Medicare & Medicaid EHR Incentive Programs HIT Policy Committee May 6, 2014

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Medicare & Medicaid EHR Incentive Programs HIT Policy Committee May 6, 2014

Registration and Payment Data 2

Active Registrations March 2014 March-14 Program-to-Date Medicare Eligible Professionals 8,361 310,605 Doctors of Medicine or Osteopathy 7,539 274,640 Dentists 20 376 Optometrists 314 14,459 Podiatrists 190 9,448 Chiropractors 298 11,682 Medicaid Eligible Professionals 4,100 155,282 Physicians 2,082 102,662 Certified Nurse-Midwives 77 3,210 Dentists 631 16,131 Nurse Practitioners 1,102 30,607 Optometrists 74 156 Physicians Assistants 128 2,510 Hospitals 3 4,714 Medicare Only 0 270 Medicaid Only 1 156 Medicare/Medicaid 2 4,288 Total 12,464 470,601

Medicaid Totals March 2014 Adopt/Implement /Upgrade (AIU) March 2014 Meaningful Use (MU) March 2014 AIU Program to Date MU Program to Date Total Program to Date Providers Payment Providers Payment Providers Payment Providers Payment Providers Payment Physicians 1,307 $ 27,415,335 2,692 $ 23,220,611 82,801 $ 1,733,125,702 29,822 $ 256,456,740 112,623 $ 1,989,582,442 Nurse Practitioners 424 $ 9,010,000 585 $ 5,278,500 20,519 $ 435,194,592 6,484 $ 57,083,170 27,003 $ 492,277,762 Dentists 244 $ 5,180,621 36 $ 314,500 10,798 $ 229,316,168 508 $ 4,449,750 11,306 $ 233,765,918 Certified Nurse - Midwives 25 $ 531,250 80 $ 692,750 2,347 $ 49,873,750 898 $ 8,015,500 3,245 $ 57,889,250 Optometrists 3 $ 63,750 - $ - 6 $ 127,500 - $ - 6 $ 127,500 Physicians Assistants practicing in FQHC or RHC led by a PA 17 $ 361,250 34 $ 289,000 1,340 $ 28,347,500 473 $ 4,037,500 1,813 $ 32,385,000 Eligible Professionals Total 2,020 $ 42,562,206 3,427 $ 29,795,361 117,811 $ 2,475,985,212 38,185 $ 330,042,660 155,996 $ 2,806,027,873 Acute Care Hospitals (including CAHs) 33 $ 19,619,117 137 $ 51,689,459 3,382 $ 2,670,625,724 3,990 $ 2,034,983,096 7,372 $ 4,705,608,821 Children's Hospitals - $ - 3 $ 4,416,095 71 $ 170,953,501 66 $ 102,558,988 137 $ 273,512,488 Medicare Advantage Hospitals - $ - - $ - 1 $ 505,931 - $ - 1 $ 505,931 Eligible Hospitals Total 33 $ 19,619,117 140 $ 56,105,554 3,454 $ 2,842,085,156 4,056 $ 2,137,542,084 7,510 $ 4,979,627,240 Grand Total 2,053 $ 62,181,323 3,567 $ 85,900,915 121,265 $ 5,318,070,368 42,241 $ 2,467,584,744 163,506 $ 7,785,655,113

EHR Incentive Programs March 2014 Totals Unique Providers Paid 2011 Program Year Unique Providers Paid 2012 Program Year Unique Providers Paid 2013 Program Year Unique Providers Paid 2014 Program Year Unique Providers Paid Program - To - Date Medicare Eligible Professionals 58,404 188,209 137,275-237,620 Doctors of Medicine or Osteopathy 51,407 168,346 123,612 212,864 Dentists 53 169 100 207 Optometrists 2,576 8,583 5,504 10,297 Podiatrists 2,916 6,270 4,552 7,928 Chiropractors 1,452 4,841 3,507 6,324 Medicaid Eligible Professionals 50,345 68,030 37,588 32 117,168 Certified Nurse-Midwives 1,101 1,403 740 1 2,374 Dentists 2,669 5,257 3,375 5 10,810 Nurse Practitioners 8,197 11,136 7,656 14 20,685 Optometrists - - 6-6 Physicians 37,731 49,461 25,418 12 81,952 Physicians Assistants 647 773 393-1,341 Eligible Hospitals 2,321 3,312 3,816 9 4,532 Medicare Only 75 170 188 235 Medicaid Only 58 73 77 1 120 Medicare/Medicaid 2,188 3,069 3,551 8 4,177 Medicare Advantage Organizations For Eligible Professionals 10,507 11,340-12,353 Total 121,577 270,891 178,679 41 371,673 5

EHR Incentive Programs March 2014 Totals Amount Paid 2011 Program Year Amount Paid 2012 Program Year Amount Paid 2013 Program Year Amount Paid 2014 Program Year Amount Paid Program - To - Date Medicare Eligible Professionals $ 979,632,527 $ 2,876,881,600 $ 1,617,637,260 $ 5,474,151,387 Doctors of Medicine or Osteopathy $ 869,572,236 $ 2,603,521,872 $ 1,460,257,620 $ 4,933,351,729 Dentists $ 757,738 $ 2,241,724 $ 1,183,460 $ 4,182,923 Optometrists $ 39,019,045 $ 116,783,829 $ 63,610,040 $ 219,412,914 Podiatrists $ 51,783,860 $ 97,093,835 $ 50,572,440 $ 199,450,135 Chiropractors $ 18,499,648 $ 57,240,339 $ 42,013,700 $ 117,753,687 Medicaid Eligible Professionals $ 1,057,013,010 $ 1,185,246,364 $ 563,101,249 $ 667,250 $ 2,806,027,873 Certified Nurse-Midwives $ 23,396,250 $ 23,783,000 $ 10,688,750 $ 21,250 $ 57,889,250 Dentists $ 56,624,501 $ 109,192,417 $ 67,842,750 $ 106,250 $ 233,765,918 Nurse Practitioners $ 173,952,756 $ 196,059,587 $ 121,967,919 $ 297,500 $ 492,277,762 Optometrists $ 127,500 $ 127,500 Physicians $ 789,397,002 $ 843,427,360 $ 356,515,830 $ 242,250 $ 1,989,582,442 Physicians Assistants $ 13,642,500 $ 12,784,000 $ 5,958,500 $ 32,385,000 Eligible Hospitals $ 3,160,829,712 $ 5,517,865,911 $ 5,618,189,517 $ 11,879,881 $ 14,308,765,021 Medicare Only $ 113,060,304 $ 227,633,284 $ 211,005,483 $ 551,699,070 Medicaid Only $ 129,581,442 $ 108,874,435 $ 91,838,605 $ 1,920,891 $ 332,215,373 Medicare/Medicaid $ 2,918,187,966 $ 5,181,358,193 $ 5,315,345,429 $ 9,958,990 $ 13,424,850,578 Medicare Advantage Organizations For Eligible Professionals $ 180,658,380 $ 135,046,406 $ - $ - $ 315,704,786 Total $ 5,378,133,629 $ 9,715,040,281 $ 7,798,928,026 $ 12,547,131 $ 22,904,649,066 6

March By the Numbers Registered Eligible Hospitals 5.59% 94.41% 4,993 Total Hospitals Registered Hospitals

March By the Numbers Paid Eligible Hospitals 9.23% 90.77% 4993 Total Hospitals Hospitals Paid

March By the Numbers Registered Eligible Professionals 28.88% 13.34% 57.78% 537,600 Total EPs Registered Medicare EPs (310,605) Registered Medicaid EPs (155,282)

March By the Numbers Paid Eligible Professionals 2.30% 21.79% 44.20% 31.71% 537,600 Total EPs Medicare EPs (237,620) Medicaid EPs (117,168) MAO EPs (12,353)

EHR Incentive Program Trends Over 91% of eligible hospitals have received an EHR incentive payment for either MU or AIU 68% of Medicare and Medicaid EPs have made a financial commitment to implementing an EHR Over 370,000 Medicare and Medicaid EPs have received an EHR incentive payment 64,000 new participants attested for the 2013 reporting year

2014 Attestations thru May 1 225 Eligible Professionals attested for the 2014 Reporting Year 61 are new participants 50 attested to Stage 2 30 Eligible Hospitals have attested for 2014 Reporting Year 8 are new participants 4 attested to Stage 2 12

Hardship Exception Applications: 2013 Participation - 2015 Payment Adjustment 72 Eligible Hospitals applied for a Hardship Exception 66 exceptions granted 6 applications dismissed 600 Eligible Professionals have applied to date Deadline to apply for 2013 reporting year 2015 payment adjustment year for eligible professionals is July 1, 2014 13

EHR Incentive Programs Attestation Data 14

Providers Included This data-only analysis shows our earliest adopters who have attested, but does not inform us on barriers to attestation. At the time of the analysis 254,428 EPs had attested 254,154 (1,069 New) Successfully 213 Unsuccessfully 61 for Stage 2 3,864 Hospital had attested All successfully for Stage 1 (14 New) 4 for Stage 2 15

Highlights On average all thresholds were greatly exceeded, but every threshold had some providers on the borderline Drug formulary, immunization registries and patient list are the most popular menu objectives for EPs Advance Directives, Clinical Lab Test Results, and Drug Formulary for hospitals Transition of care summary and patient reminders were the least popular menu objectives for EPs Transition of Care and Reportable Lab Results for hospitals Little difference between EP and hospitals Little difference among specialties in performance, but differences in exclusions and deferrals 16

90 Day Performance Data 17

EP 2011, 2012, and 2013 90 Days Core Objective Performance 2011 2012 2013 Number of Attestations 57,656 132,052 64,446 CPOE for Medication Orders 84.0% 81.4% 84.2% Maintain Problem List 96.4% 96.8% 97.1% eprescribing 79.2% 83.0% 85.6% Active Medication List 97.1% 97.1% 97.0% Medication Allergy List 96.4% 96.6% 96.7% Record Demographics 90.5% 92.2% 94.0% Record Vital Signs 90.2% 91.2% 91.6% Record Smoking Status 89.6% 91.9% 93.4% Electronic Copy of Health Information 96.3% 97.3% 97.9% Clinical Summaries 78.5% 80.6% 83.2% 18

EP 2011, 2012, and 2013 90 Days Menu Objective Performance 2011 2012 2013 Clinical Lab Test Results 91.5% 93.0% 92.7% Patient Reminders 61.6% 62.3% 64.7% Patient Electronic Access 72.8% 74.3% 79.1% Patient-Specific Education Resources 49.1% 51.2% 58.4% Medication Reconciliation 89.5% 90.1% 90.4% Transition of Care Summary 89.0% 91.6% 92.9% Immunization Registries Data Submission 37.5% 35.3% 36.3% Syndromic Surveillance Data Submission 6.2% 6.4% 4.8% 19

Hospital 2011, 2012, and 2013, 90 Days, Core Objective Performance 2011 2012 2013 Number of Attestations 833 1,730 1,283 CPOE for Medication Orders 86.9% 84.3% 83.6% Maintain Problem List 95.7% 94.9% 95.2% Active Medication List 97.6% 97.9% 97.9% Medication Allergy List 97.9% 98.0% 98.1% Record Demographics 97.0% 96.2% 96.9% Record Vital Signs 94.0% 92.2% 92.1% Record Smoking Status 94.9% 92.8% 93.1% Electronic Copy of Health Information 95.0% 96.3% 95.9% Electronic Copy of Discharge Instructions 95.0% 95.3% 93.7% 20

Hospital 2011, 2012, and 2013, 90 Days, Menu Objective Performance 2011 2012 2013 Advance Directives 96.1% 95.5% 95.6% Clinical Lab Test Results 96.1% 94.9% 95.5% Patient-Specific Education Resources 74.1% 72.4% 76.8% Medication Reconciliation 87.5% 84.3% 87.0% Transition of Care Summary 80.2% 83.1% 85.8% Immunization Registries Data Submission 51.9% 53.4% 52.1% Reportable Lab Results to Public Health Agencies 17.6% 14.8% 12.2% Syndromic Surveillance Data Submission 18.7% 21.6% 18.3% 21

Returning Providers Performance Data 22

EP 1 st v. Subsequent Years Core Objective Performance EPs that First Attested in 2011 EPs that First Attested in 2012 2011 2012 2013 2012 2013 Number of Attestations 57,656 44,755 46,794 132,052 114,750 CPOE for Medication Orders 84.0% 87.9% 89.1% 81.4% 87.0% Maintain Problem List 96.4% 97.4% 97.7% 96.8% 97.8% eprescribing 79.2% 83.7% 85.7% 83.0% 85.7% Active Medication List 97.1% 97.8% 98.1% 97.1% 97.7% Medication Allergy List 96.4% 97.3% 97.6% 96.6% 97.3% Record Demographics 90.5% 94.1% 95.3% 92.2% 94.9% Record Vital Signs 90.2% 93.3% 94.2% 91.2% 93.9% Record Smoking Status 89.6% 93.6% 94.9% 91.9% 94.9% Electronic Copy of Health Information 96.3% 97.3% 97.9% 97.3% 98.0% Clinical Summaries 78.5% 84.3% 85.4% 80.6% 85.3% 23

EP 1 st v. Subsequent Years Menu Objective Performance EPs that First Attested in 2011 EPs that First Attested in 2012 2011 2012 2013 2012 2013 Clinical Lab Test Results 91.5% 92.6% 92.2% 93.0% 92.9% Patient Reminders 61.6% 68.4% 66.5% 62.3% 67.3% Patient Electronic Access 72.8% 76.6% 76.2% 74.3% 73.8% Patient-Specific Education Resources 49.1% 60.9% 61.7% 51.2% 60.7% Medication Reconciliation 89.5% 90.2% 91.2% 90.1% 91.5% Transition of Care Summary 89.0% 91.1% 91.3% 91.6% 91.7% Immunization Registries Data Submission 37.5% 41.2% 48.0% 35.3% 43.5% Syndromic Surveillance Data Submission 6.2% 6.6% 4.5% 6.4% 4.6% 24

Hospital 1 st v. Subsequent Years Core Objective Performance EHs that First Attested in 2011 EHs that First Attested in 2012 2011 2012 2013 2012 2013 Number of Attestations 833 750 776 1,730 1,734 CPOE for Medication Orders 86.9% 85.2% 89.9% 84.3% 86.7% Maintain Problem List 95.7% 95.2% 96.6% 94.9% 96.1% Active Medication List 97.6% 97.7% 97.9% 97.9% 98.2% Medication Allergy List 97.9% 97.8% 98.1% 98.0% 98.0% Record Demographics 97.0% 96.8% 97.5% 96.2% 96.7% Record Vital Signs 94.0% 92.5% 95.0% 92.2% 92.6% Record Smoking Status 94.9% 93.6% 96.4% 92.8% 93.8% Electronic Copy of Health Information 95.0% 96.9% 95.4% 96.3% 96.3% Electronic Copy of Discharge Instructions 95.0% 94.9% 94.6% 95.3% 93.3% 25

Hospital 1 st v. Subsequent Years Menu Objective Performance EHs that First Attested in 2011 EHs that First Attested in 2012 2011 2012 2013 2012 2013 Advance Directives 96.1% 95.8% 96.4% 95.5% 95.7% Clinical Lab Test Results 96.1% 95.6% 96.6% 94.9% 95.9% Patient-Specific Education Resources 74.1% 72.5% 78.5% 72.4% 78.9% Medication Reconciliation 87.5% 84.7% 88.0% 84.3% 86.7% Transition of Care Summary 80.2% 81.8% 81.3% 83.1% 84.0% Immunization Registries Data Submission 51.9% 57.9% 57.7% 53.4% 53.9% Reportable Lab Results to Public Health Agencies 17.6% 13.9% 15.2% 14.8% 15.9% Syndromic Surveillance Data Submission 18.7% 16.8% 22.3% 21.6% 20.8% 26

Aggregate Performance Data 27

Objective EP Quality, Safety, Efficiency, and Reduce Health Disparities Performance Exclusion Deferral Problem List 97% N/A N/A Medication List 97% N/A N/A Medication Allergy List 97% N/A N/A Demographics 93% N/A N/A Vital Signs 92% 10% N/A Smoking Status 93% 0.3% N/A 28

Objective EP Quality, Safety, Efficiency, and Reduce Health Disparities Performance Exclusion Deferral CPOE 85% 18% N/A Electronic prescribing 84% 21% N/A Incorporate lab results 93% 5% 36% Drug-formulary checks N/A 14% 16% Patient lists N/A N/A 32% Send reminders to patients 65% 0.5% 82% 29

EP Engage Patients and Their Families Objective Performance Exclusion Deferral E Copy of Health Information 97% 68% N/A Office visit summaries 83% 2% N/A Patient Education Resources 56% N/A 45% Timely electronic access 75% 1% 64% 30

EP Improve Care Coordination Objective Performance Exclusion Deferral Medication reconciliation 91% 3% 53% Summary of care at transitions 91% 3% 84% 31

EP Improve Population and Public Health Objective Performance* Exclusion Deferral Immunizations 40% 43% 18% Syndromic Surveillance 6% 23% 72% *Performance is percentage of attesting providers who conducted test 32

Objective EH Quality, Safety, Efficiency, and Reduce Health Disparities Performance Exclusion Deferral Problem List 96% N/A N/A Medication List 98% N/A N/A Medication Allergy List 98% N/A N/A Demographics 97% N/A N/A Vital Signs 93% N/A N/A Smoking Status 94% 0.5% N/A 33

EH Quality, Safety, Efficiency, and Reduce Health Disparities Objective Performance Exclusion Deferral CPOE 86% N/A N/A Advance directives 96% 0.4% 9% Incorporate lab results 96% N/A 15% Drug-formulary checks N/A N/A 19% Patient lists N/A N/A 44% 34

EH Engage Patients and Their Families Objective Performance Exclusion Deferral E copy of health information 96% 66% N/A E copy of discharge Instructions 94% 64% N/A Patient education resources 76% N/A 59% 35

EH Improve Care Coordination Objective Performance Deferral Medication reconciliation 86% 71% Summary of care at transitions 83% 90% 36

EH Improve Population and Public Health Objective Performance* Exclusion Deferral Immunizations 54% 11% 35% Reportable Lab Results 15% 4% 81% Syndromic Surveillance 20% 3% 77% *Performance is percentage of attesting providers who conducted test 37

For questions, please contact: Elisabeth Myers Office of E-Health Standards and Services Centers for Medicare & Medicaid Services elisabeth.myers@cms.hhs.gov 38