NC Board of Nursing Update: What Every NP Needs to Know. Bobby Lowery, PhD, FNP-BC, FAANP, FANAI Sunday, March 26, 2017

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NC Board of Nursing Update: What Every NP Needs to Know 2017 NPSS Bobby Lowery, PhD, FNP-BC, FAANP, FANAI Sunday, March 26, 2017 Asheville, NC

Outcome By the conclusion of this session, participants will: 1. Understand regulatory issues impacting nurse practitioner practice in NC. A. Recognize NP resources available on the NC Board of Nursing Website B. Recognize NP Compliance Measures C. Understand Incidence of disciplinary actions on APRN license. D. Understand Impending Rule Changes E. Consider implications of regulatory authority for full practice authority 2

NCBON History of Excellence First in Nursing 1 st BON in the Nation, founded in 1903 Only state that elects the majority (11/14) of nurses to its Board 3

Regulatory Intelligence

The North Carolina Board of Nursing (NCBON) Mission Public Protection The mission of the NCBON is to protect the public by regulating the practice of nursing Support and Resources for all nurses and the public 5

NCBON Website Resources Practice Info NP Laws & Rules, Collaborative Practice Guidelines, Compliance Review Materials, NP FAQs Advanced Practice Registered Nurse Education Licensure/Listing Laws/Rules/ Proposed Rule Adoption Discipline & Compliance Contact Info ; Staff Directory 6

A wealth of resources! NCBON Website www.ncbon.com 7

The First NP Pioneer Dr. Loretta Ford and the late Dr. Henry Silver worked to develop the nurse practitioner in 1965 at Colorado University Schools of Nursing and Medicine Shortage of primary care physicians provided an opportunity to demonstrate advanced practice in nursing. 3/24/2017 8

NP Inception in NC Joint Regulatory Process through the NC BON & NCMB in early 70 s On the forefront in it s inception Over the years has fallen behind national regulatory trends 3/24/2017 9

NC General Assembly A Nurse Practitioner is whatever the NC General Assembly says we are (Joanne Stevens, Former Director of Governmental Affairs & NCNA Lobbyist) 3/24/2017 10

The art and science of NURSING Nursing Medicine NP practice based on theoretical constructs of NURSING. Perform ADVANCED PRACTICE NURSING not delegated medical tasks! NPs deliver holistic care with a preventive health focus. Overlapping boundaries with other professions. 11

Nurse Practitioner Registered nurse approved to perform medical acts consistent with the nurse's area of nurse practitioner academic educational preparation and national certification under an agreement with a licensed physician for ongoing supervision, consultation, collaboration and evaluation of the medical acts performed. Such medical acts are in addition to those nursing acts performed by virtue of registered nurse (RN) licensure. The NP is held accountable under the RN license for those nursing acts that he or she may perform. ( 21 NCAC 36.0801 (9) DEFINITIONS ) 12

Registration & Approval to Practice Nurse Practitioner Registration Online application for Registration permitting use of the title Nurse Practitioner. No authorization for practice with only registration. Approval to Practice Prior to the performance of any medical acts, a nurse practitioner shall: 1) meet registration requirements as specified in 21 NCAC 36.0803; 2) submit an application for approval to practice; 3) submit any additional information necessary to evaluate the application as requested; and 4) collaborative practice agreement with a PSP 13

Scope of Practice Defined by the NP rules ((21 NCAC 36.0801 (9) and 21 NCAC 36.0802) ) Operationalized by the Collaborative Practice Agreement (CPA) LACE Educational Preparation National Certification Maintained Competence 14

Does Your Practice Align with Your Education and Certification in a Role & Population? Can Nurse Practitioners practice in roles that are outside of their area of certification?

Case Scenario 1 of 2 FNP has been working in primary care for 7 years & now has an employment offer to work with surgery practice performing RNFA functions. 21 NCAC 36.0804 (f) Applications for approval of changes in practice FAQ RNFA Uniform Standards/LACE Education, Competence, Certification? CPA? 16

Case Scenario 2 of 2 AGACNP 20 years experience acute care accepted a position Multi site Primary Care After-hours On-Call Responsibilities. 21 NCAC 36.0804 (f) Applications for approval of changes in practice AC vs PC Uniform Standards/LACE Education, Competence Certification? CPA? 17

NP Compliance Audits Standardized approach since January, 2008. Purpose: Public safety by ensuring NP meeting the requirements of the Boards rules and regulations. Random audits by mail or site visit (30 per yr.) 25 mail 5 on-site 24 hour notice before site visit CE, CPA, QIP 18

NP Compliance Review 2008-2016 2008 2009 2010 2011 2012 2013 2014 2015 2016 Total Reviews 29 30 30 30 30 30 30 30 30 Site visits 14 19 19 4 5 4 6 5 11 Mail-ins 15 11 11 26 25 26 24 25 19 # Reviews in Compliance 14 7 13 11 10 9 7 15 15 Percentage 48% 23% 43% 37% 33% 30% 23% 50% 50% # Reviews with discrepancies 15 23 17 19 20 21 23 15 15 Percentage 52% 77% 57% 63% 67% 70% 76% 50% 50% # in compliance within 30 days unavail unavail unavail unavail 12 15 16 5 13 Percentage 60% 71% 70% 33% 87% Total Compliance unavail unavail unavail unavail 22 24 23 20 28 Percentage 73% 80% 77% 67% 93% Categories of discrepancies Continuing education 5 11 4 11 10 10 12 8 9 Collaborative Practice Agreement 6 16 7 11 14 17 17 13 10 Quality Improvement Meetings 6 15 13 12 6 9 12 11 7 Additional documentation required 12 20 7 14 16 20 18 7 15 Revisit recommended N/A 2 0 0 0 0 0 0 1 Revisits completed N/A N/A 2 1 0 0 0 0 0 Referred to Regulatory Affairs Department unavail unavail unavail unavail unavail unavail 2 4 0 19

Nurse Practitioner (NP) & Primary Supervising Physician (PSP) Documentation Requirements NCBON Rules NCMB Rules Required Documentation 21 NCAC 36.0807 21NCAC 32M.0107 CE: Certificates of approved CE Other activities as allowed for current/previous approval year Approval year is birth month to birth month 21NCAC 36.0810 21NCAC 32M.0110 CPA: Current/signed/dated by NP, PSP Annual CPA review, signed/dated by NP & PSP Signature sheets for each year with PSP Drugs by group, category or individual; off label Rx; Devices, Medical Tests. QI Meetings: Must be with PSP @ specified intervals; 20 may be in group

NPs Proven Record of Safe Care NP role established 1965 Safe Effective patient-centered Timely efficient, equitable evidenced based. 21

The Healing of America More than 20,000 Americans die in the prime of life each year from medical problems that could be treated, because they could not afford to see a doctor (Reid, 2009, p. 2). 22

Thank you to Kathy Chastain, RN, MN, FRE Associate Director, Quality for data & Elizabeth Curlin Administrative Coordinator for assistance with graphs. TOTAL LICENSEE POPULATION (1/1/16-2/31/16) 153,798 APRNs BY *GENDER APRNs 333 CNM 3 (0.9%) LPN 22,328 CNM 339 CNS 255 APRN 11,151 CRNA 3,394 RN 131,416 NP 7,163 * NC licenses RN s & LPN s and issues Approvals to Practice for NP & CNM; Recognition for CRNA, CNM & CNS 243 2036 6575 9187 APRN COMPLAINTS RECEIVED CNS CRNA NP TOTAL 11 (4.5%) 1143 (56%) 520 (7.9%) 1677 (18%) *Some APRNs chose not to identify gender CNM 3 CNS 2 CRNA 5 NP 87

APRN Complaints Resolved in 2016 by Length of Time in Practice # APRN Complaints Closed Average time in practice Range NP 87 10 yrs 0-40 yrs CNM 3 7 yrs 4-11 yrs CNS 2 unknown CRNA 5 6 yrs 2-13 yrs

APRN Consultations 9/2015-11/2016

Trends in application of APRN regulation

NP Complaints Failure to Maintain Standard NP Allegations 46% Inapprop. Rx 15% Innaprop. Interact. 12% Neglect 7% Rx. Forgery/Billing Documentation 3% Confidentiality 2% DWI/Substance Use 5% each 3% Exceeding Scope 2% Board Action AAI/NFA 85% Letter of Concern 6% Alt. Program 2% CDDP 1% Reprimand 1% Suspension 3%

Rule Changes 1. 21 NCAC 36.0806 Clarification that maintaining national certification is required. 2. 21 NCAC 36.0809 Technical revisions to NP Rx Authority for clarity & consistency with DEA 3. 21 NCAC 36.0807 Addition of a minimum of 1 CH in Controlled Sub. CE for those who Rx. Controlled Sub.

Pending Bill: Establish New Nurse Licensure Compact 4. Enhanced Nurse Licensure Compact (enlc) Rep. Szoka, Adcock, Boswell, and Williams(H338) Sen. Pate; Hise; Krawiec (S362) 25 member states in the current NLC enlc effective when 26 states joined or by 12/31/18 Legally binding interstate commission for rule adoption. Criminal background checks Benefits Allows mobility across state borders enables telehealth nursing services & online education Reduced cost/redundancy Respond to disasters

Full Practice Authority? HB 88 (Rep. Josh Dobson, Rep. Donny Lambeth, Rep. Sarah Stevens, and Rep. Gale Adcock) SB 73 (Sen. Ralph Hise, Sen. Louis Pate, and Sen. Joyce Krawiec) Modernize Nursing Practice Act NCNA is THE leadership voice in this legislation When successful all APRN rules will need to be revised

In Summary 1. NP resources available on the NC Board of Nursing Website 2. NP Compliance Measures 3. Incidence of disciplinary actions on APRN license. 4. NP rule changes 31

Questions/Comments? Bobby Lowery, Ph.D, FNP-BC, FAANP, FANAI Education and Advanced Practice Nursing Consultant NCBON blowery@ncbon.com 919-782-3211 x 290 32

References Lowery, B.(2017). Regulatory Intelligence: A necessary Competency for Advanced Practice Nurses. Nursing Bulletin, 38 (Winter, 2017). (Raleigh, NC, in press) Lowery, B., Scott, E., & Swanson, M. (2015). Nurse practitioner perceptions of the impact of physician oversight on quality and safety of nurse practitioner practice. Journal of the American Association of Nurse Practitioners, doi:10.1002/2327-6924.12336. NCBON (a). (2016). Advanced practice registered nurse. Retrieved from http://www.ncbon.com/dcp/i/nursing-practice-advanced-practice-registered-nurse NCBON (b). (2016). Board members. Retrieved from http://www.ncbon.com/dcp/i/boardinformation-governance-board-members NCBON (c). (2016). Mission, vision and values. Retrieved from http://www.ncbon.com/dcp/i/board-information-mission-vision-and-values NC Office of Administrative Hearings. (2016). Chapter 36 NC administrative code. Retrieved from http://reports.oah.state.nc.us/ncac/title 21 - occupational licensing boards and commissions/chapter 36 - nursing/chapter 36 rules.pdf Toney, S. (2013). The advanced practice registered nurse and transitions: expanding the role of nursing. First in nursing. A journey of regulatory excellence: The North Carolina board of nursing 1903-2013 (pp. 68-71) NC Board of Nursing.