Facility-Based Behavioral Health Program Professional Fees Reimbursement Policy Annual Approval Date. Approved By

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Policy Number 2016RP505A Facility-Based Behavioral Health Program Professional Fees Reimbursement Policy Annual Approval Date 09/30/2016 Approved By Optum Behavioral Reimbursement Committee IMPORTANT NOTE ABOUT THIS REIMBURSEMENT POLICY You are responsible for submission of accurate claims. This reimbursement policy is intended to ensure that you are reimbursed based on the procedure code or codes that correctly describe the health care services provided to individuals whose behavioral health benefits are administered by Optum, including but not limited to UnitedHealthcare members. This reimbursement policy is also applicable to behavioral health benefit plans administered by OptumHealth Behavioral Solutions of California. Our behavioral health reimbursement policies may use Current Procedural Terminology (CPT *), Centers for Medicare and Medicaid Services (CMS) or other procedure coding guidelines. References to CPT or other sources are for definitional purposes only and do not imply any right to reimbursement. This reimbursement policy applies to all health care services billed on CMS 1500 forms and, when specified, to services billed on the UB-04 claim form and to electronic claim submissions (i.e., 837p and 837i) and for claims submitted online through provider portals. Coding methodology, clinical rationale, industry standard reimbursement logic, regulatory issues, business issues and other input in developing reimbursement policy may apply. This information is intended to serve only as a general reference resource regarding our reimbursement policy for the services described and is not intended to address every aspect of a reimbursement situation. Accordingly, Optum may use reasonable discretion in interpreting and applying this policy to behavioral health care services provided in a particular case. Further, the policy does not address all issues related to reimbursement for behavioral health care services provided to members. Other factors affecting reimbursement may supplement, modify or, in some cases, supersede this policy. These factors may include, but are not limited to: legislative mandates, provider contracts, and/or the member s benefit coverage documents. This policy is not intended to override existing participating provider contracts. It is expected that all participating providers will bill according to their existing contract provisions as it relates to procedure coding. Finally, this policy may not be implemented exactly the same way on the different electronic claim processing systems used by Optum due to programming or other constraints; however, Optum strives to minimize these variations. Optum may modify this reimbursement policy at any time by publishing a new version of the policy on this website. However, the information presented in this policy is accurate and current as of the date of publication. Optum uses a customized version of the Claim Editing System known as ices Clearinghouse to process claims in accordance with our reimbursement policies. *CPT is a registered trademark of the American Medical Association Proprietary information of Optum. Copyright 2018 Optum. Applicability This reimbursement policy applies to services reported using the 1500 Health Insurance Claim Form (a/k/a CMS-1500), to services billed on the UB-04 or its electronic equivalent or successor form. This policy applies to all products and all network and non-network physicians and other qualified health care professionals, including, but not limited to, non-network authorized and percent of charge contract physicians and other qualified health care professionals. Policy Overview This reimbursement policy describes how Optum aligns with CMS in the reimbursement of professional services billed for facility based behavioral health programs. 1

For the purposes of this reimbursement policy facility-based behavioral health program refers to the following: Inpatient: A structured hospital-based program which provides 24-hour/7-day nursing care, medical monitoring, and physician availability; assessment and diagnostic services; active behavioral health treatment; and specialty medical consultation with an immediacy needed to avoid serious jeopardy to the health of the member or others. Residential Treatment: A sub-acute facility which delivers 24-hour/7-day assessment and diagnosis services and active behavioral health treatment to members who do not require the intensity of nursing care, medical monitoring and physician availability offered in Inpatient. Partial Hospital Program: A structured program provided in an ambulatory setting that maintains hours of service for at least 20 hours per week during which assessment and diagnostic services, and active behavioral health treatment are provided to members who are experiencing serious signs and symptoms that result in significant personal distress and/or significant psychosocial and environmental issues. Intensive Outpatient Program: A structured program provided in an ambulatory setting that maintains hours of service for at least 9 hours per week for adults and 6 hours per week for children/adolescents (and up to a maximum/ceiling of 19 hours per week) during which assessment and diagnostic services, and active behavioral health treatment are provided to members who are experiencing moderate signs and symptoms that result in significant personal distress and/or significant psychosocial and environmental issues. Ambulatory Detoxification - Outpatient Detoxification is comprised of services that are provided in an ambulatory setting for the purpose of completing a medically safe withdrawal from alcohol or drugs. Outpatient Detoxification is typically indicated when the factors that precipitated admission indicate that there is little risk of moderate or severe withdrawal and co-occurring mental health and/or medical conditions if present can be safely managed in an ambulatory setting. Reimbursement Guidelines Consistent with CMS, for a facility-based program service treatment to be considered active services must be as follows: Supervised and evaluated by the attending/rendering provider; Provided under an individualized treatment plan that is focused on addressing the factors that precipitated admission, and make use of clinical best practices; and Are reasonably expected to improve the member s presenting problems within a reasonable period of time. Optum has guidelines outlining the type of treatment that should be provided by level of care. Optum reimburses the expected cost of a day of facility-based behavioral health services using a single day rate for all expected components of an active treatment program. The single day rate incorporates payment for all dependent, ancillary, supportive, and therapeutic services into payment for the primary independent program service. Therapeutic services include individual therapy, group therapy and family therapy. Professional Services are defined as attending, physician or rendering provider charges for supervision and evaluation during active facility-based programs. Unless specified within a provider contract, the single rate for a facility-based treatment program does not include attending physician charges. Attending physician charges are to be billed by a single daily Evaluation and Management (E/M) code as clinically appropriate. E/M codes are classified by complexity of the clinical history, physical exam, and medical decision making. Physicians may report only one new patient code or established patient code on a single date of service; Physicians may report only one code from a range of codes describing an initial E/M service on a single date; Physician may report only one per diem E/M service from a range of per diem codes on a single date of service on the same date of service. CPT codes 99234-99236 should not be reported the same date of service as initial hospital care per diem codes 99221-99223, 2

subsequent hospital care per diem codes 99231-99233, or hospital discharge day management codes 99238-99239. Codes (Note: This list of representative codes and levels of care is not intended as exhaustive of all relevant codes.) Level of Care Inpatient Mental Health or Substance Abuse Revenue Code Substance Abuse Detoxification 116, 126, 136, 146, 156 Substance Abuse Rehabilitation 128 Substance Abuse Low Intensity Rehabilitation (for contracts that utilize the ASAM Criteria) Residential Treatment 100, 113, 114, 120, 124, 134, 136, 144, 146, 154, 204 148 BH Accommodations 1000 Mental Health 1001 Substance Abuse 1002 Substance Abuse Detoxification 126 with bill type 86x Supervised Living 1003 Halfway House 1004 Group Home 1005 Partial Hospital Program Mental Health or Substance Abuse Intensive Outpatient Program Mental Health 905 Substance Abuse 906 126 with H0010 or H0011 912, 913 Ambulatory / Outpatient Codes preferably billed on CMS1500 with accompanying CPT/HCPCS Codes Psychiatric Outpatient 513 (OP Clinic); 900-9xx Professional Fees Codes 900 (OP Clinic); 911 (MH or SA Rehab); 914 (Individual Therapy); 915 (Group Therapy); 916 (Family Therapy); 944 (Drug Rehab); 945 (Alcohol Rehab) 99201 E&M of new patients (10 minutes) 99202 E&M of new patients (20 minutes) 99203 - E&M of new patient, Presenting problem(s) are moderate severity (30 3

Codes (cont.) minutes) 99204 - E&M of new patient, Presenting problem(s) are moderate to high severity (45 minutes) 99205 E&M of new patient, Presenting problem(s) are moderate to high severity (60 minutes) 99211 Medication Monitoring (10 minutes) for ongoing patient-rn check in 99212 E&M of an established patient (10 minutes) 99213 E&M of an established patient (15 minutes) 99214 E&M of an established patient. Presenting problem(s) are moderate to high severity (25 minutes) 99215 E&M of an established patient. Presenting problem(s) are moderate to high severity (40 minutes) 99217 Observation care discharge day management 99218 Initial observation care, per day (30 minutes) 99219 Initial observation care, per day (50 minutes) 99220 Initial observation care, per day (70 minutes) 99221 Initial Hospital Care (30 minutes) 99222 Initial Hospital Care (50 minutes) 99223 Initial Hospital Care (70 minutes) 99224 Subsequent observation care, per day (15 minutes) 99225 Subsequent observation care, per day (25 minutes) 99226 Subsequent observation care, per day (35 minutes) 99231 Subsequent Hospital Care (15 minutes) 99232 Subsequent Hospital Care (25 minutes) 99233 Subsequent Hospital Care (35 minutes) 99234 Observation of I/P hospital care including admission and discharge on the same day low severity (40 minutes) 99235 - Observation of I/P hospital care including admission and discharge on the same day moderate severity (50 minutes) 99236 - Observation of I/P hospital care including admission and discharge on the same date (55 minutes) 99238 Hospital Discharge Services (up to 30 minutes) 99239 Hospital Discharge Services (greater than 30 minutes) 99241 Office/Other Outpatient Consultation (15 minutes) 99242 - Office/Other Outpatient Consultation (30 minutes) 99243 Office/Other Outpatient Consultation (40 minutes) 99244 Office/Other Outpatient Consultation (60 minutes) 99245 Office/Other Outpatient Consultation (80 minutes) 4

Codes (cont.) 99251 Initial Inpatient Consultation (20 minutes) 99252 Initial Inpatient Consultation (40 minutes) 99253 Initial Inpatient Consultation (55 minutes) 99254 Initial Inpatient Consultation (80 minutes) 99255 Initial Inpatient Consultation (110 minutes) 99281 Emergency Room Visit straightforward problem focused examination 99282 Emergency Room Visit expanded problem focus low severity 99283 Emergency Room Visit expanded problem focus moderate severity 99284 Emergency Room Visit detailed examination moderate complexity/high severity 99285 Emergency Room Visit detailed examination urgent and comprehensive 99304 Nursing Facility Assessment Low (30 minutes) 99305 Nursing Facility Assessment Moderate (40 minutes) 99306 Nursing Facility Assessment High (50 minutes) 99307 Subsequent Nursing Facility Care (10 minutes) 99308 Subsequent Nursing Facility Care (15 minutes) 99309 Subsequent Nursing Facility Care (25 minutes) 99310 Subsequent Nursing Facility Care (35 minutes) 99315 Nursing Facility discharge day management (up to 30 minutes) 99316 Nursing Facility discharge day management (greater than 30 minutes) 99318 E&M N/E Annual Nursing Facility (30 minutes) 99324 Domiciliary or rest home visit for the evaluation and management of a new patient (20 minutes) 99325 Domiciliary or rest home visit for the evaluation and management of a new patient (30 minutes) 99326 Domiciliary or rest home visit for the evaluation and management of a new patient (45 minutes) 99327 Domiciliary or rest home visit for the evaluation and management of a new patient (60 minutes) 99328 Domiciliary or rest home visit for the evaluation and management of a new patient (75 minutes) 99334 Domiciliary or rest home visit for the evaluation and management of an established patient (15 minutes) 99335 Domiciliary or rest home visit for the evaluation and management of an established patient (25 minutes) 99336 Domiciliary or rest home visit for the evaluation and management of an established patient (40 minutes) 99337 Domiciliary or rest home visit for the evaluation and management of an established patient (60 minutes) 5

Codes (cont.) 99341 Home visit, new patient; low severity (20 minutes) 99342 Home visit, new patient; moderate severity (30 minutes) 99343 Home visit, new patient; moderate to high severity (45 minutes) 99344 Home visit, new patient; high severity (60 minutes) 99345 Home visit, new patient; high severity (75 minutes) 99347 Home visit, established patient; stable (15 minutes) 99348 Home visit, established patient; low severity (25 minutes) 99349 Home visit, established patient; moderate severity (40 minutes) 99350 Home visit, established patient; high severity (60 minutes) 99383 Inpatient History and Physical initial (5-11 years) 99384 Inpatient History and Physical initial (12-17 years) 99385 Inpatient History and Physical initial (18-39 years) 99386 Inpatient History and Physical initial (40-64 years) 99408 Alcohol/substance abuse (other than tobacco) screening & brief intervention (15-30 minutes) 99409 - Alcohol/substance abuse (other than tobacco) screening & brief intervention (greater than 30 minutes) Resources American Medical Association, Current Procedural Terminology (CPT ) and associated publications and services Healthcare Common Procedure Coding System, HCPCS Release and Code Sets Centers for Medicare and Medicaid Services, CMS Manual System and other CMS publications and services History / Updates April, 2018 September, 2016 Annual review New Proprietary information of Optum. Copyright 2018 Optum. 6