THE INSTITUTE FOR SAFE MEDICATION PRACTICES: THE EXPERT WITNESS

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THE INSTITUTE FOR SAFE MEDICATION PRACTICES: THE EXPERT WITNESS Judy L. Smetzer, BSN, RN, FISMP jsmetzer@ismp.org 215-947-7797

2 Objectives Explain the mission and function of the Institute for Safe Medication Practices Explain how ISMP can help defend adverse licensing Board actions for practitioners who have made medication errors Describe ISMP materials that have been used as evidence in licensing Board proceedings Discuss the use of ISMP as an expert witness for reports and testimony at Board hearings

501(c)(3) nonprofit organization founded in 1994 Mission: To advance patient safety worldwide by empowering the healthcare community, including consumers, to prevent medication errors Seven primary activities Consulting Collaboratives Education Error reporting Publications Research Advocacy NOT a standards-setting/accrediting organization NOT supported by government or pharmaceutical industry Interdisciplinary 3

4 ISMP Collaborations Food and Drug Administration United States Pharmacopeia Centers for Medicare & Medicaid Services State licensing boards Departments of health Centers for Disease Control and Prevention The Joint Commission Professional organizations Pharmacists Nurses Physicians Consumers National Patient Safety Foundation Consumers Advancing Patient Safety ECRI Institute PhRMA Health insurers Systems engineering Medication Safety Officers Society Healthcare providers World Health Organization ISMP Canada ISMP Brazil ISMP Spain

Where Does ISMP Get Its Information? 5 PA-PSRS Regulatory

https://www.ismp.org/orderforms/healthcaremerp.aspx 6

7 FDA MedWatch and FAERS Chantix and hostile behavior Bleeding episodes with new anticoagulants without a reversal agent, lower dosing option, test to identify excessive anticoagulation High prevalence of psychiatric side effects in children and teens taking Singulair and Claravis

8

9 National Alert Network (NAN) Widely distributed by NAN partners

10 ISMP Acute Care Medication Safety Alert! June 4, 2015. ISMP Acute Care Medication Safety Alert! April 23, 2015.

Other Resources 11

12

ISMP Guidelines 13

14 How ISMP Can Help Evidence Written expert report Testimony at hearing Met with Boards outside of hearings Help frame arguments in response to the statement of charges Provide a framework for decision support within a Just Culture Provide emotional support for second victims

15 How ISMP Can Help Evidence Publication of similar medication errors Other media on topic (e.g., slide presentation) System-based causes of errors Root cause analysis Human factors Perceptual biases Cognitive biases Human error rates At-risk behaviors (procedural violations) Just culture

Examples 16

17 Allergy not communicated Ambiguous drug order No maximum dose warnings Error-prone expression of drug concentration Staff untrained Patient Information Communication Drug Information Drug Labeling Staff Competency The latent failure model of complex system failure* modified from James Reason, 1991

System Analysis 18

19 Human Error Probabilities Unfamiliar task performed at speed/no idea of consequences 50% Task involving high stress levels 30% Complex task requiring high comprehension/skill (knowledge) 15% Select ambiguously labeled control/package 5% Failure to perform a check correctly (rule-based) 5% Error in routine operation when care required (skill-based) 1% Well designed, familiar task under ideal conditions 0.04% Human performance limit 0.01% Team performance limit 0.001%

Human Error and At-Risk Behavior Rates 20

21 Confirmation Bias Selectively search for information that confirms one s beliefs, reject information that does not Judge likelihood by how easily the idea sprang to mind (availability heuristic) Stick to our initial assumptions (anchoring heuristic) Downplay contrary evidence, reluctant to pursue alternatives (premature closure) When we look here, we risk missing there Jim Gill: www.cognitivebiasparade.com

Confirmation Bias Not a big deal when you confuse cereal products 22

Confirmation Bias But it is a big deal when you confuse these 23

24 Change Blindness Inability of visual system to detect alterations to something in plain view. www.nytimes.com/interactive/ 2008/03/31/science/200803 31_ANGIER_GRAPHIC.ht ml#step1 http://www.youtube.com/watc h?v=fwsxsqsspiq&feature =player_embedded http://www.theinvisiblegorilla.com/videos.html

25 Inattentional Blindness Why do intelligent, diligent, thorough people fail to see the obvious?

26 Inattentional Blindness Consider what we see to be true representation of external world Brain, working with eyes, constructs the outside world inside our heads using memories and knowledge We see only what the brain tells us to see Attention acts as filter to examine sensory input and select small percent for full processing Inattentionally blind to rest of information since never reaches consciousness The world shifts under our gaze The Grand Illusion

Cognitive Biases: How We Make Decisions Frequency illusion Thing recently brought to attention appears with improbable frequency Hindsight bias Tendency to see past events as being predictable Status quo bias Disfavor change and keep what have Normalcy bias Never happen here Identifiable victim effect Tendency to respond more strongly to person at risk than groups Current moment bias Stronger preference for immediate rewards

28 At-Risk Behaviors A behavioral choice Desire to accomplish more Faded perception of risk Unknowingly create unjustifiable risk First order problem solving Behavior driven by perception of consequences Rewards more immediate, positive, strong Delayed and uncertain consequences are weak Rules are generally weak With experience, precautions fall by the wayside Driving Not choosing to put people in harm s way, but subtle drifting that becomes habitual

29 At-Risk Behaviors Examples of At-Risk Behaviors Technology work-arounds/failure to engage Rushed communication during shift change Carrying medications in pockets Bypassing computer alerts Illegible handwriting Grab and go Not labeling syringes Borrowing medications Disregarding patient concerns

JUST CULTURE ALGORITHM Decision Tree

31 How ISMP Can Help Written Expert Report Basis of report (what was reviewed) Description of event Allegations Why the event happened Additional observations Frequency of similar events Corrections to Board report Summary Conclusions Recommendations Credentials Attachments

32 Example Programming error with fentanyl patient-controlled analgesia Infrequent use of fentanyl Changed from HYDROmorphone to fentanyl without clinical reason PCA device design flaw Pump would automatically default to a prior setting if the current setting was not confirmed by pressing Enter within 20 seconds Hidden default to prior settings if New Patient was not selected Complex programming process Trailing zero misread PCA Order did not match programming requirements Multiple pumps in use leading to unfamiliarity Failed double check systems

33 How ISMP Can Help Testimony at hearings Credentials acceptable if same profession May need to provide a written report if testifying Experiences vary based on state and culture of Board Many cases settled before testimony Expert testimony is not a revenue source for ISMP Unavailability may be an issue Have met with Boards informally on behalf of practitioners

Questions 34