States of Change: Expanding the Health Care Workforce and Creating Community-Clinical Partnerships

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States of Change: Expanding the Health Care Workforce and Creating Community-Clinical Partnerships Thursday, November 7, 2013 12:00 1:30 pm ET Sponsored by Merck Foundation www.alliancefordiabetes.org

Agenda Welcome and Introductions State Perspective on Efforts to Improve Care Through Delivery System Reform, Workforce Changes and Community-Clinic Engagements The Path to Integrating CHWs Into Clinical Teams in Texas Licensing, Training and Results The Role for States in Creating and Maintaining Community- Clinical Connections Panel Discussion: The Role of States in Widespread Adoption of Programs That Address the Needs of Vulnerable, High-Risk Patients Audience Q&A Closing Remarks

About the Alliance to Reduce Disparities in Diabetes National program founded and supported by the Merck Foundation. Launched in 2009. The Alliance to Reduce Disparities in Diabetes is helping to decrease diabetes disparities and enhancing the quality of health care by improving prevention and management services. Implementing comprehensive, evidencebased diabetes programs that are: Applying proven, community-based and collaborative approaches Enhancing patient and HCP communications Mobilizing community partners Disseminating important findings Increasing policy maker awareness at all levels of change to reduce health care disparities in diabetes Promoting collaboration and information exchange

About the National Governors Association Mission Statement The National Governors Association (NGA) the bipartisan organization of the nation's governors promotes visionary state leadership, shares best practices and speaks with a collective voice on national policy. What We Do Through NGA, governors identify priority issues and deal collectively with matters of public policy and governance at the state and national levels.

Areas of Focus for Today s Discussion Healthcare Workforce Challenges ACA and Other Federal and State Requirements and Policies Health Information Technology and Data Use

Welcome and Introductions Esther Krofah, MPP Program Director, Health Division, National Governors Association Jeff Levi, PhD Executive Director Trust for America s Health Christine A. Snead, RN, CPHQ Director of Care Coordination, Baylor Quality Alliance/Health Texas Provider Network, Baylor Health Care System Marshall Chin, MD, MPH, FACP Richard Parrillo Family Professor of Healthcare Ethics, Department of Medicine, University of Chicago

State Perspective on Efforts to Improve Care Through Delivery System Reform, Workforce Changes and Community-Clinic Engagement Esther Krofah, MPP Program Director, Health Division National Governors Association November 7, 2013

NGA Health Workforce Technical Assistance (TA) Goal: support states by providing technical assistance in ensuring that the state s workforce planning supports the state s health care delivery environment Content of TA: One-day in-state retreat with a senior staff member from NGA and a national workforce expert Follow up conference calls with NGA and workforce expert Monthly conference calls with all states - 8 - Location/Filename/Unit/Author/Assistant (Change via 'View - Header and Footer')

States Receiving Health Workforce Planning TA Connecticut Colorado Hawaii Illinois Kentucky Montana Nevada Oklahoma Vermont Washington - 9 - Location/Filename/Unit/Author/Assistant (Change via 'View - Header and Footer')

Health Workforce Challenges Coverage Expansion Aging Workforce Maldistribution Aging Population 13 million more enrolled in Medicaid and CHIP by 2023¹ 24 million enrolled in the health insurance marketplaces by 2023² One-fourth (26.3 percent) active physician workforce over 60³ One-third of the nursing workforce is older than 50 More than 6 of every 10 boomers will be managing more than one chronic condition ¹ Congressional Budget Office, Updated Budget Projections, May 2013. ² Ibid. ³ State Physician Workforce Data Book, AAMC, 2011. ⁴ The U.S. Nursing Workforce: Trends in Supply and Education, HRSA, April 2013. ⁵ When I m 64: How Boomers Will Change Health Care, American Hospital Association, 2007.

Key Questions Driving States Data Collection 13% and Analysis Composition of 10% the Workforce Training New 26% Workforce Regulatory 18% Changes To define current supply, what should the data set be that is collected through the mandatory survey of health professions as part of their licensure or certification? Should data sets vary by profession? How can the state use health workforce data and resources to proactively allocate workforce investments that improve access to care, particularly in the context of expanded coverage? Which top three health care professions are expected to see the most increased demand? Which health care professions will play the biggest role in ensuring access to quality care/services for the currently uninsured, once they transition to some form of comprehensive care? What pipeline programs and/or curriculum development is necessary to increase the potential to meet the expected demand? What would be the most effective state role in helping prepare for changing workforce skill requirements that leverage the growth of technology, incorporate self-care and promote individuals and families as more engaged participants in a transformed health care system? What workforce models will need fiscal or policy intervention in the next Legislative session? What regulatory barriers limit or prohibit providers ability to practice to the full extent of their licensure?

CMMI: Where Innovation is Happening, ACOs, PCMH Statewide Local

Shift in Core Skillsets, Competencies and Roles Core Skillsets Emerging Occupations Prevention Care Coordination Case Management Health Coaching Team-based Care Patient Education and Engagement Use of Data to Support Care Delivery Patient Navigation Health IT Lack of Clarity Community Health Worker Patient Navigator Community Paramedics Social Workers RNs Nurse Case Managers Care Coordinators Home Health Aids Care Transition Specialists Peer and Family Mentors Living Skills Specialists

Common Issues and Challenges Data collection and analysis Silos and turf wars Cultural change and leadership Number of job titles for allied health occupations, lack of standardization in training, credentialing, and funding Re-training existing workforce Faculty and training site shortages Recruiting and retaining primary care physicians K-12 math and science education Scope of practice

Strategies and Recommendations Implement data collection and analysis systems (7) Examine paraprofessional workforce required for new models of care (6) Develop taskforce to support regional and focused planning (6) Develop recruitment and retention strategies (e.g., loan repayment) (5) Support interprofessional (IPE) training (4) Examine scope of practice (4) Expand clinical training capacity (3)

State Policy Levers State Purchasing Power Governors as Conveners and Consensus Builders Education and Workforce State Wellness and Prevention Efforts State Health Policy Levers Market Competition and Consumer Choice State Health Care Regulation

Building Strategies Into Ongoing Efforts State Innovation Model Plan State Health Workforce Strategic Plan Health Workforce Planning Committee Legislative Plan

QUESTIONS? Contact: Esther Krofah, Program Director ekrofah@nga.org

The Path to Integrating CHWs Into Clinical Teams in Texas Certification, Training and Results Christine A. Snead, RN, CPHQ Director of Care Coordination Baylor Quality Alliance/Health Texas Provider Network Baylor Health Care System www.alliancefordiabetes.org

Background Diabetes Equity Project Designed with Baylor Health Care System & Dallas County Medical Society - Project Access Dallas Baylor Community Care Primary care service line for the uninsured (high utilizers) 6/7 practices are Patient Centered Medical Homes Challenges Patient volume outweighs capacity of PCPs Additional patient navigation, education and support needed for high-risk diabetic patients Limited budget

Community Health Workers in Texas Community Health Worker: A new and emerging health care worker Trusted patient peer* Culturally competent Supports patient navigation and health education Certification: 160 hour program via DSHS approved entities building competencies in: Communication skills - Interpersonal skills Service coordination - Capacity-building Advocacy - Teaching skills Organizational skills - Knowledge base Continuing education requirements: 20 hours/2 years http://www.dshs.state.tx.us/mch/chw.shtm

Community Health Workers: A Solution?

CMS Ruling Opens Door for CHWs

CHWs as Part of the Care Team

CHWs at Baylor Health Care System: Two Programs Emerge Diabetes Equity Project* Embed CHWs in PCMHs Adapt Community Diabetes Education (CoDE) Program Leverage customized application software for enhanced data capture decision support, and communication Scaled to 7 sites Community Care Navigation Hospital to primary care navigation Reduce barriers to effective care (meds, transportation, appts) Create patient activation Leverage software for data capture, decision support, and communication by CHW Scaled to 4 sites Acknowledgement: This project is supported by a grant from the Merck Foundation as part of its Alliance to Reduce Disparities in Diabetes.

CHW as PCMH Team Member PCP Roles CHW ROLES PCP Tasks Clinical exam Diagnoses Creation of treatment plan Prescription of medications PCP Tasks Shifted to CHWs Diabetes education* Nutritional counseling Frequent patient follow-up Traditional CHW Tasks Social support Link to community resources* Care Navigation Patient Activation Licensed personnel (RNs, CDEs, SWs) handle more complex cases. CHW oversight by licensed program manager (RN or SW) and program Medical Director. Patient specific direction taken from PCP.

Statistically Significant Reduction in A1c 8.4 7.2

CHW-led Diabetes Intervention IMPACT and Conclusions Hospital admission frequency falls by 50% Statistically greater than Control group (-22% decrease) Hospital Length of Stays and Cost per case fall Not statistically greater than Control group Hospital ED utilization did not change Lower than Control group throughout study Hospital ED Cost per case fall (-19%) CHW-led Care Coordination model could have major beneficial impact if scaled further Cost-beneficial solution Leveraging a new health care team member embedded with primary health care providers Requires innovative health IT support Patient activation helps explain positive outcomes

Integrating CHWs Into Baylor Health Care System 1 CHW CoDE 2 CHWs CoDE Charitable Program Enrollment 9 CHWs Diabetes Equity Project Community Care Navigation 20 CHWs Diabetes Equity Project Community Care Navigation Care Connect DHWI Diabetes Elder House Calls 32 CHWs Chronic Disease Education Community Care Navigation Care Connect DHWI Elder House Calls 2005 2014 Career Path Development: CHW 1 CHW 2 CHW Sup

Our Game Changers Contact: Christine Snead, RN, CPHQ christine.snead@baylorhealth.edu

The Role for States in Creating and Maintaining Community-Clinical Connections Marshall H. Chin, MD, MPH Richard Parrillo Family Professor University of Chicago www.alliancefordiabetes.org

Objectives Discuss community-clinical connections to improve diabetes care and outcomes in Chicago s South Side Discuss how states can facilitate such partnerships and help patients manage their illnesses

South Side of Chicago Challenges: Poverty Social challenges Food deserts Unsafe recreation Mistrust of healthcare Weakened hospital safety net Strengths Historical social, political and cultural traditions Community institutions Healthcare institutions resources and

Conceptual Model Community Partnerships Quality Improvement The Chronic Care Model Community Patient Patient Activation Health Systems Practice Team Provider Training

Clinic System Redesign Improvement Teams in Six Health Centers Sites 4 FQHCs 2 Academic Medical

Culturally Tailored Patient Education and Community Partnerships

Public Education; Integration of Health Care and Community Resources

Align Financial Incentives Reward improving population health Global payments that reward preventive care Fund primary care adequately Reimburse team-based care, coordination of care, community health workers Incentivize reduction of disparities and protect vulnerable populations explicitly

Partnering State Agencies Be Creative Department of Public Health Parks and Recreation Housing

Contact Information Marshall H. Chin, MD, MPH University of Chicago mchin@medicine.bsd.uchicago.edu 773-702-4769 www.southsidediabetes.org www.chicagodiabetesresearch.org www.solvingdisparities.org

The Role of States in Widespread Adoption of Programs That Address the Needs of Vulnerable, High-Risk Patients Esther Krofah, MPP Program Director, Health Division, National Governors Association Christine A. Snead, RN, CPHQ Director of Care Coordination, Baylor Quality Alliance/Health Texas Provider Network, Baylor Health Care System Jeff Levi, PhD Executive Director Trust for America s Health Marshall Chin, MD, MPH, FACP Richard Parrillo Family Professor of Healthcare Ethics, Department of Medicine, University of Chicago

Audience Q & A Esther Krofah, MPP Program Director, Health Division, National Governors Association Christine A. Snead, RN, CPHQ Director of Care Coordination, Baylor Quality Alliance/Health Texas Provider Network, Baylor Health Care System Jeff Levi, PhD Executive Director Trust for America s Health Marshall Chin, MD, MPH, FACP Richard Parrillo Family Professor of Healthcare Ethics, Department of Medicine, University of Chicago

Visit Us Online: www.alliancefordiabetes.org @ardd_diabetes Alliance to Reduce Disparities in Diabetes

States of Change: Expanding the Health Care Workforce and Creating Community-Clinical Partnerships Thursday, November 7, 2013 12:00 1:30 pm ET Sponsored by Merck Foundation www.alliancefordiabetes.org