RULES OF THE TENNESSEE BOARD OF CHAPTER 1150-02 GENERAL RULES GOVERNING THE PRACTICE OF TABLE OF CONTENTS 1150-02-.01 Definitions 1150-02-.12 Continued Competence 1150-02-.02 Scope of Practice 1150-02-.13 Advertising 1150-02-.03 Necessity of Licensure 1150-02-.14 Limited Permit 1150-02-.04 Qualifications for Licensure 1150-02-.15 Disciplinary Actions, Civil Penalties, and 1150-02-.05 Procedures for Licensure Screening Panels 1150-02-.06 Fees 1150-02-.16 Duplicate License 1150-02-.07 Application Review, Approval and Denial 1150-02-.17 Change of Name and/or Address 1150-02-.08 Examinations 1150-02-.18 Mandatory Release of Client Records 1150-02-.09 Renewal of License 1150-02-.19 Board Meetings, Officers, Consultants, Records 1150-02-.10 Supervision and Declaratory Orders 1150-02-.11 Retirement and Reactivation of License 1150-02-.20 Consumer Right-To-Know Requirements 1150-02-.01 DEFINITIONS. As used in these rules, the terms and acronyms shall have the following meanings ascribed to them. (1) The Act - The Occupational and Physical Therapy Practice Act of 1984. (2) Advertising - Includes, but is not limited to, business solicitations, with or without limiting qualifications, in a card, sign, or device issued to a person; in a sign or marking in or on any building; or in any newspaper, magazine, directory, or other printed matter. Advertising also includes business solicitations communicated by individual(s), radio, video, or television broadcasting or any other means designed to secure public attention. (3) American Occupational Therapy Association - When the acronym AOTA appears in these rules, it is intended to mean American Occupational Therapy Association. (4) Applicant - Any individual seeking licensure by the Board who has submitted an official application and paid the application fee. (5) Board - The Board of Occupational Therapy. (6) Board s administrative office - The office of the administrator assigned to the board located at 665 Mainstream Drive, Nashville, TN 37243. (7) Board Designee - Any person who has received a written delegation of authority from the board to perform board functions subject to review and ratification by the full board where provided by these rules. (8) Closed File - An administrative action which renders an incomplete or denied file inactive. (9) Continued Competence A dynamic, multidimensional process in which an occupational therapist or an occupational therapy assistant develops and maintains the knowledge, performance skills, interpersonal abilities, critical reasoning skills, and ethical reasoning skills necessary to perform his or her professional responsibilities. (10) Department - Tennessee Department of Health. (11) Direct contact - Observed treatment interventions, in-person review and/or discussion of caseload and treatment planning. November, 2012 (Revised) 1
(Rule 1150-02-.01, continued) (12) Division - The Division of Health Related Boards, Department of Health, from which the board receives administrative support. (13) Electrical Stimulation Certification - An authorization issued by the Board when a licensed occupational therapist or occupational therapy assistant has successfully completed requirements to use a device, for which a federally required prescription is necessary, that employs transcutaneous electrical current (direct, alternating, or pulsatile) for the purpose of eliciting muscle contraction, alleviating pain, reducing edema, or drug delivery. (14) Examination Service - The testing service whose written examination has been adopted by the board. (15) Fee - Money, gifts, services, or anything of value offered or received as compensation in return for rendering services; also the fees required in Rule.06. (16) Good Moral Character - The quality of being well regarded in personal behavior and professional ethics. (17) He/she Him/her - When he appears in the text of these rules, the word represents both the feminine and masculine genders. (18) HRB - When the acronym HRB appears in the text of these rules, HRB represents Health Related Boards. (19) License - Document issued to an applicant who successfully completes the licensure process. The certificate takes the form of an artistically designed license as well as other versions bearing an expiration date. (20) Licensed Occupational Therapist (OT) - Any person who has met the qualifications for licensed occupational therapist and holds a current, unsuspended or unrevoked license which has been lawfully issued by the Board. (21) Licensed Occupational Therapy Assistant (OTA) - Any person who has met the qualifications for licensed occupational therapy assistant and holds a current, unsuspended or unrevoked, license which has been lawfully issued by the Board. Such person assists and works under the supervision of a licensed occupational therapist. (22) Occupations - Everyday life activities, named, organized, and given value and meaning by individual and their culture. The term includes everything that people do to occupy their time, including caring for their needs, enjoying life, and contributing to the social and economic fabric of their communities. (23) Person - Any individual, firm, corporation, partnership, organization, or body politic. (24) Recognized educational program - an educational program in occupational therapy approved by the Board of Occupational Therapy and accredited by the Accreditation Council of Occupational Therapy Education in collaboration with the American Occupational Therapy Association; or alternatively, as the case may be, an educational program for occupational therapy assistants approved by the Board of Occupational Therapy and the American Occupational Therapy Association. (25) Registrant - Any person who has been lawfully issued a license. November, 2012 (Revised) 2
(Rule 1150-02-.01, continued) (26) Relative - a parent, foster parent, parent-in-law, child, spouse, brother, foster brother, sister, foster sister, grandparent, grandchild, son-in-law, brother-in-law, daughter-in-law, sister-inlaw, or other family member who resides in the same household. (27) Supervision is defined as the following: (e) Continuous: Within sight of the individual being supervised. Close: Daily direct contact at the site of treatment. Routine: Direct contact at least every two (2) weeks at the site of treatment, with interim supervision occurring by other methods such as telephone or written communication. General: At least monthly direct contact with supervision available as needed by other methods. Minimal: 1. For supervision of occupational therapists, minimal supervision may be provided on an as-needed basis and may be less than monthly. 2. For supervision of occupational therapy assistants, minimal supervision is not appropriate. (28) Thermal Agents Certification - An authorization issued by the Board when a licensed occupational therapist or occupational therapy assistant has successfully completed requirements to use thermal agents, for which a federally required prescription is necessary, that include superficial heating agents (e.g., hot packs, paraffin), cryotherapy, and deep heating agents (e.g., ultrasound). (29) Unlicensed person A person who performs specific supportive tasks related to occupational therapy practice under the direct supervision of an occupational therapist or an occupational therapy assistant and whose activities do not require professional or advanced training in the basic anatomical, biological, psychological and social sciences involved in the provision of occupational therapy services. Such persons are often referred to as aides, technicians, transporters or support staff. (30) Use of a title or description - To hold oneself out to the public as having a particular status by means of stating on signs, mailboxes, address plates, stationery, announcements, business cards, or other means of professional identification. (31) Written evidence - Includes, but is not limited to, written verification from supervisors or other professional colleagues familiar with the applicant s work. Authority: T.C.A. 4-5-202, 4-5-204, 63-13-102, 63-13-103, 63-13-108, 63-13-202, 63-13-203, 63-13- 204, 63-13-206, 63-13-207, 63-13-212, and 63-13-216. Administrative History: Original rule filed November 22, 1978; effective January 8, 1979. Repeal and new rule filed March 15, 1996; effective May 29, 1996. Amendment filed September 11, 1998; effective November 25, 1998. Amendment filed July 31, 2000; effective October 14, 2000. Amendment filed July 29, 2002; effective October 12, 2002. Amendment filed March 10, 2005; effective May 24, 2005. Amendment filed March 24, 2005; effective June 7, 2005. Amendments filed October 11, 2005; effective December 25, 2005. Amendment filed April 17, 2007; effective July 1, 2007. References to Board of occupational and Physical Therapy Examiners has been changed by The Secretary of State to the Applicable entity; Board of Occupational Therapy and/or Board of Physical Therapy pursuant to Public Chapter 115 of the 2007 Session of the Tennessee General Assembly. Amendments filed October 21, 2009; effective January 19, 2010. November, 2012 (Revised) 3
1150-02-.02 SCOPE OF PRACTICE. (1) The license to practice as an Occupational Therapist or an Occupational Therapy Assistant is prescribed and limited by the Tennessee Code Annotated (see especially T.C.A. 63-13- 103). The license is conferred by the Board of Occupational Therapy for applicants who have been found to meet established standards. (2) The Board adopts for licensed occupational therapists and occupational therapy assistants, as if fully set out herein, and as it may from time to time be amended, the current Occupational Therapy Code of Ethics issued by the American Occupational Therapy Association and the Candidate / Certificant Code of Conduct approved by the National Board for Certification in Occupational Therapy, except to the extent that it conflicts with the laws of the state of Tennessee or the rules of the Board. If either document conflicts with state law or rules, the state law or rules govern the matter. Information to acquire copies may be obtained by contacting the following: The American Occupational Therapy Association, Inc. 4720 Montgomery Lane PO Box 31220 Bethesda, MD 20824-1220 Telephone: (301) 652-2682 Fax: (301) 652-7711 TDD: (800) 377-8555 Internet: www.aota.org Board of Occupational Therapy 665 Mainstream Drive Nashville, TN 37243 Telephone: (615) 532-3202 ext. 25135 Telephone: (800) 778-4123 ext. 25135 Fax: (615) 532-5164 Internet: www.tennessee.gov/health The National Board for Certification in Occupational Therapy, Inc. 800 South Frederick Ave. Suite 200 Gaithersburg, MD 20877-4150 Telephone (301) 990-7979 Fax (301) 869-8492 Internet : www.nbcot.org (3) Occupational therapy practice means the therapeutic use of everyday life activities (occupations) for the purpose of enabling individuals or groups to participate in roles and situations in home, school, workplace, community and other settings. Occupational therapy addresses the physical, cognitive, psychosocial and sensory aspects of performance in a variety of contexts to support engagement in occupations that affect health, well-being and quality of life. Occupational therapy practice includes, but is not limited to: The screening, evaluation, assessment, planning, implementation and discharge planning of an occupational therapy program or services in consultation with the client, family members, caregivers and other appropriate persons; Selection and administration of standardized and non-standardized tests and measurements to evaluate factors affecting activities of daily living, instrumental activities of daily living, education, work, play, leisure and social participation, including: 1. Body functions and body structures; 2. Habits, routines, roles and behavior patterns; 3. Cultural, physical, environmental, social and spiritual context and activity demands that affect performance; and November, 2012 (Revised) 4
(Rule 1150-02-.02, continued) 4. Performance skills, including motor, process and communication/interaction skills; Methods or strategies selected to direct the process of interventions, such as: 1. Modification or adaptation of an activity or the environment to enhance performance; 2. Establishment, remediation or restoration of a skill or ability that has not yet developed or is impaired; 3. Maintenance and enhancement of capabilities without which performance in occupations would decline; 4. Health promotion and wellness to enable or enhance performance and safety of occupations; and 5. Prevention of barriers to performance, including disability prevention; Interventions and procedures to promote or enhance safety and performance in activities of daily living, instrumental activities of daily living, education, work, play, leisure and social participation, including: 1. Therapeutic use of occupations, exercises and activities; 2. Training in self-care, self-management, home management and community/work reintegration; 3. Development, remediation or compensation of physical, cognitive, neuromuscular and sensory functions and behavioral skills; 4. Therapeutic use of self, including an individual s personality, insights, perceptions and judgments as part of the therapeutic process; 5. Education and training of individuals, family members, caregivers and others; 6. Care coordination, case management, discharge planning and transition services; 7. Consulting services to groups, programs, organizations or communities; 8. Assessment, recommendations and training in techniques and equipment to enhance functional mobility, including wheelchair management; 9. Driver rehabilitation and community mobility; and 10. Management of feeding and eating skills to enable feeding and eating performance; (e) Management of occupational therapy services, including the planning, organizing, staffing, coordinating, directing or controlling of individuals and organizations; November, 2012 (Revised) 5
(Rule 1150-02-.02, continued) (f) Providing instruction in occupational therapy to students in an accredited occupational therapy or occupational therapy assistant educational program by persons who are trained as occupational therapists or occupational therapy assistants; and (g) Administration, interpretation and application of research to occupational therapy services. (4) Occupational therapy services are provided for the purpose of promoting health and wellness to those clients who have, or are at risk of developing, illness, injury, disease, disorder, impairment, disability, activity limitation or participation restriction and may include: (e) Training in the use of prosthetic devices; Assessment, design, development, fabrication, adaptation, application, fitting and training in the use of assistive technology and adaptive and selective orthotic devices; Application of physical agent modalities with proper training and certification; Assessment and application of ergonomic principles; Adaptation or modification of environments (home, work, school or community) and use of a range of therapeutic procedures (such as wound care management, techniques to enhance sensory, perceptual and cognitive processing, and manual therapy techniques) to enhance performance skills, occupational performance or the promotion of health and wellness. (5) Occupational therapy practice may occur in a variety of settings, including, but not limited to: (e) Institutional inpatient settings, such as acute rehabilitation facilities, psychiatric hospitals, community and specialty hospitals, nursing facilities and prisons; Outpatient settings, such as clinics, medical offices and therapist offices; Home and community settings, such as homes, group homes, assisted living facilities, schools, early intervention centers, daycare centers, industrial and business facilities, hospices, sheltered workshops, wellness and fitness centers and community mental health facilities; Research facilities; and Educational institutions. (6) Occupational therapy practice includes specialized services provided by occupational therapists or occupational therapy assistants who are certified or trained in areas of specialization, which include, but are not limited to, hand therapy, neurodevelopmental treatment, sensory integration, pediatrics, geriatrics and neurorehabilitation, through programs approved by AOTA or other nationally recognized organizations. (7) Universal Precautions for the Prevention of HIV Transmission - The Board adopts, as if fully set out herein, rules 1200-14-03-.01 through 1200-14-03-.03 inclusive, of the Department of Health and as they may from time to time be amended, as its rule governing the process for implementing universal precautions for the prevention of HIV transmission for health care workers under its jurisdiction. November, 2012 (Revised) 6
(Rule 1150-02-.02, continued) Authority: T.C.A. 4-5-202, 4-5-204, 63-13-102, 63-13-103, 63-13-104, 63-13-108, 63-13-202, and 63-13-203. Administrative History: Original rule filed March 15, 1996; effective May 29, 1996. Amendment filed March 21, 1996; effective June 4, 1996. Amendment filed February 13, 2002; effective April 29, 2002. Amendment filed March 10, 2005; effective May 24, 2005. Amendment filed April 17, 2007; effective July 1, 2007. References to Board of Occupational and Physical Therapy Examiners has been changed by The Secretary of State to the Applicable entity; Board of Occupational Therapy and/or Board of Physical Therapy pursuant to Public Chapter 115 of the 2007 Session of the Tennessee General Assembly. 1150-02-.03 NECESSITY OF LICENSURE. (1) It is unlawful for any person who is not licensed in the manner prescribed in Title 63, Chapter 13 of The Tennessee Code Annotated to represent himself as an occupational therapist or occupational therapy assistant or to hold himself out to the public as being licensed by using a title on signs, mailboxes, address plates, stationery, announcements, telephone listings, calling cards, or other instruments of professional identification. (2) Occupational therapy is one of the healing arts and as such the practice is restricted to those persons credentialed by this board. Persons engaging in the practice of occupational therapy without being credentialed or expressly exempted by the laws are in violation of division law, T.C.A. 63-1-123. (3) No person shall hold himself out to the public by a title or description of services incorporating the words occupational therapist or occupational therapy assistant, nor shall state or imply that he is licensed unless such person is licensed or expressly exempted pursuant to T.C.A. 63-13-201, et seq. The provisions of these rules do not apply to a person if that person is preparing for the practice of occupational therapy under a qualified supervisor in a training institution approved by the board of occupational therapy (4) Teaching or instruction of occupational therapy in an occupational therapy program accredited by the Accreditation Council for Occupational Therapy Education (ACOTE), or in developing programs in the process of receiving accreditation constitutes the practice of occupational therapy and the provision of occupational therapy services to the public requiring licensure. (5) Licensee Use of Titles - Any person who possesses a valid, current and active license issued by the Board that has not been suspended or revoked has the right to use the title Occupational Therapist or Occupational Therapy Assistant as applicable, and to use the acronyms O.T. or O.T.A. as applicable, and to practice occupational therapy, as defined in T.C.A. 63-13-103. Any person to whom this rule applies must use one of the titles authorized by this rule in every advertisement [as that term is defined in rule 1150-02-.13 (2) ] he or she publishes or the failure to do so will constitute an omission of a material fact which makes the advertisement misleading and deceptive and subjects the licensee to disciplinary action pursuant to T.C.A. 63-13-209 (1) and (3). Authority: T.C.A. 4-5-202, 4-5-204, 63-1-123, 63-1-145, 63-13-102, 63-13-103, 63-13-104, 63-13- 108, 63-13-202, 63-13-203, 63-13-204, 63-13-209, 63-13-210, 63-13-211, 63-13-212, and 63-13-216. Administrative History: Original rule filed March 15, 1996; effective May 29, 1996. Amendment filed October 11, 2005; effective December 25, 2005. Amendment filed August 18, 2006; effective November 1, 2006. Amendment filed October 21, 2009; effective January 19, 2010. 1150-02-.04 QUALIFICATIONS FOR LICENSURE. (1) To qualify for licensure as an occupational therapist, an applicant must: November, 2012 (Revised) 7
(Rule 1150-02-.04 continued) Be of good moral character; Have successfully completed the academic requirements of an educational program for occupational therapists accredited by the Accreditation Council for Occupational Therapy Education (ACOTE) or its predecessor organization; Have successfully completed the supervised fieldwork experience required by ACOTE; and Pass the National Board for Certification in Occupational Therapy Examination administered by the National Board for Certification in Occupational Therapy; or be eligible for licensure as provided in T.C.A. 63-13-213. (2) To be eligible for licensure as an occupational therapy assistant, an applicant must: Be of good moral character; Have successfully completed the academic requirements of an educational program for occupational therapy assistants accredited by the Accreditation Council for Occupational Therapy Education (ACOTE) or its predecessor organization; Have successfully completed the supervised fieldwork experience required by ACOTE; and Pass the National Board for Certification in Occupational Therapy Examination administered by the National Board for Certification in Occupational Therapy; or be eligible for licensure as provided in T.C.A. 63-13-213. (3) If the date of application for licensure as either an occupational therapist or occupational therapy assistant is more than three (3) years following successful completion of the National Board for Certification in Occupational Therapy Examination and the applicant is not currently practicing in another state and applying for a Tennessee license by reciprocity, the applicant may be subject to additional requirements for licensure to be determined by the Board including, but not limited to the following: Engage in a formalized process of self-assessment through the use of the AOTA professional development tool. Submit documentation that applicant has attended and successfully completed a minimum of ten (10) hours of formal learning related to the occupational therapy service delivery for each year between the original qualification for licensure and actual application for licensure, at least twenty (20) of which must have occurred within the twenty-four (24) months prior to application and must relate to the area of practice in which the applicant intends to practice; or Must have a minimum of two (2) hours of continuing education in the area of ethics; one (1) hour of continuing education in Tennessee jurisprudence and a minimum of two (2) hours of continuing education in the area of documentation. These continuing education hours should be obtained within twenty-four (24) months prior to the application. Upon licensure approval by the Board as either an occupational therapist or occupational therapy assistant, a licensee is required to be supervised during their first twelve (12) months of practice by a licensed occupational therapist in good standing. If the relationship between supervisor and licensee should cease before the expiration of November, 2012 (Revised) 8
(Rule 1150-02-.04 continued) the twelve (12) months, licensee must obtain a new supervisor and notify the Board of the name of the new supervisor within thirty (30) days of obtaining the new supervisor. (4) Certification in the use of physical agent modalities Electrical stimulation certification - To be eligible for certification in electrical stimulation, an applicant must: 1. Meet all qualifications in paragraph (1) or (2) of this rule and all applicable procedures in rule 1150-02-.05; and 2. Submit documentation of current certification from the Hand Therapy Certification Commission; or 3. Successfully complete Board-approved training that shall consist of a total of twenty-five (25) contact hours of didactic and laboratory experiences which include five (5) treatments on clinical patients to be supervised by licensees who hold certification pursuant to subparagraph or by a physical therapist currently licensed in the United States. The treatments shall be from the following categories, and at least one (1) treatment shall be from each category: (ii) (iii) (iv) Neuromuscular electrical stimulation Electrical stimulation for pain control Edema reduction Iontophoresis 4. If applicant is seeking certification in the use of physical agent modalities, as provided in paragraph (4) of this rule, the applicant shall present to the Board s administrative office proof of successful completion of didactic and clinical training that has been completed within the two (2) years preceding the submission of the application for certification. Thermal agents certification - To be eligible for certification in the use of thermal agents, an applicant must: 1. Meet all qualifications in paragraph (1) or (2) of this rule and all applicable procedures in rule 1150-02-.05; and 2. Submit documentation of current certification from the Hand Therapy Certification Commission; or 3. Successfully complete Board-approved training that shall consist of a total of twenty (20) contact hours of didactic and laboratory experiences which include ten (10) treatments on clinical patients to be supervised by licensees who hold certification pursuant to subparagraph or by a physical therapist currently licensed in the United States. Five (5) of the ten (10) treatments shall utilize ultrasound. The treatments shall be from the following categories, and at least one (1) treatment shall be from each category: (ii) Superficial heating agents Cryotherapy November, 2012 (Revised) 9
(Rule 1150-02-.04 continued) (iii) Deep heating agents 4. If an applicant is seeking certification in the use of physical agent modalities, as provided in paragraph (4) of this rule, the applicant shall present to the Board s administrative office proof of successful completion of didactic and clinical training that has been completed within two (2) years preceding the submission of the application for certification. Training. The continuous supervision of fieldwork students who are training to be certified in the use of physical agent modalities is required at all times. Such supervision shall only be provided by an occupational therapist who is currently licensed in Tennessee and is currently certified in Tennessee in the use of physical agent modalities. 1. Approval of all training courses shall be made by the Board. The required training for electrical stimulation and thermal agents certification may be obtained through: (ii) (iii) Colleges and universities approved for training occupational therapists and occupational therapy assistants by the American Occupational Therapy Association, or physical therapists and physical therapy assistants by the American Physical Therapy Association, or at clinical facilities affiliated with such accredited colleges or universities; or The American Society of Hand Therapists; or Any approved provider offering a Board-approved course. 2. The training for the therapeutic use of electrical stimulation devices shall provide competency in the following areas: Standards (I) (II) The expected outcome or treatments with therapeutic electrical current (TEC) must be consistent with the goals of treatment. Treatment of TEC must be safe, administered to the correct area, and be of proper dosage. (ii) Correct dosage and mode (I) (II) (III) Ability to determine the duration and mode of current appropriate to the patient s neurophysiological status while understanding Ohm s law of electricity, physical laws related to the passage of current through various media, as well as impedance. Ability to describe normal electrophysiology of nerve and muscle; understanding generation of bioelectical signals in nerve and muscle; recruitment of motor units in normal muscle and in response to a variety of external stimuli. Ability to describe normal and abnormal tissue responses to external electrical stimuli while understanding the differing responses to varieties of current duration, frequency and intensity of stimulation. November, 2012 (Revised) 10
(Rule 1150-02-.04 continued) (iii) Selection of method and equipment (I) (II) Ability to identify equipment with the capability of producing the preselected duration and mode. Ability to describe characteristics of electrotherapeutic equipment and understanding of the therapeutic value of different electrotherapeutic equipment. (III) Ability to describe safety regulations governing the use of electrotherapeutic equipment. (IV) (V) Ability to describe principles of electrical currents. Ability to describe requirements/idiosyncrasies of body areas and pathological conditions with respect to electrotherapeutic treatment. (iv) Preparation of treatment (I) Ability to prepare the patient for treatment through positioning and adequate instructions (II) Ability to explain to the patient the benefits expected of the electrotherapeutic treatment. (v) Treatment administration (I) Ability to correctly operate equipment and appropriately adjust the intensity and current while understanding rate of stimulator, identification of motor points, and physiological effects desired. (II) Ability to adjust the intensity and rate to achieve the optimal response, based on the pertinent evaluative data. (vi) Documentation of treatments - Ability to document treatment including immediate and long-term effects of therapeutic electrical current. 3. The training for the therapeutic use of thermal agents shall provide competency in the following areas: Standards (I) (II) (III) The expected outcome or treatments with thermal agents must be consistent with the goals of treatment. Treatment with thermal agents must be safe, administered to the correct area, and be the proper dosage. Treatment with thermal agents be adequately documented. (ii) Instrumentation (I) Ability to describe the physiological effects of thermal agents as well as differentiate tissue responses to the various modes of application. November, 2012 (Revised) 11
(Rule 1150-02-.04 continued) (II) (III) Ability to select the appropriate thermal agent considering the area and conditions being treated. Ability to describe equipment characteristics, indications, and contraindications for treatment, including identifying source and mechanisms of generation of thermal energy and its transmission through air and physical matter. (iii) Preparation for treatment (I) (II) Ability to prepare the patient for treatment through positioning and adequate instruction. Ability to explain to the patient the benefits expected of the thermal treatment. (iv) (v) (vi) Determination of dosage - Ability to determine dosage through determination of target tissue depth, stage of the condition (acute vs. chronic), and application of power/dosage calculation rules as appropriate. Treatment administration - Ability to administer treatment through identification of controls, sequence of operation, correct application techniques and application of all safety rules and precautions. Documentation of treatments - Ability to document treatment including immediate and long-term effects of thermal agents. (5) In determining the qualifications of applicants for licensure as an occupational therapist or as an occupational therapy assistant, only a majority vote of the board of occupational therapy shall be required. Authority: T.C.A. 4-5-202, 4-5-204, 63-13-102, 63-13-103, 63-13-108, 63-13-202, 63-13-203, 63-13- 206, and 63-13-213. Administrative History: Original rule filed March 15, 1996; effective May 29, 1996. Amendment filed July 31, 2000; effective October 14, 2000. Amendments filed March 10, 2005; effective May 24, 2005. Amendment filed October 11, 2005; effective December 25, 2005. Amendments filed August 28, 2012; effective November 26, 2012. 1150-02-.05 PROCEDURES FOR LICENSURE. To become licensed as an occupational therapist or occupational therapy assistant in Tennessee, a person must comply with the following procedures and requirements. (1) Occupational Therapist and Occupational Therapy Assistant by Examination An application packet shall be requested from the Board s administrative office. An applicant shall respond truthfully and completely to every question or request for information contained in the application form and submit it along with all documentation and fees required by the form and these rules to the Board s administrative office. It is the intent of these rules that all steps necessary to accomplish the filing of the required documentation be completed prior to filing an application and that all documentation be filed simultaneously. Applications will be accepted throughout the year and completed files will ordinarily be processed at the next Board meeting scheduled for the purpose of reviewing files. November, 2012 (Revised) 12
(Rule 1150-02-.05 continued) (e) (f) (g) (h) An applicant shall pay the nonrefundable application fee and state regulatory fee as provided in rule 1150-02-.06 when submitting the application. An applicant shall submit with his application a passport style photograph taken within the preceding 12 months. It is the applicant s responsibility to request that a graduate transcript from his degree granting institution, pursuant to T.C.A. 63-13-202, be submitted directly from the school to the Board s administrative office. The institution granting the degree must be accredited by the AOTA at the time the degree was granted. The transcript must show that the degree has been conferred and carry the official seal of the institution and reference the name under which the applicant has applied for certification. An applicant shall submit an original letter of recommendation attesting to the applicant s good moral character. The letter cannot be from a relative. Examination Verification 1. It is the responsibility of the applicant to request a copy of his certification examination results from the National Board for Certification in Occupational Therapy Examination be sent directly to the Board s administrative office. 2. For examinations taken prior to January, 1985, the applicant shall request the National Board for Certification in Occupational Therapy send a verification of certification examination results to the Board of Occupational Therapy. For an examination taken in January, 1985, or later, the applicant shall request that Professional Exam Service send verification of certification examination results to the Board of Occupational Therapy. (j) Physical agent modality certification. If an applicant is seeking certification in the use of physical agent modalities, as provided in paragraph (4) of Rule 1150-02-.04, the applicant shall present to the Board s administrative office proof of successful completion of didactic and clinical work that has been completed within the two (2) years prior to submission of the application for certification. An applicant shall disclose the circumstances surrounding any of the following: 1. Conviction of any criminal law violation of any country, state, or municipality, except minor traffic violations. 2. The denial of licensure application by any other state or the discipline of a license in any state. 3. Loss or restriction of licensure. 4. Any civil suit judgment or civil suit settlement in which the applicant was a party defendant including, without limitations, actions involving malpractice, breach of contract, antitrust activity or any other civil action remedy recognized under the country s or state s statutory, common or case law. (k) The applicant shall cause to be submitted to the Board s administrative office directly from the vendor identified in the Board s licensure application materials, the result of a criminal background check. November, 2012 (Revised) 13
(Rule 1150-02-.05 continued) (l) When necessary, all required documents shall be translated into English. Both translation and original document, certified as to authenticity by the issuing source must be submitted. (m) Personal resumes are not acceptable and will not be reviewed. (n) Application review and licensure decisions shall be governed by Rule 1150-02-07. (o) (p) (q) The burden is on the applicant to prove by a preponderance of the evidence that his course work and supervised field work experience are equivalent to the board s requirements. The initial licensure fee must be received in the Board s administrative office on or before the thirtieth (30th) day from receipt of notification that the fee is due. Failure to comply will result in the application file being closed. A license will be issued after all requirements, including payment of an initial licensure fee pursuant to Rule 1150-02-.06, have been met. (2) Occupational Therapist and Occupational Therapy Assistant by Reciprocity (e) (f) (g) (h) An application packet shall be requested from the Board s administrative office. An applicant shall respond truthfully and completely to every question or request for information contained in the application form and submit it along with all documentation and fees required by the form and these rules to the Board s administrative office. It is the intent of this rule that all steps necessary to accomplish the filing of the required documentation be completed prior to filing an application and that all documentation be filed simultaneously. An applicant shall submit with his application a passport style photograph taken within the preceding twelve (12) months. An applicant shall pay the non-refundable application fee, and state regulatory fee as provided in rule 1150-02-.06 when submitting the application. Applications will be accepted throughout the year and completed files will ordinarily be processed at the next board meeting scheduled for the purpose of reviewing files. It is the applicant s responsibility to request that a graduate transcript from his degree granting institution, pursuant to T.C.A. 63-13-202, be submitted directly from the school to the board s administrative office. The institution granting the degree must be accredited by the AOTA at the time the degree was granted. The transcript must show that the degree has been conferred and carry the official seal of the institution and reference the name under which the applicant has applied for licensure. It is the applicant s responsibility to request verification of licensure status be submitted directly to the Board s administrative office from all states in which the applicant is or has ever been licensed. Examination Verification 1. It is the responsibility of the applicant to request a copy of his certification examination results from the National Board for Certification in Occupational Therapy Examination be sent directly to the Board s administrative office. November, 2012 (Revised) 14
(Rule 1150-02-.05 continued) 2. For examinations taken prior to January, 1985, the applicant shall request the National Board for Certification in Occupational Therapy send a verification of certification examination results to the Board of Occupational Therapy. 3. For examinations taken in January, 1985, or later, the applicant shall request that Professional Exam Service, send a verification of certification examination results to the Board of Occupational Therapy. (j) Physical agent modality certification If an applicant is seeking certification in the use of physical agent modalities, as provided in paragraph (3) of rule 1150-02-.04, the applicant shall cause to have proof of successful training completion be submitted directly from the training provider to the Board s administrative office. An applicant shall disclose the circumstances surrounding any of the following: 1. Conviction of any criminal law violation of any country, state, or municipality, except minor traffic violations. 2. The denial of licensure application by any other state or the discipline of a license in any state. 3. Loss or restriction of licensure. 4. Any civil suit judgment or civil suit settlement in which the applicant was a party defendant including, without limitations, actions involving malpractice, breach of contract, antitrust activity or any other civil action remedy recognized under the country s or state s statutory, common or case law. (k) (l) (m) The applicant shall cause to be submitted to the Board s administrative office directly from the vendor identified in the Board s licensure application materials, the result of a criminal background check. When necessary, all required documents shall be translated into English. Both translation and the original document, certified as to authenticity by the issuing source, must be submitted. Personal resumes are not acceptable and will not be reviewed. (n) Application review and licensure decisions shall be governed by Rule 1150-02-.07. (o) (p) (q) The burden is on the applicant to prove by a preponderance of the evidence that his course work, and experiential qualifications are equivalent to the board s requirements. The initial licensure fee must be received in the Board s administrative office on or before the thirtieth (30th) day from receipt of notification that the fee is due. Failure to comply will result in the application file being closed. A license will be issued after all requirements, including payment of an initial licensure fee pursuant to Rule 1150-02-.06, have been met. Authority: T.C.A. 4-5-202, 4-5-204, 63-13-102, 63-13-103, 63-13-108, 63-13-202, 63-13-203, 63-13- 204, 63-13-206, 63-13-209, and 63-13-213. Administrative History: Original rule filed March 15, 1996; effective May 29, 1996. Amendment filed July 31, 2000; effective October 14, 2000. Amendments filed March 10 2005; effective May 24, 2005. Amendments filed October 11, 2005; effective December 25, November, 2012 (Revised) 15
(Rule 1150-02-.05 continued) 2005. Amendment filed March 14, 2006; effective May 28, 2006. Amendment filed April 17, 2007; effective July 1, 2007. Amendment filed August 28, 2012; effective November 26, 2012. 1150-02-.06 FEES. (1) The fees are as follows: (e) (f) (g) (h) (j) Application fee - A nonrefundable fee to be paid by all applicants including those seeking licensure by reciprocity. It must be paid each time an application for licensure is filed. Endorsement/Verification - A fee paid whenever an individual requests the board endorse him to another state or whenever a request is made to verify a certificate. Late Renewal Fee - A nonrefundable fee to be paid when an individual fails to timely renew a certificate. Limited Permit Fee - A nonrefundable fee to be paid when an individual requests a limited permit. Initial License Fee - To be paid prior to the issuance of the artistically designed license. Renewal fee - To be paid by all license holders. This fee also applies to individuals who reactivate a retired or lapsed license. Duplicate License Fee - To be paid when an individual requests a replacement for a lost or destroyed artistically designed license. State Regulatory Fee - To be paid by all individuals at the time of application and with all renewal applications. Registration fee - A one time fee to be paid by initial license holders for issuance of a certificate of registration from the Division. Inactive License Fee A nonrefundable fee to be paid each time a licensee requests an Inactive License, and every two (2) years thereafter until reactivation is requested. (2) All fees shall be established, reviewed and changed by the Board, as appropriate. (3) All fees must be submitted to the Board s administrative office by certified or personal check or money order. Checks or money orders are to be made payable to the Board of Occupational Therapy. (4) Fee Schedule: OT OTA Application $ 25.00 $ 15.00 Duplicate License $ 25.00 $ 25.00 Endorsement/Verification $ 25.00 $ 25.00 Late Renewal Fee $ 15.00 $ 15.00 (e) Limited Permit $ 25.00 $ 25.00 November, 2012 (Revised) 16
(Rule 1150-02-.06, continued) (f) Renewal (biennial) $110.00 $ 80.00 (g) Registration $ 40.00 $ 30.00 (h) State Regulatory Fee (biennial) $ 10.00 $ 10.00 Certificate Fee $ 35.00 $ 30.00 (j) Inactive License (biennial) $ 25.00 $ 25.00 Authority: T.C.A. 4-3-1011, 4-5-102, 4-5-202, 4-5-204, 63-1-106, 63-1-107, 63-1-118, 63-13-104, 63-13-108, 63-13-202, 63-13-203, 63-13-204, 63-13-205, 63-13-211, and 63-13-215. Administrative History: Original rule filed March 15, 1996; effective May 29, 1996. Amendment filed April 17, 2003; effective July 1, 2003. Amendment filed October 11, 2005; effective December 25, 2005. Amendment filed August 18, 2006; effective November 1, 2006. Amendment filed April 17, 2007; effective July 1, 2007. References to Board of Occupational and Physical Therapy Examiners has been changed by The Secretary of State to the Applicable entity; Board of Occupational Therapy and/or Board of Physical Therapy pursuant to Public Chapter 115 of the 2007 Session of the Tennessee General Assembly. 1150-02-.07 APPLICATION REVIEW, APPROVAL AND DENIAL. (1) An application packet shall be requested from the Board s administrative office. (2) Applications for licensure will be accepted throughout the year and completed files will be ordinarily processed at the next Board meeting scheduled for the purpose of reviewing files. (3) Initial review of all applications to determine whether or not the application file is complete may be delegated to the Board s administrator, provided that final approval of all applications is made and ratified by the Board. In no event may an application be approved or denied without prior review by a member of the Board. (4) If an application is incomplete when received in the Board s administrative office, a deficiency letter will be sent to the applicant, within 10 working days, notifying him of the deficiency. (5) If a completed application has been denied and ratified as such by the board, the action shall become final and the following shall occur. A notification of the denial shall be sent by the board s administrative office by certified mail return receipt requested. Specific reasons for denial will be stated, such as incomplete information, unofficial records, examination failure or other matters judged insufficient for certification and such notification shall contain all the specific statutory or rule authorities for the denial. The notification, when appropriate, shall also contain a statement of the applicant s right to request a contested case hearing under the Tennessee Administrative Procedures Act (T.C.A. 4-5-301, et seq.) to contest the denial and the procedure necessary to accomplish that action. An applicant has a right to a contested case hearing only if the licensure denial was based on subjective or discretionary criteria. An applicant may be granted a contested case hearing if licensure denial is based on objective, clearly defined criteria only if after review and attempted resolution by the Board s administrative staff, the application can not be approved and the reasons for November, 2012 (Revised) 17
(Rule 1150-02-.07, continued) continued denial present a genuine issue of fact and/or law which is appropriate for appeal. Such request must be made in writing within thirty (30) days of the receipt of the notice of denial. (6) If the Board finds it has erred in the issuance of a license, the Board will give written notice by certified mail of its intent to annul the license. The notice will allow the applicant the opportunity to meet the requirements of licensure within thirty (30) days from date of receipt of the notification. (7) Whenever requirements for licensure are not completed within twelve (12) months from the date of the initial review of application and credentials, written notification will be mailed to the applicant and the application file will be closed. An applicant whose file has been closed shall subsequently be considered for licensure only upon the filing of a new application and payment of all appropriate fees. (8) Abandonment of Application An application shall be deemed abandoned and closed if 1. The application has not been completed by the applicant within 12 months after it was initially reviewed by the board; or 2. The applicant fails to sit for the written exam within 12 months after being notified of eligibility. Whenever the applicant fails to complete the application process as stated in (1) or (2) above, written notification will be mailed to the applicant notifying him that the file has been closed. The determination of abandonment must be ratified by the Board. An application submitted subsequent to the abandonment of a prior application shall be treated as a new application. (9) If an applicant requests an entrance for licensure and, after Board review, wishes to change that application to a different type of entrance, a new application with supporting documents and an additional application fee must be submitted, i.e., reciprocity to examination. Authority: T.C.A. 4-5-202, 4-5-204, 63-13-104, 63-13-108, 63-13-202, 63-13-203, 63-13-204, 63-13- 207, 63-13-209, and 63-13-210. Administrative History: Original rule filed March 15, 1996; effective May 29, 1996. Amendment filed October 11, 2005; effective December 25, 2005. 1150-02-.08 EXAMINATIONS. In addition to having filed an application, an individual seeking licensure shall be required to pass an examination. (1) Occupational Therapist examination adopted by the Board: The examination shall be the National Board for Certification in Occupational Therapy Examination or its successor exam administered by the National Board for Certification in Occupational Therapy. The board adopts the passing scores as set by the National Board for Certification in Occupational Therapy. Examination scores are provided automatically, directly to the candidate by the National Board for Certification in Occupational Therapy. Examinations taken prior to January, 1985 - The applicant shall request the National Board for Certification in Occupational Therapy send a verification of certification examination results to the Board of Occupational Therapy. November, 2012 (Revised) 18