Sun W. Vega, MBA, Senior Associate, OPEN MINDS The 2014 OPEN MINDS Planning & Innovation Institute June 4, :15pm 5:30pm

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Sun W. Vega, MBA, Senior Associate, OPEN MINDS The 2014 OPEN MINDS Planning & Innovation Institute June 4, 2014 4:15pm 5:30pm

I. The Evolution of Managed Care & Implications For Provider Organizations II. The Optum Perspectives On Future Integration Models With Daniel E Berger, Director of Application Architecture, OptumHealth III. The Cigna Perspective On Future Integration Models With William Lopez, M.D., CPE, Lead Medical Director, Cigna Corporation IV. The Community Care Perspective on Future Integration Models With Lyndra J. Bills, M.D., Regional Medical Director For Physical Health/Behavioral Health Initiatives, Community Care Behavioral Health Organization V. Questions & Discussion OPEN MINDS 2014. All rights reserved. 2

The Evolution of Managed Care OPEN MINDS 2014. All rights reserved. 3

Increasing use of managed care financing and service delivery models Commercial Medicaid Medicare Dual eligible New populations Complex disabilities Long-term care 4

U.S. Managed Care Enrollment Health Care Payer Type % Managed Care: 1995 % Managed Care: 2010 % Managed Care: 2012 Employersponsored insurance Medicare Medicaid 73.0% 99.0% 99.0% 0.0% 24.0% 27.0% 29.4% 71.5% 74.2% 5

ACOs encouraged Created differential health home funding Medical loss ratio provisions State option model Five million enrolled so far Rate of un-insurance drops to 15% 6

Six Effects Of New Care Management Models In A Market On Service Utilization Market-based provider fees (rather than costbased reimbursement) Fewer admissions to inpatient and residential levels of service Creation of diversion programs and increased investment in community-based alternatives Shorter lengths of stay in inpatient and residential services More ready acceptance of tech-based alternatives More value-based purchasing models (P4P, risk-based, etc.) 7

Rates Narrow networks Administrative requirements authorization, documentation, billing Gain sharing models Performance reporting requirements Performance-based contracting OPEN MINDS 2014. All rights reserved. 8

9

Coordinated and integrated care are not synonymous (though often used synonymously) Coordination is getting appropriate services and minimizing duplicative services for individual consumers through enhanced communication around a consumer s care. Integration is more about the operation of an entity than communication between entities. Classically, integrated care is the fulfillment of system aims to facilitate cooperation and collaboration among and between the various parts of an organization or a system. OPEN MINDS 2014. All rights reserved. 10

Integrated care management entities Coordinate consumer care as a replacement of, or adjunct to, managed care. Examples: ACOs, medical homes, health homes, disease statement management programs, wraparound services, coordinated care programs, and more. Integrated service delivery systems Integrate the delivery of services not the management of services. In the current market, this is most often the one-stop shop concept of all services in the same organization, i.e., integrated behavioral and primary care OPEN MINDS 2014. All rights reserved. 11

Payer Perspectives On Future Integration Models OPEN MINDS 2014. All rights reserved. 12

Daniel E Berger, Director of Application Architecture, OptumHealth William Lopez, M.D., CPE, Lead Medical Director, Cigna Corporation Lyndra J. Bills, M.D., Regional Medical Director For Physical Health/Behavioral Health Initiatives, Community Care Behavioral Health Organization OPEN MINDS 2014. All rights reserved. 13

Essential Information System Capabilities to support Medical/Behavioral integration June 2014

Where Optum fits within UnitedHealth Group Proprietary and Confidential. Do not distribute. 15

Optum At-A-Glance Proprietary and Confidential. Do not distribute. 16 1

OptumHealth Specialty Networks Behavioral Health Comprehensive Behavioral Health Medical/Behavioral Integration EAP and Work-Life Physical Health Chiropractic Physical Therapy Speech Therapy Occupational Therapy Complex Medical Conditions Transplant Solutions Kidney Solutions Infertility Solutions Bariatric Resources Solutions Sickle Cell Optum International Wellness Wellbeing Technology Solutions Network Management Proprietary and Confidential. Do not distribute. 17

ESSENTIAL INFORMATION SYSTEM CAPABILITIES TO SUPPORT MEDICAL/BEHAVIORAL INTEGRATION Title of presentation goes here Propriety and Confidential. Do not distribute. 18

Technologies role in facilitating Medical/Behavioral Integration Support a single source repository/registry of relevant clinical information Data Integration, Transformation, and Presentation Facilitate efficient and effective Asynchronous Collaboration Notification to prompt action Crystallization (focus on relevant information to make decisions) Provide more value than administrative burden Proprietary and Confidential. Do not distribute. 19

Essential Capabilities Health Risk Assessment Care Opportunities/Gaps in Care Identification & Stratification of Risk Algorithms, Rules, Risk Markers, Neural Networks Alerts, Tasking & Tracking Referral Tracking Provider-to-Provider Referrals Missed appointments Role Based Security Electronic Health Record/Personal Health Record Role appropriate translations Consumer participation Proprietary and Confidential. Do not distribute. 20

Essential Capabilities (continued) Health Information Exchange (HIE) CCD Consistency and Stage 2 Meaningful Use Special Behavioral Health Privacy Concerns Role of Private HIEs Enterprise Care Coordination Virtual Care Team Collaboration Portals Asynchronous Collaboration Secure Messaging Care Plan & Individual Recovery Plan Symbiosis Interoperability EHR/PHR <> HIE <> Enterprise Care Coordination Portal Proprietary and Confidential. Do not distribute. 21

Technology Vendors Offering Enterprise Care Coordination Capabilities Netsmart InfoMC CentriHealth Altruista Medecision GSI MedHok Advisory Welcentive Proprietary and Confidential. Do not distribute. 22

Cigna Collaborative Care Making the connections to improve how care is delivered Improved quality Lower cost Higher satisfaction Confidential, unpublished property of Cigna. Do not duplicate or distribute. Use and distribution limited solely to authorized personnel. 2014 Cigna 23

Cigna Behavioral Snapshot Founded: 1974 (acquired by Cigna in 1989) Customers: 21.8 million Clients: Over 5600 Regional, National, Select, including Fortune 500 & Taft-Hartley clients Accreditations: NCQA URAC Awards: 2011 - evalue 8 Innovation Award 2011 - URAC Gold Award Locations: National Care Center - Eden Prairie, MN Regional Care Centers - Glendale, CA; Dallas, TX; and Lutherville, MD Network: 128,191- Facilities & Providers 10,656 - Facilities & Clinics 22,082 Psychiatrists 29,515 PhDs 76,594 Master s 28,769 EAP Affiliates Confidential, unpublished property of Cigna. Do not duplicate or distribute. Use and distribution limited solely to authorized personnel. 2014 Cigna 2

To do more, we created more connections where care is delivered Innovative solutions that span the delivery system Specialists Hospitals Creating personalized connections to improve quality, cost and satisfaction Large physician groups Client Health Care Professionals Customers Small physician groups Goal: Majority of customers with high-cost conditions or complex needs are cared for by health care professionals with an incentive relationship with Cigna Specialist treatment drives 57% of spend. For customers with high-cost conditions or complex needs, large groups treat 20%, hospitals treat 25% and small groups treat 40%. *Statistics based on Cigna internal analysis of book of business high-cost customers (>$4,700/year) as of January 2014.. **Specialties include orthopedics, OBGYN, cardiology, gastroenterology and oncology. Confidential, unpublished property of Cigna. Do not duplicate or distribute. Use and distribution limited solely to authorized personnel. 2014 Cigna 25

Objective of Integrating Behavioral and Medical Assist Primary Care Physicians in understanding the importance of the behavioral health of their patients Provide Education/Training Introduce appropriate BH assessment tools Explore and reduce/eliminate any barriers that currently prevent PCPs from assessing/addressing behavioral health concerns with their patients Facilitate relationships between medical physicians and behavioral health care professionals within the community Consultation Easy/Quick Referrals to appropriate health care professionals Assist with de-stigmatizing behavioral health treatment for patients, if PCPs are more open/knowledgeable of their peers in the behavioral health community. Confidential, unpublished property of Cigna. Do not duplicate or distribute. Use and distribution limited solely to authorized personnel. 2014 Cigna 26

Why Integrate Behavioral? Mental Health Days Hurt the Bottom Line A hit to medical costs $317 billion is the estimated annual cost of serious mental Illness 1 100% jump in hospitalizations for psychiatric/substance abuse problems since 1992 2 A drain on productivity 90% of workers say mental health and personal problems impact their job performance 3 By 2020 mental and substance use disorders will surpass all physical diseases as the major cause of disability worldwide 4 To improve health, optimize productivity, and lower overall costs today and in the future, you must address all the issues that might affect health mind and body. 1 NCQA State of Healthcare Quality Report 2011; ; 3 Mental Health America, www.nmha.org/go/gaining-a-competitive-edge-through-mental-health-the-business-case-for-employers; 2, 4 Substance Abuse and Mental Health Services Administration (SAMHSA). (2009). Results from the 2009 National Survey on Drug Use and Health: Mental health findings. (Office of Applied Studies, NSDUH Series H-39, DHHS Publication No. SMA 10-4609). Rockville, MD: SAMHSA. Mental illness not rare at all A study found that nearly one in five U.S. adults had a diagnosable mental illness in 2011. 21.1% of women 14.2% of men 17.8% Mental illness by age group 18-25 26-34 35-49 50+ 15% 18.5% 20.9% 20% Source: Substance Abuse and Mental Health Services Administration, Center for Behavioral Health Statistics & Quality, National Survey on Drug Use & Health, 2011 (revised October 2013) Confidential, unpublished property of Cigna. Do not duplicate or distribute. Use and distribution limited solely to authorized personnel. 2014 Cigna 5

Personalized connections that help improve care delivery OPEN EYES PLUG IN FIRE UP ENGAGED Health care professionals Needs Goals Preferences Actionable patientspecific information Clinical consultation Performance improvement opportunities Tools Programs Services Learning collaboratives Embedded care coordinators or clinical liaisons Dedicated case managers Reward Motivate Excite Outcome-based compensation Preferred designation Higher patient volume Personalized connections. Powered by innovation. 19% 25% better compliance rate with diabetes measures 1 52% conversion rate to lower-cost medications through care coordinator engagement 2 4% 5% lower total medical cost trend compared to market 3 1, 3Cigna Collaborative Accountable Care, Large PCP Group Results, 2013. 2Cigna Pharmacy Management integration Confidential, unpublished property of Cigna. Do not duplicate or distribute. Use and distribution limited solely to authorized personnel. 2014 Cigna 28

Personalized connections that improve care consumption OPEN EYES PLUG IN FIRE UP ENGAGED customers Needs Goals Preferences Tools Programs Services Reward Motivate Excite Actionable patientspecific information: Gaps in care Cost-efficient options Physician-employed care coordinator Cigna support services Quality, cost-effective specialists and labs Extended office hours and access to urgent care facilities Lower medical costs* Higher quality of care* Personalized connections. Powered by innovation. 50% fewer visits to ER compared to market* 21% more gaps in care closed* 70% better than market referral rate to Cigna Care Designated specialists* *Cigna Collaborative Accountable Care, Large PCP Group annual results for 2012 versus market average (2013), Confidential, unpublished property of Cigna. Do not duplicate or distribute. Use and distribution limited solely to authorized personnel. 201$ Cigna 29

Collaborative Care: Health Ownership in Action Peter Hernandez Type 2 diabetes Poorly controlled, frequent ER visitor Personalized profile Spanish speaking Engage by phone mycigna Mobile App Rx text alerts refill reminders* Incentives HSA deposits for completing health assessment and online coaching participation* Lower coinsurance for visiting CCD physician Care gap closed Therapy compliant Controlled health OPEN EYES PLUG IN FIRE UP Generic Rx* Avoids ER Earned incentive* Diabetes-related Gaps in Care Embedded Care Coordinator for coaching and follow-up Preferred lab and CCD specialist referrals Compensation tied to patient outcome It was easy Peter s physician *Cigna Pharmacy Management and Incentive program integration This is not an actual Cigna customer experience and is an example used for illustrative purposes only Confidential, unpublished property of Cigna. Do not duplicate or distribute. Use and distribution limited solely to authorized personnel. 2014 Cigna 30

Fully connected health ownership gets everyone to their full potential Health Care Professionals Improved quality 3% better than market average quality performance 1 Client Customers Lower cost 3% better than market average total medical cost 1 Higher satisfaction 95% of Cigna Collaborative Care participating doctors would recommend us to colleagues 2 It s what makes us different. It s what delivers industry-leading 3 outcomes. 1Cigna Collaborative Accountable Care, Large PCP Group annual results for 2012 versus market average (2013), 2Cigna 2012 Learning Collaborative meeting of participating Cigna Collaborative Care physicians 3 Accountable Care Payers, KLASResearch, assessment of number of collaborative care agreements, July 2013 Confidential, unpublished property of Cigna. Do not duplicate or distribute. Use and distribution limited solely to authorized personnel. 2014 Cigna 31

Future State Behavioral and Medical Integration Models Develop models of Behavioral Health Integration that are tailored to the specific Cigna Collaborative Care Physician Practices, including the following potential options: Fully integrated behavioral health clinician to participate as a member of the care team; facilitating behavioral input into the overall treatment plan Embedding a behavioral health therapist within the practice(s) (therapist can provide recommended treatment) Embedding Employee Assistance Professional within the practice(s) (short-term assess and refer model) Direct access to Cigna Behavioral advocates and clinicians that can assist with locating appropriate treatment practitioners Align with local multidisciplinary behavioral health clinics for direct referrals from your practice Connect patients or primary care practitioners with behavioral health specialists through the use of telemedicine Confidential, unpublished property of Cigna. Do not duplicate or distribute. Use and distribution limited solely to authorized personnel. 2014 Cigna 32

Integrating Physical & Behavioral Health Care Lyndra J. Bills, MD, Regional Medical Director June 2014 2014 Community Care Behavioral Health Organization

About Community Care Behavioral health managed care company founded in 1996; part of UPMC and headquartered in Pittsburgh Federally tax exempt nonprofit 501(c)(3) Major focus is publicly-funded behavioral health care services; currently doing business in PA and NY Licensed as a Risk-Assuming PPO in PA Serving over 750,000 individuals receiving Medical Assistance in 39 counties through a statewide network of over 1,800 providers Accreditation and awards: NCQA-accredited Quality and Disease Management programs, American Association of Community Psychiatrists Moffic Award For Ethics, and 2013 APA Gold Achievement Award for institutional/ academic programs 2014 Community Care Behavioral Health Organization 34

Regions Served by Community Care Erie Crawford Mercer Lawrence Butler Beaver Allegheny Washington Greene Venango Armstrong Westmoreland Fayette Clarion Warren Forest Jefferson Indiana Somerset Cambria McKean Elk Clearfield Cameron Bedford Fulton Potter Clinton Centre Tioga Mifflin Cumberland Franklin Adams Lycoming Bradford Pike Luzerne Columbia Monroe Union Montour Carbon Northumberland Snyder Northampton Schuylkill Lehigh York Sullivan Juniata Blair Perry Dauphin Lebanon Huntingdon Lancaster Susquehanna Wyoming Lackawanna Berks Chester Wayne Bucks Montgomery Delaware Philadelphia Southwest Region Southeast Region North Central Region: County Lehigh-Capital Region North Central Region: County North Central Region: County Northeast Region North Central Region: County North Central Region: State Community Care Office 2014 Community Care Behavioral Health Organization 35

New Models of Care Delivery New models of care delivery are important for behavioral health (BH): World Health Organization ranks depression, alcohol, and tobacco use among the top causes of disability Individuals may be at higher risk for health conditions due to the psychiatric medications or other medications they are prescribed Individuals who have a serious mental illness (SMI) have a mortality rate that is higher than comparison groups mostly due to medical conditions, such as cardiovascular disease or diabetes 2014 Community Care Behavioral Health Organization 36

Higher Medical Co-morbidities Medical Condition Diabetes Cardiovascular Disease HIV Hepatitis Chronic Obstructive Pulmonary Disease (COPD) Risk Among Persons with SMI 2-3x higher 2-3x higher Higher, but varies 5-11x higher Higher 2014 Community Care Behavioral Health Organization 37

Odds Ratio Adult Heart Disease Risk Factors Risk Factors for Adult Heart Disease are Embedded in Adverse Childhood Experiences 3.5 3 2.5 2 1.5 1 0.5 0 1 2 3 4 5,6 7,8 ACEs 2014 Community Care Behavioral Health Organization Dong et al, 2004

Collaborating Framework Integration of health, wellness, prevention activities, and PH/BH interventions are best achieved through local collaborations The existing BH system can be enhanced to support good health outcomes for persons with SMI and/or substance use disorders, and concurrent serious physical conditions Community Care s commitment to overall health- and recovery-based programs for membership 2014 Community Care Behavioral Health Organization 39

BH/PH Integration Implemented use of Medicaid PH pharmacy data in the development of disease management programs for mental illness; identification of best practices Supporting protocols to expand access to BH services in primary care settings (especially IMPACT model) Developed implementation strategies for chronic care model of integrated BH/PH, including two-way data sharing with PH-MCOs Participation in SMI Innovations Project with OMHSAS and Center for Healthcare Strategies (Connected Care in the Southwest region) 2014 Community Care Behavioral Health Organization 40

Connected Care Program Initiative to improve the connection and coordination of care for those with SMI among health plans, PCPs, and BH providers in outpatient, inpatient, and emergency department settings Based on Patient-Centered Medical Home model with integrated care team and care plan to address all medical, behavioral, and social needs Partnership between: Center for Health Care Strategies (CHCS) Department of Public Welfare (DPW) UPMC for You and UPMC for Life Specialty Plan Community Care Allegheny County Department of Human Services 2014 Community Care Behavioral Health Organization 41

Connected Care Outcomes Decreased mental health admissions and re-admissions Increased number of days in the community between admissions Connected Care Expansion Designed to demonstrate the efficacy of care coordination of PH/BH services for individuals with SMI and co-occurring medical conditions in a Medicaid and dual-eligible BH carve out Combines technological infrastructure, data management, and clinical expertise of a BH-MCO and a BH provider-based care coordination model 2014 Community Care Behavioral Health Organization 42

Behavioral Health Home Plus (BHHP) Designed to demonstrate the efficacy of care coordination of PH/BH services for individuals with SMI & co-occurring medical conditions Developed as collaborative effort with Behavioral Health Alliance of Rural Pennsylvania (BHARP): 23 North Central counties Expands on existing knowledge base Strong health care navigator training & technical assistance Embedding medical expertise within behavioral system Self management strategies for common concerns, such as smoking cessation & exercise Person-directed personal health record Initial sites included four rural BH providers 2014 Community Care Behavioral Health Organization 43

Health Home Team Members RN (wellness nurse) Psychiatric provider Certified peer specialist Case manager Primary physical health provider Community Care specialized care manager Health Plan special needs resources 2014 Community Care Behavioral Health Organization 44

Role of Community Care Analyze and stratify the population Standardize the model across behavioral health providers, including training and technical assistance Utilization, cost, and outcomes reporting Facilitate information exchange and provide notice of key events Provide specialized high-risk care management, including pharmacy management, with: Oversight/consultation of person-centered planning Facilitation of data and information sharing with the health home team 2014 Community Care Behavioral Health Organization 45

Initial Results Are Positive Strong engagement by members PH and wellness concerns become routine part of recovery plan Nurses and case managers partner to address PH concerns Became basis for PCORI grant application 2014 Community Care Behavioral Health Organization 46

PCORI Grant Recipient Optimizing Behavioral Health Homes by Focusing On Outcomes That Matter Most for Adults with Serious Mental Illness Three-year, $1.7 million grant from the Patient-Centered Outcomes Research Institute (PCORI) Focus on patient- and provider-directed interventions to address wellness and PH concerns Builds on prior work in North Central state option region of Pennsylvania 2014 Community Care Behavioral Health Organization 47

Promising Strategies Provider-Supported Integrated Care Uses registered nurses on staff at participating facilities to work with patients on: Coordinating their care Enhancing communication between providers Providing patient wellness support and education Self-Directed Care Service delivery at selfdirected facilities to focus on providing tools, education, and resources that activate patients to be more informed and effective managers of their health and health care 2014 Community Care Behavioral Health Organization 48

Implementation Underway Training in 2013 Over 1,100 members enrolled in study 11 additional sites implementing BHHP model in 2014 Using IHI Learning Collaborative Model for implementation with intensive technical assistance from Community Care Results in 2016 2014 Community Care Behavioral Health Organization 49

Evaluation Underway Primary Outcomes Health status, activation in care, and engagement in primary/specialty care Secondary/Exploratory Outcomes Mental health symptoms, hope, quality of life, medication use, functional status, emergent care, lab monitoring, and individual and family satisfaction with care Covariates Engagement in interventions, social support, severity of mental illness, medical stability, patient demographic, and clinical characteristics 2014 Community Care Behavioral Health Organization 50

Learning Collaborative Underway Process Aims (target of 80% by November 2014) Completion of the wellness planning tool Established connection between PH and BH providers as evidenced by minimum of two reciprocal contacts Case manager consultation with wellness nurse (provider-supported only) Member use of at least one self-management tool (self-directed only) There is variability in performance on the process aims Consultation is highest performing Process Aim (70%) 2014 Community Care Behavioral Health Organization 51

Learning Collaborative Underway Measuring impact of the intervention on staff and individuals in service through Outcome Aims (target of 80% by November 2014) BH service providers report high confidence in their ability to assist service users with their PH and wellness needs Service users rate their BH service provider as highly understanding and respecting of their PH and wellness needs and goals Service users report being highly involved in working with their BH service provider on PH and wellness Survey completions by staff and individuals on confidence, respect, and involvement using a 0-10 scale; high ratings = 9 or 10 2014 Community Care Behavioral Health Organization 52

Q1 Progress on Outcomes Aims 90.0% 80.0% 79.1% 70.0% 60.0% 50.0% 40.0% 30.0% 20.0% 10.0% 40.0% 42.2% 0.0% Confidence Respect Involvement 2014 Community Care Behavioral Health Organization 53

Promoting a Culture of Wellness Both strategies promote a culture of wellness and utilize case managers and certified peer specialists as health navigators Wellness coaching supports the development of a behavioral health home model and a foundation for a culture of wellness and recovery Training program developed by national wellness expert, Dr. Peggy Swarbrick 2014 Community Care Behavioral Health Organization 54

C-SNP Chronic Condition Special Needs Plan (UPMC Community Care) Medicare Special Need Plan (SNP) for persons with serious mental illness (SMI) led by behavioral health MCO and based in behavioral health provider settings SMI is defined as having one of the following: Bipolar Disorder Major Depressive Disorder Paranoid Disorder Schizophrenia Schizoaffective Disorder Plan may serve persons who are dual eligible (Medicare and Medicaid) and non-dual (Medicare only) 2014 Community Care Behavioral Health Organization 55

C-SNP Goals Improve member experience through communicative, convenient, accountable and customer service oriented health care plan Better coordination of benefits through Medicaid and Medicare Build a model in primary and behavioral health care coordination Initial implementation underway 2014 Community Care Behavioral Health Organization 56

Contact Information Lyndra J. Bills, MD Regional Medical Director, Community Care billlslj@ccbh.com Community Care Behavioral Health Organization One Chatham Center, Suite 700 112 Washington Place, Pittsburgh, PA 15219 412.454.2120 www.ccbh.com 2014 Community Care Behavioral Health Organization 57

OPEN MINDS 2014. All rights reserved. 58

In terms of your integration projects, what are you looking for in a partner provider? What types of value-based contracting do you currently have with providers around new integration models? Are you setting any particular outcomes and/or performance measures for your integration models? Is there a particular challenge you are faced with today with regard to integration (i.e. population management, contracting with state Medicaid systems and financing)? I am a medium-sized physician practice that is interested in health integration, but needs support. What are the first steps that you would recommend? How should I approach my managed care organization about my ideas? OPEN MINDS 2014. All rights reserved. 59

The market intelligence to navigate. The management expertise to succeed. 20+ years of market intelligence and management consulting 500+ years of collective team experience 40,000+ executive subscribers www.openminds.com openminds@openminds.com 717-334-1329 877-350-6463 163 York Street, Gettysburg, Pennsylvania 17325