Predicting Death. Estimating the proportion of deaths that are unexpected. National End of Life Care Programme

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O B S E R V A T O R Y National End of Life Care Programme Improving end of life care Estimating the proportion of deaths that are unexpected S O U T H W E S T P U B L I C H E A L T H www.endoflifecare-intelligence.org.uk

Authors Sara Blackmore, Speciality Registrar Public Health Andy Pring, Senior Analyst, South West Public Health Observatory Dr Julia Verne, Director, South West Public Health Observatory Contents 1. Background... 1 2. Data sources... 1 2.1 Ministry of Justice Coronial Service Statistics... 1 2.2 Office for National Statistics (ONS) mortality data... 3 2.3 National Audit Office... 4 2.4 Omega report... 4 3. Limitations of data sources... 5 4. Conclusions... 5 References... 6 Publication details Published by: National End of Life Care Intelligence Network Publication date: February 2011 ISBN: 978-0-9569225-6-4

1. Background A key workstream within the National End of Life Care Strategy i is the identification by health professionals of individuals who are in the last year of life so that they can be offered Advanced Care Planning. End of Life Care Registers are being developed to support this by holding information on these patients. This information will be readily available to health and social care professionals who may be involved in planned or emergency care for these individuals. There is conflicting information on the proportion of the population for whom this may be possible. There is also a desire to understand the extent to which death is predictable in order to plan care and to estimate costs specifically of end of life care. This paper summarises data from a number of sources to try to estimate the proportion of registered deaths which may be unexpected and therefore unlikely to be included on an End of Life Care Register. In some cases an unexpected death has been defined as any death not due to terminal illness; or a death the family was not expecting ii. However, patients with chronic or terminal diseases also die unexpectedly and this definition as will be seen in this report may be too stringent. 2. Data sources It should be noted that the Ministry of Justice report provides data for England and Wales; and the ONS mortality data has been extracted for England. 2.1 Ministry of Justice Coronial Service Statistics Ministry of Justice Coronial Service Statistics have been examined iii for the purpose of this report as in England and Wales if any of the following criteria defining an unexpected death are met the case is referred by the clinician to the coroner ii. Criteria for an unexpected death include: documented evidence is not available to show that a visiting medical practitioner has stated death is predictable or expected as a result of a prolonged illness or long term condition; death is the result of an accident/untoward incident; death is from a suspected industrial disease*; suicide is suspected; overdose (including accidental) is suspected; death is related to surgery/anaesthetic; cause of death is unknown; concern exists regarding clinician/carer neglect/competence; death is within 24 hours of admission to hospital ii ; there are unusual/disturbing features surrounding the death; a medical practitioner had not visited the patient in the 14 days preceding death ii, iv 1

* Despite industrial disease being included in the criteria for referral to the coronial service these deaths should not be included when quantifying unexpected deaths as they are likely to be anticipated deaths (of the verdicts returned from the coronial service for England and Wales 2009, 9% were classified as deaths from suspected industrial disease). When cases are referred to the coronial service the following actions are taken: 1) a discussion takes place between the Coroner and referring clinician when it is felt that neither a post mortem nor an inquest are required; 2) a post mortem occurs; 3) an inquest occurs; or 4) both a post mortem and an inquest occurs iii. Figure 1 shows the processing by the coronial service of all registered deaths in 2009, using Ministry of Justice statistics iii. Figure 1: Flow chart showing processing of all deaths in England and Wales, 2009 All registered deaths England & Wales 2009 500,100 Deaths r egistered by attending medical practitioner Deaths referred to coroner 270,217 229,883 (54%) (46%) No inquest & Post mortem only Inquest only Inquest & no post mortem post mortem 121,765 77,141 2,764 28,213 (53%) (34%) (1%) (12%) Source: Ministry of Justice Statistics bulletin iii Using the data in Figure 1 it can be stated that 46% (229,883 / 500,100) of all registered deaths from 2009 were referred to the coroner. Using the definitions above, it could be suggested that this proportion of all registered deaths in 2009 were unexpected. However, sometimes deaths are referred to the coroner simply because the doctor who knows and has seen the patient in the last 14 days prior to death is not available to sign the death certificate. Analysing the data in Figure 1 further, it could be assumed, however, that referrals to the coronial service where no inquest and no post mortem were required were in fact not unexpected deaths because a death certificate could be issued following a discussion between the clinician and coroner only, in which case 22% (229,883-121,765/500,100) of all registered deaths in 2009 could be classified as unexpected. It should be noted that the Ministry of Justice statistics do not identify process taken by the coronial service (for example post-mortem) by final verdict. It is therefore not possible to identify those deaths from suspected industrial disease in Figure 1. It should be noted that the percentage of all registered deaths referred to the coroner have, until the last few years, been increasing, furthermore that this increase could be due to more cautious practices being implemented as a result of the Harold Shipman case; and also increased use of GP deputising services. The increase in deaths reported to coroners is reported as approximately 180,000 per annum in 1990 to 229,900 per annum in 2009 iii. 2

2.2 Office for National Statistics (ONS) mortality data ONS mortality data has been extracted for this report in order to ascertain the proportion of all registered deaths in England which were unexpected by assessing cause of death on the death certificate. The underlying cause of death is defined by the World Health Organisation as the disease or injury that initiated the train of events directly linked to death; or the circumstances of the accident or violence that produced the fatal injury and is the cause of death data recorded on a death certificate. In order to identify unexpected deaths using this dataset, certain underlying causes of death on death certificates can be assumed to cause an unexpected death. The underlying causes of death extracted for this purpose are shown in Table 1 below. Table 1: Causes of death deemed to be the cause of unexpected death Description ICD-10 Codes Acute myocardial infarction I21*, I22* Pulmonary embolism I26* Pulmonary aneurysm I281 Sudden cardiac death I461 Cerebrovascular disease I60-I69 Aortic aneurysm I71* Acute Respiratory disease includes influenza, pneumonia J10-J29, J85-J86, J91-J96 Injury, poisoning, other consequences of external causes S00-T98 External causes V01-Y98 The data extracted is shown in tables 2 and 3. Table 2 shows an average of 472,270 deaths were registered in England each year between 2006 and 2008 of which unexpected deaths accounted for 116,717 (i.e. a quarter of all deaths). Table 3 shows this unexpected deaths value represented as a percentage (24.7%). Table 2: Average annual number of deaths in England (deaths registered 2006-2008) and deaths where underlying cause is unexpected as defined in this report All deaths Acute Myocardial infarction Pulmonary embolism Pulmonary aneurysm Aortic aneurysm Sudden cardiac death Cerebro- vascular disease Acute respiratory disease Injury, poisoning and other external causes Any unexpected All Deaths 472,270 29,053 2,882 2 7,172 40 44,055 29,068 4,445 116,717 Sex Male 225,564 16,479 1,132 1 4,306 27 16,943 11,717 3,194 53,798 Female 246,706 12,574 1,750 1 2,867 13 27,112 17,351 1,251 62,919 Age 0-64 81,775 4,331 444 1 572 37 3,025 1,770 3,432 13,613 65-84 226,366 15,756 1,485 0 4,517 3 19,780 10,300 769 52,610 85+ 164,129 8,965 953 1 2,083 0 21,250 16,998 244 50,494 Deprivation Most Deprived 100,691 6,675 615 0 1,361 7 8,262 5,979 1,104 24,003 2 98,289 6,118 594 1 1,497 10 8,857 6,157 963 24,196 3 97,890 5,984 620 0 1,523 9 9,297 6,066 874 24,373 4 94,133 5,567 575 0 1,497 8 9,374 5,850 806 23,679 Least Deprived 81,267 4,709 478 1 1,294 6 8,265 5,016 697 20,467 cause 3

Table 3: Average annual number of deaths as percentage of category total, England (deaths registered 2006-2008) and deaths where underlying cause is unexpected as defined in this report All deaths Acute Myocardial infarction Pulmonary embolism Pulmonary aneurysm Aortic aneurysm Sudden cardiac death Cerebro- vascular disease Acute respiratory disease Injury, poisoning and other external causes Any unexpected All Deaths 100 6.2 0.6 0 1.5 0 9.3 6.2 0.9 24.7 Sex Male 100 7.3 0.5 0 1.9 0 7.5 5.2 1.4 23.9 Female 100 5.1 0.7 0 1.2 0 11 7 0.5 25.5 Age 0-64 100 5.3 0.5 0 0.7 0 3.7 2.2 4.2 16.6 65-84 100 7 0.7 0 2 0 8.7 4.6 0.3 23.2 85+ 100 5.5 0.6 0 1.3 0 12.9 10.4 0.1 30.8 Deprivation Most Deprived 100 6.6 0.6 0 1.4 0 8.2 5.9 1.1 23.8 2 100 6.2 0.6 0 1.5 0 9 6.3 1 24.6 3 100 6.1 0.6 0 1.6 0 9.5 6.2 0.9 24.9 4 100 5.9 0.6 0 1.6 0 10 6.2 0.9 25.2 Least Deprived 100 5.8 0.6 0 1.6 0 10.2 6.2 0.9 25.2 cause It is interesting to note that the proportion of deaths from unexpected causes increases with age from 16.6% in patients under the age of 65 to 30.8% in adults aged 85 or over. 2.3 National Audit Office Data from a National Audit Office document focusing on place of death for end of life care in Sheffield v has also been sourced for the purpose of this report. The National Audit Office document summarises results from a retrospective study of 348 deaths surveyed out of a total of 420 registered deaths (73% coverage) in Sheffield PCT during one month (October 2007).The figure quoted in the report for the proportion of unexpected deaths is 8%. 2.4 Omega report Omega the National Association for End of Life Care have produced a report on End of Life care in primary care vi and this is further data sourced for the purpose of this report. The Omega report End of Life care in primary care summarises the results of an online After Death Analysis tool to provide information on all deaths of the registered practice populations of 502 general practices from February 2009 March 2009 (a total of 4487 people). The results of this study states that of the 4,487 deaths assessed, 42% could be defined as sudden or unexpected. 4

3. Limitations of data sources The focus of the National Audit office report with Sheffield PCT v is on place of death and therefore detailed data supporting statements on unexpected deaths in the report are not presented. It also appears that there is conflicting data presented on the number of unexpected deaths in the population one figure (2.3) states 8% of the deaths surveyed (28 out of 348 deaths) were unexpected; yet another figure (5.1) presents numbers of deaths which were not expected as being approximately 32% (this is approximated as numbers are given in graphical format). We therefore assume in this report that the conclusion of 8% is an under-estimate of the proportion of registered deaths in England and Wales that could be defined as unpredictable. The Omega report identifies 42% of deaths as being sudden or unpredictable' which is higher than the results of the Ministry of Justice statistics and ONS mortality data findings. This is based on the clinical opinion of general practitioners who have access to case notes and will include patients with chronic disease who deteriorated suddenly and other diagnoses which we have not included in our selection of unexpected causes of death. 4. Conclusions Based on the data and limitations outlined above, this report concludes that at least 25% of all deaths in England and Wales are unexpected deaths from sudden causes. Of course, many patients with chronic disease may also die unexpectedly and this would increase the proportion of unexpected deaths and would account for some of the discrepancy with the 42% of deaths described as sudden or unpredictable in the Omega report. This statement is supported by recent research on end-of-life care in hospital vii which has shown a range of only 20% to 33% of patients who died in hospital could have been looked after at home. Patient choice must also be considered if policy is to be set regarding place of death. 5

References i Department of Health (2008) End of Life Care Strategy: Promoting high quality care for all adults at the end of life ii Dosani, S (2002) Dead Cert: a guide to death certificates studentbmj 10:45-88 iii Ministry of Justice (2010) Statistics Bulletin: Statistics on deaths reported to coroners England and Wales, 2009 iv NHS Kirklees (2008) Policy and Procedure for the Verification of an Expected Death by Registered Nurses v Sheffield Primary Care Trust and the National Audit Office (2008) Identifying alternatives to hospital for people at the end of life: report of findings vi Omega (2009) End of life care in primary care 2009 national snapshot vii Abel J, Rich A, Griffin T, Purdy S (2009) End-of-life care in hospital: a descriptive study of all inpatient deaths in 1 year Palliative Medicine 00:1-7 6

About the South West Public Health Observatory About the National End of Life Care Intelligence Network The South West Public Health Observatory (SWPHO) is part of a network of regional public health observatories in the UK and Ireland. These were established in 2000 as outlined in the Government White Paper Saving lives: our healthier nation. Key tasks include: monitoring health and disease trends; identifying gaps in health information; advising on methods for health and health impact assessment; drawing together information from different sources; and carrying out projects on particular health issues. The SWPHO incorporates the National Drug Treatment Monitoring System South West (NDTMS- SW), and in April 2005 merged with the South West Cancer Intelligence Service (SWCIS). The SWPHO works in partnership with a wide range of agencies, networks and organisations regionally and nationally to provide a seamless public health intelligence service for the South West. For more information about the SWPHO and its partners, please visit www.swpho.nhs.uk. SWPHO is part of the UK & Ireland Association of Public Health Observatories. The Department of Health s National End of Life Care Strategy, published in 2008, pledged to commission a National End of Life Care Intelligence Network (NEoLCIN). The Network was launched in May 2010. It is tasked with collating existing data and information on end of life care for adults in England. This is with the aim of helping the NHS and its partners commission and deliver high quality end of life care, in a way that makes the most efficient use of resources and responds to the wishes of dying people and their families. Key partners include the National Cancer Intelligence Network (NCIN), which will work closely with the Network to improve end of life care intelligence; and the South West Public Health Observatory, lead public health observatory for end of life care, which hosts the NEoLCIN website. The SWPHO has been commissioned to produce key outputs and analyses for the Network, including the national End of Life Care Profiles. See www.endoflifecare-intelligence.org.uk for more information about the Network and its partners. Crown Copyright 2011