Determining the Risk Factors for General Anesthesia Usage for Cesarean Section

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Determining the Risk Factors for General Anesthesia Usage for Cesarean Section Evanie Anglade SUMR Scholar University of Pennsylvania, 2019 Benjamin Cobb, MD Mentor Hospital of the University of Pennsylvania Obstetric Anesthesia Fellow

Outline Background Project Overview My Role o Methods o Results My Learning Experience

Cesarean Section (CS) Abdominal surgery to deliver a baby 32% of deliveries in U.S. are by CS o CS is most common non-diagnostic surgical procedure in the country 1 CS may be required for several reasons Due to advancements in surgical technique, women can request to have CS 1. Medline Plus. "Cesarean Section." Medline Plus. Last modified July 20, 2017. Accessed August 9, 2017. https://medlineplus.gov/cesareansection.html.

Anesthesia Type for CS Neuraxial anesthesia CS (NACS) à state of consciousness o Spinals o Epidurals General anesthesia CS (GACS) à state of unconsciousness o Asleep with a breathing tube and ventilator

2. Afolabi, Bosede B., and Foluso EA Lesi. "Regional versus general anaesthesia for caesarean section." The Cochrane Library (2012). 3. Sumikura, Hiroyiki, Hidetomo Niwa, Masaki Sato, Tatsuo Nakamoto, Takashi Asai, and Satoshi Hagihira. "Rethinking general anesthesia for cesarean section." Journal of anesthesia 30, no. 2 (2016): 268-273. 4. Dahl, Jørgen B., Inge S. Jeppesen, Henrik Jørgensen, Jørn Wetterslev, and Steen Møiniche. "Intraoperative and Postoperative Analgesic Efficacy and Adverse Effects of Intrathecal Opioids in Patients Undergoing Cesarean Section with Spinal Anesthesia A Qualitative and Quantitative Systematic Review of Randomized Controlled Trials." Anesthesiology: The Journal of the American Society of Anesthesiologists 91, no. 6 (1999): 1919-1919. Neuraxial vs. General Neuraxial Anesthesia Lower incidence rate of GA complications 2 Lower rate of analgesic transfer to breast milk 3 Less need for opioids 4 Being awake for delivery P R O S General Anesthesia Administered more quickly 2 Hypotension 2 Severe postdural headaches 2 Longer to administer 2 Uncomfortable for patients already in pain C O N S Failed intubation 2 Aspiration of stomach contents during intubation 2 Intraoperative awareness 2 Respiratory problems 2 Greater maternal blood loss 2

2. Afolabi, Bosede B., and Foluso EA Lesi. "Regional versus general anaesthesia for caesarean section." The Cochrane Library (2012). 3. Sumikura, Hiroyiki, Hidetomo Niwa, Masaki Sato, Tatsuo Nakamoto, Takashi Asai, and Satoshi Hagihira. "Rethinking general anesthesia for cesarean section." Journal of anesthesia 30, no. 2 (2016): 268-273. 4. Dahl, Jørgen B., Inge S. Jeppesen, Henrik Jørgensen, Jørn Wetterslev, and Steen Møiniche. "Intraoperative and Postoperative Analgesic Efficacy and Adverse Effects of Intrathecal Opioids in Patients Undergoing Cesarean Section with Spinal Anesthesia A Qualitative and Quantitative Systematic Review of Randomized Controlled Trials." Anesthesiology: The Journal of the American Society of Anesthesiologists 91, no. 6 (1999): 1919-1919. Neuraxial vs. General Neuraxial Anesthesia Lower incidence rate of GA complications 2 Lower rate of analgesic transfer to breast milk 3 Less need for opioids 4 Being awake for delivery P R O S General Anesthesia Administered more quickly 2 Hypotension 2 Severe postdural headaches 2 Longer to administer 2 Uncomfortable for patients already in pain C O N S Failed intubation 2 Aspiration of stomach contents during intubation 2 Intraoperative awareness 2 Respiratory problems 2 Greater maternal blood loss 2

Systematic Review Identify factors associated with the use of GACS PubMed, MEDLINE, Scopus, Web of Science, and Ovid Embase databases 14 studies from 9 countries between 1998-2015 Emergency CS, maternal demographics, and maternal comorbidities

GACS Indications/Associations Indications Emergent cases Neuraxial contraindications Failed neuraxial anesthesia Maternal request Associations BMI < 40 Age > 35 Non-obstetric anesthesiologists Perceived lack of time to give epidural VAS > 3 during labor Black race Hispanic ethnicity

GACS Indications/Associations Indications Emergent cases Neuraxial contraindications Failed neuraxial anesthesia Maternal request Associations BMI < 40 Age > 35 Non-obstetric anesthesiologists Perceived lack of time to give epidural VAS > 3 during labor Black race Hispanic ethnicity

Project Overview Question: What factors affect clinicians decisions about obstetric anesthesia care? Goal: To determine the risk factors of GACS and better understand clinician decision-making to ultimately, mitigate the use of GACS Mixed methods study o Quantitative: retrospective cohort study o Qualitative: surveys and interviews

Significance Large, young population of people affected o Childbirth is the most common reason for hospital admission in the US 5 Disparities in care o 6% of CS in U.S. are managed with general anesthesia 6 o 9% of CS at HUP are managed with general anesthesia 5. Lange, Elizabeth MS, Suman Rao, and Paloma Toledo. "Racial and ethnic disparities in obstetric anesthesia." In Seminars in Perinatology. WB Saunders, 2017. 6. Juang, Jeremy, Rodney A. Gabriel, Richard P. Dutton, Arvind Palanisamy, and Richard D. Urman. "Choice of Anesthesia for Cesarean Delivery: An Analysis of the National Anesthesia Clinical Outcomes Registry." Anesthesia & Analgesia 124, no. 6 (2017): 1914-1917.

Specific Aims 1. Build two parallel databases (local and national) to elucidate variability relating to obstetric anesthesia care. 1. Using multivariable regression and the databases created in SA1, identify the patient-, provider-, and system-level risk factors for GACS. 1. Using qualitative methods, develop theory about clinician decision-making in obstetric anesthesia care.

Hypotheses Patient-level 1. Demographics, obesity/bmi, parity, and intrapartum disorders are associated with GACS. 2. GACS rate is higher for CS during night and weekend shifts. Provider-level 1. Obstetric anesthesiologists perform less GACS compared to nonobstetric anesthesiologists. 2. The rate of GACS is lower for patients admitted to Family Medicine service compared to Obstetrics service. System-level 1. The greater the distance between labor room and operating room, the lower GACS rate is.

Study Design Phase 1 Variability in Care Identification Phase 2 Clinician Decision- Making Theory Development Phase 3 Patient-Related Outcomes Identification

Conceptual Model Attributes Process Outcome Patient Outcome

Conceptual Model Attributes Process Outcome Patient Outcome

Penn Obstetric Database 3 Data Sources 1. Centricity Perinatal & Epic Perinatal 2. Inpatient medical records 3. Anesthesia Preoperative Forms Includes CS in the HUP L&D unit from July 2013 to June 2017 4,034 CS > 40 variables

Variables of Interest in POD Patient-level characteristics Age Race/ethnicity ZIP code Marital status Smoking status Prenatal care service Parity Intrapartum disorders Provider-level characteristics Day, month, and time of delivery Obstetric anes vs. non-obstetric anes Gender of anes MFM ob vs. non- MFM ob System-level characteristics On-call (night and weekend) assignment of physicians

POD Race Breakdown HUP Labor and Delivery Patient Population Number of Patients 3000 2500 2000 1500 1000 500 0 4 220 2,603 42 51 79 172 6 62 804 Race/Ethnicity

Race/Ethnicity for Anesthesia Type Percentage of GACS and NACS 100% 98% 96% 94% 92% 90% 88% 86% 84% 82% GACS NACS 80% American Asian Black East Indian Hispanic/ Black Hispanic/ White Other Pacific Unknown White Total GACS 0 15 277 2 8 6 11 0 5 45 369 NACS 4 205 2,326 40 43 73 161 6 57 759 3,674 Race/Ethnicity Pr = 0.001

100% Hour of Delivery by Anesthesia Type Percentage of GACS and NACS 95% 90% 85% 80% GACS NACS 75% 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 Hour of Delivery Pr = 0.006

My Role Phase 1 Variability in Care Identification Phase 2 Clinician Decision- Making Theory Development Phase 3 Patient-Related Outcomes Identification

My Role: Specific Aims 1. Use the Penn Obstetric Database (POD) and multivariable regression analysis to identify patientlevel risk factors for GACS. 1. Learn about the challenges in defining variables to understand the effects of risk factors.

My Variable of Interest in POD Patient-level characteristics Age Race/ethnicity ZIP code Marital status Smoking status Prenatal care service Parity Intrapartum disorders Provider-level characteristics Day, month, and time of delivery Obstetric anes vs. non-obstetric anes Gender of anes MFM ob vs. non- MFM ob System-level characteristics On-call (night and weekend) assignment of physicians

My Variable of Interest in POD Patient-level characteristics Age Race/ethnicity ZIP code Marital status Smoking status Prenatal care service Parity Intrapartum disorders Provider-level characteristics Day, month, and time of delivery Obstetric anes vs. non-obstetric anes Gender of anes MFM ob vs. non- MFM ob System-level characteristics On-call (night and weekend) assignment of physicians

ZIP Code Variable Proxy for household income Hypothesis: Lower household incomes are associated with GACS.

My Role: Methods 1000 patient chart review o Epic data June 2016 February 2017 o REDCap format conversion with Data Import Tool on Excel Merging databases o Centricity database and Epic database o Overlap July 2013 to June 2017 Classify zip codes by median household income o Via Esri Data analysis o Via STATA 14.2

Esri GIS mapping software Updated annually Data sources o American Community Survey (1-year and 5-year estimates) o Bureau of Economic Analysis Local Personal Income series o Current Population Survey o Bureau of Labor Statistics Consumer Price Index

Median Household Income for Anesthesia Type 100% Percentage of NACS and GACS 98% 96% 94% 92% 90% 88% 86% GACS NACS 84% < $32,984 $32,985 - $47,727 $47,728 - $67,106 $67,107 $99,321 $99,322 - $200,001 GACS 222 71 46 20 10 NACS 1,917 812 496 308 141 Median Household Income of ZIP code Pr = 0.035

Prenatal Care Practice for Anesthesia Type Percentage of GACS and NACS 100% 98% 96% 94% 92% 90% 88% 86% 84% 82% 80% Low-Income Middle-High income Other GACS 244 118 7 NACS 2,085 1,542 47 Prenatal Care Practice Type Pr = 0.001 GACS NACS

Patient-related Variable Associated with GACS Univariable Regression Odds Ratio 95% Confidence Interval p-value Black race 1.74 1.36-2.22 0.00 Smoking status 1.42 1.12-1.81 0.00 Single marital status 1.76 1.38-2.24 0.00 Low-income Z.I.P. code 1.38 1.11-1.72 0.00 Low-income prenatal care practice 1.48 1.34-2.51 0.00 Multivariable Regression Black race 1.38 1.05-1.88 0.03 Smoking status 1.38 1.09-1.76 0.00 Single marital status 1.31 0.99-1.74 0.54 Low-income Z.I.P. code 1.05 0.82-1.33 0.70 Low-income prenatal care practice 1.15 0.89-1.48 0.25 *Controlled for age, ASA status, HTNsive disorders, neurologic disorders, hematologic disorders, on-call deliveries, high-risk obstetrics specialty, obstetric anesthesia specialty, gestational age at delivery, obesity, diabetes, thyroid disease, depression.

Limitations ZIP code may not be the best surrogate for household income o Ex: 19104 à median household income of ~$19,000 may be falsely low More impoverished areas further west, wealthier areas closer to Penn Substantial amount of patients from that ZIP code o Proxy for distance from hospital instead Secondary data

My Learning Experience A well-organized and well-cleaned database makes the difference during data analysis Being thorough STATA basics Developing a research question L&D shadowing experience

Acknowledgements Dr. Benjamin Cobb Leonard Davis Institute HUP OB Anesthesiologists Office Wharton Dean s Joanne Levy 2017 SUMR Cohort Safa Browne

Questions?