New York State Data Exchange Incentive Program (DEIP)

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1 New York State Data Exchange Incentive Program (DEIP) Elizabeth Amato Senior Director, Statewide Services New York ehealth Collaborative Alex Fitz Blais Program Manager, Statewide Services New York ehealth Collaborative

Agenda I. SHIN-NY & DEIP program basics II. Eligibility Requirements III. Data Contribution Requirements IV. Program and Payment Milestones V. QE Contacts VI. How to Get Started

The SHIN-NY in a Nutshell The SHIN-NY is a secure network of networks consisting of the eight regional RHIOs (also known as QEs) Provides efficient access to clinical records helps providers better manage patient care The SHIN-NY can help reduce healthcare costs, improve healthcare coordination, and increase the quality of care for patients in New York State Since March 2015, all RHIOs must provide the following Core Services to Participants Statewide Patient Record Lookup* Statewide Secure Messaging (Direct)* Notifications (Alerts / Subscribe and Notify)* Provider & Public Health Clinical Viewers* Consent Management Identity Management and Security Public Health Reporting Integration Lab Results Delivery* No charge for these services beyond initial setup 3

DEIP Basics Data Exchange Incentive Program (DEIP) was established by the New York State Department of Health (NYSDOH), with support from the Centers for Medicare & Medicaid Services (CMS), to increase HIE adoption across the state by helping to defray the cost for an organization when connecting to their local QE The New York ehealth Collaborative (NYeC) is coordinating the rollout of the program and the incentive payments on behalf of the DOH Electronic Health Record (EHR) interfaces to New York State Qualified Entities (QEs) increases the quantity and quality of data in the SHIN-NY and build value for providers and patients at the point of care In order to receive the full funding amount, $13,000, a provider needs to have a live connection of this type with their QE Organizations participating in DEIP are incentivized to contribute a pre-defined set of data elements to their local QE Limited funding is available and this program is operated on a first-come, first-served basis

DEIP Eligibility Requirements An organization must meet one of the following criteria: Regulated Facilities Behavioral Health EPs Be licensed as one of the following: Article 28 Nursing Homes and Diagnostic & Treatment Centers Article 36 Home Health agency/program Article 40 Hospice Be licensed by: OMH OASAS Or be a designated HCBS provider Have at least one provider who has attested to and been paid under Medicare MU or Medicaid MU (any year, any stage)

DEIP Eligibility Requirements- continued An organization must meet all of the following criteria: EHR Have an EHR that meets the Privacy & Security criteria set forth by NYeC and NYSDOH (see next slide) Have and EHR that is able to send data to the QE as either CCD or C- CDA EPs must send as C-CDA Medicaid Organization must accept Medicaid, in one of the following forms: Fee-for-Service Managed Care HARP (for BH) Other Organization/provider must not already be connected to/contributing data to a QE Must not have received payment from any source for similar HIE activities

NEW EHR Privacy & Security Requirements For purposes of DEIP, an EHR product and version must have obtained one of the following Privacy & Security Assurance(s) (A, B, and/or C): A B C ONC Certification for, at a minimum, the following Privacy & Security criteria: (d.1) Authentication, Access Control, and Authorization (d.2) Auditable Events (d.3) Audit Report(s) (d.4) Amendments (d.5) Automatic Log-off (d.6) Emergency Access (d.7) End-user device encryption (d.8) Integrity Certification requires the following dependency criteria: (g.4) Quality Management System (g.5) Accessibility-Centered Design Current SOC 2, Type II audit with no material findings** Current, validated HITRUST assessment or NIST cybersecurity framework assessment** **If the EHR product and version meets requirement B or C, vendor must provide additional attestation form related to EHR features, functions, and behaviors related to privacy and security SOC 2, Type II audit will only be acceptable through September 30, 2019, at which time the vendor must be certified or assessed and compliant with ONC Privacy & Certification criteria, HITRUST or NIST

DEIP Data Contribution Requirements Regulated Facilities (Art. 28, 36, 40) Contribute the Common Clinical Data Set in CCD or C-CDA: Name, sex, DOB, race, ethnicity, pref. language, smoking status, problems, meds, med. allergies, labs, lab results, vitals, care plan fields, procedures, care team members, immunizations Additional data elements, if available: Incidents & Accidents (I&A), nurses notes, progress notes, orders, pain and skin assessment, advance directives/molst Behavioral Health Contribute five specified Core elements, plus three additional data elements, as available: Core: encounters, demographics, procedures/service, individualized service plans, diagnoses Additional: Medications, labs, allergies Medicare & Medicaid EPs Contribute the Common Clinical Data Set in CCD or C-CDA: Name, sex, DOB, race, ethnicity, pref. language, smoking status, problems, meds, med. allergies, labs, lab results, vitals, care plan fields, procedures, care team members, immunizations,

Program & Payment Milestones Milestone/Activity Deadline Incentive Payment Milestone 1: Sign a Participation Agreement with a QE Participation Agreement must have been executed on or after 10/1/16 to receive payment against this milestone $2,000 per organization Milestone 2: Attest to the following: - Have the ability to receive a summary of care document in C-CDA - Have established a connection to the QE and that the organization is contributing the required clinical data as per the program requirements No later than 9/30/2018 $11,000 per connection

RHIO/ QE Contacts QE Contact Email Bronx RHIO Keela Shatzkin keela@shatzkinsystems.com HealtheConnections Danielle Wert dwert@healtheconnections.org HEALTHeLINK Stephen Gates sgates@wnyhealthelink.com Healthix Manny Tavarez mtavarez@healthix.org HealthlinkNY Noele Lynch nlynch@healthlinkny.com Hixny Bryan Cudmore bcudmore@hixny.org NYCIG Sue-Anne Villano sue-ann.villano@nycig.org Rochester RHIO Denise Dinoto denise.dinoto@grrhio.org

How to Get Started Check your organization s eligibility against the program requirements Contact your local QE Talk to your EHR vendor Contact NYeC or your local QE with any questions deip@nyehealth.org

Overview documents Available Online http://www.nyehealth.org/deip

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