Australian Sonographer Accreditation Registry (ASAR) Policy & Procedure 10 - Making Complaints about Accredited Sonography Courses

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1. Preamble The purpose of this Policy and Procedure is to ensure that any s submitted to ASAR in regard to Accredited are brought to a satisfactory resolution. 2. Policy Principles Consumers and stakeholders of accredited sonography education must be confident that any s they have will be dealt with efficiently, effectively, transparently and fairly and that any quality issues identified are addressed. ASAR is committed to ensuring that all accredited sonographer education meets the eight Standards for the Accreditation of (SASC). In order to achieve this ASAR must apply the accreditation principles and ensure Course Providers continue to deliver courses of the highest academic and professional quality. If s are made about any ASAR accredited courses attempts should be made to resolve the matter informally in the first instance. If informal resolution cannot be achieved, the matter should be investigated in accordance with the principles of fairness and natural justice for all concerned. 3. Scope This policy applies to: 1. ASAR Board of Directors; 2. ASAR Course Assessor Pool; 3. ASAR : 4. ASAR Secretariat; 5. Course Providers delivering accredited sonography training; and 6. Complainants. 4. Definitions Accreditation For the purpose of this policy accreditation means that an ultrasound course has been assessed by ASAR as complying with all the ASAR Standards for the Accreditation of (SASC).

Accreditation Framework The Accreditation Framework establishes the policies, procedures and standards within which sonography courses are granted accreditation for a specified time, having met transparent and defined requirements. The accreditation framework includes: a. the Course Accreditation Application Pack, b. supporting policies, procedures, and c. Standards for the Accreditation of (SASC). Australian Sonographers Association The Australian Sonographers Association (ASA) is the peak body and leading voice for sonographers in Australia. The ASA guides the advancement of the sonography profession to ensure the community has access to quality sonographic services. Australian Sonographer Accreditation Registry Australian Sonographer Accreditation Registry (ASAR) accredits ultrasound courses offered by various providers, and establishes the criteria against which all courses are to be assessed. ASAR also maintains a register of accredited medical and student sonographers, with the continuing professional development (CPD) activities of accredited medical sonographers recorded and monitored. ASAR Accredited Programs Sonography training or education programs that have meet the eight Standards for the Accreditation of ASAR Accredited Qualifications Sonography Qualifications that are awarded following successful completion of training or education courses that have meet the eight Standards for the Accreditation of ASAR Board of Directors The ASAR Board of Directors is the body appointed by the members of the company to take responsibility for achieving ASAR s objects. The number and nature of Directors is defined in section V of the ASAR Constitution. ASAR Constitution The ASAR Constitution sets out the rules governing the conduct of the organisation.

ASAR Secretariat The ASAR Secretariat is the ASAR office management. Course A course is the full program of study and experiences required to be undertaken before a qualification recognised under the AQF and approved by a regulatory authority can be conferred. Some organisations will also use the term program to refer to a course. Course Owner The course owner is the legal entity that is the proponent or applicant for the course for the purpose of establishing a nationally recognised course in either the VET or Higher Education Sector. Course Provider The course provider is the organisation that issues the testamur for a nationally recognised course and is responsible for learning and assessment including in situations when the course provider enters into contracting or auspicing agreement for the delivery and assessment. The course owner and provider may be one organisation. Higher Education Provider A higher education provider is a body that is established or recognised by or under the law of the Australian Government, a State, the Australian Capital Territory or the Northern Territory to issue qualifications in the higher education sector. Registered Training Organisation A Registered Training Organisation (RTO) is a provider that is established or recognised by or under the law of the Australian Government or a State or Territory, to issue qualifications in the vocational education and training sector. Sonographer A Sonographer is a highly skilled medical imaging professional who utilises ultrasound imaging systems to undertake diagnostic medical sonographic examinations across a range of contexts.

Training Organisation In the context of this policy and procedure a Training Organisation is either a RTO or higher education provider delivering or wishing to deliver accredited Sonography courses. 5. Complaints considered by ASAR This policy and procedure explains how ASAR will respond to s about: 1. breaches of the eight Standards for the Accreditation of Sonography Courses (SASC) by a course provider delivering accredited sonography courses, and 2. their own service and actions. These s may be from students and other clients, industry, and licensing bodies or other stakeholders. Breach of standards, other than the SASC, is to be directed to the appropriate accrediting or regulatory organisation. 5.1. Complaints about the services of a Course Provider Students and other clients including employers, who have a about a Course Provider, should, in the first instance lodge their directly with that organisation. It is a requirement of the SASC that all providers of accredited sonography courses must have a s procedure in place. If the complainant is not satisfied with the handling of their by the Course Provider or there are extenuating circumstances that preclude the complainant from lodging their directly, they may lodge their with ASAR. 5.2. Complaints about the services and actions of ASAR If a stakeholder of accredited sonography education wishes to make a about ASAR they should lodge their directly with the ASAR Secretariat. 6. Making a Complaint about a Course Provider A may be lodged in person or by telephone, by fax, electronically (for example email) or by letter. A verbal may subsequently need to be made in writing to enable full.

Where a is made by an individual or organisation against a Course Provider delivering accredited sonography courses the following procedure will apply: a. The is to be made to the b. ASAR will acknowledge receipt of a within five days informing the complainant of the procedure and that they will keep them informed of progress. c. The Course Provider that is the subject of the will be informed of the nature of the and given an opportunity to respond. Based on the response received, ASAR will decide whether to investigate the further, and also the manner and scope of any further. 6.1. Informal resolution Informal attempts shall be made to resolve the in the first instance by agreement with the complainant and the Course Provider. These must be completed within ten days of the being received by ASAR, and a record of the outcome must be made in writing. The informal may be carried out by the, or they may engage a member of the ASAR Course Assessor Pool, preferably with some experience in conciliation to assist in the informal resolution stage. 6.2. Formal resolution If the is not resolved by informal agreement within ten days, the following formal procedure shall be invoked. a. The shall commission a senior member of the ASAR Course Assessor Pool who has acted as Chair or Lead Assessor with appropriate experience, to investigate all the circumstances and prepare a written report within a further ten days. The investigator may access any information or speak to any person relevant to the. b. The written report and the written must be considered at the next Board meeting by the ASAR Board of Directors c. After considering all the evidence, and calling for more evidence if the initial report is not sufficient, the ASAR Board of Directors must decide to: i. Dismiss the ; or ii. Uphold the ; and iii. Decide on disciplinary action against the Course Provider as appropriate and in proportion to the seriousness of the offence; or

iv. In the case of a serious breach of the SASC, revoke accreditation status of the course. In the event accreditation status is revoked, students already enrolled in the course will be allowed to complete their studies. d. The is to draft a written report on the findings of the ASAR Board of Directors within ten days of the decision having been made. 6.3. Reporting Within ten days of the decision in relation to a having been made and in accordance with established procedures for disclosure of information, the will inform the parties of the outcomes of the and any actions to be taken. The parties will also be informed of any further avenues they may follow to resolve any outstanding issues arising from the. 6.4. Actions The is to: Instigate the disciplinary action approved by the ASAR Board of Directors; or On the ASAR Board of Directors recommendation, revoke the accreditation status of the course. Complaints received will also be taken into account when the Course Provider applies for reaccreditation of the course in question. 6.5. Unsatisfactory Outcome If a complainant or the Course Provider feels that the outcome of a is unsatisfactory, they may seek further advice from an outside agency such as relevant state or territory ombudsman, commissioner, ASAR Board of Directors or review tribunal, the Human Rights and Equal Opportunity Commission or the Anti-Discrimination Board. 7. Making a Complaint regarding the ASAR If a stakeholder of an ASAR accredited sonography course wishes to make a about the services and actions of ASAR they should lodge their directly with the ASAR Secretariat. 7.1. Acknowledgement A will be acknowledged within five days. 7.2. Investigation

The will be investigated by the. 7.3. Reporting Once the has made a decision in relation to the, they will, within five days, inform the complainant of the outcome in writing and any actions to be taken. 7.4. Appeals If the stakeholder is not satisfied with the outcome of the, the will indicate further avenues of or appeal to follow. These further avenues may include lodging the with the Chair of the ASAR Board of Directors, or using the processes available through an outside agency such as relevant state or territory ombudsman, commissioner, Board or review tribunal, the Human Rights and Equal Opportunity Commission or the Anti-Discrimination Board. 8. Complaints outside the authority of ASAR Where a is lodged with ASAR, and the is not within their authority, the complainant will be referred to the most appropriate authority for handling the. Linkages are maintained between organisations (including other relevant government agencies) to facilitate the referral of s and to aid consideration of s that raise cross-jurisdictional issues. 9. Procedure Summary Complaint against a Course Provider Trigger Timeframe Complainant Action An issue arises A is with a Course lodged with a Provider Course Provider offering accredited courses Complaint not satisfactorily resolved A about a Course Provider is received Within five days Lodge the with ASAR ASAR Action Acknowledge receipt of a Responsibility ASAR Secretariat

Pursue informal resolution Formal resolution procedure required Completed within ten days of receiving Within ten days of receiving Within a further ten days Within a further ten days / at the next ASAR Board of Directors meeting Determine if the requires Inform Course Provider and give them an opportunity to respond Decide to investigate further, and manner and scope of the Investigate all the circumstances and prepare a written report Prepare a written report Written report and the written considered. Further evidence can be called for or member of the ASAR Course Assessor Pool Senior member of the ASAR Course Assessor Pool Senior member of the ASAR Course Assessor Pool ASAR Board of Directors

Decision made Complaint upheld Unsatisfactory Outcome Within ten days of the decision Seek further advice from an outside agency Decision made to dismiss or uphold Inform the parties of the outcomes of the and any actions to be taken Instigate disciplinary action ASAR Board of Directors 10. Procedure Summary Complaint against ASAR Trigger Timeframe Complainant Action An issue arises Lodge the with ASAR in with regard to ASAR accredited courses A about a Course Provider is received Within five days ASAR Action Acknowledge receipt of a Determine if the requires Decide manner and scope of the Responsibility ASAR Secretariat

Resolution required Unsatisfactory Outcome Within five days of receiving Seek further advice from an outside agency Investigate all the circumstances and prepare a written report Inform the complainant of the outcomes of the and any actions to be taken Indicate further avenues of or appeal to follow 11. Tools & Templates The following tools and templates are to be used when managing s against Course Providers and ASAR: 10.1 - Notice of Complaint Against a Course Provider 10.2 - Notice of Complaint Against ASAR 10.3 - Letter Acknowledging Receipt of Complaint 10.4 - Letter Informing Course Provider of Receipt of Complaint 10.5 - Complaint Investigation Report Template 10.6 - Letter Informing Complainant of the outcome of the Investigation of the Complaint 10.7 - Letter Informing Course Provider of the outcome of the Investigation of the Complaint including disciplinary action to be taken 12. Supporting Documentation Organisations seeking accreditation or re-accreditation are advised that the application pack must be read in conjunction with:

The Standards for the Accreditation of available from the ASAR website. The ASA Competency Standards for the Entry Level Sonographer available from the ASA website. 13. Related Policies and Procedures The other ASAR Policies and Procedures which relate to this document are ASAR P&P 6 - Reporting Accreditation Decisions ASAR P&P 7 - Lodging an Appeal Against a Course Accreditation Decision 14. Complaints and Questions Any s regarding this policy should go through the ASAR s procedure. If you have any questions about this policy and procedure you may contact: The ASAR Secretariat Australasian Sonographer Accreditation Registry Ltd GPO Box 7109 Sydney NSW 2001 Ph: 02 92999785 Fax: 02 92990493 Email: admin@asar.com.au Website: www.asar.com.au Version Authorisation Approval Date Effective Date V2-01 Michelle Pedretti, 03/12/2012 03/12/2012 Chair, ASAR Board V2-02 Michelle Pedretti, Chair, ASAR Board 05/01/2015