII(f) Engines specifically designed or modified for military type armed or armored vehicles. Diesel engines $4,285,538 Canada Category VII(f) Engines specifically designed or modified for military type armed or armored vehicles. Diesel engines $844,272,773 Canada Sikorsky helicopters $2,119,000 Canada Target acquisition system $5,000,000 Canada Category XII(d) Inertial platforms and sensors for weapons or weapon systems; guidance, control and stabilization systems; astro-compasses and star trackers and military accelerometers and gyros. Inertial navigation systems $5,600,000 Central African Republic C-130 aircraft
$2,646,510 Colombia Category XII(c) Infrared focal plane array detectors specifically designed, modified, or configured for military use; image intensification and other night sighting equipment or systems specifically designed, modified or configured for Gen III night vision military use; second generation and above military image intensification tubes, and infrared, visible and ultraviolet devices. $5,831,818 Denmark Category VIII(b) Military aircraft engines. Gas turbine engines $10,043,679 Denmark Electronic warfare system $15,939,382 Dominican Republic Category VI(a) Warships, amphibious warfare vessels, landing craft, mine warfare vessels, patrol vessels and any vessels specifically designed or modified for military purposes Patrol boat $2,500,000 Germany Category III(a) Ammunition/ordnance. Cartridges.22 cal through.50 cal $10,750,000 $8,000,000 Germany Germany $20,000,200 Germany $40,691,376 Greece Category III(a) Ammunition/ordnance. Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as launchers for such defense articles, and demolition blocks and blasting caps. Explosive cartridges AMRAAM missiles Inertial navigation systems Cessna aircraft
$2,493,600 Greece $6,400,000 Hungary $10,000,000 Indonesia $3,000,000 Iraq $3,000,000 Iraq $46,620,000 Iraq $15,000,000 Iraq $11,600,000 Iraq Category XII(c) Infrared focal plane array detectors specifically designed, modified, or configured for military use; image intensification and other night sighting equipment or systems specifically designed, modified or configured for military use; second generation and above military image intensification tubes, and infrared, visible and ultraviolet devices. Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as launchers for such defense articles, and demolition blocks and blasting caps. Category VIII(b) Military aircraft engines. Category VII(a) Military type armed or armored vehicles, military railway trains, and vehicles specifically designed or modified to accommodate mountings for arms or other specialized military equipment or fitted with such items. Category VII(a) Military type armed or armored vehicles, military railway trains, and vehicles specifically designed or modified to accommodate mountings for arms or other specialized military equipment or fitted with such items. Category VII(a) Military type armed or armored vehicles, military railway trains, and vehicles specifically designed or modified to accommodate mountings for arms or other specialized military equipment or fitted with such items. Gen III night vision Missiles T-56 jet engine Armored personnel carriers Armored personnel carriers Armored personnel carriers Infrared viewers Radar system
$19,008,000 Iraq Category XI(b) Electronic systems or equipment specifically designed, modified, or configured for intelligence, security, or military purposes for use in search, reconnaissance, collection, monitoring, direction-finding, display, analysis and production of information from the electromagnetic spectrum and electronic systems or equipment designed or modified to counteract electronic surveillance or monitoring. Electronic warfare system $3,900,000 Iraq Category XII(c) Infrared focal plane array detectors specifically designed, modified, or configured for military use; image intensification and other night sighting equipment or systems specifically designed, modified or configured for Night vision goggles military use; second generation and above military image intensification tubes, and infrared, visible and ultraviolet devices. $2,240,440 Israel Category III(a) Ammunition/ordnance. Explosive cartridges $2,576,490 Israel Category III(a) Ammunition/ordnance. Explosive cartridges $16,451,214 $33,793,000 Israel Israel Category V(b) Propellants Military explosives Gulfstream aircraft $71,712,050 Israel $4,455,095 Israel $3,715,966 Italy Gulfstream aircraft Radio sets Raven unmanned aerial vehicle
$352,400,000 Italy Tanker aircraft $3,912,000 Italy Category VIII(b) Military aircraft engines. Turbofan engines $4,581,858 Italy Category VIII(b) Military aircraft engines. Turbofan engines $4,273,400 Italy $14,318,537 Italy $7,200,000 Italy $9,982,000 Italy $10,500,000 Italy Category XII(c) Infrared focal plane array detectors specifically designed, modified, or configured for military use; image intensification and other night sighting equipment or systems specifically designed, modified or configured for military use; second generation and above military image intensification tubes, and infrared, visible and ultraviolet devices. Category XII(c) Infrared focal plane array detectors specifically designed, modified, or configured for military use; image intensification and other night sighting equipment or systems specifically designed, modified or configured for military use; second generation and above military image intensification tubes, and infrared, visible and ultraviolet devices. Category XII(d) Inertial platforms and sensors for weapons or weapon systems; guidance, control and stabilization systems; astro-compasses and star trackers and military accelerometers and gyros. Category XII(d) Inertial platforms and sensors for weapons or weapon systems; guidance, control and stabilization systems; astro-compasses and star trackers and military accelerometers and gyros. Category XII(d) Inertial platforms and sensors for weapons or weapon systems; guidance, control and stabilization systems; astro-compasses and star trackers and military accelerometers and gyros. Infrared viewers Infrared viewers Gyroscopes Inertial navigation systems Inertial navigation systems
$62,205,101 Japan $14,840,000 Japan $99,000,000 Japan $11,310,202 Japan $33,587,700 Japan $35,209,000 Japan Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as launchers for such defense articles, and demolition blocks and blasting caps. Category IV(b) Launch vehicles and missile and anti-missile systems including but not limited to guided, tactical and strategic missiles, launchers, and systems. Patriot missiles MK41 vertical launching system AH-64D Apache helicopters Bell helicopter Search and rescue aircraft Search and rescue aircraft $170,400,000 Japan Tanker aircraft $2,460,155 Japan Category VIII(b) Military aircraft engines. Aircraft engines $10,858,000 Japan Category VIII(b) Military aircraft engines. Aircraft engines
$5,278,000 Japan $65,525,970 Japan $8,176,615 Kuwait $80,400,000 Luxembourg $2,233,246 Mexico $26,670,000 Mexico $111,803,200 Mexico $4,109,203 Netherlands $3,376,800 Netherlands Category XIV(f) Equipment and its components, parts, accessories, and attachments specifically designed or modified for military operations and compatibility with military equipment. Category XV(a) Spacecraft, including communications satellites, remote sensing satellites, scientific satellites, research satellites, navigation satellites, experimental and multi-mission satellites. Category VII(a) Military type armed or armored vehicles, military railway trains, and vehicles specifically designed or modified to accommodate mountings for arms or other specialized military equipment or fitted with such items. Category XV(a) Spacecraft, including communications satellites, remote sensing satellites, scientific satellites, research satellites, navigation satellites, experimental and multi-mission satellites. Category VII(f) Engines specifically designed or modified for military type armed or armored vehicles. Category XV(a) Spacecraft, including communications satellites, remote sensing satellites, scientific satellites, research satellites, navigation satellites, experimental and multi-mission satellites. Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as launchers for such defense articles, and demolition blocks and blasting caps. Category XII(d) Inertial platforms and sensors for weapons or weapon systems; guidance, control and stabilization systems; astro-compasses and star trackers and military accelerometers and gyros. Biological agent detection system Commercial communications satellite HMMWVs Commercial communications satellite Diesel engines Radar system Commercial communications satellite Missiles Gyroscopes
$6,987,399 $2,000,000 Norway Norway $2,575,000 Norway $11,650,000 Norway $4,909,260 Oman Category XII(c) Infrared focal plane array detectors specifically designed, modified, or configured for military use; image intensification and other night sighting equipment or systems specifically designed, modified or configured for military use; second generation and above military image intensification tubes, and infrared, visible and ultraviolet devices. Category XII(c) Infrared focal plane array detectors specifically designed, modified, or configured for military use; image intensification and other night sighting equipment or systems specifically designed, modified or configured for military use; second generation and above military image intensification tubes, and infrared, visible and ultraviolet devices. Category XII(c) Infrared focal plane array detectors specifically designed, modified, or configured for military use; image intensification and other night sighting equipment or systems specifically designed, modified or configured for military use; second generation and above military image intensification tubes, and infrared, visible and ultraviolet devices. Radar system Infrared viewers Infrared viewers Infrared viewers Radar system $6,226,423 Philippines Category XII(b) Lasers specifically designed, modified or configured for military application including those used in military communication devices, target designators and range finders, target detection systems, and directed energy weapons. Gen III night vision $2,100,000 Poland Category IV(b) Launch vehicles and missile and anti-missile systems including but not limited to guided, tactical and strategic missiles, launchers, and systems. Missile launchers
$3,119,810 $54,120,046 Poland Poland $3,668,000 Poland $6,800,000 Russia Category XII(a) Fire control systems; gun and missile tracking and guidance systems gun range, position, height finders, spotting instruments and laying equipment; aiming devices (electronic, optic, and acoustic); bomb sights, bombing computers, military television sighting and viewing units, and periscopes. Category XII(c) Infrared focal plane array detectors specifically designed, modified, or configured for military use; image intensification and other night sighting equipment or systems specifically designed, modified or configured for military use; second generation and above military image intensification tubes, and infrared, visible and ultraviolet devices. Radio sets Target acquisition system Night vision scopes Bell helicopter $2,213,331 Saudi Arabia Category III(a) Ammunition/ordnance. Cartridges 20mm through 40mm $13,333,321 $17,835,900 Saudi Arabia Saudi Arabia Category III(a) Ammunition/ordnance. Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as launchers for such defense articles, and demolition blocks and blasting caps. Explosive cartridges Hellfire missiles Category VII(a) Military type armed or armored vehicles, $2,100,000 Saudi Arabia military railway trains, and vehicles specifically designed or modified to accommodate mountings for arms or other Military trucks specialized military equipment or fitted with such items. $8,182,166 Singapore Category III(a) Ammunition/ordnance. Explosive cartridges
$120,450,000 Singapore $322,643,881 Singapore $28,234,620 $14,014,500 Singapore Singapore Category XII(a) Fire control systems; gun and missile tracking and guidance systems gun range, position, height finders, spotting instruments and laying equipment; aiming devices (electronic, optic, and acoustic); bomb sights, bombing computers, military television sighting and viewing units, and periscopes. $6,613,996 South Korea Category III(a) Ammunition/ordnance. Category IV(b) Launch vehicles and missile and anti-missile $24,207,135 South Korea systems including but not limited to guided, tactical and strategic missiles, launchers, and systems. $4,058,365 South Korea $2,730,000 South Korea $3,625,000 Spain $3,140,044 Spain $3,170,448 Spain Gulfstream aircraft Sikorsky helicopters Sonar systems Periscopes Explosive cartridges Missile launchers Direction finders Electronic warfare system Multi-mode radar Radio sets Radio sets
$6,142,075 Sri Lanka $35,500,000 Sweden $3,859,906 Switzerland $51,000,000 Switzerland $13,313,305 Taiwan $386,610,488 Turkey $6,460,000 Turkey $19,892,071 Uganda Category II(a) Guns over caliber.50 (12.7mm), whether towed, airborne, self-propelled, or fixed, including but not limited to, howitzers, mortars, cannons and recoilless rifles. Category XII(c) Infrared focal plane array detectors specifically designed, modified, or configured for military use; image intensification and other night sighting equipment or systems specifically designed, modified or configured for military use; second generation and above military image intensification tubes, and infrared, visible and ultraviolet devices. Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as launchers for such defense articles, and demolition blocks and blasting caps. Category III(a) Ammunition/ordnance. Category XII(d) Inertial platforms and sensors for weapons or weapon systems; guidance, control and stabilization systems; astro-compasses and star trackers and military accelerometers and gyros. Cannon systems Infrared viewers AMRAAM missiles F-18 fighter aircraft Explosive cartridges Sikorsky helicopters Inertial navigation systems Radio sets
$4,123,000 Ukraine $3,112,765 United Arab Emirates $3,776,016 United Arab Emirates $180,250,000 United Arab Emirates $110,933,648 United Kingdom $110,933,648 United Kingdom $66,024,851 United Kingdom $97,122,447 United Kingdom Category XII(d) Inertial platforms and sensors for weapons or weapon systems; guidance, control and stabilization systems; astro-compasses and star trackers and military accelerometers and gyros. Category I(a) Nonautomatic and semi-automatic firearms to caliber.50 inclusive (12.7 mm). Category VII(a) Military type armed or armored vehicles, military railway trains, and vehicles specifically designed or modified to accommodate mountings for arms or other specialized military equipment or fitted with such items. Category XV(a) Spacecraft, including communications satellites, remote sensing satellites, scientific satellites, research satellites, navigation satellites, experimental and multi-mission satellites. Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as launchers for such defense articles, and demolition blocks and blasting caps. Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as launchers for such defense articles, and demolition blocks and blasting caps. Category IV(a) Rockets (including but not limited to meteorological and other sounding rockets), bombs, grenades, torpedoes, depth charges, land and naval mines, as well as launchers for such defense articles, and demolition blocks and blasting caps. Gyroscopes Machine guns Military trucks Commercial communications satellite AIM-120 missiles AIM-120 missiles Rockets ASTOR aircraft
$97,122,447 United Kingdom $97,122,447 United Kingdom $97,122,447 United Kingdom $97,122,447 United Kingdom $2,700,000 United Kingdom $28,520,162 United Kingdom $16,000,000 United Kingdom $12,181,898 United Kingdom $3,000,010 United Kingdom $3,000,010 United Kingdom Category VIII(b) Military aircraft engines. ASTOR aircraft ASTOR aircraft ASTOR aircraft ASTOR aircraft Gas turbine engines Electronic countermeasures equipment Electronic warfare system Radar system Radio sets Radio sets
$13,750,000 United Kingdom $6,344,424 United Kingdom $9,441,838 United Kingdom $118,556,466 United Kingdom $118,556,466 United Kingdom $8,000,000 Venezuela Category XII(c) Infrared focal plane array detectors specifically designed, modified, or configured for military use; image intensification and other night sighting equipment or systems specifically designed, modified or configured for military use; second generation and above military image intensification tubes, and infrared, visible and ultraviolet devices. Category XII(c) Infrared focal plane array detectors specifically designed, modified, or configured for military use; image intensification and other night sighting equipment or systems specifically designed, modified or configured for military use; second generation and above military image intensification tubes, and infrared, visible and ultraviolet devices. Category XII(d) Inertial platforms and sensors for weapons or weapon systems; guidance, control and stabilization systems; astro-compasses and star trackers and military accelerometers and gyros. Category XV(a) Spacecraft, including communications satellites, remote sensing satellites, scientific satellites, research satellites, navigation satellites, experimental and multi-mission satellites. Category XV(a) Spacecraft, including communications satellites, remote sensing satellites, scientific satellites, research satellites, navigation satellites, experimental and multi-mission satellites. helicopters, non-expansive balloons, drones, and lighter-than- aircraft, Infrared viewers Night vision scopes Inertial navigation systems Commercial communications satellite Commercial communications satellite Aircraft engines $5,296,745,444 TOTAL