NHS Workforce Race Equality Standard

Similar documents
NHS Workforce Race Equality Standard

Workforce Race Equality Standard (WRES) Data Report 2015/16

Equality and Diversity

Workforce Race Equality Standard

Workforce Race Equality Standard (WRES) 2017

NHS WORKFORCE RACE EQUALITY STANDARD 2017 DATA ANALYSIS REPORT FOR NATIONAL HEALTHCARE ORGANISATIONS

WORKFORCE RACE EQUALITY STANDARD (WRES)

Race Equality in the NHS Why the NHS Workforce Race Equality Standard is being introduced

EDS 2. Making sure that everyone counts Initial Self-Assessment

SUMMARY REPORT TRUST BOARD IN PUBLIC 3 May 2018 Agenda Number: 9

Equality Objectives

Equality, Diversity and Inclusion. Annual Report 2014/15

2017 National NHS staff survey. Results from Dorset County Hospital NHS Foundation Trust

2016 National NHS staff survey. Results from Wirral University Teaching Hospital NHS Foundation Trust

2017 National NHS staff survey. Results from London North West Healthcare NHS Trust

2016 National NHS staff survey. Results from Surrey And Sussex Healthcare NHS Trust

2017 National NHS staff survey. Results from Nottingham University Hospitals NHS Trust

2017 National NHS staff survey. Results from Salford Royal NHS Foundation Trust

2017 National NHS staff survey. Results from Royal Cornwall Hospitals NHS Trust

2017 National NHS staff survey. Results from The Newcastle Upon Tyne Hospitals NHS Foundation Trust

NHS WORKFORCE RACE EQUALITY STANDARD 2017 DATA ANALYSIS REPORT FOR NHS TRUSTS

2017 National NHS staff survey. Results from North West Boroughs Healthcare NHS Foundation Trust

2017 National NHS staff survey. Results from Oxleas NHS Foundation Trust

Charlotte Banks Staff Involvement Lead. Stage 1 only (no negative impacts identified) Stage 2 recommended (negative impacts identified)

EQUALITY AND INCLUSION ANNUAL REPORT AND WORKFORCE MONITORING REPORT 2017

Warrington & Halton Hospitals NHS Foundation Trust Annual Workforce Equality Analysis (2016)

Equality Update Report

Equality, Diversity and Inclusion. Annual Report

The NHS Workforce Race Equality Standard

Implementing race equality in the NHS: what next?

EQUALITY AND DIVERSITY DATA ANALYSIS WORKFORCE INFORMATION SUMMARY REPORT

Trust Board Meeting in Public: Wednesday 18 January 2017 TB Equality, Diversity and Inclusion Progress Report

Salisbury NHS Foundation Trust Board 7 August 2017 SFT 3916

Equality Information Report

JOB DESCRIPTION. The hospital has been consistently growing over the past few years, almost doubling since 2008.

NHS Equality Delivery System for Isle of Wight NHS Trust. Interim baseline assessment against the

Job Description and Person Specification

JOB DESCRIPTION DIRECTOR OF SCREENING. Author: Dr Quentin Sandifer, Executive Director of Public Health Services and Medical Director

Public Sector Equality Duty. Annual Workforce & Patient Services Equality Monitoring Report. Heart of England NHS Foundation Trust

Equality Objectives Completion report

JOB DESCRIPTION. Grade/ Band: Band 5. Directorate: As and when Required. Job Purpose

NHS Grampian Equal Pay Monitoring Report

Research. Royal College of Midwives. Freedom of Information Request: Midwives and Disciplinary Proceedings in London.

Job Description. CNS Clinical Lead

Clinical Lead. Contract of Employment

Sharing the Learning Implementing the Equality Delivery System for the NHS EDS/EDS2

Admiral Nurse Band 7. Job Description

Methods: Commissioning through Evaluation

Contract of Employment

NHS Equality and Diversity Council Annual Report 2016/17

JOB DESCRIPTION. Service Manager AMH Inpatient Services. Enhanced CRB with Both Barred List Check

North Herts Hospice Care Association. Job Description. Education and Practice Development Lead

Head Office: Unit 1, Thames Court, 2 Richfield Avenue, Reading RG1 8EQ. JOB DESCRIPTION 0-19 (25) Public Health Nurses - Slough

Job Title: Head of Patient &Public Engagement and Patient Services Directorate: Corporate Affairs Department: Patient and Public Engagement

JOB DESCRIPTION hours however additional weekend cover and on-call is required

Gender Pay Gap Report. March 2018

Summary and Highlights

Directorate/Department: Relevant Trust care group e.g. cancer care Faculty of Health Sciences, University of Southampton Grade: AfC Band 5

NHS WOLVERHAMPTON CLINICAL COMMISSIONING GROUP CONSTITUTION

NLG(16)235. DATE OF MEETING 31 May Trust Board of Directors Public REPORT FOR

Equal Pay Statement and Gender Pay Gap Information

UNIVERSITY HOSPITALS OF LEICESTER NHS TRUST

OCCUPATIONAL THERAPY JOB DESCRIPTION. Community Mental Health Rehabilitation & Enablement Team (CMHRES)

Work-Based Learning Programme for the Honour s Degree in Pre-Registration Nursing

Action Plan for Health Education Kent, Surrey and Sussex

EQUALITY, DIVERSITY & INCLUSION STRATEGY

Head of Joint Commissioning committee/individual: Effective from: 6 th February Review date: April 2017

Nurse Practitioner (Telephone Triage)

Policy for Critical Care Training and Education

Professional Support for Doctors in Training

2017 National NHS staff survey. Brief summary of results from Chelsea and Westminster Hospital NHS Foundation Trust

Job Description. Specialist Nurse with Responsibility for Acute Liaison Band 7

Equality and Diversity strategy

Safeguarding review to assist Walsall Healthcare NHS Trust

NHS BORDERS. Nursing & Midwifery. Rostering Policy for Nursing & Midwifery Staff in Hospitals/Wards

TITLE OF REPORT: Looked After Children Annual Report

Executive Workforce Report

Leadership and management for all doctors

Equality & Rights Action Plan

Oxleas Workforce Equality Report

Deputise and take charge of the given area regularly in the absence of the clinical team leader who has 24 hour accountability and responsibility.

EXECUTIVE MEDICAL DIRECTOR JOB DESCRIPTION. Medical Education Leads Clinical Directors (professional leadership) Director of Clinical Audit

Race Equality Scheme Plan

JOB DESCRIPTION. Employees should honour the Trust s Core Values by demonstrating appropriate behaviours and encouraging this in others.

November NHS Rushcliffe CCG Assurance Framework

Chief Officer following agreed delegation from February 2014 Governing Body Date approved: 6 th March 2014

Mental Health Social Work: Community Support. Summary

PROCEDURE FOR SUPERVISION AND PRECEPTORSHIP FOR PROVIDER SERVICES

THE NEWCASTLE UPON TYNE HOSPITALS NHS FOUNDATION TRUST. Board Paper - Cover Sheet

To embed and deliver the Compton Care clinical strategy to achieve excellence in care and extraordinary care experiences for patients every day.

21 March NHS Providers ON THE DAY BRIEFING Page 1

Equality Delivery System. South Tyneside NHS Foundation Trust. Goals, Outcomes and Grades

Equality Information Introduction. 2. Our patients and our workforce

Annual Equality Report Draft: December 2016 Equality, Diversity and Human Rights Team

WELSH RENAL CLINICAL NETWORK TERMS OF REFERENCE

Generic Job Description Consultant Pharmacist. Job Purpose

JOB DESCRIPTION. Ward/dept Queen Victoria Hospital, East Grinstead

JOB DESCRIPTION to include weekends, evenings and public holidays

Equality and Health Inequalities Strategy

JOB DESCRIPTION. Deputy Director of Nursing - Tissue Viability. Director of Nursing. Tissue Viability Support Tissue Viability Nurse

Transcription:

NHS Workforce Race Equality Standard (WRES) 2016 Report & Action Plan Date of Report January 2017 Subject NHS Workforce Race Equality Standard Brighton and Sussex University Hospitals NHS Trust Report and Action Plan 2016 Author Dr Vivienne Lyfar-Cissé Associate Director of Transformation

1

NHS Workforce Race Equality Standard (WRES) 2016 Report & Action Plan Contents Executive Summary Page 3 Background Page 5 Workforce Race Equality Indicators Page 7 Indicator 1 Page 8 Indicator 2 Page 9 Indicator 3 Page 10 Indicator 4 Page 12 Indicator 5 Page 13 Indicator 6 Page 13 Indicator 7 Page 13 Indicator 8 Page 14 Indicator 9 Page 14 Other Factors to be Considered Page 14 Race Equality Workforce Engagement Strategy Page 15 Workforce Race Equality Standard Action Plan Page 17 Notes Page 33 2

Executive Summary Executive Summary For non-clinical staff BME staff are over-represented at the lowest payband and although represented at some of the higher paybands none of the VSM (including executive Board members) are from a BME background. For clinical staff BME staff are over-represented at some of the lower paybands and under-represented from payband 6 onwards. No BME staff is employed at payband 8C and above. The under-representation of BME staff at the higher paybands was a finding of the WRES in 2015 and as such nothing has changed. Among medical staff there was a significant over-representation of BME staff at the non-consultant career grades. White staff were more likely to be appointed from short-listing compared to BME Staff although to a lesser extent than reported in 2015. BME staff were almost twice as likely (LR 1.96 times greater) to enter the disciplinary process than white staff and the relative likelihood has increased significantly since 2015 (LR 1.52 times greater). BME staff were more likely to apply and be funded for non-mandatory training and CPD. In 2015 the percentage of BME staff (41%) and white staff (36%) experiencing harassment, bullying or abuse from patients, relatives or the public had increased from 2014 when it was 38% and 33% respectively. This is greater than the national average (28%) for acute trusts for both white and BME staff. In 2015 the percentage of BME staff (44%) experiencing harassment, bullying or abuse from staff had increased significantly from 2014 (30%) and was much greater than the national average (28%) for acute trusts. However, the percentage for white staff (28%) reporting the same remains unchanged and is more or less consistent with the national average (25%). 3

NHS Workforce Race Equality Standard (WRES) 2016 Report & Action Plan The percentage of BME staff (68%) reporting they believed the trust provides equal opportunities for career progression or promotion remains much lower than white staff (87%). In 2015 the percentage of BME staff (22%) reporting they had personally experienced discrimination at work from manager/team leader or other colleagues had increased from 2014 (18%) and is much greater than the national average for acute trusts (13%). However, the percentage of white staff (7%) had not changed from 2014 (8%) and is consistent with the national average for acute trusts (6%). The Trust Board is currently 100% white. Of the two BME NEDs appointed to the Trust Board in 2015 one individual resigned from the Board in July 2016. The other factors to be considered as part of the WRES include the findings pertaining to the discrimination of BME staff as reported by CQC in August 2016 and known to the Trust Board for a very long time. 4

Background Background All the available evidence shows that BME staff have a far inferior experience of the NHS as employees when compared to white staff. In the context of the standard White staff comprise White British, White Irish and White Other, whereas BME staff comprise all other categories with the exception of not stated. At 31 March 2016, a total of 8222 staff were employed by BSUH NHS Trust. Of these, 1370 (16.7%) were BME and 6597 (80.2%) were white. The ethnicity of the remaining 255 (3.1%) staff was not stated. Ethnic Group Number % BME White Not stated / Other Total 1370 6597 255 8222 16.7% 80.2% 3.1% 100.0% Total Staff by Ethnicity 31 March 2016 3.1% 16.7% 80.2% BME White Not stated 5

NHS Workforce Race Equality Standard (WRES) 2016 Report & Action Plan At 31 March 2015, a total of 7220 staff were employed by BSUH NHS Trust. Of these, 1080 (15.0%) were BME and 5899 (81.7%) were white. The ethnicity of the remaining 241 (3.3%) staff was not stated. Ethnic Group Number % BME White Not stated / Other Total 1080 5899 241 7220 15.0% 81.7% 3.3% 100.0% Total Staff by Ethnicity 31 March 2015 3.3% 15% 81.7% BME White Not stated The Workforce Race Equality Standard which came into effect on 1st April 2015 aims to address this inequality along racial lines and all providers, as holders of the standard contract 2015/16 except small providers were required to implement the standard by 1st July 2015. This is now the second year of reporting and data can be compared with the previous year to assess whether any improvement has been achieved. The standard comprises nine metrics four of which are specifically on workforce data and four are derived from the national NHS Staff Survey indicators. The aim is to compare the experience of BME staff and white staff with the objective of closing the gaps highlighted by those metrics. The final metric requires provider organisations to address the low levels of BME Board representation. Consequently, the WRES is a tool to measure improvements in the workforce with respect to BME staff. 6

Workforce Race Equality Indicators The nine metrics are detailed in the table below: Table 1. The Workforce Race Equality Standard Indicators Workforce Indicators For each of these four workforce indicators, compare the data for White and BME staff. 1 2 3 4 Percentage of staff in each of the AfC Bands 1-9 and VSM (including executive Board members) compared with the percentage of staff in the overall workforce. Note: Organisations should undertake this calculation separately for non-clinical and for clinical staff. Relative likelihood of staff being appointed from shortlisting across all posts. Relative likelihood of staff entering the formal disciplinary process, as measured by entry into a formal disciplinary investigation* Note: this indicator will be based on data from a two year rolling average of the current year and the previous year. Relative likelihood of BME staff accessing non-mandatory training and CPD. National NHS Staff Survey findings (or equivalent) For each of the four staff survey indicators, compare the outcomes of the responses for White and BME staff. 5 6 7 8 KF 25. Percentage of staff experiencing harassment, bullying or abuse from patients, relatives or the public in last 12 months. KF 26. Percentage of staff experiencing harassment, bullying or abuse from staff in last 12 months. KF 21. Percentage believing that trust provides equal opportunities for career progression or promotion. Q17. In the last 12 months have you personally experienced discrimination at work from any of the following? b) Manager/team leader or other colleagues. Boards representation indicator For this indicator, compare the difference for White and BME staff 9 Percentage difference between the organisation s Board voting membership and its overall workforce. Note: Only voting members of the Board should be included when considering this indicator. The data presented below refers to the following time periods. Indicator 1 1 April 2015-31 March 2016 Indicator 2 1 April 2015 31 March 2016 Indicator 3 1 April 2014 31 March 2016 two year rolling average Indicator 4 1 April 2015 31 March 2016 Indicator 5, 6, 7 and 8 Staff survey 2015 Indicator 9 31 March 2016 7

NHS Workforce Race Equality Standard (WRES) 2016 Report & Action Plan Indicator 1 Percentage of staff in each of the AfC Bands 1-9 and VSM (including executive Board members) compared with the percentage of staff in the overall workforce. Organisations should undertake this calculation separately for non-clinical and clinical staff. As shown in the table below, as of 31 March 2016, 10.1% of non-clinical staff and 19.8% of clinical staff of known ethnicity were from BME backgrounds. For non-clinical staff, BME staff were clearly over-represented at Band 1 and not represented at all among very senior management. For clinical staff, BME staff were clearly over-represented at Bands 1, 2 and 5 and not represented at all above Band 8B. Among medical staff, there was a clear overrepresentation of BME staff at the non-consultant career grades. This data does not include the 255 (3.1%) staff who did not state their ethnicity. Non-clinical Clinical Payband White BME Total White BME White % % BME Total White % BME % Band 1 Band 2 Band 3 Band 4 Band 5 Band 6 Band 7 Band 8A Band 8B Band 8C Band 8D Band 9 VSM Medical: Consultants Medical: Non-consultant career grades 290 382 412 341 150 108 72 49 39 14 8 15 12 0 0 95 37 21 20 13 5 8 2 7 2 1 1 0 0 0 385 419 433 361 163 113 80 51 46 16 9 16 12 0 0 75.3% 91.2% 95.2% 94.5% 92.0% 95.6% 90.0% 96.1% 84.8% 87.5% 88.9% 93.8% 100.0% 0.0% 0.0% 24.7% 8.8% 4.8% 5.5% 8.0% 4.4% 10.0% 3.9% 15.2% 12.5% 11.1% 6.3% 0.0% 0.0% 0.0% 6 621 223 161 1191 993 559 137 45 19 8 3 0 302 30 2 179 48 19 341 144 51 14 3 0 0 0 0 112 35 8 800 271 180 1532 1137 610 151 48 19 8 3 0 414 65 75.0% 77.6% 82.3% 89.4% 77.7% 87.3% 91.6% 90.7% 93.8% 100.0% 100.0% 100.0% 0.0% 72.9% 46.2% 25.0% 22.4% 17.7% 10.6% 22.3% 12.7% 8.4% 9.3% 6.3% 0.0% 0.0% 0.0% 0.0% 27.1% 53.8% Medical: Trainee grades 0 0 0 0.0% 0.0% 407 210 617 66.0% 34.0% TOTAL 1892 212 2104 89.9% 10.1% 4705 1158 5863 80.2% 19.8% It should be noted that this indicator has changed since 2015, when the requirement was to show the percentage of staff in Bands 8-9, VSM (including executive Board members and senior medical staff) compared with the percentage of BME staff in the overall workforce. 8

Workforce Race Equality Indicators The data submitted for 2015 for Indicator 1 was as follows: The percentage of BME staff in Bands 8-9 VSM (including executive Board members and senior medical staff) at 30 June 2015 was 6.6%, compared with 15.2% of BME staff in the overall workforce. If the data for 2016 is presented as a comparison, the percentage of BME staff in Bands 8-9 VSM (including executive Board members and senior medical staff) was 7.9%, compared with 17.2% of BME staff in the overall workforce of known ethnicity. Indicator 2 Relative likelihood of BME staff being appointed from shortlisting compared to that of white staff being appointed from shortlisting across all posts. For the reporting period 1 April 2015 31 March 2016, the results were as follows: Ethnicity Applied Shortlisted % Shortlisted from applied Appointed % Appointed from Shortlisted BME White 10833 4422 40.82% 1215 27.48% BME 4390 1443 32.87% 338 23.42% Not stated 323 139 43.03% 204 146.76% Total 15546 6004 1757 Likelihood of white staff being appointed from shortlisting (1215/4422) = 0.274 Likelihood of BME staff being appointed from shortlisting (338/1443) = 0.234 The relative likelihood of white staff being appointed from shortlisting compared to BME staff is therefore 0.274/0.234 = 1.17 times greater The data submitted for 2014-15 showed that the likelihood for white staff was 1.26 times greater. This suggests a slight improvement during 2015-16; however, discrepancies in the number of applicants whose ethnicity was not stated mean that this data is somewhat unreliable. 9

NHS Workforce Race Equality Standard (WRES) 2016 Report & Action Plan Indicator 3 Relative likelihood of BME staff entering the formal disciplinary process, compared to that of white staff entering the formal disciplinary process, as measured by entry into a formal disciplinary investigation based on a two year rolling period 1 April 2014 31 March 2016. Disciplinaries 01/04/2014 31/03/2016 Ethnic Group Number Number in % workforce % in workforce BME 13 1225 26.0% 15.2% White 34 6248 68.0% 81.5% Not stated 3 248 6.0% 3.3% Total 50 7721 100% 100% Disciplinaries by Ethnicity 2014-16 6.0% 26.0% 68.0% BME White Not stated Likelihood of white staff entering the formal disciplinary process (34/6248) = 0.0054 Likelihood of BME staff entering the formal disciplinary process (13/1225) = 0.0106 The relative likelihood of BME staff entering the formal disciplinary process compared to white staff is therefore 0.0106/0.0054 = 1.96 times greater 10

Workforce Race Equality Indicators The disciplinary data for the previous reporting period 2013-2015 is shown below. NB: The data submitted in 2015 has been recalculated to reflect the requirement for a two year rolling average. Disciplinaries 01/04/2013 31/03/2015 Ethnic Group Number Number in % workforce % in workforce BME 17 1056 20.2% 14.7% White 62 5822 73.8% 81.8% Not stated 5 240 6.0% 3.5% Total 84 7118 100% 100% Likelihood of white staff entering the formal disciplinary process (62/5822) = 0.0106 Likelihood of BME staff entering the formal disciplinary process (17/1056) = 0.0161 The relative likelihood of BME staff entering the formal disciplinary process compared to white staff is therefore 0.0161/0.0106 = 1.52 times greater Disciplinaries by Ethnicity 2013-15 6.0% 20.2% 73.8% BME White Not stated Therefore, although there has been a decrease in the likelihood of entering the disciplinary process for both white staff and BME staff, the relative likelihood of BME staff entering the disciplinary process compared to white staff has increased significantly. 11

NHS Workforce Race Equality Standard (WRES) 2016 Report & Action Plan Indicator 4 Relative likelihood of staff accessing non-mandatory training and CPD. The data supplied for 2015-2016 related to applications for education funding submitted by allied health professionals and nursing and midwifery staff. Ethnic Group Number applied % applied Number funded % funded Number in workforce % in workforce BME 148 20.1% 125 20.5% 1370 16.7% White 456 62.0% 375 61.5% 6597 80.2% Not stated 132 17.9% 110 18.0% 255 3.1% Total 736 100% 610 100% 8222 100% Likelihood of white staff applying for funding (456/6597) = 0.0691 Likelihood of BME staff applying for funding (148/1370) = 0.108 Relative likelihood of white staff applying for funding compared to BME staff (0.0691/0.108) = 0.64 times greater. Likelihood of white staff being funded for training (375/6597) = 0.0568 Likelihood of BME staff being funded for training (125/1370) = 0.0912 Relative likelihood of white staff being funded for training compared to BME staff (0.0568/0.0912) = 0.62 times greater. The data for the same category of training for 2014-15 was as follows: Likelihood of white staff applying for funding (463/5899) = 0.0784 Likelihood of BME staff applying for funding (102/1080) = 0.0944 The relative likelihood of white staff applying for funding compared to BME staff is therefore 0.0784/0.0944 = 0.83 times greater Likelihood of white staff being funded for training (394/5899) = 0.0668 Likelihood of BME staff being funded for training (81/1080) = 0.075 The relative likelihood of white staff being funded for training compared to BME staff is therefore 0.0668/0.075 = 0.89 times greater Therefore, the relative likelihood of white staff applying for and receiving funding for training compared to BME staff has decreased since 2015. The likelihood of BME staff applying for and receiving funding has increased slightly, while the likelihood of white staff applying for and receiving funding has decreased slightly. 12

Workforce Race Equality Indicators National NHS Staff Survey findings 346 staff at Brighton and Sussex University Hospitals (BSUH) NHS Trust took part in the 2015 survey. The number of white respondents was 291 (88%), compared to 39 (12%) BME respondents. The remaining 16 respondents did not disclose their ethnicity. Indicator 5 KF 25. Percentage of staff experiencing harassment, bullying or abuse from patients, relatives or the public in last 12 months The Trust score for 2015 was 41% for BME staff and 36% for white staff. This was an increase from 2014 when the score was 38% for BME staff and 33% for white staff. This is compared to the national average of 28% for acute trusts for both white and BME staff. This question was previously labelled KF18. Indicator 6 KF 26. Percentage of staff experiencing harassment, bullying or abuse from staff in last 12 months The Trust score for 2015 was 44% for BME staff and 28% for white staff. This was a marked increase from 2014 when the score was 30% for BME staff; however the score for white staff did not change. This is compared to the national average for acute trusts of 28% for BME staff and 25% for white staff. This question was previously labelled KF19. Indicator 7 KF 21. Percentage believing that trust provides equal opportunities for career progression or promotion The Trust score for 2015 was 68% for BME staff and 87% for white staff. This was a marked increase from 2014 when the score was 44% for BME staff; however the score for white staff hardly changed, from 86%. This is compared to the national average for acute trusts of 75% for BME staff and 89% for white staff. This question was previously labelled KF27. 13

NHS Workforce Race Equality Standard (WRES) 2016 Report & Action Plan Indicator 8 Q17b. In the last 12 months have you personally experienced discrimination at work from any of the following? b) Manager/team leader or other colleagues The Trust score for 2015 was 22% for BME staff and 7% for white staff. This was an increase from 2014 when the score was 18% for BME staff; however the score for white staff hardly changed, from 8%. This is compared to the national average for acute trusts of 13% for BME staff and 6% for white staff. This question was previously labelled Q23. Indicator 9 Percentage difference between the organisation s Board voting membership and its overall workforce comparing the difference in percentage of BME staff. Note: Only voting members of the Board should be included when considering this indicator. At 31 March 2016, the Trust Board membership included 16.7% BME, compared to 17.2% BME staff in the overall workforce of known ethnicity. The two BME NEDs were appointed to the Trust Board in April 2015 and prior to this the Trust Board was 100% white. However, it should be noted that there have been further changes to the Board since April 2016 and its membership is again 100% white. Other Factors to be Considered Are there any other factors or data which should be taken into consideration in assessing progress? Please bear in mind any such information, action taken and planned may be subject to scrutiny by the Co-ordinating Commissioner or by regulators when inspecting against the well led domain. In August 2016 the Care Quality Commission (CQC) recommended that BSUH NHS Trust be placed in special measures. Integral to this recommendation was the failure of the Trust to deliver on its legal obligations concerning race equality and the consequential adverse impact on BME staff. The CQC report specifically states that staff from BME backgrounds reported that bullying, harassment and discrimination was rife in the organisation with inequality of opportunity. In addition, there was an overwhelming feeling that BME staff felt very undervalued and bullied and reported that when they did raise concerns they were threatened with disciplinary action. In October 2014 BSUH NHS Trust and the local BME Network jointly launched a Race Equality Workforce Engagement Strategy. The Strategy outlined the process by which BSUH and the BME Network would work in partnership to ensure the Trust delivers on its statutory obligations concerning race equality. The diagram below provides an overview of the strategic approach. 14

Race Equality Workforce Engagement Strategy Race Equality Workforce Engagement Strategy REC (Race Equality Commission) RACE EQUALITY PROGRAMME BOARD Co-chairs CEO Associate Director of Transformation Members BME Engagement Leads Executive Leads TRUST BOARD Executive Lead / CEO ADMINISTRATIVE Director of Corporate Affairs BME Cases Deputy Medical Director FACILITIES AND ESTATES Director of Facilities and Estates HR PROCESSES Director of HR MEDICAL Medical Director NON-NURSING Clinical Director, Central Clinical Services NURSING AND MIDWIFERY Chief Nurse PROCUREMENT Chief Procurement ENGAGEMENT ACTION PLANS BME Admin Lead Associate Director of Transformation BME Facilities and Estates Lead Associate Director of Transformation BME Medical Lead BME Non-Nursing Leads BME Nursing Lead Associate Director of Transformation Associate Director of Transformation BME NETWORK Project Support Officer Project/Personal Administrator BME TASKFORCE 15

NHS Workforce Race Equality Standard (WRES) 2016 Report & Action Plan As shown delivery of the strategy is overseen by a Programme Board which is cochaired by the Chief Executive Officer and the Associate Director of Transformation. The latter being the operational lead for the Programme. Membership of the Programme Board includes all the Executive Director Leads and the BME Engagement Leads for nursing, doctors, non-nursing, administrative and Facilities and Estates staff. Progress on this important agenda is achieved via partnership working between the named Executive Director Leads and BME Engagement Leads and their appointed team members. Engagement being facilitated by the co-production of action plans to address the systematic failures as a result of the institutional racism which exists. The CQC Report (page 30) highlights that at the time of inspection the strategy had fallen into disarray amidst a culture of disciplinary action and grievance placing any progress at significant risk. Furthermore, that this risk did not appear to have been acknowledged by the Trust Board. It was partly in response to this finding that in October 2016 the Associate Director of Transformation in her capacity as Chair of the local BME Network and the BME Engagement Leads presented a paper to the Trust Board recommending that the Race Equality Workforce Engagement Strategy be re-established. In line with the directive of the existing interim Chief Executive Officer the action plan outlined below directs that the failures specifically outlined in this WRES report and the wider failures due to the institutional racism that exists be addressed by way of the existing Race Equality Workforce Engagement Strategy. 16

WRES Action Plan Objective Activity Required Re-establishment of the Race Equality Workforce Engagement Strategy To identify the BME Leads for each of the professional workstreams - Nursing, Medical, Non-Nursing, Administrative, Facilities and Estates and to establish their BME Engagement Teams. To identify the Executive Leads for each of these workstreams and to establish their Management Engagement Teams. To agree a schedule of regular meetings for each workstream and agree protected time for the BME Engagement Leads and team members to attend meetings and progress their workstreams. To agree Terms of Reference for each workstream engagement group. To establish a Race Equality Programme Board, to include all BME and Executive Engagement Leads and the overall Leads for the Strategy i.e. the Chief Executive and the Associate Director of Transformation. To agree a schedule of monthly Programme Board meetings. To re-establish the Race Equality Commission (REC) as a critical friend to the Trust. To develop a Communication strategy for the Race Equality Workforce Engagement Strategy. To submit regular updates to CQC on the progress of the Race Equality Workforce Engagement Strategy. To submit regular updates to the CCG on the progress of the Race Equality Workforce Engagement Strategy. 17

NHS Workforce Race Equality Standard (WRES) 2016 Report & Action Plan Resources Target Date Expected Outcomes By Whom BME Leads BME Engagement Teams Executive Leads Strategy to be fully operational by 15 May 2017. Meetings for 2017 scheduled. Executive and BME staff full participation in the delivery of the Race Equality Workforce Engagement Strategy. BME Leads BME Engagement Teams Executive Leads Management Engagement Teams Management Engagement Teams Associate Director of Transformation Associate Director of Transformation Transformation Team Transformation Team 18

WRES Action Plan Objective Activity Required Address the under-representation of BME staff at middle and senior management positions, including addressing training and development of BME staff WRES Indicators 1, 4, 6, 7, 8 Undertake a comprehensive analysis of the ethnic profile of staff for each Agenda for Change (AfC) or other payband structure, for each of the professional groups. Nursing: To address the under-representation of BME nurses at middle and senior management positions. Identify all BME nurses who wish to progress their careers; conduct a TNA for all BME nursing staff and use the results to prioritise and deliver identified training needs. Facilitate the training and development of BME nurses. To establish a Training and Development Programme for BME nurses. Agree positive action initiatives to ensure that BME nurses are selected for: a. acting up opportunities b. nurse In charge c. shadowing opportunities d. mentorship training e. mentoring opportunities Ensure that all staff have equal access to information about post vacancies when they come up. To re-establish and recruit to the BME Trainee Matron post. To address the training and development of BME healthcare assistants. To support qualified nurses currently working as Band 2 HCAs to gain NMC status by supporting IELTS training. Identify all such nurses who wish to register with the NMC and require support to gain IELTS. Provide training to obtain IELTS. Ensure this is clearly communicated. To develop clear career pathways at BSUH to show staff the steps required for career advancement and monitor the outcomes. Facility to enhance access to educational/ academic support for BME nurses. To ensure all BME nursing staff have an appraisal and PDP. 19

NHS Workforce Race Equality Standard (WRES) 2016 Report & Action Plan Resources Target Date Expected Outcomes By Whom Human Resources BME Engagement Teams Management Engagement Teams Associate Director of Transformation Transformation Team Education and Knowledge Directorate Progress on all actions to be demonstrated by 30 June 2017 in time for next WRES submission. Ensure that BME nurses are equally represented at middle and senior management positions. Create a level playing field for BME nurses to compete equally and fairly for senior management positions. An ongoing Training and Development Programme provided for BME nursing staff. BME Engagement Teams Management Engagement Teams Associate Director of Transformation Transformation Team BME nurses have the opportunity to gain practical experience at Band 8. BME healthcare assistants given equal opportunities to develop. BME healthcare assistants given access to training and development. Pathways complete for all to see and shared with nursing teams with the Trust and HE partners. Clearly identified route for anyone requiring education support and development. Chief Nurse is able to demonstrate that all BME nursing staff receive their annual appraisal as part of their Continuing Professional Development. 20

WRES Action Plan Objective Activity Required Address the under-representation of BME staff at middle and senior management positions, including addressing training and development of BME staff WRES Indicators 1, 4, 6, 7, 8 Medical: To address the under-representation of BME doctors in senior leadership roles. To identify the managerial positions open to doctors and the ethnicity of the current holders of these posts. Actively identify BME consultants who are interested in managerial and clinical leadership and then provide these individuals with appropriate support and development. Nominate BME doctors for Leadership development programmes. To review the process for the Trust nominating doctors to external bodies and roles. To address the training and development of BME doctors. To establish mentoring and role modelling opportunities for BME doctors. Non-nursing: To address the under-representation of BME non-nursing staff at higher paybands, including middle and senior management positions. To identify the managerial positions open to non-nursing staff and the ethnicity of the current holders of these posts. To host two half day events for non-nursing BME staff, to identify their training and development needs and how they would like to progress their careers. To develop and implement training and development opportunities for BME non-nursing staff. 21

NHS Workforce Race Equality Standard (WRES) 2016 Report & Action Plan Resources Target Date Expected Outcomes By Whom Human Resources BME Engagement Teams Management Engagement Teams Associate Director of Transformation Transformation Team Education and Knowledge Directorate Progress on all actions to be demonstrated by 30 June 2017 in time for next WRES submission. BME doctors in senior leadership positions including CEO, Medical Director etc. Inform BME Network of what is available and when they become available. Equality of access for BME doctors and in particular SAS doctors which grade has an over-representation of BMEs. BME Access to Mentorship Programmes with at least two BMEs undergoing mentorship. BME Engagement Teams Management Engagement Teams Associate Director of Transformation Transformation Team 22

WRES Action Plan Objective Activity Required Address the under-representation of BME staff at middle and senior management positions, including addressing training and development of BME staff WRES Indicators 1, 4, 6, 7, 8 Administrative: To address the under-representation of BME admin staff at higher paybands, including middle and senior management positions. To identify the managerial positions open to admin staff and the ethnicity of the current holders of these posts. To engage BME admin staff to identify their training and development needs and how they would like to progress their careers. To develop and implement training and development opportunities for BME admin staff. Facilities and Estates: To address the under-representation of BME Facilities and Estates staff at higher paybands, including middle and senior management positions. To identify the managerial positions open to Facilities and Estates staff and the ethnicity of the current holders of these posts. To engage BME Facilities and Estates staff to identify their training and development needs and how they would like to progress their careers. To develop and implement training and development opportunities for BME Facilities and Estates staff. 23

NHS Workforce Race Equality Standard (WRES) 2016 Report & Action Plan Resources Target Date Expected Outcomes By Whom Human Resources BME Engagement Teams Management Engagement Teams Associate Director of Transformation Transformation Team Progress on all actions to be demonstrated by 30 June 2017 in time for next WRES submission. BME Engagement Teams Management Engagement Teams Associate Director of Transformation Transformation Team Education and Knowledge Directorate 24

WRES Action Plan Objective Activity Required Address the bias in the recruitment process along racial lines WRES Indicator 2, 7 Nursing: To undertake a review of the nursing recruitment process. To look at best practice in nursing recruitment. To introduce recruitment targets. To monitor the recruitment process. BME nurses to be trained to participate in the recruitment process. Medical: To review the data on applicants, shortlisting and appointments by ethnicity and directorate. To undertake a review of the recruitment process for doctors. Develop a new model for consultant interviews to include race equality. BME Network involvement in recruitment process for doctors and members of the Board. To monitor the recruitment process. Non-nursing: To undertake a review of the recruitment process for non-nursing staff. To review the data on applicants, shortlisting and appointments by ethnicity and department. Encourage the development of transparent recruitment criteria for each individual department. BME non-nursing staff to be trained to participate in the recruitment process. To monitor the recruitment process. 25

NHS Workforce Race Equality Standard (WRES) 2016 Report & Action Plan Resources Target Date Expected Outcomes By Whom Recruitment Team Human Resources BME Engagement Teams Management Engagement Teams Progress on all actions to be demonstrated by 30 June 2017 in time for next WRES submission. To achieve a fair and equitable nursing recruitment process. To have more diverse recruitment panels. BME Engagement Teams Management Engagement Teams Associate Director of Transformation Transformation Team Associate Director of Transformation Transformation Team Inform the BME Network of panel composition for Consultant and Board appointments. At least one BME nominated by the BME Network on Consultant/ Board interview panels. Equitable recruitment processes. 26

WRES Action Plan Objective Activity Required Address the bias in the recruitment process along racial lines WRES Indicator 2, 7 Administrative: To undertake a review of the recruitment process for admin staff. To review the data on applicants, shortlisting and appointments by ethnicity and department. BME admin staff to be trained to participate in the recruitment process. To monitor the recruitment process. Facilities and Estates: To undertake a review of the recruitment process for Facilities and Estates staff. To review the data on applicants, shortlisting and appointments by ethnicity and department. BME Facilities and Estates staff to be trained to participate in the recruitment process. To monitor the recruitment process. 27

NHS Workforce Race Equality Standard (WRES) 2016 Report & Action Plan Resources Target Date Expected Outcomes By Whom Recruitment Team Human Resources BME Engagement Teams Management Engagement Teams Associate Director of Transformation Progress on all actions to be demonstrated by 30 June 2017 in time for next WRES submission. BME Engagement Teams Management Engagement Teams Associate Director of Transformation Transformation Team Transformation Team 28

WRES Action Plan Objective Activity Required Address the unfair application of HR policies to the detriment of BME staff, including grievances, bullying and harassment, disciplinaries and capability WRES Indicators 3, 6, 8 Undertake a review of all HR cases involving BME staff during the last five years. Resolve all outstanding HR cases involving BME staff. To develop a process whereby completed HR cases involving BME staff are used to train and develop managerial staff. Disseminate learning from conduct cases to enable organisational learning. The learning must include a Trust-wide audience so that the seriousness of racist behaviour can be made clear. To ensure that Trust policies are applied equally to all staff. To introduce a mandatory race equality training programme for all staff and managers, including medical staff. Those in leadership positions Trust-wide should be equipped with both an understanding of the Trust s race equality problems and the tools with which to deal with these problems. Race equality should form part of 360 feedback and be incorporated into annual appraisal and performance reviews. Objective Activity Required Address the racial harassment of BME staff by patients, relatives and visitors WRES Indicator 5 To implement the Security Protocol for BME staff: All staff and managers to be made aware of the Security Protocol. To monitor all race-related Datix reports occurring at BSUH and their outcomes. 29

NHS Workforce Race Equality Standard (WRES) 2016 Report & Action Plan Resources Target Date Expected Outcomes By Whom Human Resources BME Engagement Teams Management Engagement Teams Associate Director of Transformation Transformation Team Progress on all actions to be demonstrated by 30 June 2017 in time for next WRES submission. Cases resolved fairly. No perpetrator in a senior management role. Increased knowledge and understanding of the consequences of racial discrimination. Reduction in racial discrimination incidents. Human Resources BME Engagement Teams Management Engagement Teams Associate Director of Transformation Transformation Team Fairness in application of Trust policies irrespective of ethnicity. All staff and managers to have received race equality training. Current leadership team is upskilled to effectively deal with issues. Race equality included in annual appraisal. Resources Target Date Expected Outcomes By Whom Chief Nurse Associate Director of Transformation Protocol to be implemented across the Trust by 1 April 2017. Effective reporting and handling of racial abuse incidents and staff supported. Chief Nurse Associate Director of Transformation Transformation Team BSUH Managers Security Sussex Police 30

WRES Action Plan Objective Activity Required Other race equality issues to be addressed WRES Indicators 6, 8 Nursing: To establish fair, transparent and equitable rostering for nurses and health care assistants. To ensure all new European and non-european nurses are welcomed, inducted and supported. To review the status of BME student nurses working on placement in the Trust. Medical: To address the inequity regarding the CEA awards. To ensure equitable job planning for BME doctors. To ensure equality within all key workforce indicators. Non-nursing: To ensure fair allocation of duties and shift patterns; giving BME non-nursing staff opportunities to cover the full range of tasks available in their particular role. To build up and maintain contact and provide support to all non-nursing BME staff. To ensure new BME non-nursing employees joining BSUH are welcomed and informed about the race equality agenda. Administrative: To ensure fair allocation of duties and shift patterns; giving BME admin staff opportunities to cover the full range of tasks available in their particular role. To ensure new BME admin employees joining BSUH are welcomed and informed about the race equality agenda. Facilities and Estates: To ensure fair allocation of duties and shift patterns; giving BME Facilities and Estates staff opportunities to cover the full range of tasks available in their particular role. To ensure new BME Facilities and Estates employees joining BSUH are welcomed and informed about the race equality agenda. 31

NHS Workforce Race Equality Standard (WRES) 2016 Report & Action Plan Resources Target Date Expected Outcomes By Whom Human Resources BME Engagement Teams Management Engagement Teams Associate Director of Transformation Progress on all actions to be demonstrated by 30 June 2017 in time for next WRES submission. Rostering practices and policy in place that are equitable to all. Retained, motivated and well cared for workforce. BME Engagement Teams Management Engagement Teams Associate Director of Transformation Transformation Team Transformation Team Explicit commitment to reflect BMEs in awards by proportion of workforce. BME Network to nominate at least one member of the CEA awards panel. Ensure equality. 32

Notes Notes 33

NHS Workforce Race Equality Standard (WRES) 2016 Report & Action Plan