Inspection Report We are the regulator: Our job is to check whether hospitals, care homes and care services are meeting essential standards. Allied Healthcare Portsmouth Ground Floor, Admiral House, 8A High Street, Cosham, Portsmouth, PO6 3BZ Date of Inspections: 22 September 2014 15 September 2014 Tel: 08447368503 Date of Publication: October 2014 We inspected the following standards as part of a routine inspection. This is what we found: Respecting and involving people who use services Care and welfare of people who use services Requirements relating to workers Supporting workers Assessing and monitoring the quality of service provision Met this standard Action needed Action needed Met this standard Met this standard Inspection Report Allied Healthcare Portsmouth October 2014 www.cqc.org.uk 1
Details about this location Registered Provider Overview of the service Type of service Regulated activity Nestor Primecare Services Limited Allied Healthcare Portsmouth is registered to provide the regulated activity personal care. It provides services to people who need care and support in their own homes. Domiciliary care service Personal care Inspection Report Allied Healthcare Portsmouth October 2014 www.cqc.org.uk 2
Contents When you read this report, you may find it useful to read the sections towards the back called 'About CQC inspections' and 'How we define our judgements'. Summary of this inspection: Page Why we carried out this inspection 4 How we carried out this inspection 4 What people told us and what we found 4 What we have told the provider to do 5 More information about the provider 5 Our judgements for each standard inspected: Respecting and involving people who use services 6 Care and welfare of people who use services 7 Requirements relating to workers 9 Supporting workers 10 Assessing and monitoring the quality of service provision 11 Information primarily for the provider: Action we have told the provider to take 12 About CQC Inspections 13 How we define our judgements 14 Glossary of terms we use in this report 16 Contact us 18 Inspection Report Allied Healthcare Portsmouth October 2014 www.cqc.org.uk 3
Summary of this inspection Why we carried out this inspection This was a routine inspection to check that essential standards of quality and safety referred to on the front page were being met. We sometimes describe this as a scheduled inspection. This was an unannounced inspection. How we carried out this inspection We looked at the personal care or treatment records of people who use the service, carried out a visit on 15 September 2014 and 22 September 2014, checked how people were cared for at each stage of their treatment and care and talked with people who use the service. We talked with carers and / or family members and talked with staff. What people told us and what we found The inspection team was made up of one inspector. We set out to answer our five questions; Is the service caring? Is the service responsive? Is the service safe? Is the service effective? Is the service well led? Below is a summary of what we found. The summary is based on our observations during the inspection, discussions with people using the service, their relatives, and the staff supporting them and looking at records. The agency provided a service to 90 people and employed approximately 60 care staff. The service did not have a registered manager. The care delivery director for the region was in the office during one day of our visit and the current manager of the service was in the office for both of the days. This manager advised us they would be submitting an application with us to become the registered manager. During this inspection we contacted 12 staff members and 16 people who used the service. Is the service safe? We found that there systems in place to ensure the manager and staff learned from events such as accidents, incidents and investigations. This reduced the risks to people and helped the service to continually improve. We found that the provider did not have an effective recruitment procedure to ensure the safety of people. We have asked the provider to tell us what they are going to do to meet the requirements of the law in relation to recruiting new staff. Is the service effective? We found people had received an assessment before their care began. People had care plans but the detail of information recorded in these varied and formal reviews had not necessarily taken place if the care package had changed. Staff told us they had received a good induction and on-going training to equip them to meet people's needs. Is the service caring? People told us they were supported by kind and attentive staff. One person told us, "They Inspection Report Allied Healthcare Portsmouth October 2014 www.cqc.org.uk 4
know me as an individual, they know everything about me". People who used the service, their relatives, friends and other professionals involved with the service completed an annual satisfaction survey. Where shortfalls or concerns were raised these had been addressed. Is the service responsive? People told us they knew how to make a complaint if they were unhappy. One person said that they had made a complaint and were satisfied with the outcomes. We looked at how these complaints had been dealt with, and found that the responses had been open, thorough, and timely. People could therefore be assured that complaints were investigated and appropriate action taken. People spoke highly of the office staff and told us they were helpful and polite. Is the service well-led? The service had been without a registered manager for some time and we found there were areas where there had been a lack of overall monitoring. These areas included regular reviews of care plans, records of supervision sessions with staff and staff recruitment records. The service did have a quality assurance system; records seen by us showed this identified some shortfalls were addressed promptly. Staff told us they were clear about their roles and responsibilities. You can see our judgements on the front page of this report. What we have told the provider to do We have asked the provider to send us a report by 01 November 2014, setting out the action they will take to meet the standards. We will check to make sure that this action is taken. Where providers are not meeting essential standards, we have a range of enforcement powers we can use to protect the health, safety and welfare of people who use this service (and others, where appropriate). When we propose to take enforcement action, our decision is open to challenge by the provider through a variety of internal and external appeal processes. We will publish a further report on any action we take. More information about the provider Please see our website www.cqc.org.uk for more information, including our most recent judgements against the essential standards. You can contact us using the telephone number on the back of the report if you have additional questions. There is a glossary at the back of this report which has definitions for words and phrases we use in the report. Inspection Report Allied Healthcare Portsmouth October 2014 www.cqc.org.uk 5
Our judgements for each standard inspected Respecting and involving people who use services Met this standard People should be treated with respect, involved in discussions about their care and treatment and able to influence how the service is run Our judgement The provider was meeting this standard. People's privacy, dignity and independence were respected. Reasons for our judgement From looking at people's records we saw people had been involved in making decisions regarding their care. Care records were written in a way which demonstrated people's choice and preferences were respected. People told us they had been involved in the planning of their care. Some people told us care staff did not always call at a suitable time which had been agreed with them. However people told us when they called the office this was normally sorted out. One person told us, "It has got a lot better lately and we seem to be getting the time we want". People told us they had been given a range of information regarding the agency and what they could expect from the service. People told us they knew who to contact in an emergency and had found, people had responded in emergency situations. People were aware of their care plans and told us a copy was kept in their home. They felt they were involved in writing of these care plans. One person told us, "I always read them and read what the care staff record in them after their visits. If I do not agree with anything I just write in them". We could see people's views had been recorded in care plans and consideration had been given to their wishes. People had recorded information on their likes and dislikes and preferences regarding their care. People told us the care staff were, "Polite and respectful". One person told us, "We have built up a rapport with the care staff and we really look forward to them coming". Another person told us, "The care staff are very accommodating and always respectful;" Inspection Report Allied Healthcare Portsmouth October 2014 www.cqc.org.uk 6
Care and welfare of people who use services Action needed People should get safe and appropriate care that meets their needs and supports their rights Our judgement The provider was not meeting this standard. Care and treatment was not planned and delivered in a way that was intended to ensure people's safety and welfare. We have judged that this has a minor impact on people who use the service, and have told the provider to take action. Please see the 'Action' section within this report. Reasons for our judgement At the last inspection 22 and 23 January 2014 we found the provider non-compliant with this outcome and judged this had a minor impact on people. The provider sent us an action plan stating they would be compliant with this outcome by 31 March 2014. People's needs were assessed but care and support was not always planned and delivered in line with their individual care plan. It was noted staff had different styles of writing care plans and some detailed far more information with regards to the person's personality and wishes and how this affected their care delivery. From looking at peoples care records we saw assessments had been carried out before the care package began. Information had been sought from other professionals with regards to the person's needs, for example a social services assessment. We found reviews of the care plans for people were not routinely being updated when a social care professional had reviewed the funding and visiting arrangements for a person had changed. One person told us, "The carers are great but they did not always know what they were doing as the care plan was not up to date. When we recently contacted the office they have been out to update it". We saw a copy of people's care plan was held in their records in the office and people told us a copy was kept in their home. We found that some care plans were very detailed and included very clear information on how the person's needs should be met. These included relevant information on risk assessments and how these risks should be minimised and managed. However, we also saw some care plans which gave less information and made it difficult to know what exactly the care staff should do to support the person. For example, in one care plan there was reference to medication. However it was not clear what support the person required with their medication. In another example the assessment made reference to the person having falls however this information was not included in the care plan and a risk assessment in this area had not been included. People told us they received a weekly rota so they knew which carers were coming and Inspection Report Allied Healthcare Portsmouth October 2014 www.cqc.org.uk 7
what time they could expect a visit. The majority of people were satisfied with this information. People told us care staff were late on a regular basis, but they told us they were always informed by the office staff and it did not have a detrimental effect on them. A minority of people told us they did become frustrated by the lack of consistency in the care staff who called to support them. They told us all the care staff were polite and respectful, but it was beneficial to have the same staff who knew their needs. People had assessments and care plans. However not every person's care plan included all the necessary information or relevant risk assessment to ensure staff new how to deliver care to ensure the safety and welfare of people was always considered. Inspection Report Allied Healthcare Portsmouth October 2014 www.cqc.org.uk 8
Requirements relating to workers Action needed People should be cared for by staff who are properly qualified and able to do their job Our judgement The provider was not meeting this standard. People were not cared for, or supported by, suitably qualified, skilled and experienced staff. We have judged that this has a moderate impact on people who use the service, and have told the provider to take action. Please see the 'Action' section within this report. Reasons for our judgement Appropriate checks had not been undertaken on all staff before they began work. We looked at the files of seven members of staff chosen at random. Records showed a mixed picture in terms of recruitment checks. For some we could see all the necessary information was available and appropriate checks had been undertaken. Their files had evidence of at least two references, proof of identity and right to work in the UK, and Criminal Records Bureau (CRB) or Disclosure and Barring Service (DBS) checks. However for other staff, records showed some of these recruitment checks had not been completed or had been completed after the member of staff had started work. For one member of staff we could find no information regarding their employment or recruitment checks. In another person's recruitment folder we noted this included information which we were told was against the provider's recruitment policy. When asked the manager who was new in post, could not offer any information on how these situations had happened. The provider did not have effective recruitment and selection processes in place for all staff employed. Inspection Report Allied Healthcare Portsmouth October 2014 www.cqc.org.uk 9
Supporting workers Met this standard Staff should be properly trained and supervised, and have the chance to develop and improve their skills Our judgement The provider was meeting this standard. People were cared for by staff who were supported to deliver care and treatment safely and to an appropriate standard. Reasons for our judgement We found that staff received appropriate professional development, training and supervision. All staff we spoke with told us they received regular supervision. They told us they felt these sessions were helpful and informative. Some of the staff we spoke with told us they found the staff who worked in the office did not listen to them. One staff member told us, "It can take a long time for staff to come out and change a care plan when we request this". Another staff member told us, "The travel time between two geographical areas is too low, but staff in the office do not change this". However other staff spoken with told us they felt the communication with the office was satisfactory. When we looked in staff files we found a range of records regarding support, supervision and appraisal. Spot checks had taken place on a regular basis and these had sometimes been used to base the supervision session on. However whilst staff told us they received supervision on a regular basis these were not recorded in staff members files, so there was no evidence that staff had received supervision. All of the care workers we spoke with were satisfied they received adequate training. This included regular refresher training in the standard subjects, including moving and handling, and first aid. We were told additional training which related to specific conditions or equipment relevant to the people they called on was also available. We spoke with several staff who were relatively new to working with the agency. They told us they had received a comprehensive induction period. All told us that they had shadowed experienced care staff and only worked on their own when they felt confident enough. People were supported by staff who received appropriate training. Inspection Report Allied Healthcare Portsmouth October 2014 www.cqc.org.uk 10
Assessing and monitoring the quality of service provision Met this standard The service should have quality checking systems to manage risks and assure the health, welfare and safety of people who receive care Our judgement The provider was meeting this standard. The provider had an effective system to regularly assess and monitor the quality of service that people receive. Reasons for our judgement People who used the service and their representatives were asked for their views about their care and treatment and they were acted on. We were able to establish there were formal ways of recording the views of those who received the service. We were given a copy of a customer satisfaction survey, which had been completed in June 2014. This analysed the results and gave examples of where the service had performed well and where it needed to improve. For example there was an overall satisfaction with care workers, but informing people of changes regarding their care worker needed to be improved. We noted an action plan had been put in place to address the areas which had identified as needing improvement The provider may find it useful to note,a lot of the paperwork including people's assessments, care plans and staffing records including contracts were on paperwork belonging to the previous names the organisation has had. We also noted some of the care plans were not always up to date or had been reviewed regularly. When asked about complaints and incidents, the manager was able to tell us and show us the policy and process for recording and dealing with complaint and incidents. We were able to see the policy was followed and that full investigations were carried out and that any learning was shared with all staff. We were able to see from records where spot checks on staff members had taken place these recorded if staff had the correct uniform, identification and were carrying protective gloves and aprons. The spot check also recorded the conduct of the staff member and if they had treated the person with respect and dignity. Staff we spoke with told us they had access to protective equipment including gloves and aprons. Staff told us there were staff meetings four times a year and all staff had to attend a minimum of two meetings. Staff we spoke with told us they were able to raise any concerns they had at these meetings. Staff told us if they did not attend the meeting they were given the minutes of the meeting so they were up to date with all current information. The provider had an effective system in place to assess the quality of the service provided and acted on and learned from incidents and complaints. Inspection Report Allied Healthcare Portsmouth October 2014 www.cqc.org.uk 11
This section is primarily information for the provider Action we have told the provider to take Compliance actions The table below shows the essential standards of quality and safety that were not being met. The provider must send CQC a report that says what action they are going to take to meet these essential standards. Regulated activity Personal care Regulation Regulation 9 HSCA 2008 (Regulated Activities) Regulations 2010 Care and welfare of people who use services How the regulation was not being met: The registered person had not taken proper steps to ensure the safety of each service user by the means of carrying out an assessment and planning the delivery of care. Regulation 9 (1) (b) (i) (ii) Regulated activity Personal care Regulation Regulation 21 HSCA 2008 (Regulated Activities) Regulations 2010 Requirements relating to workers How the regulation was not being met: The provider had employed staff without ensuring the staff had the relevant checks, qualifications and skills and experiences. Regulation 21 (a) (i) (ii) (iii) (b) This report is requested under regulation 10(3) of the Health and Social Care Act 2008 (Regulated Activities) Regulations 2010. The provider's report should be sent to us by 01 November 2014. CQC should be informed when compliance actions are complete. We will check to make sure that action has been taken to meet the standards and will report on our judgements. Inspection Report Allied Healthcare Portsmouth October 2014 www.cqc.org.uk 12
About CQC inspections We are the regulator of health and social care in England. All providers of regulated health and social care services have a legal responsibility to make sure they are meeting essential standards of quality and safety. These are the standards everyone should be able to expect when they receive care. The essential standards are described in the Health and Social Care Act 2008 (Regulated Activities) Regulations 2010 and the Care Quality Commission (Registration) Regulations 2009. We regulate against these standards, which we sometimes describe as "government standards". We carry out unannounced inspections of all care homes, acute hospitals and domiciliary care services in England at least once a year to judge whether or not the essential standards are being met. We carry out inspections of other services less often. All of our inspections are unannounced unless there is a good reason to let the provider know we are coming. There are 16 essential standards that relate most directly to the quality and safety of care and these are grouped into five key areas. When we inspect we could check all or part of any of the 16 standards at any time depending on the individual circumstances of the service. Because of this we often check different standards at different times. When we inspect, we always visit and we do things like observe how people are cared for, and we talk to people who use the service, to their carers and to staff. We also review information we have gathered about the provider, check the service's records and check whether the right systems and processes are in place. We focus on whether or not the provider is meeting the standards and we are guided by whether people are experiencing the outcomes they should be able to expect when the standards are being met. By outcomes we mean the impact care has on the health, safety and welfare of people who use the service, and the experience they have whilst receiving it. Our inspectors judge if any action is required by the provider of the service to improve the standard of care being provided. Where providers are non-compliant with the regulations, we take enforcement action against them. If we require a service to take action, or if we take enforcement action, we re-inspect it before its next routine inspection was due. This could mean we re-inspect a service several times in one year. We also might decide to reinspect a service if new concerns emerge about it before the next routine inspection. In between inspections we continually monitor information we have about providers. The information comes from the public, the provider, other organisations, and from care workers. You can tell us about your experience of this provider on our website. Inspection Report Allied Healthcare Portsmouth October 2014 www.cqc.org.uk 13
How we define our judgements The following pages show our findings and regulatory judgement for each essential standard or part of the standard that we inspected. Our judgements are based on the ongoing review and analysis of the information gathered by CQC about this provider and the evidence collected during this inspection. We reach one of the following judgements for each essential standard inspected. Met this standard This means that the standard was being met in that the provider was compliant with the regulation. If we find that standards were met, we take no regulatory action but we may make comments that may be useful to the provider and to the public about minor improvements that could be made. Action needed This means that the standard was not being met in that the provider was non-compliant with the regulation. We may have set a compliance action requiring the provider to produce a report setting out how and by when changes will be made to make sure they comply with the standard. We monitor the implementation of action plans in these reports and, if necessary, take further action. We may have identified a breach of a regulation which is more serious, and we will make sure action is taken. We will report on this when it is complete. Enforcement action taken If the breach of the regulation was more serious, or there have been several or continual breaches, we have a range of actions we take using the criminal and/or civil procedures in the Health and Social Care Act 2008 and relevant regulations. These enforcement powers include issuing a warning notice; restricting or suspending the services a provider can offer, or the number of people it can care for; issuing fines and formal cautions; in extreme cases, cancelling a provider or managers registration or prosecuting a manager or provider. These enforcement powers are set out in law and mean that we can take swift, targeted action where services are failing people. Inspection Report Allied Healthcare Portsmouth October 2014 www.cqc.org.uk 14
How we define our judgements (continued) Where we find non-compliance with a regulation (or part of a regulation), we state which part of the regulation has been breached. Only where there is non compliance with one or more of Regulations 9-24 of the Regulated Activity Regulations, will our report include a judgement about the level of impact on people who use the service (and others, if appropriate to the regulation). This could be a minor, moderate or major impact. Minor impact - people who use the service experienced poor care that had an impact on their health, safety or welfare or there was a risk of this happening. The impact was not significant and the matter could be managed or resolved quickly. Moderate impact - people who use the service experienced poor care that had a significant effect on their health, safety or welfare or there was a risk of this happening. The matter may need to be resolved quickly. Major impact - people who use the service experienced poor care that had a serious current or long term impact on their health, safety and welfare, or there was a risk of this happening. The matter needs to be resolved quickly We decide the most appropriate action to take to ensure that the necessary changes are made. We always follow up to check whether action has been taken to meet the standards. Inspection Report Allied Healthcare Portsmouth October 2014 www.cqc.org.uk 15
Glossary of terms we use in this report Essential standard The essential standards of quality and safety are described in our Guidance about compliance: Essential standards of quality and safety. They consist of a significant number of the Health and Social Care Act 2008 (Regulated Activities) Regulations 2010 and the Care Quality Commission (Registration) Regulations 2009. These regulations describe the essential standards of quality and safety that people who use health and adult social care services have a right to expect. A full list of the standards can be found within the Guidance about compliance. The 16 essential standards are: Respecting and involving people who use services - Outcome 1 (Regulation 17) Consent to care and treatment - Outcome 2 (Regulation 18) Care and welfare of people who use services - Outcome 4 (Regulation 9) Meeting Nutritional Needs - Outcome 5 (Regulation 14) Cooperating with other providers - Outcome 6 (Regulation 24) Safeguarding people who use services from abuse - Outcome 7 (Regulation 11) Cleanliness and infection control - Outcome 8 (Regulation 12) Management of medicines - Outcome 9 (Regulation 13) Safety and suitability of premises - Outcome 10 (Regulation 15) Safety, availability and suitability of equipment - Outcome 11 (Regulation 16) Requirements relating to workers - Outcome 12 (Regulation 21) Staffing - Outcome 13 (Regulation 22) Supporting Staff - Outcome 14 (Regulation 23) Assessing and monitoring the quality of service provision - Outcome 16 (Regulation 10) Complaints - Outcome 17 (Regulation 19) Records - Outcome 21 (Regulation 20) Regulated activity These are prescribed activities related to care and treatment that require registration with CQC. These are set out in legislation, and reflect the services provided. Inspection Report Allied Healthcare Portsmouth October 2014 www.cqc.org.uk 16
Glossary of terms we use in this report (continued) (Registered) Provider There are several legal terms relating to the providers of services. These include registered person, service provider and registered manager. The term 'provider' means anyone with a legal responsibility for ensuring that the requirements of the law are carried out. On our website we often refer to providers as a 'service'. Regulations We regulate against the Health and Social Care Act 2008 (Regulated Activities) Regulations 2010 and the Care Quality Commission (Registration) Regulations 2009. Responsive inspection This is carried out at any time in relation to identified concerns. Routine inspection This is planned and could occur at any time. We sometimes describe this as a scheduled inspection. Themed inspection This is targeted to look at specific standards, sectors or types of care. Inspection Report Allied Healthcare Portsmouth October 2014 www.cqc.org.uk 17
Contact us Phone: 03000 616161 Email: enquiries@cqc.org.uk Write to us at: Care Quality Commission Citygate Gallowgate Newcastle upon Tyne NE1 4PA Website: www.cqc.org.uk Copyright Copyright (2011) Care Quality Commission (CQC). This publication may be reproduced in whole or in part, free of charge, in any format or medium provided that it is not used for commercial gain. This consent is subject to the material being reproduced accurately and on proviso that it is not used in a derogatory manner or misleading context. The material should be acknowledged as CQC copyright, with the title and date of publication of the document specified. Inspection Report Allied Healthcare Portsmouth October 2014 www.cqc.org.uk 18