Department of State Grant Funding Opportunities. April 25, 2018

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Department of State Grant Funding Opportunities April 25, 2018

April 25, 2018 2 Local Government Financial Assistance Local Government Efficiency Program Citizens Reorganization and Empowerment Grant Citizens Reorganization and Empowerment Tax Credit Local Government Efficiency Grant $4 Million Municipal Restructuring Fund - $25 million Countywide Shared Services Initiative

April 25, 2018 3 Community Development Appalachian Regional Development - $2+ million Northern Border Regional Development - $1.75 million

April 25, 2018 4 Citizens Reorganization and Empowerment Grant (CREG)

April 25, 2018 5 CREG (Non-CFA program) Implement General Municipal Law Article 17-A Re-Organization Study/Plan Expedited Re-Organization Assistance Re-Organization Implementation

April 25, 2018 6 CREG (Non-CFA program) Non-Competitive Monthly Deadline $100,000 Maximum $50,000 maximum for a study $25,000 in expedited funds for petitioned local governments $50,000 maximum for implementation

April 25, 2018 7 CREG (Non-CFA program) Eligibility Applicants Towns Villages Special districts Eligibility Expenses Contractual Capital, Construction and Equipment Transitional Personnel

April 25, 2018 8 CREG (Non-CFA program) Local Government Reorganization Consolidation Dissolution District Consolidation Water Districts Sewer Districts Fire Districts Fire Protection Districts

April 25, 2018 9 Local Government Efficiency Grant (LGEG)

April 25, 2018 10 LGEG Activities Local government re-organization Functional consolidations Charter revisions for functional consolidation Cooperative service agreements Regionalization of services Individual local governments analysis

April 25, 2018 11 LGEG Eligible Applicants Towns, villages, cities, counties, School districts, BOCES and certain libraries Special districts, fire districts Eligible Expenses Contractual Capital, Construction and Equipment Transitional Personnel

April 25, 2018 12 LGEG Planning $12,500 per municipality Maximum of $100,000 50% State Funds/50% Local Fund Implementation $200,000 per municipality Maximum of $1,000,000 90% State Funds/10% Local Fund

April 25, 2018 13 Application Scoring LGE Program and REDC Scoring Allocation Implementation vs Planning Review Criteria Program Priorities

April 25, 2018 14 LGE Fiscal Impact Worksheet

April 25, 2018 15 EXAMPLES OF GRANT AWARDS

April 25, 2018 16 Municipal Restructuring Fund (MRF)

April 25, 2018 17 MRF (Non-CFA program) Continuous recruitment process Original Release Date: February 2016 Project Roll Up Dates: 2 nd Wednesdays of March, July and November

April 25, 2018 18 Multi-phase Approach 4 Phases of project development Approval by DOS to move between each phase DOS will participate at each Phase to provide Projects may enter at appropriate phase

April 25, 2018 19 MRF Phases Phase 1 Project Charter Phase 2 Project Development Phase 3 Small Scale Implementation Phase 4 Full Scale Implementation

April 25, 2018 20 Phases of Funding Phase of Funding 1. Project Charter 2. Project Development 3. Small Scale Implementation Maximum Amount for a Project is based on the Tax Levy Impact and Implementation Award Calculation Worksheet (not to exceed Project Cost) Upon completion of the Project Charter: 5% of the possible award amount (up to $50,000) for Project Development (Phase 2) Upon completion of Phase 2: Up to 35% of the possible award amount for Small Scale Implementation (Phase 3) Upon completion of Phase 3: Up to 60% of the possible award amount for Full Scale Implementation (Phase 4) 4. Full Scale Implementation Total 100%

April 25, 2018 21 Appalachian Regional Development Program

April 25, 2018 22 Appalachian Regional Development Goal 1: Economic Opportunities Invest in entrepreneurial and business development strategies that strengthen Appalachia's economy. Goal 2: Ready Workforce Improve the education, knowledge, skills, and health of residents to work and succeed in Appalachia. Goal 3: Critical Infrastructure Invest in critical infrastructure especially broadband; transportation, and water/wastewater systems.

April 25, 2018 23 Appalachian Regional Development Goal 4: Natural and Cultural Assets Strengthen Appalachia's community and economic development potential by leveraging the Region's natural and cultural heritage assets. Goal 5: Leadership and Community Capacity Build the capacity and skills of current and next-generation leaders and organizations to innovate, collaborate, and advance community and economic development

April 25, 2018 24 Appalachian Regional Development Municipalities and non profits Federal Fiscal Year Submission 50/50 matching funds Planning and implementation $2+ million for Southern Tier

A Division of the New York Department of State April 25, 2018

April 25, 2018 26 Northern Border Regional Development Goal - 1 Modernized infrastructure to support business retention and expansion, and better position the region to compete in the global economy

April 25, 2018 27 Northern Border Regional Development Goal - 2 Build upon local assets to create and sustain jobs and wealth from the region s assets and are able to find employees with necessary skills.

April 25, 2018 28 Northern Border Regional Development Goal - 3 Assistance to communities and businesses to anticipate and capitalize on changing trends.

April 25, 2018 29 Northern Border Regional Development Municipalities and non profits Federal Fiscal Year 80/20 matching funds Planning and implementation $1.75 million for North Country

April 25, 2018 30 Northern Border Regional Development Newton Falls Rail Branch Rehabilitation Project Massena Telecommunications Infrastructure Upgrade Regional Business Incubator and Training Center Northern NY's Forest Products Assistance Clarkson University - Downtown Campus Revitalization Project

April 25, 2018 31 MWBE Requirements

April 25, 2018 32 NYS Smart Growth Public Infrastructure Policy Act of 2010

April 25, 2018 33 Thank you for your time www.dos.ny.gov

April 25, 2018 34 New York Department of State (518) 473-3355 Division of Local Government Services (518) 474-6000 Office of Planning and Development (518) 474-6740 Counsel s Office (800) 367-8488 Toll Free Email: localgov@dos.ny.gov Website: www.dos.ny.gov www.dos.ny.gov/lg/index.html