IPEC- Americas Ongoing Projects

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IPEC- Americas Ongoing s name IPEC- PDG Working group Hold technical meetings with PDG on as needed basis/meet yearly with PDG On- going monograph harmonization JECFA/Food Related Issues related to Mg Stearate To support EFSA (European Food Authority) need for Mg stearate exposure data, where used, what products it's used in, etc., work with IPEC makers & users of Mg stearate to gather necessary Mg stearate information. Support Elemental Impurity Coalition Support Trade Association coalition on the Rationale Implementation of Elemental Impurities Rationale implementation of Global Elemental Impurity requirements for pharmaceutical excipients USP Monograph Modernization An update on the modernization project. 1. PF 41(3) May. Lecithin revision. 2. PF 41(4) July/August. 3 monographs: chlorobutanol, eucalyptus oil, PEG 3350. USP received comments from the FDA and the public and the comments were published. 3. Four new stage 6 notices were published on the USP website.

IPEC- Americas Ongoing s name IPEC Excipient Data Base The IPEC Excipient Data base is an Incomplete database. During the 3Q 2015 a project to obtain a listing of all excipient in USP and Ph. Eur. will be started. Phyllis will discuss with USP. USP to provide list of USP and NF excipients to IPEC. Company names will be added to each excipient on the list; companies can then be notified on requests for revision or if revisions are proposed/ new monographs. Companies should also add excipients not listed. PQRI Excipient Variability Pharmaceutical Excipient Elemental Impurities Database POLL Support publication of FDA 2012 EI study/data A survey was sent out on the impact of excipient variability. Larry Block organized the survey. Work with John Kauffman and Gang Li at FDA Research labs to substantiate their work and publish an article in Pharmaceutical Science Scientific article on Elemental Impurities in excipients published in peer reviewed journal 24- Jan- 14 Guidance on User Comminication with Suppliers (FOR THE PARKING LOT) Excipient Qualification A guide/stimuli article or addition to the EIP guide which would discuss the communication between users and suppliers/makers. It would detail / describe which type of information should be shared between the two. TBD 4- Mar- 14

IPEC- Americas Ongoing s name Excipient Information Package Excipient Qualification Yes Revise 2012 EIP guide and develop new version. Revised EIP Guide published as Guide. 2- Oct- 15 Quality Agreement Guide Excipient Qualification Yes Significant Change Guide Excipient Qualification Yes How to Creat a Bi- Pec Guide Excipient Qualification Yes Revise 2009 Quality Agreement and develop new version Revise and update the 2009 version of IPEC Significant Change Guide. Develop a process on best practices/lessons learned/policy on how to create a Bi- PEC guide. Protocol Included will be a discussion around how to communicate that a commenting period is over. Revised and updated version of Quality Agreement Guide as Guide. To publish 2014 IPEC Significant Change Guide (ideally as a guide, and at the least a "bi- PEC guide) 2- Oct- 15 2- Oct- 15 2- Oct- 15

IPEC- Americas Ongoing s name IPEC Global Risk Assessment Strategy (RAT - Excipient Qualification Risk Assessment Team) Yes To develop a risk assessment guide which would include 1) guidance on conducting manufacturer s internal risk assessment for GMP (EXCiPACT, NSF/IPEC 363), and 2) risk assessment from users perspective (IPEC Europe). The guide may also cover risk assessment for atypical actives, decision making for significant changes etc. IPEC Americas will provide to IPEC - the following content for the risk assessment guidance document: Process including methodologies and tool box for conducting risk assessment How- to chapters on internal risk assessment from excipient manufacturers perspective How- to chapters on internal risk assessment from excipient users perspective 1- Oct- 15 Excipient Qualification Guide (PARKING LOT) Update to USP Excipient Qualification Excipient Qualification Yes Revise and update the latest version of IPEC Excipient Qualification Guide Ensuring the process by which our guides are updated in the USP General Chapeters is periodically reviewed To publish an IPEC Excipient Qualification Guide (ideally as a guide, and at the least a "bi- PEC guide) Updated USP General Chapters to align with our recently published 30- Sep- 14 2- Oct- 15 Bi- PEC/IPEC Glossary of Terms Executive Committee review and update current 2010 IPEC- Americas Glossary and work with other PECs to make it global IPEC Glossary of Terms 5- Mar- 14

IPEC- Americas Ongoing s name ANSI cgmp for Pharmaceutical Excipient Standard FDASIA Atypical Actives on- going activities Revised IPEC- PQG Excipient GMP Guide Validation Guide Technically Unavoidable Particles Profile (TUPP) Good Manufacturing Practice Good Manufacturing Practice Good Manufacturing Practice Good Manufacturing Practice Develop ANSI Pharmaceutical Excipient Standard Approved ANSI Pharmaceutical Excipient Standard Tool chest of discussion items work with FDASIA subcommittee to be pertaining to atypical actives prepared for potential meeting with FDA for requested FDA meeting Rewrite IPEC/PQG GMP Guide with updated information from ANSI Excipient GMP standard Develop IPEC GUIDE on Excipient Validation, including Equipment, Process, Product, Computer, Cleaning and Analytical Validation Revised IPEC- PQG Excipient GMP Guide Published IPEC GUIDE on Excipient Validation Good Manufacturing Practice Develop IPEC TUPP GUIDE Published IPEC TUPP GUIDE 18- Sep- 13

IPEC- Americas Ongoing s name Additives found in excipients Quality by Design Product Development Develop and share with FDA a list of additives commonly found in excipients Share list of additives commonly found in excipients with FDA 22- Oct- 14 Co- processed Excipient Guide Quality by Design Product Development create a new IPEC Guide pertaining to co- Published IPEC Co- processed processed excipients Excipient Guide 22- Oct- 14 Guideline on Incorporation of Excipients and Excipient Variability into QbD Quality by Design Product Development Develop IPEC GUIDE on QbD Excipients and Excipient Variability Published IPEC GUIDE on QbD Excipients and Excipient Variability

IPEC- Americas Ongoing s name QbD Sample Guide Quality by Design Product Development QbD Sampling Guideline - User and supplier sections to be merged Published IPEC QbD Sampling Guide FDA Final Refuse to Receive Guidance IPEC Americas comments submitted to docket No. FDA- 2013- D1120: ANDA Submissions Final Guidance for Industry: Refuse- to- Receive Standards. IPEC Comments Letter to FDA (Janet Woodcock) GpHA/IPEC letter to Janet woodcock requesting a meeting to discuss IID (e- mail sent by Lisa Tan GpHA) Letter to FDA IPEC Americas Position Paper Position paper on IID status, critical issues and next steps Position Paper

IPEC- Americas Ongoing s name Revision of IPEC DMF guide A sub team has been created to work on the new guide and many conference calls have been held. The DMF guide is being revised to include both DMF and excipient registration schemes globally. IPED DMF and Global Registration Guide FDA guidance on providing regulatory submissions using ectd specifications Team review indicated that excipient DMFs will need to be submitted in ectd format from May 2017 onwards. This was a change from the FDA draft guidance which excluded excipient DMFs. Review Guide and develop strategy IPEC testimony at GDUFA Reauthorization public meeting Preparation and presentation of IPEC- Americas Inactive Ingredient Proposals for Consideration during GDUFA Negotiations at the GDUFA public Testimony at FDA public meeting Request clarification from FDA on requirement for excipient DMFs to be submitted electronically Questions drafted and sent to FDA (Art Shaw and FDA specified mail box). FDA response was reviewed and shared with committee members at the September meetings. E- mail to FDA and DMF question box

IPEC- Americas Ongoing s name IPEC Americas written comments on GDUFA reauthorization IPEC Americas written comments submitted to docket No FDA- 2012- N- 0882. IPEC Comments IPEC testimony at PDUFA Reauthorization public meeting Preparation and presentation of IPEC Americas testimony at the PDUFA reauthorization public meeting. Testimony at FDA public meeting FDA PDF Specs Guidance issued Revision of IPEC Americas Position Paper on PDF specs issued in 2014. Revision of Position paper July 30 meeting with FDA Discussion and presentation to agency on Toxicology/safety utilizing a family approach FDA meeting IPEC Americas written comments on PDUFA reauthorization IPEC Americas written comments to docket No FDA- 2010- N- 0128. IPEC Comments

IPEC- Americas Ongoing s name Review of IID issues related to the August 12, 2015 update Excipient ectd DMF strategy September 18 meeting with FDA Final Controlled Correspondence guidance FDA Docket seeking public comments on how they might enhance the utility and usability of the Inactive Ingredient Global Ingredient Archival System (GinAS) Compilation and submission of urgent issues to the agency related to August 2015 IID update. Urgent IID Issues Documentation Ongoing discussions with Antoinette Azevedo on ectd strategy and Documentation in DMF guide development of guidance to be included in the IPEC DMF guide. Review of all discussions with FDA since 2011 and compilation of historical IID FDA meeting issues/status and future plans/timelines. Requires review and team discussion on Review and planning next steps next steps and possibly approaching the Work on generating a letter with IPEC comments ongoing Draft letter to be sent to IPEC Americas IPEC Comments member companies for input Communication sent to IPEC Help communicate and support the FDA/NIH/global regulatory GInAS innitiative functional Global ingredient identification database with reviewed/reliable ingredient information 3- Mar- 14 Addressing US Import issues Address current issues companies are currently experiencing when importing excipients into the US. Response from FDA on Import hold letter. IPEC- Americas would like the opportunity to connect with the appropriate resources at FDA in order to allow both parties to openly communicate and collaborate on this topic. 4- Dec- 14

IPEC- Americas Ongoing s name FDA IID update Support FDA clean- up and update of US FDA IID Improved FDA IID database and process for toxicology assessments for families of similar products 28- May- 14 Revise IPEC Master File Guide FDA Portable Document Format (PDF) Specifications Acid Leach/PQRI workshop; Update content/instructions and Revised IPEC Master File Guide. format/granularity. Target working with Work on draft prior to FDA to define their current and future september meeting. Target needs (e.g. electronic filing, date is end of 2014. format/granularity, etc) We need to clarify with the FDA on what PDF attachments to regulatory filings (NDAs, INDs or ANDAs) are impacted by this guidance. Also, IPEC Americas will issue a position paper with inpu with FDA. Propose a project/program to PQRI for a multi day/multi functional (tox, IPEC position paper clarifying FDA's requirement and applicabiltiy to excipient documents scheduled multi day/multi functional workshop 28- May- 14 28- May- 14 27- Feb- 14 Steinberg Award for Foundation develop a branding/marketing plan for the award sustainable plan for delivering the Marshall Steinberg Award 27- Feb- 14 Form a Novel Excipient sub- committee projects IQ Initiative; Define members to work in an IPEC- Sub- committee and projects Americas Novel Excipient subcommittee, identified, mission / charter formalize team and develop mission developed The sub- group continues work with the IQ Consortium. The group presented at the PDUFA and GDUFA meetings with 28- Feb- 14

IPEC- Americas Ongoing s name Stimuli article on novel excipient solutions for drug delivery Develop and publish stimuli article on benefits of using NOVEL EXCIPIENTS in drug applications Stimuli Article on Novel Excipients 28- Feb- 14 Alcohol Induced Dosage Dumping Committee to provide a response to next steps Gluten in Medicines Petition after initial review of the petition and the most recent FDA response, there does not appear to be a need for further action however, Jeff recommends another IPEC member/company with impacted product also weigh in on the 18- Sep- 15 Nano technology/nano- materials subteam April Hernandez updated that relevant global documents are now available in the IPEC Americas Nano Technology library