Sophisticated IT as a Cornerstone of Workforce Transformation in Integrated Delivery Systems

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Sophisticated IT as a Cornerstone of Workforce Transformation in Integrated Delivery Systems J. Peter Nixon, Senior Director Office of Labor Management Partnership Kaiser Permanente

A Cautionary Tale In the 1980s, in an effort to compete with Japan, General Motors invested $50 Billion in new technology, including robotics. A 1992 study found that GM remained the highest cost auto producer in the US compared to its US and Japanese rivals.1 1. J.P. MacDuffie and J.F. Krafcik, Integrating Technology and Human Resources for High-Performance Manufacturing: Evidence from the International Auto Industry in Kochan and Useem eds. Transforming Organizations New York: Oxford University Press, 1992, pp. 209-225. 2 December 2, 2015 2011 Kaiser Foundation Health Plan, Inc. For internal use only.

Overview Background: Kaiser Permanente and the Labor Management Partnership Understanding KP HealthConnect Unit Based Teams: A Platform for Improvement Some Case Studies 3 December 2, 2015 2011 Kaiser Foundation Health Plan, Inc. For internal use only.

Background: Kaiser Permanente and the Labor Management Partnership Understanding KP HealthConnect Unit Based Teams: A Platform for Improvement Some Case Studies 4 December 2, 2015 2011 Kaiser Foundation Health Plan, Inc. For internal use only.

7 regions serving 9 states and DC Key Facts 10.1 million members 38 hospitals 619 medical offices 17,791 MDs 49,778 RNs 177,445 employees 50 billion in annual revenue An integrated delivery system MDs Hospitals Health Plan 5 December 2, 2015 2011 Kaiser Foundation Health Plan, Inc. For internal use only.

Key Facts Began in 1997 28 local unions 100,000+ employees Collaborate on improving quality, service, affordability and making KP the best place to work. Largest and longest-running such partnership in the United States. Henry J. Kaiser surrounded by members of the Richmond shipyard safety committee. 6 December 2, 2015 2011 Kaiser Foundation Health Plan, Inc. For internal use only.

Background: Kaiser Permanente and the Labor Management Partnership Understanding KP HealthConnect Unit Based Teams: A Platform for Improvement Some Case Studies 7 December 2, 2015 2011 Kaiser Foundation Health Plan, Inc. For internal use only.

KP HealthConnect Kaiser Permanente s Electronic Medical Record A Program-wide system that integrates clinical records with appointments, ancillary and specialty services, registration and billing. It s EPIC with a fair amount of customization. Integrates with KP built web interface and mobile apps used by our members. Cost about $4 billion (about $450 per member at that time). 8 December 2, 2015 2011 Kaiser Foundation Health Plan, Inc. For internal use only.

Scope of KP HealthConnect Web Access Portal / kp.org Ancillaries Care Delivery Core Health Plan Finance Outpatient Pharmacy Lab Radiology/ Imaging Others (EKG, dictation) Outpatient Scheduling Registration Clinicals Billing Health Information Management Inpatient Admission, Discharge & Transfer Health Information Management Clinicals Pharmacy Emergency Department Operating Room Referral & Utilization Management Membership/ Benefits Claims Processing Benefits Accumulation Pricing System General Ledger Capital Planning Financial Reporting Billing Data Warehouse / EDR Enterprise Data Repository 9

Peter s Journey Peter experiences difficulty swallowing Peter gets on KP Online to make an appointment to see his Primary Care Doctor, Dr. Pham. Peter and Dr. Pham discuss his symptoms. Dr. Pham enters this history into KPHealthConnect Peter and Dr. Pham agree on Rx for Prilosec and a referral to GI. Both of these actions are recorded in HealthConnect Nancy Gonzalez, RN in GI calls Peter to schedule telephone visit with Gastroenterologist, Dr. Cheng. Dr. Cheng and Peter discuss his history and symptoms agree on an Endoscopy. Says Nancy will call to schedule. Nancy in GI calls Peter to schedule appointment for Endoscopy. Asks if she can send pre-procedure questionnaires to his Kp.org address. Peter completes one questionnaire at his desktop, but has to leave before doing second, so he completes it on his cell phone using his KP.org app. On procedure day, a different GI has to do the procedure, but all the information she needs (e.g. consent, questionnaire, etc) is already in HealthConnect. Dr. Cheng reviews the report on the Endoscopy and emails Peter back on KP.org.

The Power of Data What can we do with all this stuff? Disease Registries. Risk Stratification. Panel Management Tools. Decision Support Drug-Drug Interaction Checks Inreach/Outreach Lists and Tools BUT.you can t just layer this on top of an existing physician-centered care model and expect success. Only 2,456 more In Basket items to go.. 11 December 2, 2015 2011 Kaiser Foundation Health Plan, Inc. For internal use only.

Background: Kaiser Permanente and the Labor Management Partnership Understanding KP HealthConnect Unit Based Teams: A Platform for Improvement Some Case Studies 12 December 2, 2015 2011 Kaiser Foundation Health Plan, Inc. For internal use only.

Unit Based Teams Key Facts Created through the Labor Management Partnership 3,500+ teams All employees, managers, and MDs in a natural work unit are members. Trained in the Rapid Improvement Model (e.g. PDSA) Strong UBTs linked to higher performance outcomes 13 December 2, 2015 2011 Kaiser Foundation Health Plan, Inc. For internal use only.

UBTs: Impact on Culture Percentage point difference between employees reporting high level of involvement in their UBT versus those reporting a low level of involvement* I can influence decisions affecting my work It is easy to speak up about errors and mistakes I am encouraged to suggest better ways of working My department operates effectively as a team. People respect each other despite differences + 42 points + 24 points + 23 points + 20 points + 18 points *Employees were asked to rate their level of UBT involvement on a 5 point scale: 1) None; 2) Very Little; 3) Some; 4) Quite a Bit; 5) A Great Deal. High involvement = 4+5 and Low Involvement = 1+2. 14 December 2, 2015 2011 Kaiser Foundation Health Plan, Inc. For internal use only.

UBTs: Impact on Performance Difference between departments in the lowest quintile on UBT involvement compared to departments in the highest quintile* Sick Leave Utilization Workplace Injury Rate Overall Hospital Satisfaction 16 percent lower 18 percent lower 4 percent higher + 20 18 points *Employees were asked to rate their level of UBT involvement on a 5 point scale: 1) None; 2) Very Little; 3) Some; 4) Quite a Bit; 5) A Great Deal. High involvement = 4+5 and Low Involvement = 1+2. Average scores were calculated for each department, which were then ranked. The top quintile (20%) was compared to the bottom quintile. 15 December 2, 2015 2011 Kaiser Foundation Health Plan, Inc. For internal use only.

Background: Kaiser Permanente and the Labor Management Partnership Understanding KP HealthConnect Unit Based Teams: A Platform for Improvement Some Case Studies 16 December 2, 2015 2011 Kaiser Foundation Health Plan, Inc. For internal use only.

Reducing Health Disparities Los Angeles Medical Center Internal Medicine UBT In the U.S., hypertension control rates for African-Americans are lower than those for non-hispanic Whites (50% vs. 54%). In our SCAL region, control rates are higher, but there is still a gap (79% for African Americans vs. 83% for non-hispanic Whites) The LAMC Internal Medicine UBT decided to organize a special outreach clinic for African-Americans with uncontrolled HTN. Using HealthConnect, they were able to generate outreach lists for this population. LVNs and Social Workers in the department made the outreach calls. Response was extremely positive with a large share of patients coming into the clinic. Staff did For this medical center, the HTN control gap between African-Americans and Whites fell by 25%. 17 December 2, 2015 2011 Kaiser Foundation Health Plan, Inc. For internal use only.

National Impact Disparities in risk-factor control for blacks have been eliminated in the West among Kaiser health plans. J.Z. Ayanian, B.E. Landon, J.P. Newhouse and A.M. Zaslavsky, Racial and Ethnic Disparities among Enrollees in Medicare Advantage Plans, NEJM 2014: 371:2288-2297, December 11, 2014. 18 December 2, 2015 2011 Kaiser Foundation Health Plan, Inc. For internal use only.

Tracking Abnormal Test Results Georgia Region Region was seeing large number of positive PSA tests with lack of follow up Implemented an Electronic Clinical Surveillance program known as the Outpatient Safety Net that was developed in our SCAL region. Team of 5 nurses follows up on abnormal labs, making 3 attempts to contact patient followed up by certified mail. Addressed a backlog of 500 positive PSA tests and (once CRC was added to the program) 1000 positive FOBT tests. More than 40 cancerous polyps found from post-fobt testing. System has been expanded to cover Breast Cancer Screening, Cervical Cancer Screening, Colorectal Cancer Screening and First OB Visit. Georgia Region won KP s Lawrence Patient Safety award for transfer of a successful practice. 19 December 2, 2015 2011 Kaiser Foundation Health Plan, Inc. For internal use only. Eula Maddox, UFCW Local 1996 member and Likun Mishra, shown with KP leaders accept a Lawrence Patient Safety Award on behalf of the Georgia region.

Concluding Thoughts People Process Technology Engage the frontline Standardize work to ensure reliability Technology should enable 20 December 2, 2015 2011 Kaiser Foundation Health Plan, Inc. For internal use only.

Go forth and THRIVE! 21 December 2, 2015 2011 Kaiser Foundation Health Plan, Inc. For internal use only.