UNIVERSITY OF CHICAGO MEDICINE & INSTITUTE FOR TRANSLATIONAL MEDICINE COMMUNITY BENEFIT FY2018 DIABETES GRANT GUIDELINES

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UNIVERSITY OF CHICAGO MEDICINE & INSTITUTE FOR TRANSLATIONAL MEDICINE COMMUNITY BENEFIT FY2018 DIABETES GRANT GUIDELINES The following grant guidelines will help you prepare your grant proposal and assemble the required documentation. Proposals for the Diabetes Grant must be submitted no later than 5:00 P.M. on Friday, February 2, 2018. The University of Chicago Medicine (UCM) and the Institute for Translational Medicine (ITM) are committed to improving the health of residents on the South Side of Chicago as outlined in our 2015/2016 Community Health Needs Assessment and Strategic Implementation Plan. As part of this commitment, UCM and ITM are sponsoring a joint grant initiative designed for the community benefit program that extends financial support to local non-profit, community-based organizations to provide health-related services and programming to at-risk and underserved populations aligned with our strategic health priorities - Adult Diabetes. Prior to submitting your grant proposal, please review the following information on the background, eligibility criteria, types of projects funded, instructions for completing the grant, the review process, and the submission and timeline. This application can be accessed online here: http://www.uchospitals.edu/about/community/benefit/requests.html BACKGROUND Based on the findings from the 2015 Community Health Needs Assessment (CHNA), diabetes was identified as a significant health issue to address in the UCM Service Area. DIABETES Lowers life expectancy by 15 years. Increases the risk of heart disease by 2 to 4 times. Is the leading cause of kidney failure, lower limb amputations, and adult onset blindness. In 2015, an estimated 23.1 million people or 7.2 percent of the U.S. population had diagnosed diabetes (CDC 2017). In the 2015 Community Health Needs Assessment, a total of 13.3 percent of UCM s Service Area adults reported having been diagnosed with diabetes. Another 7.0 percent of UCMC Service Area adults reported that they had pre-diabetes or borderline diabetes. A higher prevalence of diagnosed diabetes (excluding pre-diabetes or borderline diabetes) was reported among men, older adults, and African Americans. Of the UCM Service Area adults who have not been diagnosed with diabetes, only just over half of them reported having had their blood sugar level tested within the past three years. Nearly 7 in 10 key respondents taking part in an online survey for the needs assessment characterized diabetes as a major problem in the community. The respondents noted that the biggest challenges for people with diabetes were access to fresh foods and produce, disease management, access to care, and lack of resources. Effective therapy can prevent or delay diabetic complications. Lifestyle change has been proven effective in preventing or delaying the onset of type 2 diabetes in high-risk individuals. 1 UCM Community Benefit Grant Program University of Chicago Medicine

ELIGIBILITY CRITERIA To be eligible for a grant from the UCM Community Benefit Grant program, organizations must meet the following criteria: Applicant must be a 501(c)(3) nonprofit. Applicant organizations operate in or deliver services within the defined UCM Service Area as defined by the following zip codes: 60609, 60615, 60617, 60619, 60620, 60621, 60628, 60636, 60637, 60643, 60649, 60653. The program or project must be related to DIABETES, a UCM strategic priority area outlined in the Strategic Implementation Plan. Applicants must provide services to all regardless of race, religion, sex, age, disability, national origin or sexual orientation. All proposals must include SMART objectives (Specific, Measurable, Attainable, Realistic, and Time- Bound) that align with UCM defined metrics (PLEASE COMPLETE APPENDIX A. PLEASE ADD ROWS TO THE TABLE FOR ANY ADDITIONAL MEASURES). All proposals should use the provided worksheet template formats and track progress of granted dollars, goals, targets, etc. noted to date. Applicants must identify a UCM Research Collaborator to partner with in their proposed program. This research collaborator may assist with any aspect of the project, but should specifically help with the rigorous evaluation of the program s effectiveness through the implementation of a scientific, outcomes-based plan. Five percent of the project budget must be allocated to support partnering with a UCM Research Collaborator on the evaluation, though funds may not be allocated for faculty salary/effort, (PLEASE COMPLETE APPENDIX B). The funds for the UCM Research Collaborator will be withheld from the grant award paid to the grantee and allocated to the faculty through internal transfers. If a UCM Research Collaborator has not been identified, please contact Catina Latham at catina.latham@uchospitals.edu to assist with this process. Grantees will meet with UCM communications staff to discuss the best ways to share the organization s story and the impact its project has on improving community health. At no cost to the organization, UCM staff may create materials in the form of a written story, video package, and/or other digital storytelling that the organization can use to promote its work and secure additional funding. The materials may also be disseminated by UCM. The organization and UCM will review and approve all material before publishing. EXCLUSIONS Generally, grants requesting the following types of support are excluded and will not be considered: Applications from partisan political organizations. Applications from for-profit organizations. Applications requesting support for fund raising activities such as sponsorships, advertising or event tickets (see Sponsorship Program Overview). Applications from individuals. Applications for memorials or endowments. TYPES OF PROJECTS FUNDED The vision of UCM is to enhance community health and wellness around Community Health Needs Assessment (CHNA) priority health needs in the UCM Service Area. The UCM Community Benefit Grant program will help strengthen the community s capacity to address pressing health needs within the UCM Service Area so all people may live healthy and fruitful lives. 2 UCM Community Benefit Grant Program University of Chicago Medicine

To this end, the UCM Grant Review Workgroup will accept proposals requesting funding for up to 18 months, focusing on diabetes, one of UCM s health priority areas. Only one application per organization will be accepted for this final round of applications for FY 2018. In order to be eligible for consideration, proposed projects must address UCM s goals and objectives for diabetes. The program components should include features such as: Longitudinal program reaching 100-400 participants or more with diabetes and prediabetes One-on-one interaction with participants Community diabetes education or prevention classes that incorporate physical activity and hands-on learning about healthy eating Referrals to diabetes self-management resources and healthy coping options Coordination and connections to needed care as well as follow up Participation in community screenings and outreach activities Collaboration with an extensive network of community agencies Grantees will be required to submit mid-point and end of grant reports on the progress and outcomes of their programs. INSTRUCTIONS FOR COMPLETING THE GRANT APPLICATION LETTER OF INTENT Please provide a Letter of Intent to express your interest in applying for this grant. The letter should include the name of your organization, the contact person (title and phone) and a short description of your proposed program. Also, please identify the faculty member that your organization will be collaborating with on this project if you have identified them. If not, we will follow up with you after you submit your Letter of Intent. Please email the Letter of Intent to communitybenefit@uchospitals.edu by Friday, January 5, 2018. APPLICATION For the grant application, please respond to the following questions: APPLICANT INFORMATION Name of Organization: Tax ID: Mailing Address, City, State, Zip: Tax Status: Contact Person and Title: Contact Phone: Contact Email: Submission Date: Program Title: Start Date of Program: End Date of Program: Organization s Website Address: University of Chicago Medicine (UCM) Research Collaborator: 3 UCM Community Benefit Grant Program University of Chicago Medicine

PART A: Program Description (4 Page maximum) 1. State the program title and describe how your program will address the health need around diabetes in 150 words or less. 2. Describe the need for the program and how it aligns with UCM s strategic health priority. Please briefly cite any statistics that indicate the problem that this program intends to solve. 3. Please provide a thorough description of the program, including the goals, number of intended lives served, objectives and timeframe of the program. PART B: Organizational Readiness (2 Page maximum) 4. Describe your organization s mission, organizational structure, major accomplishments (please provide any data/outcomes you have on this program or related programs) and the experience of the staff who will be dedicated to this particular project. 5. Provide evidence of demonstrated outreach initiatives and community support, including your organization s capacity to manage proposed activities and achieve outcomes. 6. Please list any other organization(s) you will be partnering with and their role in the specified program and indicate whether or not each of these is a non-profit organization. If no other organizations are associated with this program, please indicate so. (Please include letters of commitment from each collaborating organization) 7. Describe how this program will be promoted to the target population intended to be served. Identify outreach, communication and recruitment methods that will be used to increase awareness and participation in this program. 8. Identify the primary service area; please include the community or neighborhood name as well as zip codes that this program is intending to serve. Also, state the number of participants expected to be impacted directly through the funds being sought through this program grant and their demographics. PART C: Budget (1 Page maximum) 9. What is the amount of funding dollars you are requesting? 10. Please attach a complete description of the proposed project overall budget, anticipated funding and justification for each line item. SEE APPENDIX B 11. Describe the strategy and plan for the long-term sustainability of the program when funding from this grant ends; please account for any financial and non-financial sustainability plans. If this program is established (more than three years in operation), describe the strategic next steps for your established program. a. Please describe the methods and strategies you will implement to ensure the program continues once funding ends (e.g. teachers trained to continue program in school, faith leaders have incorporated classes into existing health ministry). 4 UCM Community Benefit Grant Program University of Chicago Medicine

PART D: Evaluation Plan (4 Page maximum) 1. Describe how your organization will measure the performance and impact of the program and the rigorous, scientific methods it will use to evaluate its effectiveness (e.g. surveys, interview protocols, logs, electronic health records). Please ensure your objectives and measurement techniques are Specific, Measurable, Attainable, Realistic, and Time-Bound (SMART). Applicants must partner with a UCM Research Collaborator to evaluate their program s impact and outcomes. Please identify the UCM Research Collaborator and describe their role in this partnership (e.g., methodology design, data collection tool design, data analysis). You should work with your UCM Research Collaborator to write this section of your application. If you are not connected to UCM Research Collaborator, please contact Catina Latham at catina.latham@uchospitals.edu prior to submitting your application and completing this question. APPLICATIONS WITHOUT AN IDENTIFIED UCM RESEARCH COLLABORATOR WILL NOT BE CONSIDERED FOR FUNDING. If you have baseline data to demonstrate your program s past performance and success, PLEASE INCLUDE IN APPENDIX A. THE REVIEW PROCESS Proposals submitted by February 2, 2018 will be reviewed by the UCM Grant Review Workgroup. The UCM Grant Review Workgroup adheres to a strict conflict of interest policy and selects potential grantees based on the merits of each proposal. After an initial review of the proposals, a short list of organizations may be selected for potential site visits or follow up questions in February. Final grantees selected will be announced late February/early March 2018. Grantees that are selected for funding will be required to adhere to a reporting process that will be communicated at the time funds are awarded which will include progress towards goals, successes/challenges, financial statement of funds granted, and data collected. Successful proposals will be evaluated and scored on the following qualities: PART A: Project description (30 points total) 4 Page maximum a. Project description (10 points) b. Community need for the project (10 points) c. Project goal(s) (10 points) PART B: Organizational Readiness (20 points total) 2 Page maximum a. Organization s background (5 points) b. Experience with partnering community (5 points) c. Outreach to community (5 points) d. Organizational capacity to managed proposed activities and achieve outcomes (5 points) Part C: Budget (20 points total) 1 Page maximum a. Budget showing each item and its cost (10 points) b. Justification for each item listed in the budget (5 points) c. Sustainability (5 points) 5 UCM Community Benefit Grant Program University of Chicago Medicine

Part D: Evaluation Plan (30 points) 3 Page maximum a. Metrics and alignment with project goals (15 points) b. Data collection and analysis (15 points) Part E: Letters of commitment from any collaborating community organization. AVAILABLE FUNDING The grant award(s) will not exceed $100,000 in total costs for the grant period, which is for 18 months. Program requests should stay within this amount. Please note that 5 percent of the project budget must be allocated to support evaluation with the UCM Research Collaborator, though funds may not be allocated for faculty salary/effort (see Appendix B). SUBMISSION PROCESS AND TIMELINE To apply, please read and review this application form and submit the completed questions, documentation (e.g., budget) and all necessary additional criteria (e.g., letters of commitment from collaborating organizations) to the UCM Community Benefit program at communitybenefit@uchospitals.edu. Grant recipient(s) that are selected for funding must abide by the following branding guidelines of the University of Chicago Medicine should your program use printed or online materials: a. Please refer to UCM as the UChicago Medicine in all materials related to your program and the ITM as the Institute for Translational Medicine. b. Display approved UCM and ITM logo on printed materials, internet sites which advertise event or program. UCM will provide your organization with the appropriate logos. All promotional materials using the UCM logos must be approved by UCM Marketing and Communications before distribution. If you have any questions, please contact the community benefit program by email at communitybenefit@uchospitals.edu or call (773) 834-7868. Letter of Intent due: Friday, January 5, 2018 at 5 pm Grant submissions close: Friday, February 2, 2018 at 5 pm Site visits or follow up questions for selected candidates (if needed): February 2018 Announcement of final grantees: February/March 2018 Funds awarded by March 2018 6 UCM Community Benefit Grant Program University of Chicago Medicine

APPENDIX A Diabetes UCM Evaluation Measures (Please include Targets and Methods or NA if not applicable) Goal Objectives Indicators/ Metrics Targets Methods Improve glycemic control and diabetes related care among persons with diabetes Diabetes: Improve the health and quality of life for those living with Diabetes Increase consumption of nutritious food and physical activity among persons with diagnosed diabetes Increase prevention behaviors in persons at high risk for diabetes with prediabetes The percentage of adults aged 18 years and older who report having been diagnosed with diabetes HbA1c measures >9% HbA1c measures < 7% diagnosed diabetes who report receiving annual diabetes related exams Dental exam Foot exam Dilated eye exam Glycosylated hemoglobin(biannual) diabetes who perform self-blood glucose monitoring at least once daily diabetes whose blood pressure is under control (Systolic <130 and diastolic <80) diabetes whose cholesterol is under control (LDL <100mg/dl) older report increasing levels of physical activity older report increasing fruits in their diet older report increasing vegetables in their diet older report increasing whole grains in their diet older report reducing consumption of sugar sweetened beverages The percentage of diabetic persons aged 18 years and older report reducing the amount of fat or calories in their diet The percentage of adults aged 18 years and older who report having been diagnosed with pre-diabetes/borderline diabetes The percentage of persons aged 18 years and older at high risk for diabetes with prediabetes report increase levels of physical activity The percentage of persons aged 18 years and older at high risk for diabetes with prediabetes who report trying to lose weight The percentage of persons aged 18 years and older at high risk for diabetes with prediabetes who report reducing the amount of fat or calories in their diet 7 UCM Community Benefit Grant Program University of Chicago Medicine

APPENDIX B Sample Budget Template Expense Category Requested Amount from UCM Current or Anticipated Funding and Source Total Budget Amount Justification/ Explanation Project Coordinator salary $35,000 $15,000 (government) $50,000 To manage the day to day program activities Health literacy appropriate materials $10,000 $1,000 (donors) $11,000 To develop materials that are health literate Glucose monitors $25,000 $5,000 $30,000 Medical supplies and other supplies (foundation) Office supplies $5,000 $0 $5,000 Administrative Classes/workshops/ 20,000 5,000 25,000 Program activities activities UCM Research $5,000 $0 5,000 Collaborator support Total $100,000 $26,000 $126,000 8 UCM Community Benefit Grant Program University of Chicago Medicine