Stage 1 Application. CIHR 2014 Foundation Scheme live pilot. Dominique Lalonde Deputy Director, Program Delivery. July, 2014

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Stage 1 Application CIHR 2014 Foundation Scheme live pilot Dominique Lalonde Deputy Director, Program Delivery July, 2014

Session Outline Provide an overview of the Stage 1 application Provide an opportunity for participants to ask questions 2

1634 registrations were received: 592 current Open grant holders 700 new/early career investigators 326 researchers who have never held Open funding 15 not yet identified Results of Registration More new/early career investigators than expected many of which have never successfully received open funding from CIHR Multiple program leaders were listed in 107 registrations some included more than 5 program leaders 3

Stage 1 Application: Overview

Stage 1 Application In order to successfully complete Stage 1 application, Program Leaders must: Complete Foundation Scheme Stage 1 application (ResearchNet). Complete CIHR Foundation Scheme CV (Canadian Common CV). Overview CIHR Foundation CV Stage 1 Foundation Scheme Application 1. Summary (1 page) 2. Caliber of the Applicant(s) 2.1 - Leadership (1/2 page) 2.2 - Significance of Contributions (1/2 page) 2.3 - Productivity (1/2 page) 3. Vision & Program Direction (1 page) 5

Stage 1 Application The application is comprised of sections that align with the Foundation Scheme adjudication criteria. Overview You will address each section in a defined text box with a specific character limit, which includes spaces. Stage 1 focuses on: Caliber of the Applicant(s) Vision and Program Direction No attachments. 6

Overview Multiple Program Leaders When submitting an application with other Program Leaders, everyone has access and edit rights to application but only the Administrative Coordinator can submit the application. No mechanism to track changes when updates to an application are made, therefore Program Leaders must coordinate their efforts to complete the application. Each Program Leader is responsible for including their own information, which involves completing tasks in ResearchNet: Linking CIHR Foundation Scheme CV to application; Identifying Career Contributions; Providing consent. When applying with other Program Leaders, it is joint career activities that are assessed and these must be the focus of application s content. 7

Overview Adjudication Scale Being Piloted in 2014 Foundation Scheme Competition 8

Overview CIHR Foundation Scheme CV You must complete the Foundation Scheme CV through Canadian Common CV and link it to your application in ResearchNet by entering your CCV confirmation number. 9 The Quick Reference Guide and Requirements document for CIHR Foundation Scheme CV are available on the CIHR website.

Stage 1 Application Summary Caliber of the Applicant(s) Vision and Program Direction CIHR Foundation Scheme CV

Stage 1 Application Summary Caliber of the Applicant(s) Vision and Program Direction CIHR Foundation Scheme CV

Program Leaders must complete a Summary as part of Stage 1 application. Summary Summary used for: Matching most appropriate expert reviewers to individual applications; Provided to reviewers to declare conflict of interest and level of expertise/ability to review. Should be written using scientific or technical terms. Using maximum 3500 characters (approx. 1 page), illustrate research experience and vision of research program by addressing the following points: Overall focus of research career; Nature of experience and expertise; Important collaborations established; Vision or direction of research program. 12 The Stage 1 Application Requirements document is available on the CIHR website. It provides a detailed breakdown of what applicants should consider including when developing your application.

Stage 1 application Summary Caliber of the Applicant(s) Vision and Program Direction CIHR Foundation Scheme CV

Caliber of the Applicant(s) Caliber of the Applicant(s) Part of the Stage 1 application focuses on Caliber of the Applicant(s), which accounts for 75% of overall assessment. Represented by three equally-weighted sucbcriteria within application: Leadership (25%) Significance of Contributions (25%) Productivity (25%) New/early career investigators may show leadership, significant contributions and productivity in different ways than established researchers. These should be notable compared to peers in similar fields and career stages and may look different depending on field of research. 14 When more than one Program Leader is named, assessment of sub-criteria considers Program Leaders joint research leadership (where joint Program Leaders have together advanced the field), significant contributions and productivity.

This sub-criterion will assess: Extent to which you have influenced and inspired others in your field of research. Ability to effectively direct a research program. Caliber of the Applicant(s) Leadership With maximum of 1750 characters (approx. half a page), you must highlight your leadership by: Describing how you are a reputable leader in your respective field. Providing examples of major projects or programs that your have led where effective leadership was evident. To do so, you will: Demonstrate how you are widely recognized in your field and community, illustrating a history of holding influential roles such as advancing the direction of a field, translating knowledge into practice, or building networks or communities. Demonstrate your ability to successfully establish, resource and lead or direct research programs by: securing required resources, ensuring effective collaboration, or incorporating knowledge translation strategies. 15 The Stage 1 Application Requirements document is available on the CIHR website. It provides a detailed breakdown of what applicants should consider including for this subcriterion.

Some examples of leadership include: Caliber of the Applicant(s) Sample Indicators of Leadership Leader of research endeavors with major impact Innovator in existing or emergent areas of research Leader of community-based research and/or knowledge translation initiatives Leader of provincial, national, or international collaborations, societies, associations, etc. within and outside the research community Advisor in interdisciplinary or inter-organizational collaborations Editorial experience 16 The Interpretation Guidelines will be available on the CIHR website in the coming weeks. Although this reference document was developed for reviewers to provide context to their evaluation, it may be useful for completing your application.

This sub-criterion will assess: Caliber of the Applicant(s) Significance of Contributions Extent to which your contributions have led to a tangible benefit, or positive influence on health care, health systems or health research. Contributions include: Advancements in different research and health-related areas. Contributions to maintaining a sustainable foundation of health researchers. With maximum of 1750 characters (approx. half a page), you must highlight your contributions and impact by: Describing the tangible benefits or positive influences of your prior contributions on health, health care, health systems and/or health research. To do so, you will: 17 Demonstrate how your have significantly advanced knowledge or its translation into improved health care, health systems, or health outcomes. Illustrate how you have engaged, trained or launched career paths of promising individuals in research or other health-related non-academic fields by supporting mentoring or training, career development, and recruitment or retention of highly qualified personnel. The Stage 1 Application Requirements document is available on the CIHR website. It provides a detailed breakdown of what applicants should consider including for this subcriterion.

Sample Indicators of of Significance of Contributions Some examples of what may constitute significant contributions include: Caliber of the Applicant(s) Important advances in understanding (e.g. informing controversies, examining assumptions, advancing education theories, improving theoretical understanding in research) Development of research methods/techniques Implementation or broader uptake of innovative mentoring/training approaches Reduced burden of illness Efficiencies from improved resource allocations or practices (e.g. cost savings, reduced wait times) Changes in culture, attitudes and behaviour that improve health Business opportunities created 18 The Interpretation Guidelines will be available on the CIHR website in the coming weeks. Although this reference document was developed for reviewers to provide context to their evaluation, it may be useful for completing your application.

This sub-criterion will assess: Quality and quantity of your research outputs generated in last five years Caliber of the Applicant(s) Productivity With maximum of 1750 characters (or approx. half a page), you must highlight your productivity by: Focusing on quality and quantity of your research outputs. To do so, you will: Demonstrate an outstanding level of research outputs based on prior work; Illustrate previous work that has generated high-quality research outputs. 19 The Stage 1 Application Requirements document is available on the CIHR website. It provides a detailed breakdown of what applicants should consider including for this subcriterion.

Some examples of productivity include: Caliber of the Applicant(s) Sample Indicators of Productivity Publications, peer-reviewed or other (e.g., thesis, journal articles, books, chapters, workshop reports, synthesis reports, dissemination reports, conference proceedings) Collaborations or networks Consultations Intellectual property claims Patents License agreements Invention disclosures 20 The Interpretation Guidelines will be available on the CIHR website in the coming weeks. Although this reference document was developed for reviewers to provide context to their evaluation, it may be useful for completing your application.

Stage 1 Application Summary Caliber of the Applicant(s) Vision and Program Direction CIHR Foundation Scheme CV

Vision and Program Direction Part of the Stage 1 application also focuses on Vision and Program Direction, which accounts for 25% of the overall assessment. This sub-criterion will assess: Your ability to define and articulate a clear and compelling vision for your research program. With maximum of 3500 characters (approx. 1 page), you must: Highlight the goal, overall objectives and expected outputs of your proposed program; Describe how your program is significant if the outlined objectives are met. To do so, you will: Define your proposed research program (vision, goal, overall objective(s) and expected outputs) in the context of a logical career progression for Program Leaders; Articulate a vision for your research program that is forward-looking, creative and appropriately ambitious. 22 The Stage 1 Application Requirements document is available on the CIHR website. It provides a detailed breakdown of what applicants should consider including for this subcriterion.

Forward-looking vision is: Future-oriented Describes proposed contributions of your research program. Vision and Program Direction Creative vision: Describes the applicants program potential to foster innovative approaches, outputs, outcomes, and impacts. Appropriately ambitious vision: Believable and realistic Considers key elements for the success of the program. 23 The Stage 1 Application Requirements document is available on the CIHT website. It provides a detailed breakdown of what applicants should consider including for this subcriterion.

Stage 1 Application Summary Caliber of the Applicant(s) Vision and Program Direction CIHR Foundation Scheme CV

CIHR Foundation Scheme CV All Program Leaders identified at registration must complete a CIHR Foundation Scheme CV template through the Canadian Common CV (CCV). Section limits for CIHR Foundation Scheme CV: Up to 5 entries each for Credentials and Recognitions; Up to 10 entries each for Knowledge and Technology Translation Activities, Intellectual Property, and Presentations; Up to 25 entries each for Publications and Supervisory Activities. For example: For publications, you are only allowed to update and include a maximum of 25 publications (journal articles, books, chapters, etc.). For Supervisory Activities, you can only update and identify a maximum of 25 students that best illustrate mentorship or training abilities. 25 The Quick Reference Guide and Requirements document for CIHR Foundation Scheme CV are available on the CIHR website.

CIHR Foundation Scheme CV To respect new section limits, you are required to pick the entries to include in your CV. Because a bulk import function is now being used in CCV and Career Contributions are now directly captured in ResearchNet under the Identify Participant task, attachments are no longer allowed. 26

CIHR Foundation Scheme CV When completing the CV, you may notice errors. These are caused by fields that are now mandatory, or by the introduction of new limits imposed in certain sections of CIHR Foundation Scheme CV. 27 The Quick Reference Guide and Requirements document for CIHR Foundation Scheme CV are available on the CIHR website.

CIHR Foundation Scheme CV Because reviewers will look at relevant sections and subsections of your CV for evidence to support the stage 1 sub-criteria, the CV should be customized at Stage 1 to focus on the requirements of this stage. This will allow you to point to relevant examples in your CV, as appropriate, to demonstrate: Leadership Significance of Contributions Productivity If applying with other Program Leaders, you must only include relevant examples of joint activities in your CV (e.g. authorships, grants and publications) to illustrate synergy, coleading history and joint efforts. 28 The Quick Reference Guide and Requirements document for CIHR Foundation Scheme CV are available on the CIHR website.

Foundation Scheme CIHR is developing a suite of supporting materials Applicants and Research Administrators Funding opportunity Stage 1 & Stage 2 application requirements Foundation CV Overview Role Definitions Reviewers Peer Reviewer Manual (July) Interpretation Guidelines (July) Online Training modules for reviewers (Sept) Questions & Answers (Sept) Eligibility Criteria Questions & Answers Online Applicant Training Module (July) Budget module overview for stage 2 (July) Stage 1 information sessions (July, Aug and Sept) 29

30 Questions regarding the Foundation Scheme Competition can be directed to: Roadmap-Plan.Strategique@cihr-irsc.gc.ca