AGENDA THURSDAY, FEBRUARY 16, 2017 7:00 A.M. 8:00 A.M. REGISTRATION & BREAKFAST 8:00 A.M. 8:15 A.M. WELCOMING REMARKS Mr. Fredy Molfino, President Puerto Rico Bankers Association Ms. Zoimé Alvarez Rubio, Esq. Executive Vice President Puerto Rico Bankers Association 8:15 A.M. 9:15 A.M. 2017 REGULATORY LANDSCAPE: WHAT DOES IT MEANS FOR BANKS, SECURITIES INDUSTRY AND CASINOS Moderator/Panelist: Mr. John Byrne, Esq., CAMS Executive Vice President Association of Certified Anti-Money Laundering Specialists (ACAMS) Mr. Lester Joseph Manager, Global Financial Crimes Intelligence Group Wells Fargo & Company Ms. Viviana Muñoz-Fernández, Esq., CAMS Compliance and Enforcement Officer Financial Crimes Enforcement Network (FinCEN) Mr. Jay Song Board of Governors of the Federal Reserve System Washington, D.C. 9:15 A.M. 10:00 A.M. HOW TO TAKE YOUR RISK ASSESSMENT TO THE NEXT LEVEL Moderator: Mr. Alan Abel, CPA Global AML Practice Leader
10:00 A.M. 10:30 A.M. COFFEE BREAK Mr. James Arndts SVP, Director Strategy, Transformation and Governance Enterprise Financial Crimes Compliance U.S. Bank Ms. María-José Fox Consultant In Compliance We Trust Consulting, LLC Mr. John Wagner Deloitte Advisory 10:30 A.M. 11:30 A.M. PUBLIC CORRUPTION RED FLAGS/ TREATMENT OF PEP S Moderator: Mr. David B. Chenkin, Esq. Partner Zeichner Ellman & Krause LLP 11:30 A.M. 12:00 P.M. KEY NOTE SPEAKER 12:00 M.D. - 1:30 P.M. LUNCH Ms. Myriam Fernández, Esq. Agent United States Department of Justice District of Puerto Rico Mr. Douglas Leff Special Agent in Charge Federal Bureau of Investigations Puerto Rico Area Ms. Aixa Maldonado Quiñones, Esq. Senior Trial Attorney Money Laundering and Asset Recovery Section U.S. Department of Justice Mr. Richard Weber Chief, Criminal Investigations IRS
1:30 P.M. 2:40 P.M. LAW ENFORCEMENT PANEL Moderator: Mr. Gilberto Figueroa, Esq. BSA / AML / OFAC Officer Popular Community Bank Ms. Dianne Eickman Resident Agent in Charge US Department of State San Juan Resident Office Ms. Myriam Fernández, Esq. Agent United States Department of Justice District of Puerto Rico Mr. Douglas Leff Special Agent in Charge Federal Bureau of Investigations Puerto Rico Area Mr. Ricardo Mayoral Special Agent in Charge (SAC) US Department of Homeland Security ICE Homeland Security Investigations San Juan Office 2:40 P.M. 3:10 P.M. ACCESS TO FEDERAL RESERVE SERVICES FOR HIGH RISK ACCOUNTS AND SERVICES: EXPECTATIONS FOR A COMPLIANCE PROGRAM 3:10 P.M. 3:30 P.M. COFFEE BREAK Ms. Marina Adams Compliance and Privacy Officer Federal Reserve Bank of New York 3:30 P.M. 4:45 P.M. BANKING HIGHER RISK CUSTOMERS / DERISKING Moderator: Mr. John Byrne, Esq., CAMS Executive Vice President Association of Certified Anti-Money Laundering Specialists (ACAMS) Mr. Ian Comins and General Manager EFG Bank Cayman
Ms. Djuana McDaniel-Schmitz Senior Program Analyst Anti-Money Laundering Section Federal Deposit Insurance Corporation Mr. Anthony L. Rodríguez Global Compliance Officer Associated Foreign Exchange Mr. Jay Song Board of Governors of the Federal Reserve System Washington, D.C. 4:45 P.M. 5:30 P.M. ENFORCEMENT ACTIONS: RECENT CASE STUDIES Moderator: Ms. María de Lourdes Jiménez, Esq., Senior Vice President and Manager Corporate Compliance Director, Corporate Compliance Division Popular, Inc. 5:30 P.M. COCKTAIL SPONSORED BY: Ms. Aixa Maldonado Quiñones, Esq. Senior Trial Attorney Money Laundering and Asset Recovery Section U.S. Department of Justice Ms. Viviana Muñoz-Fernández, Esq., CAMS Compliance and Enforcement Officer Financial Crimes Enforcement Network (FinCEN) AML FRIDAY, FEBRUARY 17, 2017 7:00 A.M. 8:00 A.M. REGISTRATION AND BREAKFAST 8:00 A.M. 9:00 A.M. BENEFICIAL OWNERSHIP: CUSTOMER DUE DILIGENCE WHAT YOU NEED TO BE DOING TO ENSURE COMPLIANCE BY THE DEADLINE Moderator: Mr. Norberto Molina, CAMS Corporate Compliance Vice President BSA/AML Manager Banco Popular Puerto Rico
Mr. James Dinkins Monitoring and Detection, Investigation, Enhanced Due Diligence US Bank Ms. Djuana McDaniel-Schmitz Senior Program Analyst Anti-Money Laundering Section Federal Deposit Insurance Corporation 9:00 A.M. 10:00 A.M. MODEL RISK GOVERNANCE: HOW TO MEET CURRENT MODEL RISK SUPERVISORY AND VALIDATION EXPECTATIONS Moderator: Mr. Alan Abel, CPA Global AML Practice Leader 10:00 A.M. 10:30 A.M. COFFEE BREAK Mr. Robert Curry EVP, Chief Compliance Officer KeyCorp Mr. George Korsun PwC Ms. Andrea Ríos, CAMS Manager, Risk Consulting Practice Mr. John Wagner Deloitte Advisory 10:30 A.M. 11:15 A.M. OFAC Moderator: Mr. Milton Méndez, Esq. Manager, Global Sanctions Banco Popular de PR Mr. Andrés Fernández, Esq. Partner Holland & Knight 11:15 A.M. 12:15 P.M. INTERNATIONAL AML HOT TOPICS/ISSUES THE LOCAL EFI S ARE FACING Moderator: Mr. Victor M. Rodríguez, Chief Executive Officer AML Advisory Expertise Consulting
12:15 M.D. 1:45 M.D. LUNCH Mr. Andrés Fernández, Esq. Partner Holland & Knight Mr. Lester Joseph Manager, Global Financial Crimes Intelligence Group Wells Fargo & Company Mr. Milton Méndez, Esq. Manager Global Sanctions Banco Popular de PR 1:45 P.M 2:45 P.M. TERRORIST FINANCING Moderator: Ms. Rose L. Torres, Esq. BSA Officer Banco Popular PR 2:45 P.M. 3:15 P.M. COFFEE BREAK Agt. Katie Hill Federal Bureau of Investigations Mr. Dennis M. Lormel Founder and President DML Associates, LLC 3:15 P.M. 4:30 P.M. PREDICTIVE INFORMATION: TRENDS IN THE QUANTITATIVE OF INVESTIGATION ANALYSIS AND SUSPICIOUS ACTIVITIES LESS SUBJECTIVITY IN RISK MITIGATION / WHAT IS NEW IN TRANSACTION MONITORING Moderator : Mr. Miguel A. Babilonia Quantitative Analytics Manager Corporate Risk Management Analytics Popular, Inc Mr. James Arndts SVP, Director Strategy, Transformation and Governance Enterprise Financial Crimes Compliance U.S. Bank Mr. Robert Curry EVP, Chief Compliance Officer KeyCorp
Mr. George Korsun PwC Mr. Thomas M. Paar Senior Manager Risk Consulting Services 4:30P.M. 5:00 P.M. CHALLENGES OF CANNABIS BANKING Mr. Mark Haden Vice President Colorado National Bank 5:00 P.M. CLOSING REMARKS THE SPEAKERS OR PROGRAM MAY BE SUBJECT TO CHANGE WITHOUT NOTICE S P O N S O R S