INDIAN INSTITUTE OF TECHNOLOGY, BOMBAY ESTATE OFFICE. Annexure I (Terms & Conditions)

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INDIAN INSTITUTE OF TECHNOLOGY, BOMBAY ESTATE OFFICE Annexure I (Terms & Conditions) 1) IIT Bombay invites application for Enlistment of Experienced Contractors for A) Civil Work including Structural repair, Plumbing, Fabrication, Tarpaulin, Civil Maintenance and Interior Decoration Work B) Road Work C) Membrane and Chemical based Water Proofing Work D) Painting Work E) Cement based waterproofing F) Horticulture works for Indian Institute of Technology Bombay within IITB Campus Powai, Mumbai 400 076. For details refer www.iitb.ac.in/tenders Completed applications are to be submitted in the office of Superintending Engineer, Estate Office on or before 17.00 hrs on 20.03.2017. 2) Interested contractors may visit www.iitb.ac.in/tenders to obtain details of advertisement and proforma of application form from website of IIT Bombay from 17.02.2017 to 20.03.2017. 3.1) Filled applications (EOI's) alongwith credentials are required to be submitted alongwith Enlistment Processing charges as mentioned in Table No. 1 of Form 'A' for each category in the form of Demand Draft drawn in favour of 'The Registrar, IIT Bombay' to the office of the Superintending Engineer, Estate Office, IIT Bombay, Powai, Mumbai 400076 on or before 20.03.2017 upto 05.00 p.m. 3.2) The contractor shall submit the application will all relevant details as per specified in Annexure I. 3.3) The enlistment shall be done in the classes and categories mentioned in Clause No. 1 and 2 of Annexure- I. 3.4) Contractor applying for more than one class of work, shall submit separate applications for each category. 3.5) The contractors shall have to satisfy the minimum eligibility criteria specified in Table I below for enlistment in each class and category.

Table No. 1 Class Tendering Limit Past experience of completed works in last 05 years. Minimum Bank Solvency Enlistment Processing Fee (Non Refundable) I 01.00 Crore i. Three works in same category of 25 or Two works of 50 or One work of 80 and ii. One completed work of any category either part of (i) or a separate one costing not less than 25 with some Central Government Department/ State Government Department/ Central or State Autonomous Body / Central Public Undertaking Rs. 40.00 Rs. 10,000/- II 50.00 i. Three works in same category of 12.5 or Two works of 25 or One work 40 and ii. One completed work of any category either part of (i) or a separate One costing not less than 12.5 Lakh with some Central Government Department / State Government Department/ Central or State Autonomous Body / Central Public Undertaking Rs.20.00 Rs. 5,000/- III 20.00 i. Three works in same category of 5 or Two works of 10 or One work of 16 and ii. One completed work of any category either part of (i) or a separate one costing not less than 5 with some Central Government Department/ State Government Department/ Central or State Autonomous Body / Central Public Undertaking Rs. 08.00 Rs. 2,500/- IV 05.00 i. Three works in same category of 1.25 or Two works of 2.50 or One work of 4 and ii. One completed work of any category either part of (i) or a separate one costing not less than 1.25 with some Central Government Department/ State Government Department/ Central or State Autonomous Body / Central Public Undertaking Rs. 02.00 Rs. 2,000/- V 02.00 i. Three works in same category of 50 Thousand or Two work of 1 Lakh or One work of 1.6 and ii. One completed work of any category either part of (i) or a separate one of any cost with some Central Government Department/ State Government Department/ Central or State Autonomous Body / Central Public Undertaking Rs. 0.80 Rs. 1,000/-

3.6 Experience Certificate / Work order form Housing Societies and work done as a subcontractor under another contractor are not acceptable. 3.7 Contractor must attach the copies of Experience Certificate with copies of work order listed against the requirements mentioned in Table I along with the application. 3.8 Incomplete applications and applications not accompanied with necessary documents are liable to reject. Contractor must submit the Affidavit / Declaration as per enclosed format. 3.9 All verification, submission of reports etc. Are to be pursued by the applicant. Any delay on account of delay in verification, submission of reports etc will not entitle applicant for any type of enlistment. 3.10 IIT Bombay shall have the right to independently verify the details furnished by the contractor and to get the reports of work done by the contractor and / or to get such other reports as may be considered necessary. 3.11 The enlistment shall be valid for a period of 05 years. The enlistment shall be open to review by the enlistment authority (IIT Bombay) and liable to termination, suspension or any such action at any time if considered necessary by the enlistment authority or if noticed during the course of execution of work if any deficiency in specification, schedule of work, malpractice, deviation from item description or irregularities if any noticed in such case IIT Bombay has the right not to deal with such contractor for further period. 3.12 The enlistment of a contractor in IIT Bombay shall only entitle him to be considered for issue of tender papers subject or the conditions laid down in each individual Notice Inviting Tenders. It shall not confer any right on him either to be necessarily issued the tender papers for award of work. 3.13 A contractor is eligible to apply for enlistment in more than one category. For each category separate application forms and relevant credentials / documents as per the notification are to be submitted alongwith Enlistment Processing Fee as per Table No.1 in the form of Demand Draft drawn in favour of 'The Registrar, IIT Bombay'. 3.14 The application will be rejected if he was enlisted in any category or class earlier but had remained 'INACTIVE' in IIT Bombay during its previous enlistment period. The contractor enlisted previously and not responded to our notice inviting tenders / quotations will not be entertained in this process. 3.15 - Contractor must submit all the documents mentioned in Annexure II. 3.16 - Contractor must submit all the documents for enlistment as per the advertisement notifications and he must be possessing all the original documents. If required / whenever asked by IIT Bombay, it must be produced by the contractor for verification. The enlistment will be cancelled if the declaration given by the contractor and the documents produced alongwith the application are found to be false, fake or tampered and the contractor is liable to face action as per the provision of law.

3.17 - The contractor shall comply with all the provisions of the Minimum Wages Act, 1948 and Contract Labour (Regulation & Abolition) Act, 1970, amended from time to time and rates framed thereunder and other labour laws affecting contract labour that may be brought into force from time to time. 3.18 Contractor must keep the records of labourers as per the provision of various labour laws. 3.19 The contractor shall follow all the provisions of The Competition Act, 2002 and if any violation is noticed the enlistment will be cancelled. 3.20 Contractor must not sublet the work awarded to him to any other contractor / agency if noticed his enlistment stands to be cancelled. 4. Separate Application Forms (Annexure II) are to be submitted for each category applied. 4.1 Separate application for separate category should be submitted alongwith enlistment processing fee as mentioned in Table No. 1 in the form of Demand Draft of drawn in favour of 'The Registrar, IIT Bombay' on or before 20/03/2017 upto 05.00 p.m. in Estate Office, IIT Bombay. 4.2 Those contractors who have already enlisted / applied for the year 2013-2016 are requested to submit their application alongwith enlistment processing fee as per Table No. 1 in the form of Demand Draft drawn in favour of 'The Registrar, IIT Bombay' for each category. 5 Removal from the approved list: 5.1 IIT Bombay on specific reasons with the approval of the Director, IIT Bombay may cancel the enlistment of a contractor from the approved list, if a contractor- 5.2 Has on more than one occasion failed to execute a contract or has executed it unsatisfactorily (or) 5.3 Fails to abide by the conditions of Registration or is found to have given false particulars information at the time of registration (or) 5.4 Persistently violates any important condition (s) of the contract (or) 5.5 Is proved to be responsible for executing the works with defects in a number of cases (or) 5.6 Is declared or in the process of being declared bankrupt or insolvent, or wound up or dissolved or partitioned (or) 5.7 Persistently violates the labour regulations and rules. 6 Demotion of contractors: 6.1 IIT Bombay on specific reasons with the approval of the Director, IIT Bombay demote a Contractor to a lower class, if a Contractor: 6.2 Fails to execute contract or executes it unsatisfactorily or is proved to be responsible for constructional defects (or)

6.3 Has no longer adequate equipment, technical personnel or financial resources (or) 6.4 Violets any important conditions of contract (or) 6.5 Is responsible for any other matter which may justify his demotion to a lower class (or) 6.6 Is litigious by nature 7 Suspension of business: IIT Bombay on specific reasons with the approval of Director, IIT Bombay may suspend the business with a Contractor for any indefinite period pending full enquiry into the allegations, if the Institute is prima facie of the view that it is not desirable to continue business with the Contractor as he is guilty of an offence in relation to the business dealings, which if established would result in removal or black listing. The Institute may order suspension of business with a Contractor for a specific period when the Contractor is responsible for minor technical offence(s). 8 Black listing: IIT Bombay on specific reasons with approval of director, IIT Bombay may black list a Contractor where : 8.1 There are sufficient and strong reasons to believe that the Contractor or his employee has been guilty or malpractice (s) such as irregular practices including formation of ring, bribery corruption and fraud including substitution and in tenders smuggling, pilfering of unauthorized use of disposal of Department materials issued for specific work (or) 8.2 Contractor continuously refuses to pay Department dues without showing adequate reasons (or) 8.3 Contractor or his partner or his representative has been convicted by a count of law for offence involving moral turpitude in relation to business dealing (s) (or) 8.4 Security considerations including suspected disloyalty to the Department so warrant. In all the above cases, the reasons for removal/demotion/ suspension/ blacklisting shall be intimated to the contractor and two weeks time shall be given to him to offer his explanation. If the explanation is not satisfactory action for removal / demotion/suspension/ blacklisting will be taken. The cases, which are doubtful and marginal may be referred for advice to the Law Department before taking the decision. The EMD, if any, shall also be forfeited. Incase of contractors registered for more than one category of work, the orders regarding removal/ demotion/ suspension/ blacklisting would apply to all the categories. 9 Restoration: IIT Bombay on specific reasons with the approval of Director may consider at an appropriate time on the merits of each case and revoke the removal/demotion/ suspension/blacklisting orders, if

In respect of the same offence, the accused has been honorably acquitted by a court of law. On review, the Dean IPS is of the opinion that the punishment already undergone is adequate in the circumstances of the case. 10. IIT Bombay reserve its right to accept or reject any application without assigning any reason and enlistment committee is sole authority to decide the case as may be and its decision is bound to all applicants after the approval of competent authority of IIT Bombay. Superintending Engineer

Annexure II (Application Form) INDIAN INSTITUTE OF TECHNOLOGY, BOMBAY Application for new enlistment Applied for Class & Category 1. Name of Applicant... 2. Nationality... 3. Address............ 4. Telephone Number... Fax No... 5. E-Mail address... 6. Constitution (Individual / Sole Property Concern / Partnership Firm/Public Limited Co. / Private Company... 7. If Partnership Firm, names of Partners/ If Company, name of Directors i... ii... iii...iv... 8. Name of Bankers with Full Address......... 9. Bank Account Number... 10. Bank Key / IFSC Code No...

11. Name of Account Holder... 12. Provident Fund Registration No... 13. Copies of P.F payment Challans for last 12 months... 14. ESIC Registration No.... (with copy of certificate) 15. Copies of ESIC payment challans for last 12 months... 16. VAT Registration No.... (with copy of certificate) 17. CST Registration No.... (with copy of certificate) 18. Permanent Account No.(PAN)... 19. Annual Turnover during the last 03 Financial years with copy of submitted Income Tax Returns a. 2013 2014... b. 2014 2015... c. 2015 2016...

20. Is the contractor is in the existing Enlistment list of IIT Bombay, If Yes, Categories and Class... Whether you are applying for Renewal / Upgradation... Signature of the applicant with name & address and seal

21. Work experience details required as per clause no. 3.3 & Table I i. In Three works criteria :- Sr. Completed No. Amount 1 Name of Work Reference Work Order value Period of Work From To Client's Name & Address 2 3 OR ii. In Two works criteria :- Sr. No. Name of Work Reference Work Order value Completed Amount Period of Work From To Client's Name & Address 1 2 OR iii. In Single work criteria :- Sr. No. Name of Work Reference Work Order value Completed Amount Period of Work From To Client's Name & Address 1 AND iv. Reference work done with Government Department/Public Undertakings/ Autonomous Body :- Sr. No. Name of Work Reference Work Order value Completed Amount Period of Work From To Client's Name & Address 1 22. Full time technical staff in applicant's employment :- a. Number of Graduate Engineers b. Number of Diploma Engineers

23. Certificates :- i. I/We certify that the information given above is true to the best of our knowledge. I/We also understand that if any of the information is found wrong. I am/we are liable to be debarred. ii. I/We certify that I/We will not get myself/ourselves registered as contractor (s) in IIT Bombay under more than one name. iii. (a). I certify that I did not retire as an Engineer or Officer from any Department of the Government of India during the last ONE year. I also certify that I have neither such a person under my employment nor shall I employ any such person within ONE year of his retirement. (For individuals seeking enlistment). (b). We certify that none of the partners/ Directors retired as an Engineer or Officer from any Department of the Government of India during the last ONE year. We also certify that we have neither under our employment any such person nor shall we employ any person within ONE year of his retirement. (For partnership firms and limited companies). Signature of the applicant with name & address and seal Date : No. of Documents attached

Annexure II (Documents Required) Copies of Documents attached for enlistment (put tick mark) Sr. No. Documents Yes No Page No. 1 Duly filled application form as per Annexure - I 2 Proof of Constitution An affidavit in case of Sole Proprietorship, Partnership Deed in case of Partisanship Firm, Article of Association in case of Private / Public Limited Companies. 3 Power of Attorney, if any 4 Bank Solvency Certificate 5 List of Technical staff with Engineering Degree / Diploma 6 Copies of Degree or Diploma certificates of engineers employed 7 P. F. Registration Certificate 8 P. F. Challans for last 12 months 9 ESIC Registration Certificate 10 ESIC Challans for last 12 months 11 PAN Card and Income Tax Return for last 03 years. 2013-14, 2014-15, 2015-16 12 VAT Registration Certificate 13 Service Tax Registration Certificate 14 List of Machineries, Equipment's and Tools and Plants 15 Copies of work orders with work completion certificates 16 Affidavit as per given format on Rs.100 judicial stamp paper 17 Copy of labour licence during last three years if contractor apply for more than 20 financial category. From Note : Applicants are requested to put page number on your attached documents and submit index sheet alongwith the covering letter. To Signature of the Contractor with name & address and seal

AFFIDAVIT FORMAT (To be submitted on Rs.100 Non Judicial stamp paper and to be executed before any legal authority) I, s/o Age Occupation, residing at an Indian inhabitant solemnly affirm that I/We say and declare that I/We am/are the owner / sole proprietor of M/s. firm / company and having registered address as above and PAN Number / I/We am/are the partner of organization and this firm has registered under Partisanship Act, 1932 bearing no. dated and under this manager there is no another agency. I/We say and declare that all the documents submitted for enlistment are true and I/We am/are possessing all the original documents in my custody. If required / whenever required to IIT Bombay authority it will be produced by me/us for verification, In future if it is noticed false, I/We am/are liable to face legal action as per the provisions of law. I/We say and declare that I/We will carry out the work as per the instructions of Engineer Incharge and as per specification given in schedule of work. If any deficiency deficiency in specification or in schedule of work, malpractice, deviation from item description or irregularities in service, unfair, fraudulent practice noticed / found my enlistment stands to be cancelled without assigning any prior notice. I/We say and declare that I/We will follow the rules and regulations as per the circular of Minimum Wages Act time to time during the execution of work. If any deficiency in specification or in schedule of work, malpractice, deviation from item description or irregularities noticed I/We am/are liable to face any disciplinary action as deemed fit and my enlistment stands to be cancelled. I/We will keep records of labourers as per the provision of labour laws and will submit documents time to time and I/We will file annual labour return in the office of 'Asstt. Labour Commissioner' as per the Building Construction Act. I/We say and declare that I/We will follow 'The Competition Act, 2002'. I/We also declare that I/We will not participate in any cartel system or coalition or cooperative agreements among contractors and will not submit the tender by consulting other contractors. If noticed an action may be taken as per provisions of law and my enlistment stands to be cancelled. I/We say and declare that I will not sublet the work awarded to me to any other contractors / agencies if noticed / found my enlistment stands to be cancelled. I/We say and declare that I/We will pay the labour welfare cess, Service Tax, VAT, Royalty and any other taxes as applicable and I/We will not submit extra claim for above. I/We say and declare that I/We will pay the P.F and ESIC contribution to the respective workers account to respective authority engaged by me for work awarded to me and I/We will submit the copy of challans to the concern engineer incharge alongwith the final bill. I/We say and declare that I/We will get the labour licence from Office of Regional Labour Commissioner (Central) If I/We will engage workers more than 20 labourers per day for respective work. I/We say and declare that I agreed / accepted the following Terms & Conditions of Contract :

Removal from the approved list: IIT Bombay on specific reasons with the approval of the Director, IIT Bombay may cancel the enlistment of a contractor from the approved list, if a contractor- Has on more than one occasion failed to execute a contract or has executed it unsatisfactorily (or) Fails to abide by the conditions of Registration or is found to have given false particulars information at the time of registration (or) Persistently violates any important condition (s) of the contract (or) Is proved to be responsible for executing the works with defects in a number of cases (or) Is declared or in the process of being declared bankrupt or insolvent, or wound up or dissolved or partitioned (or) Persistently violates the labour regulations and rules. Demotion of contractors: IIT Bombay on specific reasons with the approval of the Director, IIT Bombay demote a Contractor to a lower class, if a Contractor: Fails to execute contract or executes it unsatisfactorily or is proved to be responsible for constructional defects (or) Has no longer adequate equipment, technical personnel or financial resources (or) Violets any important conditions of contract (or) Is responsible for any other matter which may justify his demotion to a lower class (or) Is litigious by nature Suspension of business: IIT Bombay on specific reasons with the approval of Director, IIT Bombay may suspend the business with a Contractor for any indefinite period pending full enquiry into the allegations, if the Institute is prima facie of the view that it is not desirable to continue business with the Contractor as he is guilty of an offence in relation to the business dealings, which if established would result in removal or black listing. The Institute may order suspension of business with a Contractor for a specific period when the Contractor is responsible for minor technical offence(s). Black listing: IIT Bombay on specific reasons with approval of director, IIT Bombay may black list a Contractor where : There are sufficient and strong reasons to believe that the Contractor or his employee has been guilty or malpractice (s) such as irregular practices including formation of ring, bribery corruption and fraud including substitution and in tenders smuggling, pilfering of unauthorized use of disposal of Department materials issued for specific work (or) Contractor continuously refuses to pay Department dues without showing adequate reasons (or) Contractor or his partner or his representative has been convicted by a count of law for offence involving moral turpitude in relation to business dealing (s) (or) Security considerations including suspected disloyalty to the Department so warrant.

In all the above cases, the reasons for removal/demotion/ suspension/ blacklisting shall be intimated to the contractor and two weeks time shall be given to him to offer his explanation. If the explanation is not satisfactory action for removal / demotion/suspension/ blacklisting will be taken. The cases, which are doubtful and marginal may be referred for advice to the Law Department before taking the decision. The EMD, if any, shall also be forfeited. Incase of contractors registered for more than one category of work, the orders regarding removal/ demotion/ suspension/ blacklisting would apply to all the categories. I/We certify that the information stated above is true and correct to the best of my knowledge and belief and all the clauses and conditions mentioned above are accepted by me/us. Signature of the Contractor with name & address and seal Before Me Place : Date :