CADC Application. Certified Alcohol and Drug Counselor

Similar documents
CPRS Application. Certified Peer Recovery Specialist. RICB CPRS Application Revised February

CPRS Application. Certified Peer Recovery Specialist. VCB CPRS Application Revised February

CADC Application. Certified Alcohol and Drug Counselor

PRSS Application. Peer Recovery Support Specialist LASACT CERTIFICATION EXAMINING BOARD

PCB CODE OF ETHICAL CONDUCT

Code of Ethics. Contact: IBADCC PO Box 1548 Meridian, ID Ph:

ASSOCIATE PREVENTION SPECIALISTS (APS)

CERTIFIED PREVENTION SPECIALISTS INTERN LEVEL. The Texas Certification Board of Addiction Professionals. The Texas System for Certification of

ASSOCIATE PREVENTION SPECIALISTS (APS)

CERTIFIED PREVENTION SPECIALISTS

CERTIFIED CLINICAL SUPERVISOR CREDENTIAL

5. Name: Last First MI. Street Number and Name or P.O Box. City State ZIPCODE. City State ZIPCODE

Certified Prevention Specialist (CPS) International Certification and Reciprocity Consortium (IC&RC) Reciprocal Credential

CERTIFIED CHEMICAL DEPENDENCY SPECIALISTS

APPLICATION INSTRUCTIONS

ALABAMA DEPARTMENT OF MENTAL HEALTH BEHAVIOR ANALYST LICENSING BOARD DIVISION OF DEVELOPMENTAL DISABILITIES ADMINISTRATIVE CODE

BOC Standards of Professional Practice. Version Published October 2017 Implemented January 2018

Ethics for Professionals Counselors

APPLICATION FOR WYOMING LICENSED REGISTERED NURSE with ADVANCE PRACTICE RECOGNITION *All licenses expire December 31 of every EVEN year*

CODE OF ETHICS, CONDUCT, AND RESPONSIBILITIES FOR THE CERTIFIED CLINICAL SUPERVISOR CCS AND THE SUPERVISOR IN TRAINING (SIT)

Last Name First Name M.I. Name You Prefer. City State Zip Address. Daytime Phone Evening Phone Best Time to Call. City State If yes, where?

Chapter 247. Educators' Code of Ethics

Criteria for Certified Alcohol & Drug Counselor (CADC)

Applicants for Licensure as a Marriage and Family Therapist. Steps for Applicants Applying by Examination:

CCB Definition of a CAC - Certified Addiction Counselor

State of Florida Department of Health. Board of Osteopathic Medicine. Application for Registration as an Osteopathic Physician in Training

Candidates failing to include ALL required documentation will be disqualified.

Introduction...2. Purpose...2. Development of the Code of Ethics...2. Core Values...2. Professional Conduct and the Code of Ethics...

AMHERST COUNTY SHERIFF'S OFFICE An equal opportunity employer Women and Minorities are encouraged to apply.

Private Investigator and/or Security Guard Qualifying Agent Application

NORTH CAROLINA MARRIAGE AND FAMILY THERAPY LICENSURE BOARD

APPLICATION FOR WYOMING NURSING ASSISTANT CERTIFICATION (CNA) *All licenses expire December 31 of every EVEN year*

REVISED 05/12 STATE BOARD OF SOCIAL WORKERS, MARRIAGE AND FAMILY THERAPISTS AND PROFESSIONAL COUNSELORS P.O. BOX 2649 HARRISBURG, PA

I have read this section of the Code of Ethics and agree to adhere to it. A. Affiliate - Any company which has common ownership and control

Instructions and Application for Speech Language Pathologist Method 3, Meet all requirements for certifications(s) but do not have certification

Pennsylvania State Board of Barber Examiners

If applying for Testing Accommodations under the Americans with Disabilities Act (ADA):

RULES AND REGULATIONS OF THE MAINE STATE BOARD OF NURSING CHAPTER 4

Professional Credential Services, Inc.

SPEECH-LANGUAGE PATHOLOGY ASSISTANT (SLPA) REQUIREMENTS AND INSTRUCTIONS

State of Florida Department of Health. Board of Osteopathic Medicine. Application for Registration as an Osteopathic Physician in Training

Volunteer Application

CHECK LIST FOR CPS APPLICATION

CODE OF ETHICS. Copyright 2015 American Speech- Language- Hearing Association. All rights reserved.

Filer Police Department 300 Main Street Office: P.O. Box 140 Dispatch: Filer, Idaho Fax:

APPLICATION FOR WYOMING NURSING ASSISTANT CERTIFICATION (CNA) *All licenses expire December 31 of every EVEN year*

APPLICATION INSTRUCTIONS

Frequently Asked Questions

NUCLEAR MEDICINE TECHNOLOGY CERTIFICATION EXAMINATION

APPLICATION FOR REINSTATEMENT OF AN EDUCATOR S LICENSE (PRINT OR TYPE ALL INFORMATION)

EQUAL EMPLOYMENT OPPORTUNITY DATA FORM Please Return to: City of Geneva Human Resources 22 South First Street Geneva, IL 60134

Instructions and Application for Speech Language Pathologist

Certified Recovery Support Practitioner (CRSP)

Addiction Counselor Certification Board of Oregon

COMPLAINT FORM CONSENT AND RELEASE

Application for Entering the Early Intervention Specialist Registry (Must be submitted within 30 days of hiring as EIS)

Criminal Justice Counselor

Internship Application Student Teacher Acceptance

Policies and Procedures for Discipline, Administrative Action and Appeals

This is a Legal Document. By completing and signing this you certify under

APPLICATION FOR RECIPROCAL LICENSE NURSING HOME ADMINISTRATOR

(e) Revocation is the invalidation of any certificate held by the educator.

WEST VIRGINIA BOARD OF PHYSICAL THERAPY 2 Players Club Drive, Suite 102 Charleston, West Virginia Telephone: (304) Fax: (304)

If applying for Testing Accommodations under the Americans with Disabilities Act (ADA):

Volunteer Policies & Procedures Manual

Oncology Nurse Practitioner Fellowship Application

APPLICATION FOR WYOMING LICENSED REGISTERED NURSE (RN) *All licenses expire December 31 of every EVEN year*

POLICY TITLE: Code of Ethics for Certificated Employees POLICY NO: 442 PAGE 1 of 8

Eye Medical Provider Practice Application

GLYNN COUNTY SHERIFF S OFFICE IS AN EQUAL OPPORTUNITY EMPLOYER

AIT APPLICATION PACKAGE FOR REGISTRATION AS A PSYCHOLOGIST OR PSYCHOLOGICAL ASSOCIATE Version

Thank you for choosing

Registered Nurse Renewal Application

COMMUNITY HOWARD REGIONAL HEALTH KOKOMO, INDIANA. Medical Staff Policy POLICY #4. APPOINTMENT, REAPPOINTMENT AND CREDENTIALING POLICY

TITLE 27 LEGISLATIVE RULE BOARD OF EXAMINERS IN COUNSELING SERIES 8 MARRIAGE AND FAMILY THERAPIST LICENSING RULE

Board Certification in Internal Medicine

APPLICATION FOR WYOMING NURSING ASSISTANT CERTIFICATION (CNA) *All licenses expire December 31 of every EVEN year*

This is a Legal Document. By completing and signing, this you certify under

APPLICATION FOR ADMINISTRATOR-IN-TRAINING NURSING HOME ADMINISTRATOR. (Please type or print; Answer all questions in full)

EMPLOYMENT APPLICATION

APPLICATION FOR TESTING AND SUBSEQUENT CERTIFICATION AS A CERTIFIED NURSE-MIDWIFE (CNM)

Employment Application

Board Certification in Family Medicine Obstetrics

This is a Legal Document. By completing and signing this, you certify under

Certified Peer Recovery Specialist

Washington County Tennessee Sheriff s Office. Ed Graybeal, Sheriff. Employment Application Packet

Massage Therapist License Application W 87 Street Pkwy Phone Lenexa, KS Fax

Application for Admission

Legal Last Name First Middle Professional Title/Degree

Crothall Services Group Environmental Services / Housekeeping

Professional Credential Services, Inc.

STATE OF CONNECTICUT DEPARTMENT OF PUBLIC HEALTH Subsurface Sewage Disposal System INSTALLER License Application

EMPLOYMENT APPLICATION

Professional Credential Services, Inc.

DEPARTMENT OF HUMAN SERVICES, PUBLIC HEALTH CHAPTER 333 DIVISION 002

GEORGIA ADDICTION COUNSELORS ASSOCIATION CERTIFIED CLINICAL SUPERVISOR

Applicant Information

10111 Richmond Avenue, Suite 400, Houston, Texas (713) / (866) (Toll Free) / (713) (Fax)

LIBERTY DENTAL PLAN. Dental Hygienist - Credentialing Application. City: State: DEGREE: City: State: DEGREE:

MAIL: 1026 W. El Norte Pkwy PMB 143 Escondido CA PHONE: (800) FAX: (866) WEBSITE:

Transcription:

CADC Application Certified Alcohol and Drug Counselor Revised March 2018

DIRECTIONS/CHECKLIST Official transcript required sent directly from college/university to the DCB Office. It is recommended you request transcripts approximately three weeks prior to sending in your application. Certificates of attendance for trainings. Current job description signed and dated by applicant and supervisor. Previous relevant employment documentation (if needed). Acceptable documentation includes a letter (on company letterhead) from previous employer(s) verifying your duties and dates employed. Signed, dated and notarized Acknowledgements page. If you have ever received any disciplinary action from another certification or licensing authority, please include a letter of explanation with your application. If you have ever been convicted of a felony, please include a letter of explanation with your application. Fee of $350. May be paid by check/money order (payable to DCB or with VISA, MasterCard, or Discover). One-half of fee is refundable if application is denied or cancelled prior to the exam no refund if application is denied or cancelled after exam. If an employer or organization is covering the cost of your application fee, they must include the applicants name with the payment. Failure to include the applicants name will result in delay in approval of the application. If there are any problems with the application, you will be notified by email. Applications are open for a period of one year after the date of review. If an applicant fails to fulfill all certifications requirements within that year, the application will be closed and no refund will be issued. Keep a photocopy of the entire application. DCB CADC Application Revised March 2018 2

REQUIREMENTS FOR CADC EMPLOYMENT Two years (4000 hours) of employment as an alcohol and drug counselor or supervisor of same. Employment must have been gained within the last seven years. Applicant must be currently employed in a counseling position at the time application is submitted. Acceptable employment is based on applicant providing substance use disorder and/or co-occurring disorder counseling or supervision of counseling. Applicant must have primary responsibility for providing counseling in an individual and/or group setting, preparing treatment plans, documenting client progress and is receiving clinical supervision. Current job description dated and signed by supervisor and applicant must be submitted. SUPERVISION 200 hours specific to the ADC Job Analysis with a minimum of 10 hours in each domain. Supervision is a formal or informal process that is administrative, evaluative, clinical, and supportive. It can be provided by more than one person, it ensures quality of clinical care, and extends over time. Supervision includes observation, mentoring, coaching, evaluating, inspiring, and creating an atmosphere that promotes self-motivation, learning, and professional development. In all aspects of the supervision process, ethical and diversity issues must be in the forefront. EDUCATION 300 hours of education relevant to domains, including six in professional ethics and responsibilities. Minimum Bachelor s degree in a relevant field from an accredited college or university that is recognized by the US Department of Education or the Council on Higher Education Accreditation. In lieu of a Bachelor s degree, an Associate s degree in a relevant field may be accepted. The Associate s degree must include six courses (18 credits) that are drug and alcohol counseling focused and a substance use disorder internship/practicum. An official transcript sent directly from college/university is required. Education is defined as formal, structured instruction in the form of workshops, seminars, institutes, in-services, college/university credit courses and DCB approved distance education. Three college credits are equivalent to 45 hours. Education must be specifically related to the tasks within the domains. Education in CPR/First Aid and computer learning will be acceptable for a maximum of six hours each. Education, as defined above, applicant provides to others may also be used providing it is verified in writing by sponsoring school or agency. There is no time limit on the use of education for initial certification. EXAMINATION Pass the IC&RC Examination for Alcohol and Drug Counselors. OTHER Signed and dated Acknowledgements page. Applicant must either live or work in Delaware at time of application at least 51% of the time. DOMAINS 1. Screening, Assessment, and Engagement 2. Treatment Planning, Collaboration, and Referral 3. Counseling 4. Professional & Ethical Responsibilities FEE $350 (fee must accompany application and materials). Retest: $150; exam cancellation: $150. DCB CADC Application Revised March 2018 3

CERTIFICATION TIME PERIOD DCB certification encompasses two calendar years commencing on the date of approval of your application. Two dates, date of issue and valid through, will appear on the certificate along with a certification number. APPEAL PROCESS The purpose of appeal is to determine if DCB accurately, adequately and fairly reviewed applicant's file. A letter requesting an appeal must be made to DCB in writing within 30 days of the notification of the board's action. A person shall be considered notified three days after the relevant date of mailing. The written appeal will be sent to the Executive Committee who in turn will thoroughly review the entire application and materials to determine whether or not applicant should have been denied approval. Applicant will be notified in writing as to the findings of the Executive Committee. RECERTIFICATION To maintain the high standards of this professional practice and to assure continuing awareness of new knowledge in the field, DCB requires recertification every two years. To be recertified as a CADC, an individual must: 1. Hold a current and valid certificate issued by DCB; 2. Acquire 40 hours of DCB approved education including three hours in professional ethics and responsibilities received within the two-year recertification cycle; 3. Verify that you have reviewed, read and will uphold by practice the DCB Code of Ethical Conduct for professional behavior; 4. Complete an application and pay the recertification fee. JOB DESCRIPTION All applications must include their current job description. This document is provided by your employer and must be signed and dated by you and your supervisor. If your supervisor does not have your job description, you should contact your agency s Human Resource department. DCB does not provide the job description. FELONY & DISCIPLINARY ACTIONS While felonies and disciplinary actions from other certification/licensing entities may not prohibit certification through DCB, documentation is required to be submitted at the time of application. Certification through DCB does not mean a professional should not disclose this information to potential employers and does not in any way exonerate charges. DCB CADC Application Revised March 2018 4

EXAMINATION INFORMATION TYPE: This credential requires successful completion of the IC&RC exam which is offered as an ondemand computer based exam administered at an approved testing site. Three hours are permitted to complete the 150 question, multiple choice exam. Candidates will be notified by DCB, once application for certification is approved, on how to register for the computer based exam. DATES: The IC&RC exam is offered on-demand at approved testing centers thereby allowing candidates to test on a date and time convenient for them. Candidates will receive information from DCB on registering for on-demand testing once application for certification is approved. CONTENT: The IC&RC Job Analysis for this credential identified domains which make up the questions in the exam. Within each domain are several identified tasks that provide the basis for questions in the exam. CANDATE GUIDE: The domains, including the task statements per domain, sample exam questions, and a list of references are included in the free Candidate Guide. Candidate Guides are available from the DCB website at www.decertboard.org. STUDY GUIDE: A study guide can be found at www.internationalcredentialing.org under Exam Prep. LOCATIONS: There are several computer based testing sites in Delaware. Candidates can choose the testing site that is closest for their travel. SPECIAL SITUATIONS: Individuals with disabilities and/or religious obligations that require modifications in exam administration may request specific procedure changes, in writing, to DCB no fewer than 90 days prior to the scheduled exam date. With the written request, candidate must provide official documentation of the disability or religious issue. Contact DCB on what constitutes official documentation. DCB will make arrangements for appropriate modifications to its procedures when documentation supports this need. CANCELLATION/RESCHEDULING POLICY: Candidates are required to arrive on time for their exam. Candidates who arrive late will not be permitted to test and will be charged a $150.00 cancellation/rescheduling fee. Candidates who cancel or reschedule their exam less than five days prior to their scheduled date will be charged the full testing fee. Candidates who cancel or reschedule more than five days before their scheduled date will be charged a $25.00 cancellation/rescheduling fee. RETEST: Candidates failing the exam can retest after a 90 day wait period from date of last taking the exam. Candidates will be sent retest instructions from DCB. Additionally, candidates will have three (3) opportunities to re-take an examination beyond their original first failed examination. If a candidate retests their allotted three times and fails on their third and final opportunity, the candidate must submit a plan of study to DCB and wait a mandatory one-year from the date of the final failed examination before they will be permitted to re-test again. DCB CADC Application Revised March 2018 5

INTERNATIONAL CERTIFICATION & RECIPROCITY CONSORTIUM (IC&RC) The purpose of the IC&RC is: to promote uniform professional standards and quality assurance for the alcohol and drug profession and to give the profession greater visibility throughout the United States and other countries; to negotiate reciprocity agreements for alcohol and drug professionals with certification bodies throughout the United States and other countries; to provide support services, including consultation and training to all states in all areas of certification, such as establishment of standards, evaluation of competence, establishment and training of boards and committees; to provide information on certification and certification activities throughout the United States and other countries; to provide an International Certificate (ICADC) for counselors meeting specified qualifications certified by individual IC&RC member certification boards. Addiction Professionals who hold a reciprocal level credential through DCB are eligible for an International Certificate from IC&RC. DCB will add a seal to your certificate indicating the international status of your certification. If you would like to receive an international certificate you can download the necessary form at www.internationalcredentialing.org; to promote uniform professional standards in ADC specialty disciplines. Certified professionals in the state of Delaware have reciprocity with many certifying bodies throughout the United States and other countries as well as all of the armed services. For reciprocity information, email DCB at info@decertboard.org. DCB CADC Application Revised March 2018 6

DCB APPLICATION FOR CADC Please type or print only. Date: Date of Birth: Male Female Name: Please print your name as it should appear on your certificate SSN: Home Address: City: State: Zip: Home Phone: College/University: Email: (required) Name on Transcript: Employer: Position/Title: Employer City: Work Phone: Employer Zip: Ext: Hire Date: Hours per Week: Phone: Email: Title: I hereby attest that the applicant is providing direct, primary substance use disorder and/or co-occurring disorder counseling OR that the applicant is providing supervision of substance use disorder and/or cooccurring disorder counseling. The applicant has primary responsibility for providing or supervising substance use disorder and/or cooccurring disorder in individual and/or group settings, preparing treatment plans, documenting client progress and is clinically supervised. I also attest that the applicant has received at least 200 hours of on-the-job supervision providing alcohol and drug counseling with a minimum of 10 hours in each domain. Supervisor s Signature 1. Have you ever received any disciplinary action from another certification or licensing authority? Yes No If yes, provide full details on a separate sheet. 2. Have you ever been convicted of a felony violation in any state or federal law? Yes No If yes, please explain in full on a separate sheet. 3. I understand that if I wish to change my application to a different credential offered by PCB there will be a $50 change/review fee required. Yes No DCB CADC Application Revised March 2018 7

Why are you pursuing certification? Race (check all that apply): American Indian or Alaska Native Black or African American Asian Native Hawaiian or Other Pacific Islander Latino Hispanic Caucasian Other: What best describes your employment plans for the next 12 months (select one)? Increase hours Decrease hours Retire No change Seek career advancement Move to a different career Unknown Fee of $350 can be paid using one of the following: Payment (circle one): Check Money Order VISA MasterCard Discover Checks & Money Orders made payable to DCB Number: - - - 3-digit code: Exp. Date: Name on Card: Billing address: (If different than Home Address) Email address for receipt (if paying by credit card only): TO SUBMIT YOUR APPLICATION, CHOOSE ONE OF THE FOLLOWING: Mail: DCB 298 S. Progress Avenue Harrisburg, PA 17109 Email: info@decertboard.org Please allow 5-10 business days for review and processing of your application. To confirm receipt of your application, or check on the status you must email info@decertboard.org. DCB CADC Application Revised March 2018 8

PREVIOUS RELEVANT EMPLOYMENT, IF APPLICABLE Include letter (on company letterhead) from previous employer verifying your duties and dates employed. Name of Employer: City: Your Title: State: Hours per Week: Name of Employer: City: Your Title: State: Hours per Week: Name of Employer: City: Your Title: State: Hours per Week: Name of Employer: City: Your Title: State: Hours per Week: DCB CADC Application Revised March 2018 9

CADC CODE OF ETHICAL CONDUCT PREAMBLE The Delaware Certification Board (referred to herein as "the Board" or "DCB") provides voluntary certification for substance abuse and other behavioral health professionals as a way of assuring competence to clients, to the public, and to employers. DCB is dedicated to the principle that individuals in the field of substance abuse and other behavioral health services must be held to the highest standards of ethical practice. To that end, the DCB has adopted this Code of Ethical Conduct, to be applied to all professionals certified by or seeking certification by the Board. Individuals are subject to this Code from the date of application to DCB by the applicant. The Code of Ethical Conduct exists for the protection of clients. The Board is committed to investigate and sanction those who breach this Code. Certified professionals are, therefore, encouraged to thoroughly familiarize themselves with the Code and to guide their behavior according to the Rules set forth below. Transparency or being visible about your professional behavior is paramount to maintaining the high standards set by DCB s code of ethical conduct and that is expected of certified professionals. Transparency is not an ethical principle in itself but a pro-ethical condition. Transparency is about information and it embodies honesty and open communication. You must be willing to share information when it is uncomfortable to do so. Transparency is an individual being honest with him/herself about the actions they are taking. It means keeping your actions aboveboard. A commitment to transparency demonstrates to the community, the agency, and the client that there is nothing to hide. All certified professionals will eventually be faced with ethical dilemmas that are difficult to resolve and offer challenges to their professional practice. Ethical resolution is a critical process and all certified professionals are expected to engage in ethical decision-making that includes the evaluation of context of the situation, meaningful values, the appropriate ethical standards, is consultative in nature and includes a credible model for ethical decision-making. DCB, through its Ethics Committee, is available and willing to act in a consultative fashion to answer any questions pertaining to ethical conduct or dilemmas faced by certified professionals. Rule 1.1 Rule 2.1 Rule 2.2 UNLAWFUL CONDUCT Once certified, a certified professional shall not be cited, arrested, or convicted for any summary offense, misdemeanor or felony relating to the individual s ability to provide substance abuse and other behavioral health services or that reflects conduct unbecoming a professional as determined by DCB. ROMANTIC/SEXUAL MISCONDUCT A certified professional shall, under no circumstances, engage in romantic/sexual activities or romantic/sexual contact with clients, whether such contact is consensual or forced. This prohibition applies to both in person and electronic interactions or relationships. A certified professional shall not engage in romantic/sexual activities or romantic/sexual contact with clients relatives or other individuals with whom clients maintain a close personal relationship when there is a risk of exploitation for potential harm to the client. This prohibition applies to both in person and electronic interactions or relationships. DCB CADC Application Revised March 2018 10

Rule 2.3 Rule 2.4 Rule 3.1 A certified professional shall not engage in romantic/sexual activities or romantic/sexual contact with former clients because of the potential harm to the client. This prohibition applies to both in person and electronic interactions or relationships. A certified professional shall not provide clinical services to individuals with whom they have had a prior romantic/sexual relationship. This prohibition applies to both in person and electronic interactions or relationships. FRAUD-RELATED CONDUCT A certified professional shall not: 1. present or cause to be presented a false or fraudulent claim, or any proof in support of such claim, to be paid under any contract or certificate of insurance; 2. prepare, make, or subscribe to a false or fraudulent account, certificate, affidavit, proof of loss, or other document or writing, with knowledge that the same may be presented or used in support of a claim for payment under a policy of insurance; or 3. present or cause to be presented a false or fraudulent claim or benefit application, or any false or fraudulent 4. proof in support of such a claim or benefit application, or false or fraudulent information, which would affect a future claim or benefit application, or be paid under any employee benefit program; 5. seek to have an employee commit fraud or assist in an act of commission or omission to aid fraud related behavior. Rule 3.2 Rule 3.3 Rule 3.4 Rule 3.5 Rule 3.6 Rule 4.1 An individual shall not use misrepresentation in the procurement of certification or recertification, or assist another in the preparation or procurement of certification or recertification through misrepresentation. The term misrepresentation" includes but is not limited to the misrepresentation of professional qualifications, education, certification, accreditation, affiliations, employment experience, the plagiarism of application and recertification materials, or the falsification of references. An individual shall not use a title designation, credential or license, firm name, letterhead, publication, term, title, or document which states or implies an ability, relationship, or qualification that does not exist and to which they are not entitled. A certified professional shall not sign or issue, in their professional capacity, a document or a statement that the professional knows or should have known to contain a false or misleading statement. A certified professional shall not produce, publish, create, or participate in the creation of any false, fraudulent, deceptive, or misleading advertisement. A certified professional who participates in the writing, editing, or publication of professional papers, media resources, brochures or books must act to preserve the integrity of the profession by acknowledging and documenting any materials and/or techniques or people (i.e. co-authors, researchers, etc.) used in creating their opinions/papers, books, etc. DUAL RELATIONSHIPS/EXPLOITATION OF CLIENTS A certified professional shall not initiate, develop, and/or maintain dual/exploitative relationships with clients and/or family members of clients. This prohibition applies to both in person and electronic interactions or relationships. DCB CADC Application Revised March 2018 11

Rule 4.2 Rule 4.3 Rule 4.4 Rule 4.5 Rule 4.6 Rule 5.1 Rule 5.2 Rule 5.3 Rule 5.4 Rule 5.5 Rule 5.6 Rule 5.7 Rule 5.8 A certified professional shall not misappropriate property from clients and/or family members of clients. A certified professional shall not enter into or maintain a financial dual relationship that results in financial gain to the certified professional, client, or a third party. A certified professional shall not promote to a client for their personal gain any treatment, procedure, product, or service. A certified professional shall not ask for nor accept gifts or favors from clients and/or family members of client. A certified professional shall not offer, give, or receive commissions, rebates, or any other forms of remuneration for a client referral. PROFESSIONAL STANDARDS A certified professional shall not in any way participate in discrimination on the basis of race, ethnicity, gender, sexual orientation, age, religion, national origin, socio-economic status, political belief, psychiatric or psychological impairment, or physical disability. A certified professional who fails to seek therapy for any psychoactive substance abuse or dependence, psychiatric or psychological impairment, emotional distress, or for any other physical health related adversity that interferes with their professional functioning shall be in violation of this rule. Where any such conditions exist and impede their ability to function competently, a certified professional must request inactive status of their DCB credential for medical reasons for as long as necessary. A certified professional shall meet and comply with all terms, conditions, or limitations of a certification or license. A certified professional shall not perform services outside of their area of training, expertise, competence, or scope of practice. A certified professional shall not reveal confidential information obtained as the result of a professional relationship, without the prior written consent from the recipient of services, except as authorized or required by law. The certified professional shall not permit publication of photographs, disclosure of client names or records, or the nature of services being provided without securing all requisite releases from the client, or parents or legal guardians of the clients. The certified professional shall not discontinue professional services to a client nor shall they abandon the client without facilitating an appropriate closure of professional services for the client. A certified professional shall seek consultation or make an appropriate referral when the person's problem is beyond their area of training, expertise, competence, or scope of practice. DCB CADC Application Revised March 2018 12

Rule 6.1 Rule 6.2 Rule 6.3 Rule 7.1 Rule 8.1 Rule 9.1 SAFETY & WELFARE When a condition of clear and imminent danger exists that a client may inflict serious bodily harm on another person or persons, a certified professional shall, consistent with federal and state confidentiality laws, take reasonable steps to warn any likely victims of the client s potential behavior. When a condition of clear and imminent danger exists that a client may inflict serious bodily self-harm, the certified professional shall, consistent with federal and state confidentiality laws, take reasonable steps to protect the client. All certified professionals are mandated child abuse reporters. RECORD KEEPING A certified professional shall not falsify, amend, or knowingly make incorrect entries or fail to make timely essential entries into the client record. ASSISTING UNQUALIFIED/UNLICENSED PRACTICE A certified professional shall not refer a client to a person that he/she knows or should have known is not qualified by training, experience, certification, or license to perform the delegated professional responsibility. DISCIPLINE IN OTHER JURISDICTIONS A certified professional holding a certification, license, or other authorization to practice issued by any certification authority or any state, province, territory, tribe, or federal government whose certification or license has been suspended, revoked, placed on probation, or other restriction or discipline shall promptly alert the Board of such disciplinary action. COOPERATION WITH THE BOARD Rule 10.1 A certified professional shall cooperate in any investigation conducted pursuant to this Code of Ethical Conduct and shall not interfere with an investigation or a disciplinary proceeding or attempt to prevent a disciplinary proceeding or other legal action from being filed, prosecuted, or completed. Interference attempts may include but are not limited to: 1. the willful misrepresentation of facts before the disciplining authority or its authorized representative; 2. the use of threats or harassment against, or an inducement to, any client or witness in an effort to prevent them from providing evidence in a disciplinary proceeding or any other legal action; 3. the use of threats or harassment against, or an inducement to, any person in an effort to prevent or attempt to prevent a disciplinary proceeding or other legal action from being filed, prosecuted or completed; 4. refusing to accept and/or respond to a letter of complaint, allowing a credential to lapse while an ethics complaint is pending, or attempting to resign a credential while an ethics complaint is pending. Violation of this rule under these circumstances will result in the immediate and indefinite suspension of the certified professional s credential until the ethical complaint is resolved. DCB CADC Application Revised March 2018 13

Rule 10.2 A certified professional shall: 1. not make a false statement to the DCB or any other disciplinary authority; 2. promptly alert colleagues informally to potentially unethical behavior so said colleague could take corrective action; 3. report violations of professional conduct of other certified professionals to the appropriate licensing/disciplinary authority when he/she knows or should have known that another certified professional has violated ethical standards and has failed to take corrective action after informal intervention. Rule 10.3 A certified professional with firsthand knowledge of the actions of a respondent or a complainant shall cooperate with the DCB investigation or disciplinary proceeding. Failure or an unwillingness to cooperate in the DCB investigation or disciplinary proceeding shall be grounds for disciplinary action. Rule 10.4 A certified professional shall not file a complaint or provide information to the DCB which he/she knows or should have known is false or misleading. Rule 10.5 In submitting information to DCB, a certified professional shall comply with any requirements pertaining to the disclosure of client information established by the federal or state government. DCB CADC Application Revised March 2018 14

CADC APPLICATION ACKNOWLEDGEMENTS This page must be completed and notarized and submitted with the application. Please initial each statement below: I have read, and understood the DCB CADC Code of Ethics. I either live or work in Delaware at least 51% of the time. I understand that one-half of fee is refundable if application is denied or cancelled prior to the exam no refund if application is denied or cancelled after exam. I understand that my application is open for a period of one year after the date of review. If I fail to fulfill all certification requirements within that year, the application will be closed and no refund will be issued. I understand that if I request to have my application re-reviewed for another credential DCB offers prior to testing, or after an unsuccessful attempt at the exam I will incur a $50 application change/review fee. I hereby request that DCB grant the credential to me based on the following assurances and documentation: I subscribe to and commit myself to professional conduct in keeping with the DCB Code of Ethical Conduct; I hereby certify that the information given herein is true and complete to the best of my knowledge and belief. I also authorize any necessary investigation and the release of information relative to my certification. Falsification of any records or documents in my application will nullify this application and will result in denial or revocation of certification; I consent to the release of information contained in my application and any other pertinent data submitted to or collected by DCB to officers, members, and staff of the aforementioned Board; I consent to authorize DCB to gather information from third parties regarding continuing education and employment and understand that such communication shall be treated as confidential; Allegations of ethical misconduct reported to DCB before, during, or after application for certification is made will be investigated by DCB and could result in the nullification of the application or denial or revocation of certification. Applicant Signature: Date: On this the day of, 201_, by me a notary public, the undersigned officer, personally appeared:, known to me or satisfactorily proven to be the person whose name is subscribed to the within instrument and acknowledged that she/he executed the same for the purposes therein contained. In witness whereof, I hereby set my hand and official seal. Sworn and subscribed before me this day of, 201. Notary Public SEAL: DCB CADC Application Revised March 2018 15