An introduction to Codex and basic principles of standards development (Code of Good Practice for standards development)

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An introduction to Codex and basic principles of standards development (Code of Good Practice for standards development) at National Training Workshop: Strengthening Food Standard Setting and participation in Codex activities in Cambodia (19-21 February 2014) Ms. Shashi Sareen Senior Food Safety & Nutrition Officer FAO Regional Office for the Asia & the Pacific E-mail: shashi.sareen@fao.org

Introducing Codex Coverage Procedures and principles for elaboration of Codex texts Vision, strategic goals and core values of Codex strategic plan 2014-19 TBT Code of good practice for standards development Some recommendations for standards development in countries

Codex Alimentarius Comission An Intergovernmental body Founded in 1962 to implement the Joint FAO/WHO Food Standards Programme jointly hosted by FAO & WHO (1 st session 1963) Programme Objectives protect the health of consumers ensure fair practices in international food trade coordinate all food standards work at the international level Membership - 186 countries + 1 member org (EU) representing 99% of world population Observers: 220 international organizations:- 50 IGOs, 154 NGOs, 16 UN (representing scientific, industry, trade, consumers) Currently meets annually Work through subsidiary bodies (Committees and Task Forces)

Functions of Codex Develops harmonised international food standards, guidelines and codes of practice (for consumers health and fair trade practices) Promotes coordination of all food standards work undertaken by international governmental and nongovernmental organizations. Determinates the priorities, initiates the preparation of standards, once finalized after consultation with the national Governments, it publishes them. Also amends standards in the light of latest developments.

The Codex Alimentarius Commission and the Codex Alimentarius Codex Alimentarius Commission (CAC) = body mandated to develop Codex standards, guidelines & other recommendations Codex alimentarius in Latin means food code It is a collection of food standards, guidelines and related texts ie the documentation developed by the CAC To obtain Codex texts, visit Codex homepage at: http://www.codexalimentarius.org/ standards/en/

Codex Documentation Standards relate to product characteristics Codes of Practice hygiene codes (define practices) Guidelines 2 categories Principles that set out policies in certain key areas Guidelines for interpretation of these principles

Codex Organization CAC Exec Committee Codex Sectt Committee on General Subject Commodity Committee General Principles Hygiene Milk & Milk Products Meat Hygiene Food Labeling Vet. drugs Processed F&Veg Cereals, Pulses & Legumes Contaminants NFSDU Sugar Pesticide Residues Additives Fats & Oils Fresh F & Veg Imp/Exp Insp/Certif Method of Analysis Vegetable Protein Fish & Fishery Natural Mineral Water Cocoa & Chocolate Adhoc Inter governmental Task Force Regional FAO/WHO Coordinating Committee TFPHQFF (Thailand) TFAR (Republic of Korea) C C A F R I C A (Ghana) C C A S I A (Indonesia) TFFBT (Japan) C C E U R O (Switzerland) C C L A C (Mexico) C C N E (Tunisia) C C N A S W P (Tonga)

Procedural manual (21 st edition) is intended to help Member Governments participate effectively in the work of the joint FAO/WHO Food Standards Programme. Contains Statues of CAC Rules of Procedure Additional procedures for the elaboration of Codex standards & related texts, basic definitions and guidelines for the operation of CAC & its subsidiary bodies (Codex committees).

Principles of Codex elaboration Procedure Inclusiveness Step by step (8-step) Broad participation by all members interested Consensus - every member included - every members concerns considered before decision taken Transparency- Open discussion and communication, Free to all interested Science-based & timely available scientific advice Collaboration Objectives of consumer health protection and fair trade practice Standards applicable globally

Standards Development Procedure Strategic planning based on criteria for establishing work priorities Proposal submitted by Committee or Member (format) Critical review of proposal (EC & subsidiary body) 8-step or accelerated 5-step process Scientific advice, as needed

Elaboration procedures (8-step Commission decides to elaborate a standard & assigns work to a Step 1 committee normal) Step 2 Secretariat arranges preparation of proposed draft standard Draft standard is Step 8 submitted through commission for adoption as a Codex Standard Step 3 Proposed draft standard sent to governments & Int orgs for comments Secretariat forwards comments to committee Step 7 Step 4 Secretariat forwards comments to committee Step 6 Step 5 Proposed draft standard is send Draft standard send to to commission for adoption as a government & international draft standard organization for comments

Scientific basis for Codex work - Risk Assessment Bodies Codex committees, when developing standards, rely on independent scientific advice provided by expert bodies organized by FAO/WHO. JECFA Chemical risks JEMRA JMPR Microbiological risks Ad hoc consultations biotechnology probiotics micronutrients etc.. Countries can request, access and contribute data to this process.

Scientific Advice for Standard Setting Based on the Core Principles The Core principles Soundness scientific excellence (expert/ process) Responsibility efficiency & accountability Objectivity neutrality & independence of advice (expert/ advice) Fairness ethical conduct (minority views, selection of experts) Transparency broad access to information comprehensive, understandable, timely effective communication with risk managers & external stakeholders Inclusiveness a multidisciplinary & global approach, participation of different stakeholders

Selection of Experts Membership Transparent process, depends on subject matter, based on scientific credentials of the candidates, roster - Open call for experts Declaration of interests required Independent experts are selected according to following criteria: relevant scientific and technical excellence diversity and complementarity of scientific backgrounds geographical and gender balance

Draft Codex Strategic plan 2014-2019 Vision: The CAC should be the pre-eminent international food standards setting body to protect the health of the consumers & ensure fair practices in the food trade Core values: collaboration, inclusiveness, consensus, transparency Strategic goals: 4 1) Establish international food standards - current & emerging food issues 2) Ensure application of RA principles in development of Codex standards 3) Facilitate the effective participation of all Codex members 4) Implement effective & efficient work management systems/ practices Objectives & work plans-activities, milestones, measurable indicators

Code of Good Practice for Standards Development Substantive provisions (TBT) Open to acceptance by any standardizing body, whether a government body (central/ local), or a nongovernmental body; to any regional standardizing body - governmental (one or more members of which are Members of the WTO) and non-governmental NSBs to follow principles & rules similar for mandatory standards ie base on & participate in international standards formulation, apply on a MFN basis, National Treatment Principle, Least Trade Restrictive

Code of Good Practice for Standards Development Substantive provisions (TBT) Harmonization use international standards as a basis for the standards it develops play a full part, within the limits of its resources, in the preparation of international standards by relevant international standardizing bodies for subject matter for which it either has adopted, or expects to adopt, standards. Single delegation to represent all standardization bodies of country in a particular international standardization activity Avoidance of duplication or overlap between standardizing bodies in a country every effort to achieve a national consensus on the standards they develop. regional standardizing body to make every effort to avoid duplication/ overlap with the work of relevant international standardizing bodies.

Code of Good Practice for Standards Development Substantive provisions (TBT) Specify requirements in terms of performance rather than design or descriptive characteristics 6-monthly programme of work published containing its name and address, the standards it is currently preparing (decision has been taken to develop a standard until that standard has been adopted) and the standards adopted in preceding period 60 days for comments - may be shortened in cases where urgent problems of safety, health or environment. Provide copy to interested party - Any fees charged shall be the same for foreign and domestic parties (plus delivery cost) Take comments into account respond and explain deviation Promptly published (once adopted)

Codex outputs Standards - 212 Codes of Practice - 49 Guidelines - 70 Maximum limits, maximum levels -1 Miscellaneous 4 Total - 336 All published in Codex Alimentarius Website:http://www.codexalimentarius.org/standards/en/

Codex Outputs - Documentation Commodity standards 186 Commodity related texts 46 Food labeling 9 Food Hygiene 5 Food safety risk assessments 3 Sampling and analysis 15 Inspection and Certification procedures 8 Animal food production 6 Contaminants in foods (max levels, detection & prevention) 12 Max limit for pesticide residues 2930; covering 218 pesticides Limits of veterinary drug residues 441, covering 49 vet drugs Food additives provisions 1112, covering 292 food additives Food additives related texts 7 Regional Guidelines - 3 All Codex texts are available from the List of standards of Codex website The numerical Codex standards for food additives,veterinary drugs maximum residue levels & pesticide maximum residue levels, can also be accessed via databases that facilitate their use.

Countries link to Codex - National Codex Contact Points Act as a link between the Codex Secretariat and the member country Coordinate all Codex work in their own country Receive all Codex texts, working documents for meetings and ensure their circulation within country Send comments on Codex documents to the Secretariat Work in close cooperation with NCCs Act as liaison point between food industry, consumers, traders and all concerned to ensure that comments based on appropriate balance of policy and technical advice

In a nutshell Principles/ Good Practice for Standards Development Harmonization Applicable nationally - country-wide Avoid duplication/ overlap Establish a programme of work for each organization (6 monthly) Consensus Science-based Collaborative membership to represent varied stakeholders Transparency 60 days for comments, emergency standards may be less Take comments into account explain if cannot Specify requirements in terms of safety rather than compositional or descriptive characteristics provide copy to interested party - Any fees charged shall be the same for foreign and domestic parties (plus delivery cost) promptly publish (once adopted)

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