DISCIPLINE COMMITTEE OF THE COLLEGE OF PHYSICIANS AND SURGEONS OF ONTARIO COLLEGE OF PHYSICIANS AND SURGEONS OF ONTARIO. - and - PETER ROTHBART

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B E T W E E N: DISCIPLINE COMMITTEE OF THE COLLEGE OF PHYSICIANS AND SURGEONS OF ONTARIO COLLEGE OF PHYSICIANS AND SURGEONS OF ONTARIO - and - PETER ROTHBART NOTICE OF HEARING THE INQUIRIES, COMPLAINTS AND REPORTS COMMITTEE OF THE COLLEGE OF PHYSICIANS AND SURGEONS OF ONTARIO has referred to the Discipline Committee of the College the allegation that Dr. Peter Rothbart ( Dr. Rothbart ), a member of the College, has committed an act of professional misconduct: 1. under paragraph 1(1)33 of Ontario Regulation 856/93 made under the Medicine Act, 1991( O. Reg. 856/93 ), in that he has engaged in conduct or an act or omission relevant to the practice of medicine that, having regard to all the circumstances, would reasonably be regarded by members as disgraceful, dishonourable or unprofessional; and 2. under paragraph 1(1)2 of Ontario Regulation 856/93 made under the Medicine Act, 1991 ( O. Reg. 856/93 ), in that he has failed to maintain the standard of practice of the profession. THE INQUIRIES, COMPLAINTS AND REPORTS COMMITTEE OF THE COLLEGE OF PHYSICIANS AND SURGEONS OF ONTARIO has also referred to the Discipline Committee of the College the allegation that Dr. Rothbart is incompetent as defined by subsection 52(1) of the Health Professions Procedural Code (the Code ), which is Schedule 2 to the Regulated Health Professions Act, 1991. hearing. Further information about the allegations is contained in Schedule A to this notice of

2 A PANEL OF THE DISCIPLINE COMMITTEE WILL HOLD A HEARING under the authority of sections 38 to 56 of the Health Professions Procedural Code for the purposes of deciding whether Dr. Rothbart has committed an act or acts of professional misconduct. The hearing will be held at the College of Physicians and Surgeons of Ontario, 80 College Street, Toronto, Ontario or such other venue as the College may advise, on a date to be determined after consultation between College counsel and Dr. Rothbart or his counsel, and fixed by the Hearings Office. IF DR. ROTHBART DOES NOT ATTEND AT THE HEARING, the discipline panel may proceed in his absence and he will not be entitled to any further notice in the proceeding. IF THE PANEL FINDS that Dr. Rothbart has committed an act or acts of professional misconduct or is incompetent, the panel may make one or more of the following orders authorized under subsections 51(2) and 52(2) of the Code: Subsection 51(2) of the Code (2) If a panel finds a member has committed an act of professional misconduct, it may make an order doing any one or more of the following: 1. Directing the Registrar to revoke the member s certificate of registration. 2. Directing the Registrar to suspend the member s certificate of registration for a specified period of time. 3. Directing the Registrar to impose specified terms, conditions and limitations on the member s certificate of registration for a specified or indefinite period of time. 4. Requiring the member to appear before the panel to be reprimanded. 5. Requiring the member to pay a fine of not more than $35,000 to the Minister of Finance. 5.1 If the act of professional misconduct was the sexual abuse of a patient, requiring the member to reimburse the College for funding provided for that patient under the program required under section 85.7. 5.2 If the panel makes an order under paragraph 5.1, requiring the member to post security acceptable to the College to guarantee the payment of any amounts the member may be required to reimburse under the order under paragraph 5.1. 1991, c. 18, Sched. 2, s. 51 (2); 1993, c. 37, s. 14 (2).

Subsection 52(2) of the Code 3 (2) If a panel finds a member is incompetent, it may make an order doing any one or more of the following: 1. Directing the Registrar to revoke the member s certificate of registration. 2. Directing the Registrar to suspend the member s certificate of registration. 3. Directing the Registrar to impose specified terms, conditions and limitations of the member s certificate of registration for a specified period of time or indefinite period of time. THE DISCIPLINE PANEL MAY, under subsection 53.1 of the Code, make an order requiring Dr. Rothbart to pay all or part of the College s costs and expenses. THE COLLEGE INTENDS TO INTRODUCE as business records, under section 35 of the Evidence Act, any writings or records that were made in the usual and ordinary course of business. Without limiting the generality of the foregoing, the College intends to introduce as business records the medical and hospital charts related to the patient care that is the subject of the allegations. Dr. Rothbart is entitled to disclosure of the evidence against him and of other information in the College s knowledge or possession. To obtain disclosure, Dr. Rothbart or his counsel or agent should contact the Legal Office of the College of Physicians and Surgeons, 80 College Street, Toronto, Ontario, M5G 2E2, telephone (416) 967-2600 or 1-800-268-7096. Date: November 15, 2017 Chair, Inquiries, Complaints and Reports Committee TO: Dr. Peter Rothbart Practice Address Not Available

4 SCHEDULE A 1. Dr. Rothbart is a physician who, at the relevant times, was the Medical Director of the Rothbart Centre for Pain Care ( Rothbart Centre ), a Level 2 Out-of-Hospital premises( OHP ), located in Toronto, Ontario. 2. Dr. Rothbart is incompetent and/or failed to maintain the standard of practice of the profession in his role as Medical Director of an OHP including in the following ways: a. he failed to ensure that the Rothbart Centre implemented and maintained appropriate infection control practices required for a Leve1 2 OHP. 3. Dr. Rothbart engaged in disgraceful, dishonourable or unprofessional conduct in his dealings with Toronto Public Health in relation to an infection outbreak at the Rothbart Centre in 2012. ADDITIONAL INFORMATION ABOUT THE ALLEGATIONS AGAINST DR. ROTHBART WILL BE PROVIDED IN ADVANCE OF THE HEARING.

COLLEGE OF PHYSICIANS AND SURGEONS OF ONTARIO -and- PETER ROTHBART DISCIPLINE COMMITTEE OF THE COLLEGE OF PHYSICIANS AND SURGEONS OF ONTARIO NOTICE OF HEARING COLLEGE OF PHYSICIANS AND SURGEONS OF ONTARIO Legal Office 80 College Street Toronto, ON M5G 2E2 Elisabeth Widner Tel: 416-967-2600, ext. 744 Fax: 416-967-2647 Counsel for the College of Physicians and Surgeons of Ontario