Curriculum Vitae. Currently part of core team involved in establishing a Phase I and Proof of Concept research unit

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Curriculum Vitae Hari Ballabh Gupta B- 12, 13, Flat No 39, Indra Enclave Neb Sarai, Saket Delhi- 110068 Ph. No. 0091-9810604685, 9716776657 E. mail: hariballabhg@yahoo.co.in, Hariballabh.gupta@medanta.org 1. CAREER HIGHLIGHTS About 9.5 years of experience in healthcare & clinical research industry (BA/BE studies, Phase I study and PK & PD in patient as well as healthy), have coordinated more than 75 BA/BE studies in healthy as well as in patients and have faced various sponsor audits and regulatory inspections. Currently part of core team involved in establishing a Phase I and Proof of Concept research unit Regulatory Inspections Faced EU, 3 USFDA, 2 ANVISA, DCGI, UAE 2. PROFESSIONAL EXPERIENCE I. Medanta Duke Research Institute (Academic Research Organization), Medanta, The medcity, Gurgaon, Clinical Research Nurse (Phase I and Proof of Concept studies) Mar 2012 Till date Responsibilities Prepare for site selection visits Assist in developing treatment protocols and methods Determine potential patient care issues and devise plans for care Coordinate activities of study sites to ensure protocol, regulatory and standard operation procedures and Good Clinical Practice compliance Set up and organize study essential documents files, Create or review study- specific source documents (i.e.; medical records, case report forms) and other study- related materials. Assist in the consenting process Record physical assessments and vital signs and phlebotomy Administer the investigational compounds or therapies

Assist in screening potential subjects for the study Prepare for each study subject visit to ensure that all the appropriate study procedures are done Assist the investigator with study subject s visits Ensure that all necessary data are gathered and recorded in the appropriate source documents (i.e.; patient charts) and the case report forms Review case report form entries for completeness, correctness and logical sense Review of the source documents and case report forms for adverse events Work with sponsor monitors (CRAs) during monitoring visits Maintain study test IP accountability Manage payments to study subjects, per protocol Complete study closeout activities at the end of the study II. Jubilant Clinsys Limited Senior Research Nurse (Mar 2010 Mar 2012) Roles & Responsibilities: Responsible for preparation for relevant standard operating procedures as per the current technicalities with respect to ICH GCP guidelines and other regulatory requirements Recruitment and Registration and Screening of volunteers and ensuring that the registration and screening related activities and documents are done as per the SOP. Assist in consent process and maintain screening log Preparation of the selected and failure volunteer list with in consultation with medical officer as per acceptance range Cannulation and blood sampling as per current SOPs and protocol requirements Drugs (unit dose) dispensing and verifying as per current SOPs and protocol requirements Ensuring the ICU readiness prior to each clinical study To ensure the availability and to maintain inventory of various medicines in the department in consultation of principal Investigator/ Manager/ Head- CPU to handle medical adverse events occurs with study subjects Responsible for the monitoring, recording and reporting of adverse event of volunteers/subjects at all time To ensure proper functioning of various departmental instruments required for medical examination and handling of medical emergency Ensuring the handle of biomedical waste as per current SOP Ensuring that the all staff vaccinated for hepatitis B, involved in various activities of the study. Responsible for the archive of the document as per current SOPs and company policy Assist principal Investigator/ Manager/ Head- CPU during audit process (QA audit, Any regulatory/sponsor audit etc) at all times QC of the all study related data (Member of Internal QC Dept) Ensuring that the contract staff involved in various activities of the study is properly trained for the respective SOPs/ protocol. Search the literature and guidelines

III. Fortis Clinical Research Ltd. Senior Research Nurse (Sep 2009- Mar 2010) Roles & Responsibilities Responsible for preparation for relevant standard operating procedures as per the current technicalities with respect to ICH GCP guidelines and other regulatory requirements Registration and Screening of volunteers and ensuring that the registration and screening related activities and documents are done as per the SOP. Perform the alcohol breath test of the volunteers/subject during screening and study as per current SOPs and protocol requirements Oral presentation (ICD) of the screening and Study procedure to the volunteers To Maintain the screening LOG Cannulation and blood sampling as per current SOPs and protocol requirements To assist medical officer/investigator/co- investigator in subject admission /selection process for the study Ensuring the ICU readiness prior to each clinical study Responsible for the preparation of emergency medicine check list prior to each clinical study Responsible for the monitoring, recording and reporting of adverse event of volunteers/subjects at all time Assisting medical officers during management of adverse event Ensuring the handle of biomedical waste as per current SOP To do quality check of all screening source record and study source record Liaisoning with contract staffs (Doctors, Nursing staffs, Phlebotomist) Arrangement of staffs duties as per study activity Assist principal Investigator/ Manager/ Head- CPU during audit process (QA audit, Any regulatory/sponsor audit etc) at all times QC of the all study related data (Member of Internal QC Dept) Ensuring that the contract staff involved in various activities of the study is properly trained for the respective SOPs/ protocol. CRF transcription and resolution of DATA Mgt query (H1N1 vaccine trial). IV. Paras Spring Meadows Hospital Staff Nurse (May- 2009 - Sep 2009) Roles & Responsibilities

Assisting of medical emergency in Casualty Cannulation and blood sampling Maintain inventory of Emergency medicine To ensure proper functioning of departmental instruments required for medical examination and handling of medical emergency Performing all nursing duties Ensuring the handle of biomedical waste as per institution policy V. Jubilant Clinsys Limited Senior Research Nurse (Apr 2005 Mar 2009) Roles & Responsibilities: Responsible for preparation for relevant standard operating procedures as per the current technicalities with respect to ICH GCP guidelines and other regulatory requirements Recruiting, Registration and Screening of volunteers Perform the alcohol breath test of the volunteers/subject during screening and study as per current SOPs and protocol requirements Informed consent and screening, maintain the screening log Preparation of the selected and failure volunteer list with in consultation with medical officer as per acceptance range Counseling of the failure volunteers Cannulation and blood sampling as per current SOPs and protocol requirements Drugs (unit dose) dispensing and verifying as per current SOPs and protocol requirements Ensuring the ICU readiness prior to each clinical study Responsible for the monitoring, recording and reporting of adverse event of volunteers/subjects at all time Assisting medical officers during management of adverse event Ensuring the handle of biomedical waste as per current SOP To do quality check of all screening source record and study source record Liaisoning with Vendors (Contract hospital etc) Liaisoning with contract staffs (Doctors, Nursing staffs, Phlebotomist) Ensuring that the all staff vaccinated for hepatitis B, involved in various activities of the study. Arrangement of staffs duties as per study activity Responsible for the archive of the document as per current SOPs and company policy Assist principal Investigator/ Manager/ Head- CPU during audit process (QA audit, Any regulatory/sponsor audit etc) at all times QC of the all study related data (Member of Internal QC Dept) Ensuring that the contract staff involved in various activities of the study is properly trained for the respective SOPs/ protocol. Ensure that the performance check, operation and calibration of the equipments are done as per the SOPs, calibration and maintenance schedules and to verify timely updating of the logbooks.

Updating the training schedules and maintaining the training records of all the study personnel. Search the literature and guidelines VI. Cadila Pharmaceutical Ltd., Dholka, Ahemdabad Clinical Nurse (Mar- 2004- Apr- 2005) Roles & Responsibilities: Drafting/ preparation of relevant Standard Operative Procedures as per the current technicalities with respect to ICH GCP guidelines and other regulatory requirements. Screening and recruitment of study subjects Explain of Subject about screening, study & study drugs Preparation of final report of selected subject Responsible for assisting (ECG & vital sign measurement) medical officer during medical examination. Arrange pre- study meeting Admission of the volunteers for study (Check- in procedure) Cannulation & blood sampling as per current SOPs and protocol requirements Ensuring unit dose dispensing is done as per defined SOP & GCP guidelines Intimate involvement and active participation in the study as research nurse & study custodian Responsible for the monitoring, recording and reporting of adverse event of volunteers at all times Assisting medical officers during management of adverse events Providing first aid Liaisoning with Contract hospital Preparation and documentation of Case Record Forms, Trial master file, screening record and other related documents Maintain Control Form utilization records which issued by QA Maintain store 3. EDUCATION General Nursing Midwife (GNM), with 80 % marks, Sambhram Institute of Nursing, KGF, Bangalore, Karnataka, August 2002. Bachelor of Arts (BA) with Second class from Maharishi Dayanand Saraswati University Ajmer (Rajasthan), 1999. 4. CERTIFICATIONS / PROFESSIONAL TRAININGS

Trained on Mortara Telemetry system by Mortara Inc. product management team Have been awarded Employee of the month while working in Jubilant Clinsys Limited Participated in the training education programmes of Cadila pharmaceuticals in conducting bioavailability and bioequivalence studies as per Good Clinical Practices Workshop on GCP by ACADEMY OF CLINICAL EXCELLENCE BOMBAY 2005 Workshop on GCP by CATALYST CLINICAL SERVICES DELHI 2006 Training program on AIDS COUNSELING by PROJECT CONCRN INTERNATIONAL DELHI Training program on BLS (BASIC LIFE SUPPORT) by AMERICAN HEART ASSOCIATION (Indian Institute of Emergency Medical Services, Trivandrum). Training program on ACLS (Advanced cardiac life support) by AMERICAN HEART ASSOCIATION (Indian Institute of Emergency Medical Services, Trivandrum) Training program on AIDS COUNSELING by PROJECT CONCRN INTERNATIONAL DELHI 31 May to 02June, 2007 Participated in the training education programmes of the PHASE I UNIT / STUDY MONITORING Participated in the training education programmes OF THE SELECTION OF A PHASE I UNIT Participated in the training education programmes of GOOD DOCUMENTATION PRACTICE Participated in the training education programmes of SAFETY AND LIVE FIRE DEMONSTRATION Participated in the training education programmes of GOOD LABORATORY PRACTICE Participated in the training education programmes of ICH- GCP GUIDELINES Participated in the training education programmes of DOCUMENTATION DURING CLINICAL STUDY Participated in the training education programmes of GMP Participated in the training education programmes of INVESTIGATION PRODUCT Participated in the training education programmes of OVER VIEW OF A CLINICAL DATA MANAGEMENT Training in the INFORMED CONSENT DOCUMENT Symposium: Polytraumacon conference 2006 Sponsor by Fortis hospital (Ranbaxy group) 5. PROFESSIONAL REGISTRATION / AFFILIATION Life Member of the Karnataka state nursing council (Registration No. 45489) Member of the Rajasthan state nursing council (Registration No. 19488 Part I A)

Member of Health care provider, issued by American heart association from 14 sep 2005 to 13 2007 Member of Health care provider (Advanced cardiac life support), issued by American heart association from 10 Apr 2007 to 09 Apr 2009 Dose preparation and administration experience Tablets/capsules, Chewable Tablets, Oral Disintegrating tablet, Suspension, Injectable drug (Propofol injection & Rabeprazole), Rectal route drug administration (Mesalamine rectal suspension), 4 FDC Dosing (15 tablets/subject dosed), Vaccine ( H1N1) (Sign & Date)