Real-time Adversarial Intelligence & Decision making. Program Manager: Dr. Alexander Kott DARPA/Information Exploitation Office (IXO)

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RAID Real-time Adversarial Intelligence & Decision making Tool for real-time anticipation of enemy actions in tactical ground operations. Program Manager: Dr. Alexander Kott DARPA/Information Exploitation Office (IXO) Slide 1

Program Summary Predict probable enemy actions in urban ops Problem: Provide predictive, anticipative analysis of enemy future actions Identify attempts to conceal assets and actions and to deceive Monitor and continuously confirm, or not, and update the predictive analysis Solution: Generate sets of Red predictions (including most dangerous and most likely courses of actions) and recommendations for Blue courses of action Identify probable enemy deceptions, decoys, feints, etc., concealed enemy assets, movements and actions within the currently available information Approach: Leverage game-theoretic and cognitive model approaches to generate anticipations and counteractions Implement deception robust estimation techniques to detect enemy deceptions Experimental proof of predictive capabilities: humanin-the-loop OneSAF-based wargames compare humans and RAID Integrate the predictive analysis tools into warfighter s C2 and intelligence support systems Battlespace Blue leader decisions Next Generation FBCB2 Blue and Red COP Mounted Dismounted Real-time prediction of enemy actions RAID Slide 2

Military Rationale: need for predictive analysis technology Army Predictive Analysis...must provide... running estimate... incorporating predictive analysis... -- FCS ORD (1064, 3153, 3465)...shall predict near-future enemy positions and actions at intervals... -- DCGS-A ORD (127)...shall have tools... for performance of semi-automated predictive analysis... -- TRADOC Force Operating Capabilities (FOC) Pamphlet Air Force Predictive Awareness...means to predict adversary intentions and anticipate adversary reactions... -- Combat Air Forces CONOPS for Predictive Battlespace Awareness...visualizing the future of the battle... is the sucking chest wound of a JFACC and his staff. -LG Croker, USAF (Ret) Today s Automation: Detailed optimization of allocation, times, routes No attempt to infer or to influence the actions of the Red EW EW Blue Tanker C2 C2 EW EW EW Blue Troop Concentration Blue Troop Concentratio Wide Bodyn Sensor Track Blue Troop Concentratio n Blue Operating Base Blue Tanker Automation Humans: Focus on predicting and impacting actions of the Red, by deception and exploiting errors EW EW Blue Troop Concentration Blue Tanker 4 Blue Troop Concentratio Wide Body n Sensor Track C2 C2 EW EW EW 2 1 4 3 Blue Operating Base Blue Troop Concentratio n Blue Tanker Human Experts Slide 3

Slide 4 Enhanced Operational Agility and Survivability with Predictive Analysis If predictive analysis could enable dramatically Blue Losses 50% faster response times, what would be the impact? 45% We explored the impact in a simulation wargame: 40% Urban environment 35% 30% Red irregulars 25% Blue Co attacks along 2 AAs 20% Fire support helicopters 15% 10% Assumption: real-time predictive analysis will help 5% to preposition helicopters and reduce the time 0% required to respond to ground troops calls for fire w/o RAID Outcome: Reduced blue losses and reduced time to complete the mission. When we know what the enemy is going to do or where he is going to be, we can be: More aggressive More agile More proactive More effective More survivable More assured of the outcome w/raid

The CADET An Exploration in Adversarial Reasoning CADET Course of Action Development and Evaluation Tool - a system for semi-automated planning of US Army ground operations Using a Course of Action sketch as the input, the CADET develops a detailed plan and presents it as a synchronization matrix The CADET s technical core is an algorithm for tightly interleaved, incremental planning, routing, time estimating, scheduling, estimates of attrition and consumption, and adversarial reaction estimation. Graphics courtesy of BBN LLC Slide 5

RAID CONOPS for tactical urban ops Airborne Sensors Urban Battlefield Ground Sensors Humans Every soldier a sensor Co Cmdr Red Predictive Estimates Fused, Filtered, Sequenced Red Predictive Estimates ISR Data Feeds Small Unit Leader Battalion Command S3 Cell C2 System(s) FCS C2 CPOF ABCS FBCB2 M&D C2 Blue COAs S2 Cell DCGS-A Red Intel Fusion RAID App-X Slide 6

RAID System and Technologies The current RAID system comprises deception detection, enemy cognitive estimates, actionreaction reasoning, and OneSAF-based testbed Defend in Place Foreign Fighter Recommended Blue Action Demoralized Predicted Red Action Game-theoretic action-reaction reasoning determines the enemy s most dangerous future movements and fire engagements. Cognitive modeling infers the enemy s desires, goals, and morale from his behaviors. Dismounts Feint Strykers Multi-storied Buildings Deception reasoning identifies feints and diversions. Urban-capable version of OneSAF provides a realistic experimental environment. Slide 7

Slide 8 Cognitive Modeling Defend in Place Foreign Fighter Strengths Cognitive, emotional, cultural, doctrinal modeling of fighters and leaders Integration with physical factors Demoralized Non-myopic behaviors, look-ahead for cognitive agents Proven capabilities of key components Approach Explicitly handles human aspects of battlefield behaviors: cognitive model (Bayesian belief net) propagates relations between actions, emotions, goals, desires and dispositions Captures implicit cultural and doctrinal preferences Connects observed behaviors and estimated mental state; projects mental state into probable incipient goals Pheromone-analogy algorithm prunes and clarifies past mental state of the enemy by fitting past behaviors Projects future broad-brush physical behavior and mental state evolution by exploring multiple roll-outs (ghosts) Approximates fighters' look-ahead, avoids being myopic, limits need for knowledge bases

Slide 9 Deception Reasoning Strengths Rigorous, novel theoretical foundation Demonstrated in two small-scale prototypes Avoids extensive knowledge bases Approach Deception robustness estimator applies stochastic game theory to state estimation to discern underlying deception strategies Combines several considerations: observations, cost for Red to deceive, value to Red if deception works Novel risk-sensitive theory for recognition and analysis of deception potentials and likelihoods Includes limited-cognition technique to detect no-concealment feints and demonstrations Non-symmetric evaluation function: value functions produces, initially through SME heuristics, then through automated learning

Action-Reaction Reasoning Approach Novel, highly efficient abstraction (linguistic geometry) of action space for non-zero-sum game solution Small number of general-purpose heuristics guide low-branching search Multiple worldviews reflect partial observability of Red and Blue Strengths Substantial theoretic basis Fully-implemented, general-purpose gaming engine worked in several different domains Prototypes confirm feasibility of large-scale real-time performance Avoidance of large knowledge bases Strong role of terrain and other physical factors Includes elements of deception reasoning Cultural and SOP preferences accounted via features of abstracted action space Elements of Deception Reasoning via forming a solution for Red in Red s partial worldview Slide 10

Experimental Approach: increasing capability measured against human operators Control Cell (3 personnel) enforces realism and integrity of the wargame Blue Cell 4 personnel w/o RAID Commands Experiment Switch Blue Cell 2 personnel w/ RAID RAID Commands Situation Situation This series was 9 benchmark games (without RAID) and 9 test games (with RAID), duration 2 hrs Simulation software: OTB 3 mission types: point attack, zone attack, point defense Wargame scores: mission completion; enemy destroyed; friendly losses and distance. Red Cell 4 personnel Commands agile and aggressive Red Force Data collection and analysis cell (2 personnel) computes scores and predictive accuracy w/ and w/o RAID Slide 11

Slide 12 RAID 100.00 100 90.00 80.00 70.00 60.00 50.00 90 80 70 60 50 Results of the first experiments are remarkably positive RAID did better PAIRED RUN METRIC SCORE Staff did better 50 60 70 80 90 100 NON-RAID RAID and STAFF Scores RAID non-raid A1_x B2_y C1_z A2_y B3_z B4_x C4_y A5_Z B5_y # of valid Run Pairs = 9 Red Cleared Facility Protection Type Pair # RAID Non-RAID A1_x 1 71.91 69.76 B2_y 2 78.34 75.07 C1_z 3 84.66 86.81 A2_y 4 74.22 78.11 B3_z 5 83.04 73.35 B4_x 6 80.25 81.41 C4_y 7 94.83 82.93 A5_Z 8 89.31 85.92 B5_y 9 81.09 79.30 Collateral Damage Run Score Red Kills Blue Casualties Mean = 2.777 StDev = 5.210 Data Normal (tested using Shapiro-Wilk) Results Significance Parametric: 92.6% Results Significance Non-Parametric: 91.3% 40.00 30.00 20.00 10.00 0.00 A1_x B2_y C1_z A2_y B3_z C3_x A3_z B4_x C4_y A5_Z RAID Score Staff Score Time Budget Advance To Objective Phase I, Experiment 1 1-14 April 2005

Slide 13 Thrust Experiment Design Location Exp 1 Exp 2 Terrain OPFOR BLUFOR Terrain Representation Intel Capabilities Organization Communications Casualty Mgmt Logistics Civilians Concealment, Deception Timing Look ahead into future Problem Complexity Solution speed Key Gate Experimental Plan: rigorous proof of capabilities Phase 1 Action-reaction-counteraction 10 benchmark, 10 test games, compare scores System Integrator Site (Orlando FL) System Integrator Site (Orlando FL) Digital Baku data Up to 20 teams of 3 fighters each w/ small arms, RPGs Company-sized force w/ 5 armored vehicles Buildings and floors, aggregated interiors Full state known to both sides Flat organization of fixed small teams with single command node Implicit idealized instant broadcast Implicit immediate evacuation Implicit continuous resupply Random presence and reactions Feint movements and attacks Game 2 hours, slower than real At least 30 min over 10**8,000 Within 300 sec RAID-assisted small staff scores as high as large unassisted Phase 2 Concealment and deception Add: compare accuracy of predictive estimates Army BCBL-L (Ft Leavenworth KS) Army BCBL-H (Ft Huachuca AZ) Digital Jakarta (JFCOM data), 1,800,000 buildings Up to 30 teams of 3-7. Add sniper 5 rifles, 5 HMGs, 5 MANPADS Add air support (4 helicopters) Add breached openings in bldgs; basements, internal passages Observations by troops Company w/ three fixed platoons Comms and info processing delays Treatment, delayed evacuation Run out of ammo, delays in resupply Civilians help red resupply, intel Concealment, stealthy moves Each game lasts 2 hrs, real time At least 60 min over 10**20,000 Within 120 sec RAID-assisted small staff scores as high as large unassisted Phase 3 Breadth, robustness, transition In CPX-like setup, integrated with FCBC2, ASAS-L / DCGS-A System Integrator Site (Orlando FL) JRTC MOUT site (Ft Polk LA) Digital (Exp 1), Physical (Exp 2) JRTC MOUT site (Ft Polk LA) 200 fighters, dynamically formed teams. Add 10 mortars. Add CAS (10 2-ship sorties), joint close support fires, air mobility Add underground corridors of mobility, overpass, fences, walls, urban clutter Add UGS and UAV sensors Dynamic reorganization and reattachment (10 events) Differentiated nets with realistic delays and sporadic loss Add explicit medevac actions Explicit resupply actions Blue actions to manage civilians Decoys, civilians do diversions Game lasts 4-6 hrs, real time At least 5 hours over 10*50,000 Within 30 sec RAID-assisted small staff scores as high as large unassisted

Slide 14 Program Plan Development Areas: System: Integration and Experimentation Technologies: 1) Adversarial Reasoning 2) Deception Reasoning Three 12-month phases: CY04 CY05 CY06 CY07 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Phase 1 Phase 2 Phase 3 Theme of the Phase Adversarial anticipation and counteraction Adversarial reasoning about concealment and deception Integration and Transition Core Technologies Adversarial Reasoning Deception Reasoning Combatant models Anticipate and counteract Feints and attacks Partial information Breadth and Robustness Concealment and Deception Transition-driven extensions Human preferences Integration and Experimentation w/ sim system w/ operational system Transition RAID into Army systems

RAID Program Summary Operational Challenge In-execution predictive analysis of enemy probable actions in urban operations Program Objectives Leverage novel approximate gametheoretic, deception-sensitive, and cognitive modeling algorithms to provide real-time alternatives to tactical commander Technical Challenges Adversarial Reasoning: continuously identify and update predictions of likely enemy actions Deception Reasoning: continuously detect likely deceptions in the available battlefield information Realistic Evaluation Human-in-the-loop OneSAF-based wargames compare humans and RAID Transition: Army DCGS-A Battlespace Blue leader decisions Next Generation FBCB2 Blue and Red COP Mounted Dismounted DCGS-A Real-time prediction of enemy actions RAID Slide 15