THE INSTITUTE OF INTERNAL AUDITORS 2017 INTERNATIONAL AWARDS CALL FOR AWARDS NOMINATIONS

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THE INSTITUTE OF INTERNAL AUDITORS 2017 INTERNATIONAL AWARDS CALL FOR AWARDS NOMINATIONS BRADFORD CADMUS MEMORIAL AWARD For contributions to the global profession of internal auditing VICTOR Z. BRINK AWARD FOR DISTINGUISHED SERVICE For contributions to the profession through global service to The IIA WILLIAM G. BISHOP III, CIA LIFETIME ACHIEVEMENT AWARD For impact on the global profession through a lifetime of accomplishments and dedication to The IIA The Institute of Internal Auditors is asking for nominations for its three highest and most prestigious awards. All three awards recognize individuals who have made outstanding achievements in the field of internal auditing. The Bradford Cadmus Memorial Award is given to individuals who have contributed significantly to the advancement of the global profession. The Victor Z. Brink Award for Distinguished Service honors IIA members for their service to The IIA. And the William G. Bishop III, CIA Lifetime Achievement Award honors IIA members who have shown extraordinary leadership and dedication over a lifetime of service to the global profession. Recipients of these awards receive complimentary registration and travel expenses for The IIA s 2016 International Conference, which will be held in New York, NY in July 2016, and special recognition at the conference. They will also receive lifetime honorary membership in The IIA and complimentary registration to future international conferences. You are encouraged to consider carefully the criteria for each award and to recommend worthy candidates for the honor. Nominations should be as complete as possible with detailed information provided on the official form. Attach an additional sheet if necessary. Multiple nominations for the same candidate from different members are permissible, but each must be submitted separately. Nominations are reviewed and judged by a specially-appointed committee. Please note that all forms must be completed in English and returned by February 24, 2017.

BRADFORD CADMUS MEMORIAL AWARD The Bradford Cadmus Memorial Award is one of the highest honors or tributes bestowed by The Institute on individuals impacting the internal auditing profession. It was created in 1965 in memory of Bradford Cadmus, the first Managing Director of The Institute, to recognize IIA members or non-members who have made outstanding international contributions in the field of internal auditing. Nominations for the award are considered annually on the basis of nominees' achievements and their contributions to research, education, publications, or other developments and activities in the field of internal auditing. Since 1966, the Bradford Cadmus Memorial Award has been bestowed upon 51 outstanding practitioners, stakeholders, educators or supporters of the profession of internal auditing. Incumbent members of the Executive Committee and the Awards Committee, as well as paid employees of The IIA, are not eligible to receive the award. There is no obligation to make the award in any year. The number of awards to be made in a single year is left to the discretion of the awards committee. 1966 B. Cadmus 1967 V. Z. Brink 1968 F. E. Mints 1969 D. E. Dooley 1970 J.O. Davies H. J. Hintze 1971 W. S. Smith 1972 Fr. W. Lennon 1973 L. B. Sawyer 1974 O. Hunsbedt 1975 F. A. Beale 1976 D. E. Wilson 1977 W. J. Harmeyer J. B. Thurston 1978 R. L. Richmond 1979 R. N. Carolus R. E. Gobeil 1980 C. L. Duly 1981 J. R. Ballard 1982 No recipient Previous Recipients Bradford Cadmus Memorial Award 1983 A. Schneider 1984 No recipient 1985 M. Dittenhofer 1986 W. C. Anderson C. L. Brown 1987 S. C. Gross 1988 No recipient 1989 J. P. Wesberry, Jr. 1990 M. J. Barrett 1991 J. B. Thomas 1992 P. E. Heeschen J. T. Reeve 1993 J. A. Hooper H. L. Marsh 1994 D. V. Dunbar 1995 A.J. Hans Spoel 1996 W. J. Duane, Jr. 1997 No recipient 1998 K. Løken 1999 P. G. Makosz 2000 W. L. Taylor 2001 T. A. Johnson 2002 A. J. Ridley 2003 W. G. Moore 2004 J. Renard 2005 L. E. Rittenberg 2006 U. L. Anderson G. E. Sumners 2007 J. M. Kaplan 2008 J. P. Roth, PhD 2009 No recipient 2010 J. M. Portal Martinez 2011 R. J. Anderson 2012 No recipient 2013 No recipient 2014 A.D. Chambers 2015 J.J. Flaherty 2016 D. K. Beran

VICTOR Z. BRINK AWARD FOR DISTINGUISHED SERVICE The Board of Directors of The Institute of Internal Auditors established the award in the original Bylaws of The Institute to recognize individuals who have given outstanding and exceptional service to the profession of internal auditing through participation in the global activities of The Institute of Internal Auditors. This award was called the Honorary Member Award by the first Bylaws, later the Distinguished Service Award, and now the Victor Z. Brink Award for Distinguished Service. Brink was one of the original founders of The Institute and a renowned auditor, educator, author, lecturer, and advocator of the profession until his death in 1992. Only IIA members are eligible to receive the award. Members of the Executive Committee, excluding the Past Chairman retiring from the Executive Committee; members of the Awards Committee; and employees of The Institute shall not be eligible to receive the award. Nominations will be judged based on the member s or members service to The Institute on an international level, particularly in such areas as recognized contributions as an IIA leader; influence on membership growth or certification; contributions to educational deliverables for the profession; or contributions to the growth of our chapters and institutes. Accomplishments should extend beyond contributions to a particular chapter or Institute. There is no obligation to make the award in any year. With the intent to recognize truly distinguished service by IIA members, no more than two awards can be made in a single year. Previous Recipients - Victor Z. Brink Award for Distinguished Service Note: Prior to 1994 all Chairmen of the Board automatically received the DSA Award. The award criteria was changed in 1994 to require review by a committee, and to encourage recipients other than, or in addition to, past Chairmen. Recipients since 1980 (by year) 1980 S.C. Gross 1990 J. K. Watsen 1996 W.E. Hick III 2005 E.M. Dudley 2013 P. Miller 1981 J.R. Kelly 1991 R. L. Bell 1997 R.E. White R.E. Purpur S. Goepfert 1982 W. J. Harmeyer 1992 W.J.Duane Jr. 1998 No recipient 2006 C. Lapointe 2014 R. Winters 1983 C.L. Brown O.J. McGill 1999 D.K. Beran 2007 A.R. Thomas 2015 M. Parkinson 1984 D.V. Dunbar G.P. Wilson 2000 A.J. Ridley 2008 J. Nieuwlands 2016 No Recipient 1985 W.E. Thompson 1993 H.D. Miller 2001 J.P. Garitte 2009 S.L. Morgan 1986 L.R. Radde L.B. Sawyer 2002 H.J. Johnson 2010 B.L. McPhilimy 1987 J.A. Hooper 1994 A.J. Spoel G. Grossi 2011 G.D. Cox 1988 H.L. Marsh 1995 O.W. Mills Jr. 2003 D.F. Bentley R. N. McDonald 1989 W.E. Swanson S.E. Stanford 2004 D.A. Richards 2012 L. Vaurs Recipients prior to 1980 (alphabetical) H.L. Aiken H.C.M. Cobb W.H. Garbade A.H. Kent J.A. Mosher R.L. Richmond C.T. Atkisson O.R. Crow Jr. C.J. Ghesquiere K.K. Kilgore C.H. Nagle C.C. Slain J.R. Ballard E.H. Cunningham W.R. Gilchrist A. Lauckner R.E. Noonan W.S. Smith F.A. Beale H.B. Davidson A.E. Hald W.J. Lehmann J.B. Parker J.B. Thurston J.D. Bradt J.O. Davies W.T. Hamilton F.W. Lennon W.B. Pitts R.D. Whisler V.Z. Brink W.R. Davies C.N. Inman R.M. Milne E.F. Ratliff D.E. Wilson A.J.E. Child D.E. Dooley

WILLAM G. BISHOP III, CIA LIFETIME ACHIEVEMENT AWARD The Institute s Board of Directors formally established the William G. Bishop III, CIA Lifetime Achievement award in December 2004 to recognize individual members who, through a lifetime of accomplishments and dedication to The Institute, have impacted the international practice of internal auditing, advanced the awareness of The IIA, and inspired professionals around the world to make a difference in our profession and in the organizations we serve. The award was presented informally three times before its formal establishment and twice since: In 2000 to Lawrence B. Sawyer, recognized worldwide as the father of modern internal auditing. In 2002 to Mortimer Dittenhofer, recognized for his lifetime promotion of internal auditing in government and education. In 2004 to William G. Bishop III (posthumously), for his impact on the global profession culminating from his 12 years as IIA president. In 2008 to William L. Taylor for his extraordinary leadership and dedication over a lifetime of service to the global profession of internal auditing and The IIA. In 2016 to Patricia K. Miller, recognized for her extraordinary leadership and dedication to the profession as practitioner, volunteer, speaker, instructor, author and mentor to scores of young professionals. The award is open to members of The Institute who have shown extraordinary leadership and dedication over a lifetime of service to the global profession and to The IIA. Members must be well-known and well-respected globally, and must have had a major impact on the development or the furthering of the profession. While not required, members may have already received other prestigious awards of The IIA, e.g., the Bradford Cadmus Memorial Award or the Victor Z. Brink Award for Distinguished Service. It is anticipated that the award will be given infrequently. Candidates should be near the end of their careers in internal auditing (or related fields) and near the end of their active involvement with The IIA.

Official International Awards Nomination Form Please complete all information electronically. Attach additional sheet if necessary. PLEASE NOTE: Incomplete nominations or those that do not meet the minimum qualifications provided cannot be submitted to the awards committee. Name of nominee: Job Title: Organization: City, State/Province, Country: Telephone (include country/area code): E-mail: Select award(s) and provide detailed information (boxes will expand as you type): 2017 BRADFORD CADMUS MEMORIAL AWARD For the Cadmus award, describe the nominee's accomplishments and how they have contributed to the advancement of the global internal auditing profession. Mention awards the nominee has received, and any leadership positions he or she has held, including from organizations other than The IIA. Accomplishment/contributions to the profession: Awards received/leadership positions held: 2017 VICTOR Z. BRINK AWARD FOR DISTINGUISHED SERVICE For the Brink award, describe the nominee's accomplishments and how they have demonstrated outstanding and exceptional service to the profession through participation in the global activities of The Institute. Mention IIA awards, international positions, and special IIA achievements of the nominee that have impacted the internal auditing profession. Service to the profession through The IIA: Awards/international positions/special IIA achievements: 2017 WILLIAM G. BISHOP III, CIA LIFETIME ACHIEVEMENT AWARD For the Bishop Lifetime Achievement award, describe how the nominee has impacted and inspired the global profession of internal auditing through a lifetime of accomplishments and dedication to The IIA. Impact to the global profession: Accomplishments: Dedication to The IIA: Submitted by: Chapter/Institute: IIA Member Number (membership must be active): Date: This nomination is from: Individual Chapter/Institute (endorsed by Board) Nomination Deadline: February 24, 2017. All forms must be completed in English and returned to: Governance@theiia.org The Institute of Internal Auditors, 1035 Greenwood Blvd., Suite 401, Lake Mary, FL 32746 Rev. 12/12/16